Wit and its relation to the unconscious
Part 13
It seems to be by no means easy to avoid the endopsychic utilization of energy that has become superfluous, for in our mental processes we are constantly in the habit of transferring such emotional outputs from one path to another without losing any of their energy through discharge. Wit prevents this in the following way. In the first place it strives for the shortest possible expression in order to expose less points of attack to the attention. Secondly, it strictly adheres to the condition that it be easily understood (_v. s._), for as soon as it has recourse to mental effort or demands a choice between different mental paths, it imperils the effect not only through the unavoidable mental expenditure, but also through the awakening of attention. Besides this, wit also makes use of the artifice of diverting the attention by offering to it something in the expression of the witticism which fascinates it so that meanwhile the liberation of inhibition energy and its discharge can take place undisturbed. The omissions in the wording of wit already carry out this intention. They impel us to fill in the gaps and in this way they keep the wit-process free from attention. The technique of the riddle, as it were, which attracts attention is here pressed into the service of the wit-work. The façade formations, which we have already discovered in many groups of tendency-wit, are still more effective (see p. 155). The syllogistical façades excellently fulfill the purpose of riveting the attention by an allotted task. While we begin to ponder wherein the given answer was lacking already we are laughing; our attention has been surprised, and the discharge of the liberated emotional inhibition has been effected. The same is true of witticisms possessing a comic façade in which the comic serves to assist the wit-technique. A comic façade promotes the effect of wit in more than one way; it makes possible not only the automatism of the wit-process by riveting the attention, but also it facilitates the discharge of wit by sending ahead a discharge from the comic. Here the effect of the comic resembles that of a fascinating fore-pleasure, and we can thus understand that many witticisms are able to dispense entirely the fore-pleasures produced by other means of wit, and make use of only the comic as a fore-pleasure. Among the true techniques of wit it is especially displacement and representation through absurdity which, besides other properties, also develop the deviation of attention so desirable for the automatic discharge of the wit-process.[56]
We already surmise, and later will be able to see more clearly, that in this condition of deviation of attention we have disclosed no unessential characteristic of the psychic process in the hearer of wit. In conjunction with this, we can understand something more. First, how it happens that we rarely ever know in a joke why we are laughing, although by analytical investigation we can determine the cause. This laughing is the result of an automatic process which was first made possible by keeping our conscious attention at a distance. Secondly, we arrive at an understanding of that characteristic of wit as a result of which wit can exert its full effect on the hearer only when it is new and when it comes to him as a surprise. This property of wit, which causes wit to be short-lived and forever urges the production of new wit, is evidently due to the fact that it is inherent in the surprising or the unexpected to succeed but once. When we repeat wit the awakened memory leads the attention to the first hearing. This also explains the desire to impart wit to others who have not heard it before, for the impression made by wit on the new hearer replenishes that part of the pleasure which has been lost by the lack of novelty. And an analogous motive probably urges the wit producer to impart his wit to others.
_Elements Favoring the Wit-process_
As elements favoring the wit-process, even if we can no longer consider them essentials, I present in the third place three technical aids to wit-work which are destined to increase the sums of energy to be discharged and thus enhance the effect of the wit. These technical aids also very often accentuate the attention directed to the wit, but they neutralize its influence by simultaneously fascinating it and impeding its movements. Everything that provokes interest and confusion exerts its influence in these two directions. This is especially true of the nonsense and contrast elements, and above all the “contrast of ideas,” which some authors consider the essential character of wit, but in which I see only a means to reinforce the effect of wit. All that is confusing evokes in the hearer that condition of distribution of energy which Lipps has designated as “psychic damming”; and, doubtless, he has a right to assume that the force of the “discharge” varies with the success of the damming process which precedes it. Lipps’s exposition does not explicitly refer to wit, but to the comic in general, yet it seems quite probable that the discharge in wit, releasing a gush of inhibition energy, is brought to its height in a similar manner by means of the damming.
At length we are aware that the technique of wit is really determined by two kinds of tendencies, those which make possible the formation of wit in the first person, and those guaranteeing that the witticism produces in the third person as much pleasurable effect as possible. The Janus-like double-facedness of wit, which safeguards its original resultant pleasure against the impugnment of critical reason, belongs to the first tendency together with the mechanism of fore-pleasure; the other complications of technique produced by the conditions discussed in this chapter concern the third person of the witticism. Thus wit in itself is a double-tongued villain which serves two masters at the same time. Everything that aims toward gaining pleasure is calculated by the witticism to arouse the third person, as if inner, unsurmountable inhibitions in the first person were in the way of the same. Thus one gets the full impression of the absolute necessity of this third person for the completion of the wit-process. But while we have succeeded in obtaining a good insight concerning the nature of this process in the third person, we feel that the corresponding process in the first person is still shrouded in darkness. So far we have not succeeded in answering the first of our two questions: Why can we not laugh over wit made by ourselves? and: Why are we urged to impart our own witticisms to others? We can only suspect that there is an intimate connection between the two facts yet to be explained, and that we must impart our witticisms to others for the reason that we ourselves are unable to laugh over them. From our examinations of the conditions in the third person for pleasure gaining and pleasure discharging we can draw the conclusion that in the first person the conditions for discharge are lacking and that those for gaining pleasure are only incompletely fulfilled. Thus it is not to be disputed that we enhance our pleasure in that we attain the—to us impossible—laughter in this roundabout way from the impression of the person who was stimulated to laughter. Thus we laugh, so to speak, _par ricochet_, as Dugas expresses it. Laughter belongs to those manifestations of psychic states which are highly infectious; if I make some one else laugh by imparting my wit to him, I am really using him as a tool in order to arouse my own laughter. One can really notice that the person who at first recites the witticism with a serious mien later joins the hearer with a moderate amount of laughter. Imparting my witticisms to others may thus serve several purposes. First, it serves to give me the objective certainty of the success of the wit-work; secondly, it serves to enhance my own pleasure through the reaction of the hearer upon myself; thirdly, in the case of repeating a not original joke, it serves to remedy the loss of pleasure due to the lack of novelty.
_Economy and Full Expenditure_
At the end of these discussions about the psychic processes of wit, in so far as they are enacted between two persons, we can glance back to the factor of economy which impressed us as an important item in the psychological conception of wit since we offered the first explanation of wit-technique. Long ago we dismissed the nearest but also the simplest conception of this economy, where it was a matter of avoiding psychic expenditure in general by a maximum restriction in the use of words and by the production of associations of ideas. We had then already asserted that brevity and laconisms are not witty in themselves. The brevity of wit is a peculiar one; it has to be a “witty” brevity. The original pleasure gain produced by playing with words and thoughts resulted, to be sure, from simple economy in expenditure, but with the development of play into wit the tendency to economize also had to shift its goals, for whatever might be saved by the use of the same words or by avoiding new thought connections would surely be of no account when compared to the colossal expenditure of our mental activity. We may be permitted to make a comparison between the psychic economy and a business enterprise. So long as the latter’s transactions are very small, good policy demands that expenses be kept low and that the costs of operation be minimized as much as possible. The economy still follows the absolute height of the expenditure. Later on when the volume of business has increased, the importance of the business expenses dwindles; increases in the expenditure totals matter little so long as the transactions and returns can be sufficiently increased. Keeping down running expenses would be parsimonious; in fact, it would mean a direct loss. Nevertheless it would be equally false to assume that with a very great expenditure there would be no more room for saving. The manager inclined to economize would now make an effort to save on particular things and would feel satisfied if the same establishment, with its costly upkeep, could reduce its expenses at all, no matter how small the saving would seem in comparison to the entire expenditure. In quite an analogous manner the detailed economy in our complicated psychic affairs remains a source of pleasure, as may be shown by everyday occurrences. Whoever used to have a gas lamp in his room, but now uses electric light, will experience for a long time a definite feeling of pleasure when he presses the electric light button; this pleasure continues as long as at that moment he remembers the complicated arrangements necessary to light the gas lamp. Similarly the economy of expenditure in psychic inhibition brought about by wit—small though it may be in comparison to the sum total of psychic expenditure—will remain a source of pleasure for us, because we thereby save a particular expenditure which we were wont to make and which as before we were ready to make. That the expenditure is expected and prepared for is a factor which stands unmistakably in the foreground.
A localized economy, as the one just considered, will not fail to give us momentary pleasure, but it will not bring about a lasting alleviation so long as what has been saved here can be utilized in another place. Only when this disposal into a different path can be avoided, will the special economy be transformed into a general alleviation of the psychic expenditures. Thus, with clearer insight into the psychic processes of wit, we see that the factor of alleviation takes the place of economy. Obviously the former gives us the greater feeling of pleasure. The process in the first person of the witticism produces pleasure by removing inhibitions and by diminishing local expenditure; it does not, however, seem to come to rest until it succeeds through the intervention of the third person in attaining general relief through discharge.
C. THEORETICAL PART
VI. THE RELATION OF WIT TO DREAMS AND TO THE UNCONSCIOUS
At the end of the chapter which dealt with the elucidation of the technique of wit (p. 125) we asserted that the processes of condensation with and without substitutive formation, displacement, representation through absurdity, representation through the opposite, indirect representation, etc., all of which we found participated in the formation of wit, evinced a far-reaching agreement with the processes of “dream-work.” We promised, at that time, first to examine more carefully these similarities, and secondly, so far as such indications point to search for what is common to both wit and dreams. The discussion of this comparison would be much easier for us if we could assume that one of the subjects to be compared—the “dream-work”—were well known. But we shall probably do better not to take this assumption for granted. I received the impression that my book _The Interpretation of Dreams_ created more “confusion” than “enlightenment” among my colleagues, and I know that the wider reading circles have contented themselves to reduce the contents of the book to a catchword, “Wish fulfillment”—a term easily remembered and easily abused.
However, in my continued occupation with the problems considered therein, for the study of which my practice as a psychotherapeutist affords me much opportunity, I found nothing that would impel me to change or improve on my ideas; I can therefore peacefully wait until the reader’s comprehension has risen to my level, or until an intelligent critic has pointed out to me the basic faults in my conception. For the purposes of comparison with wit, I shall briefly review the most important features of dreams and dream-work.
We know dreams by the recollection which usually seems fragmentary and which occurs upon awakening. It is then a structure made up mostly of visual or other sensory impressions, which represents to us a deceptive picture of an experience, and may be mingled with mental processes (the “knowledge” in the dream) and emotional manifestations. What we thus remember as a dream I call “the manifest dream-content.” The latter is often altogether absurd and confused, at other times it is merely one part or another that is so affected. But even if it be entirely coherent, as in the case of some anxiety dreams, it stands out in our psychic life as something strange, for the origin of which one cannot account. Until recently the explanation for these peculiarities of the dream has been sought in the dream itself in that it was considered roughly speaking an indication of a muddled, dissociated, and “sleepy” activity of the nervous elements.
As opposed to this view I have shown that the excessively peculiar “manifest” dream-content can regularly be made comprehensible, and that it is a disfigured and changed transcription of certain correct psychic formations which deserve the name of “latent dream-thoughts.” One gains an understanding of the latter by resolving the manifest dream-content into its component parts without regard for its apparent meaning, and then by following up the threads of associations which emanate from each one of the now isolated elements. These become interwoven and in the end lead to a structure of thoughts, which is not only entirely accurate, but also fits easily into the familiar associations of our psychic processes. During this “analysis” the dream-content loses all of the peculiarities so strange to us; but if the analysis is to be successful, we must firmly cast aside the critical objections which incessantly arise against the reproduction of the individual associations.
_The Dream-work_
From the comparison of the remembered manifest dream-content with the latent dream-thoughts thus discovered there arises the conception of “dream-work.” The entire sum of the transforming processes which have changed the latent dream-thought into the manifest dream is called the dream-work. The astonishment which formerly the dream evoked in us is now perceived to be due to the dream-work.
The function of the dream-work may be described in the following manner. A structure of thoughts, mostly very complicated, which has been built up during the day and not brought to settlement—a day remnant—clings firmly even during night to the energy which it had assumed—the underlying center of interest—and thus threatens to disturb sleep. This day remnant is transformed into a dream by the dream-work and in this way rendered harmless to sleep. But in order to make possible its employment by the dream-work, this day remnant must be capable of being cast into the form of a wish, a condition that is not difficult to fulfill. The wish emanating from the dream-thoughts forms the first step and later on the nucleus of the dream. Experience gained from analyses—not the theory of the dream—teaches us that with children a fond wish left from the waking state suffices to evoke a dream, which is coherent and senseful, but almost always short, and easily recognizable as a “wish fulfillment.” In the case of adults the universally valid condition for the dream-creating wish seems to be that the latter should appear foreign to conscious thinking, that is, it should be a repressed wish, or that it should supply consciousness with reinforcement from unknown sources. Without the assumption of the unconscious activity in the sense used above, I should be at a loss to develop further the theory of dreams and to explain the material gleaned from experience in dream-analyses. The action of this unconscious wish upon the logical conscious material of dream-thoughts now results in the dream. The latter is thereby drawn down into the unconscious, as it were, or to speak more precisely, it is exposed to a treatment which usually takes place at the level of unconscious mental activity, and which is characteristic of this mental level. Only from the results of the “dream-work” have we thus far learned to know the qualities of this unconscious mental activity and its differentiation from the “foreconscious” which is capable of consciousness.
_The Unconscious_
A novel and difficult theory that runs counter to our habitual modes of thinking can hardly gain in lucidity by a condensed exposition. I can therefore accomplish little more in this discussion than refer the reader to the detailed treatment of the unconscious in my _Interpretation of Dreams_, and also to Lipps’s work, which I consider most important. I am aware that he who is under the spell of a good old philosophical training, or stands aloof from a so-called philosophical system, will oppose the assumption of the “unconscious psychic processes” in Lipps’s sense and in mine and will desire to prove the impossibility of it preferably by means of definitions of the term psychic. But definitions are conventional and changeable. I have often found that persons who dispute the unconscious on the grounds of its absurdity or impossibility have not received their impressions from those sources from which I, at least, have found it necessary to draw, in order to become aware of its existence. These opponents had never witnessed the effect of a posthypnotic suggestion, and they were immensely surprised at the evidence I imparted to them gleaned from my analysis of unhypnotized neurotics. They had never gained the conception of the unconscious as something which one does not really know, while cogent proofs force one to supplement this idea by saying that one understands by the unconscious something capable of consciousness, something concerning which one has not thought and which is not in the field of vision of consciousness. Nor had they attempted to convince themselves of the existence of such unconscious thoughts in their own psychic life by means of an analysis of one of their own dreams, and when I attempted this with them, they could perceive their own mental occurrences only with astonishment and confusion. I have also gotten the impression that these are essentially affective resistances which stand in the way of the acceptation of the “unconscious,” and that they are based on the fact that no one is desirous of becoming acquainted with his unconscious, and it is most convenient to deny altogether its possibility.
_Condensation and Displacement in the Dream-work_
The dream-work, to which I return after this digression, subjects the thought material uttered in the optative mood to a very peculiar elaboration. First of all it proceeds from the optative to the indicative mood; it substitutes “it is” for “would it were!” This “it is” is destined to become part of an hallucinatory representation which I have called the “regression” of the dream-work. This regression represents the path from the mental images to the sensory perceptions of the same, or if one chooses to speak with reference to the still unfamiliar—not to be understood anatomically—topic of the psychic apparatus, it is the region of the thought-formation to the region of the sensory perception. Along this road which runs in an opposite direction to the course of development of psychic complications the dream-thoughts gain in clearness; a plastic situation finally results as a nucleus of the manifest “dream picture.” In order to arrive at such a sensory representation the dream-thoughts have had to experience tangible changes in their expression. But while the thoughts are changed back into mental images they are subjected to still greater changes, some of which are easily conceivable as necessary, while others are surprising. As a necessary secondary result of the regression one understands that nearly all relationships within the thoughts which have organized the same are lost to the manifest dream. The dream-work takes over, as it were, only the raw material of the ideas for representation, and not the thought-relations which held each other in check; or at least it reserves the freedom of leaving the latter out of the question. On the other hand, there is a certain part of the dream-work which cannot be traced to the regression or to the recasting into mental images; it is just that part which is significant to us for the analogy to wit-formation. The material of the dream-thoughts experiences an extraordinary compression or _condensation_ during the dream-work. The starting-points of this condensation are those points which are common to two or more dream-thoughts because they naturally pertain to both or because they are inevitable consequences of the contents of two or more dream-thoughts, and since these points do not regularly suffice for a prolific condensation new artificial and fleeting common points come into existence, and for this purpose preferably words are used which combine different meanings in their sounds. The newly framed common points of condensation enter as representatives of the dream-thoughts into the manifest dream-content, so that an element of the dream corresponds to a point of junction or intersection of the dream-thoughts, and with regard to the latter it must in general be called “overdetermined.” The process of condensation is that part of the dream-work which is most easily recognizable; it suffices to compare the recorded wording of a dream with the written dream-thoughts gained by means of analysis, in order to get a good impression of the productiveness of dream condensation.