Wit and its relation to the unconscious
Part 11
The preceding discussions have led us unexpectedly to an understanding of the history of the development of psychogenesis of wit which we shall now examine still further. We have become acquainted with the successive steps in wit, the development of which up to tendency-wit will undoubtedly reveal new relationships between the different characters of wit. Antedating wit there exists something which we may designate as “play” or “jest.” Play—we shall retain this name—appears in children while they are learning how to use words and connect thoughts; this playing is probably the result of an impulse which urges the child to exercise its capacities (Groos). During this process it experiences pleasurable effects which originate from the repetition of similarities, the rediscovery of the familiar, sound-associations, etc., which may be explained as an unexpected economy of psychic expenditure. Therefore it surprises no one that these resulting pleasures urge the child to practice playing and impel it to continue without regard for the meaning of words or the connections between sentences. Playing with words and thoughts, motivated by certain pleasures in economy, would thus be the first step of wit.
This playing is stopped by the growing strength of a factor which may well be called criticism or reason. The play is then rejected as senseless or as directly absurd, and by virtue of reason it becomes impossible. Only accidentally is it now possible to derive pleasure from those sources of rediscovery of the familiar, etc., which is explained by the fact that the maturing person has then merged into a playful mood which, as in the case of merriment in the child, removes inhibitions. In this way only is the old pleasure-giving playing made possible, but as men do not wish to wait for these propitious occasions and also hate to forego this pleasure, they seek means to make themselves independent of these pleasant states. The further development of wit is directed by these two impulses; the one striving to elude reason and the other to substitute for the adult an infantile state of mind.
This gives rise to the second stage of wit, the _jest_ (_Scherz_). The object of the jest is to bring about the resultant pleasure of playing and at the same time appease the protesting reason which strives to suppress the pleasant feeling. There is but one way to accomplish this. The senseless combination of words or the absurd linking of thoughts must make sense after all. The whole process of wit production is therefore directed towards the discovery of words and thought constellations which fulfill these conditions. The jest makes use of almost all the technical means of wit, and usage of language makes no consequential distinction between jest (_Scherz_) and wit (_Witz_). What distinguishes the jest from wit is the fact that the pith of the sentence withdrawn from criticism does not need to be valuable, new, or even good; it matters only that it can be expressed, even though what it may say is obsolete, superfluous, and useless. The most conspicuous factor of the jest is the gratification it affords by making possible that which reason forbids.
A mere jest is the following of Professor Kästner, who taught physics at Göttingen in the 16th century, and who was fond of making jokes. Wishing to enroll a student named Warr in his class, he asked him his age, and upon receiving the reply that he was thirty years of age he exclaimed: “Aha, so I have the honor of seeing the thirty years’ War.”[49] When asked what vocations his sons followed Rokitansky jestingly answered: “Two are healing and two are howling,” (two physicians and two singers). The reply was correct and therefore unimpeachable, but it added nothing to what is contained in the parenthetic expression. There is no doubt that the answer assumed another form only because of the pleasure which arises from the unification and assonance of both words.
I believe that we now see our way clear. In estimating the techniques of wit we were constantly disturbed by the fact that these are not peculiar to wit alone, and yet the nature of wit seemed to depend upon them, since their removal by means of reduction nullified the character as well as the pleasure of wit. Now we become aware that what we have described as techniques of wit—and which in a certain sense we shall have to continue to call so—are really the sources from which wit derives pleasure; nor does it strike us as strange that other processes draw from the same sources with the same object in view. The technique, however, which is peculiar to and belongs to wit alone consists in a process of safeguarding the use of this pleasure-forming means against the protest of reason which would obviate the pleasure. We can make few generalizations about this process. The wit-work, as we have already remarked, expresses itself in the selection of such word-material and such thought-situations as to permit the old play with words and thoughts to stand the test of reason; but to accomplish this end the cleverest use must be made of all the peculiarities of the stock of words and of all constellations of mental combinations. Later on perhaps we shall be in a position to characterize the wit-work by a definite attribute; for the present it must remain unexplained how our wit makes its advantageous selections. The tendency and capacity of wit to guard the pleasure-forming word and thought combinations against reason, already makes itself visible as an essential criterion in jests. From the beginning its object is to remove inner inhibitions and thereby render productive those pleasure-sources which have become inaccessible, and we shall find that it remains true to this characteristic throughout the course of its entire development.
We are now in a position to prescribe a correct place for the factor “sense in nonsense,” (see Introduction, page 8), to which the authors ascribe so much significance in respect to the recognition of wit and the explanation of the pleasurable effect. The two firmly established points in the determination of wit—its tendency to carry through the pleasureful play, and its effort to guard it against the criticism of reason—make it perfectly clear why the individual witticism, even though it appear nonsensical from one point of view, must appear full of meaning or at least acceptable from another. How it accomplishes this is the business of the wit-work; if it is not successful it is relegated to the category of “nonsense.” Nor do we find it necessary to deduce the resultant pleasure of wit from the conflict of feelings which emerge either directly or by way of “confusion and clearness,” from the simultaneous sense and nonsense of the wit. There is just as little necessity for our delving deeper into the question how pleasure can come from the succession of that part of the wit considered senseless and from that part recognized as senseful. The psychogenesis of wit has taught us that the pleasure of wit arises from word-play or from the liberation of nonsense, and that the sense of wit is meant only to guard this pleasure against suppression through reason.
_Jest and Wit_
Thus the problem of the essential character of wit could almost be explained by means of the jest. We may follow the development of the jest until it reaches its height in the tendency-wit. The jest gives tendency a prior position when it is a question of supplying us with pleasure, and it is content when its utterance does not appear utterly senseless or insipid. But if this utterance is substantial and valuable the jest changes into wit. A thought, which would have been worthy of our interest even when expressed in the most unpretentious form, is now invested in a form which must in itself excite our sense of satisfaction. Such an association we cannot help thinking certainly has not come into existence unintentionally; we must make effort to divine the intention at the bottom of the formation of wit. An incidental observation, made once before, will put us on the right track. We have already remarked that a good witticism gives us, so to speak, a general feeling of satisfaction without our being able to decide offhand which part of the pleasure comes from the witty form and which part from the excellent thought contained in the context (p. 131). We are deceiving ourselves constantly about this division; sometimes we overvalue the quality of the wit on account of our admiration for the thought contained therein, and then again we overestimate the value of the thought on account of the pleasure afforded us by the witty investment. We know not what gives us pleasure nor at what we are laughing. This uncertainty of our judgment, assuming it to be a fact, may have given the motive for the formation of wit in the literal sense. The thought seeks the witty disguise because it thereby recommends itself to our attention and can thus appear to us more important and valuable than it really is; but above all because this disguise fascinates and confuses our reason. We are apt to attribute to the thought the pleasure derived from the witty form, and we are not inclined to consider improper what has given us pleasure, and in this way deprive ourselves of a source of pleasure. For if wit made us laugh it was because it established in us a mood most unfavorable to reason, which in turn has forced upon us that state of mind which was once contented with mere playing and which wit has attempted to replace with all the means at its command. Although we have already established the fact that such wit is harmless and does not yet show a tendency, we may not deny that, strictly speaking, it is the jest alone which shows no tendency; that is, it serves to produce pleasure only. For wit is really never purposeless even if the thought contained therein shows no tendency and merely serves a theoretical, intellectual interest. Wit carries out its purpose in advancing the thought by magnifying it and by guarding it against reason. Here again it reveals its original nature in that it sets itself up against an inhibiting and restrictive power, or against the critical judgment.
The first use of wit, which goes beyond the mere production of pleasure, points out the road to be followed. Wit is now recognized as a powerful psychic factor whose weight can decide the issue if it falls into this or that side of the scale. The great tendencies and impulses of our psychic life enlist its service for their own purposes. The original purposeless wit, which began as play, becomes related in a _secondary_ manner to tendencies from which nothing that is formed in psychic life can escape for any length of time. We already know what it can achieve in the service of the exhibitionistic, aggressive, cynical, and sceptical tendencies. In the case of obscene wit, which originated in the smutty joke, it makes a confederate of the third person who originally disturbed the sexual situation, by giving him pleasure through the utterance which causes the woman to be ashamed in his presence. In the case of the aggressive tendency, wit by the same means changes the original indifferent hearers into active haters and scorners, and in this way confronts the enemy with a host of opponents where formerly there was but one. In the first case it overcomes the inhibitions of shame and decorum by the pleasure premium which it offers. In the second case it overthrows the critical judgment which would otherwise have examined the dispute in question. In the third and fourth cases where wit is in the service of the cynical and sceptical tendency, it shatters the respect for institutions and truths in which the hearer had believed, first by strengthening the argument, and secondly by resorting to a new method of attack. Where the argument seeks to draw the hearer’s reason to its side, wit strives to push aside this reason. There is no doubt that wit has chosen the way which is psychologically more efficacious.
_The Development into Tendency-wit_
What impressed us in reviewing the achievements of tendency-wit was the effect it produced on the hearer. It is more important, however, to understand the effect produced by wit on the psychic life of the person who makes it, or more precisely expressed, on the psychic life of the person who conceives it. Once before we have expressed the intention, which we find occasion to repeat here, that we wish to study the psychic processes of wit in regard to its apportionment between two persons. We can assume for the present that the psychic process aroused by wit in the hearer is usually an imitation of the psychic processes of the wit producer. The outer inhibitions which are to be overcome in the hearer correspond to the inner inhibitions of the wit producer. In the latter the expectation of the outer hindrance exists, at least as an inhibiting idea. The inner hindrance, which is overcome in tendency-wit, is evident in some single cases; for example, in Mr. N.’s joke (p. 28) we can assume that it not only enables the hearer to enjoy the pleasure of the aggression through injuries but it also makes it possible for him to produce the wit in the first place. Of the different kinds of inner inhibitions or suppressions one is especially worthy of our interest because it is the most far-reaching. We designate that form by the term “repression.” It is characterized by the fact that it excludes from consciousness certain former emotions and their products. We shall learn that tendency-wit itself is capable of liberating pleasure from sources that have undergone repression. If the overcoming of outer hindrances can be referred, in the manner indicated above, to inner inhibitions and repressions we may say that tendency-wit proves more clearly than any other developmental stage of wit that the main character of wit-making is to set free pleasure by removing inhibitions. It reinforces tendencies to which it gives its services by bringing them assistance from repressed emotions; or it puts itself at the disposal of the repressed tendencies directly.
One may readily concede that these are the functions of tendency-wit, but one must nevertheless admit that we do not understand in what manner these functions can succeed in accomplishing their end. The power of tendency-wit consists in the pleasure which it derives from the sources of word-plays and liberated nonsense, and if one can judge from the impressions received from purposeless jests, one cannot possibly consider the amount of the pleasure so great as to believe that it has the power to annul deep-rooted inhibitions and repressions. As a matter of fact we do not deal here with a simple propelling power but rather with a more complicated mechanism. Instead of covering the long circuitous route through which I arrived at an understanding of this relationship, I shall endeavor to demonstrate it by a short synthetic route.
G. Th. Fechner has established the principle of æsthetic assistance or enhancement which he explains in the following words: “_From the unopposed meeting of pleasurable states (Bedingungen) which individually accomplish little, there results a greater, often much greater resultant pleasure than is warranted by the sum of the pleasure values of the separate states, or a greater result than could be accounted for as the sum of the individual effects; in fact the mere meeting of this kind can result in a positive pleasure product which overflows the threshold of pleasure when the factors taken separately are too weak to accomplish this. The only condition is that in comparison to others they must produce a greater sense of satisfaction._”[50] I am of the opinion that the theme of wit does not give us the opportunity to test the correctness of this principle which is demonstrable in many other artistic fields. But from wit we have learned something, which at least comes near this principle, namely, that in a co-operation of many pleasure-producing factors we are in no position to assign to each one the resultant part which really belongs to it (see p. 131). But the situation assumed in the principle of assistance can be varied, and for these new conditions we can formulate the following combination of questions which are worthy of a reply. What usually happens if in one constellation there is a meeting of pleasurable and painful conditions? Upon what depends the result and the previous intimations of the result? Tendency-wit particularly shows these possibilities. There is one feeling or impulse which strives to liberate pleasure from a certain source and under unrestricted conditions certainly would liberate it, but there is another impulse which works against this development of pleasure, that is, which inhibits or suppresses it. The suppressing stream, as the result shows, must be somewhat stronger than the one suppressed, which however is by no means destroyed.
_The Fore-pleasure Principle_
But now there appears another impulse which strives to set free pleasure by this identical process, even though from different sources it thus acts like the suppressed stream. What can be the result in such a case? An example can make this clearer than this schematization. There is an impulse to insult a certain person; but this is so strongly opposed by a feeling of decorum and æsthetic culture that the impulse to insult must be crushed. If, for example, by virtue of some changed emotional state the insult should happen to break through, this insulting tendency would subsequently be painfully perceived. Therefore the insult is omitted. There is a possibility, however, of making good wit from the words or thoughts which would have served in the insult; that is, pleasure can be set free from other sources without being hindered by the same suppression. But the second development of pleasure would have to be foregone if the insulting quality of the wit were not allowed to come out, and as the latter is allowed to come to the surface, it is connected with the new release of pleasure. Experience with tendency-wit shows that under such circumstances the suppressed tendency can become so strengthened by the aid of wit-pleasure as to overcome the otherwise stronger inhibition. One resorts to insults because wit is thereby made impossible. But the satisfaction thus obtained is not produced by wit alone; it is incomparably greater, in fact it is by so much greater than the pleasure of the wit, that we must assume that the former suppressed tendency has succeeded in breaking through, perhaps without the need of an outlet. Under these circumstances tendency-wit causes the most prolific laughter.
Perhaps the investigation of the determinations of laughter will aid us in forming a clearer picture of the process of the aid of wit against suppression. But we see even now that the case of tendency-wit is a special case of the principle of aid. A possibility of the development of pleasure enters into a situation in which another pleasure possibility is so hindered that individually it would not result in pleasure. The result is a development of pleasure which is greater by far than the added possibility. The latter acted, as it were, as an _alluring premium_; with the aid of a small sum of pleasure a very large and almost inaccessible amount is obtained. I have good grounds for thinking that this principle corresponds to an arrangement which holds true in many widely separated spheres of the psychic life, and I consider it appropriate to designate the pleasure serving to liberate the large sum of pleasure as _fore-pleasure_ and the principle as the _principle of fore-pleasure_.
_Play-pleasure and Removal-pleasure_
The effect of tendency-wit may now be formulated as follows: It enters the service of tendencies in order to produce new pleasure by removing suppressions and repressions. This it does, using wit-pleasure as fore-pleasure. When we now review its development we may say that wit has remained true to its nature from beginning to end. It begins as play in order to obtain pleasure from the free use of words and thoughts. As soon as the growing reason forbids this senseless play with words and thoughts, it turns to the jest or joke in order to hold to these sources of pleasure and in order to be able to gain new pleasure from the liberation of the absurd. In the rôle of harmless wit it assists the thoughts and fortifies them against the impugnment of the critical judgment, whereby it makes use of the principle of intermingling the pleasure-sources. Finally, it enters into the great struggling suppressed tendencies in order to remove inner inhibitions in accordance with the principle of fore-pleasure. Reason, critical judgment, and suppression, these are the forces which it combats in turn. It firmly holds on to the original word-pleasure-sources, and beginning with the stage of the jest opens for itself new pleasure-sources by removing inhibition. The pleasure which it produces, be it play-pleasure or removal-pleasure, can at all times be traced to the economy of psychic expenditure, in so far as such a conception does not contradict the nature of pleasure, and proves itself productive also in other fields.[51]
V THE MOTIVES OF WIT AND WIT AS A SOCIAL PROCESS
It seems superfluous to speak of the motives of wit, since the purpose of obtaining pleasure must be recognized as a sufficient motive of the wit-work. But on the one hand it is not impossible that still other motives participate in the production of wit, and on the other hand, in view of certain well-known experiences, the theme of the subjective determination of wit must be discussed.
Two things above all urge us to it. Though wit-making is an excellent means of obtaining pleasure from the psychic processes, we know that not all persons are equally able to make use of it. Wit-making is not at the disposal of all, in general there are but a few persons to whom one can point and say that they are witty. Here wit seems to be a special ability somewhere within the region of the old “psychic faculties,” and this shows itself in its appearance as fairly independent of the other faculties such as intelligence, phantasy, memory, etc. A special talent or psychic determination permitting or favoring wit-making must be presupposed in all wit-makers.
I am afraid that we shall not get very far in the exploration of this theme. Only now and then do we succeed in proceeding from the understanding of a single witticism to the knowledge of the subjective determinations in the mind of the wit-maker. It is quite accidental that the example of wit with which we began our investigation of the wit-technique permits us also to gain some insight into the subjective determination of the witticism. I am referring to Heine’s witticism, to which also Heymans and Lipps have paid attention.
“_I was sitting next to Solomon Rothschild and he treated me just as an equal, quite famillionaire_” (“Bäder von Lucca”).
_Subjective Determination of the “Famillionaire” Witticism_