Part 1

Produced by Chris Curnow, Tom Cosmas, Joseph Cooper and the Online Distributed Proofreading Team at http://www.pgdp.net

Transcriber's note:

This is Paper 41 from the _Smithsonian Institution United States National Museum Bulletin 240_, comprising Papers 34-44, which will also be available as a complete e-book.

The front material, introduction and relevant index entries from the _Bulletin_ are included in each single-paper e-book.

Italic emphasis denoted as _Text_.

Whole numbers and fractions: shown as 1-1/2, 3-1/4, etc.

Please see the end of the book for corrections and changes made.

Smithsonian Institution

United States National Museum

Bulletin 240

Museum of History and Technology

Contributions from the Museum of History and Technology

_Papers 34-44_

_On Science and Technology_

Smithsonian Institution · Washington, D.C. 1966

* * * * *

_Publications of the United States National Museum_

The scholarly and scientific publications of the United States National Museum include two series, _Proceedings of the United States National Museum_ and _United States National Museum Bulletin_.

In these series, the Museum publishes original articles and monographs dealing with the collections and work of its constituent museums--The Museum of Natural History and the Museum of History and Technology--setting forth newly acquired facts in the fields of anthropology, biology, history, geology, and technology. Copies of each publication are distributed to libraries, to cultural and scientific organizations, and to specialists and others interested in the different subjects.

The _Proceedings_, begun in 1878, are intended for the publication, in separate form, of shorter papers from the Museum of Natural History. These are gathered in volumes, octavo in size, with the publication date of each paper recorded in the table of contents of the volume.

In the _Bulletin_ series, the first of which was issued in 1875, appear longer, separate publications consisting of monographs (occasionally in several parts) and volumes in which are collected works on related subjects. _Bulletins_ are either octavo or quarto in size, depending on the needs of the presentation. Since 1902 papers relating to the botanical collections of the Museum of Natural History have been published in the _Bulletin_ series under the heading _Contributions from the United States National Herbarium_, and since 1959, in _Bulletins_ titled "Contributions from the Museum of History and Technology," have been gathered shorter papers relating to the collections and research of that Museum.

The present collection of Contributions, Papers 34-44, comprises Bulletin 240. Each of these papers has been previously published in separate form. The year of publication is shown on the last page of each paper.

FRANK A. TAYLOR _Director, United States National Museum_

* * * * *

CONTRIBUTIONS FROM

THE MUSEUM OF HISTORY AND TECHNOLOGY.

PAPER 41

TUNNEL ENGINEERING--A MUSEUM TREATMENT

_Robert M. Vogel_

INTRODUCTION 203

ROCK TUNNELING 206

SOFT-GROUND TUNNELING 215

BIBLIOGRAPHY 239

FOOTNOTES

INDEX

_Robert M. Vogel_

TUNNEL ENGINEERING--A MUSEUM TREATMENT

_During the years from 1830 to 1900, extensive developments took place in the field of tunneling, which today is an important, firmly established branch of civil engineering. This paper offers a picture of its growth from the historical standpoint, based on a series of models constructed for the Hall of Civil Engineering in the new Museum of History and Technology. The eight models described highlight the fundamental advances which have occurred between primitive man's first systematic use of fire for excavating rock in mining, and the use in combination of compressed air, an iron lining, and a movable shield in a subaqueous tunnel at the end of the 19th century._

THE AUTHOR: _Robert M. Vogel is curator of heavy machinery and civil engineering, in the Smithsonian Institution's Museum of History and Technology._

Introduction

With few exceptions, civil engineering is a field in which the ultimate goal is the assemblage of materials into a useful structural form according to a scientifically derived plan which is based on various natural and man-imposed conditions. This is true whether the result be, for example, a dam, a building, a bridge, or even the fixed plant of a railroad. However, one principal branch of the field is based upon an entirely different concept. In the engineering of tunnels the utility of the "structure" is derived not from the bringing together of elements but from the separation of one portion of naturally existing material from another to permit passage through a former barrier.

In tunneling hard, firm rock, this is practically the entire compass of the work: breaking away the rock from the mother mass, and, coincidently, removing it from the workings. The opposite extreme in conditions is met in the soft-ground tunnel, driven through material incapable of supporting itself above the tunnel opening. Here, the excavation of the tunneled substance is of relatively small concern, eclipsed by the problem of preventing the surrounding material from collapsing into the bore.

In one other principal respect does tunnel engineering differ widely from its collateral branches of civil engineering. Few other physical undertakings are approached with anything like the uncertainty attending a tunnel work. This is even more true in mountain tunnels, for which test borings frequently cannot be made to determine the nature of the material and the geologic conditions which will be encountered.

The course of tunnel work is not subject to an overall preliminary survey; the engineer is faced with not only the inability to anticipate general contingencies common to all engineering work, but with the peculiar and often overwhelming unpredictability of the very basis of his work.

Subaqueous and soft-ground work on the other hand, while still subject to many indeterminates, is now far more predictable than during its early history, simply because the nature of the adverse condition prevailing eventually was understood to be quite predictable. The steady pressures of earth and water to refill the excavated area are today overcome with relative ease and consistency by the tunneler.

In tunneling as in no other branch of civil engineering did empiricism so long resist the advance of scientific theory; in no other did the "practical engineer" remain to such an extent the key figure in establishing the success or failure of a project. The Hoosac Tunnel, after 25 years of legislative, financial, and technical difficulties, in 1875 was finally driven to successful completion only by the efforts of a group who, while in the majority were trained civil engineers, were to an even greater extent men of vast practical ability, more at home in field than office.

DeWitt C. Haskin (see p. 234), during the inquest that followed the death of a number of men in a blowout of his pneumatically driven Hudson River Tunnel in 1880, stated in his own defense: "I am not a scientific engineer, but a practical one ... I know nothing of mathematics; in my experience I have grasped such matters as a whole; I believe that the study of mathematics in that kind of work [tunneling] has a tendency to dwarf the mind rather than enlighten it...." An extreme attitude perhaps, and one which by no means adds to Haskin's stature, but a not unusual one in tunnel work at the time. It would not of course be fair to imply that such men as Herman Haupt, Brunel the elder, and Greathead were not accomplished theoretical engineers. But it was their innate ability to evaluate and control the overlying physical conditions of the site and work that made possible their significant contributions to the development of tunnel engineering.

Tunneling remained largely independent of the realm of mathematical analysis long after the time when all but the most insignificant engineering works were designed by that means. Thus, as structural engineering has advanced as the result of a flow of new theoretical concepts, new, improved, and strengthened materials, and new methods of fastening, the progress of tunnel engineering has been due more to the continual refinement of constructional techniques.

A NEW HALL OF CIVIL ENGINEERING

In the Museum of History and Technology has recently been established a Hall of Civil Engineering in which the engineering of tunnels is comprehensively treated from the historical standpoint--something not previously done in an American museum. The guiding precept of the exhibit has not been to outline exhaustively the entire history of tunneling, but rather to show the fundamental advances which have occurred between primitive man's first systematic use of fire for excavating rock in mining, and the use in combination of compressed air, iron lining, and a movable shield in a subaqueous tunnel at the end of the 19th century. This termination date was selected because it was during the period from about 1830 to 1900 that the most concentrated development took place, and during which tunneling became a firmly established and important branch of civil engineering and indeed, of modern civilization. The techniques of present-day tunneling are so fully related in current writing that it was deemed far more useful to devote the exhibit entirely to a segment of the field's history which is less commonly treated.

The major advances, which have already been spoken of as being ones of technique rather than theory, devolve quite naturally into two basic classifications: the one of supporting a mass of loose, unstable, pressure-exerting material--soft-ground tunneling; and the diametrically opposite problem of separating rock from the basic mass when it is so firm and solid that it can support its own overbearing weight as an opening is forced through it--rock, or hard-ground tunneling.

To exhibit the sequence in a thorough manner, inviting and capable of easy and correct interpretation by the nonprofessional viewer, models offered the only logical means of presentation. Six tunnels were selected, all driven in the 19th century. Each represents either a fundamental, new concept of tunneling technique, or an important, early application of one. Models of these works form the basis of the exhibit. No effort was made to restrict the work to projects on American soil. This would, in fact, have been quite impossible if an accurate picture of tunnel technology was to be drawn; for as in virtually all other areas of technology, the overall development in this field has been international. The art of mining was first developed highly in the Middle Ages in the Germanic states; the tunnel shield was invented by a Frenchman residing in England, and the use of compressed air to exclude the water from subaqueous tunnels was first introduced on a major work by an American. In addition, the two main subdivisions, rock and soft-ground tunneling, are each introduced by a model not of an actual working, but of one typifying early classical methods which were in use for centuries until the comparatively recent development of more efficient systems of earth support and rock breaking. Particular attention is given to accuracy of detail throughout the series of eight models; original sources of descriptive and graphic information were used in their construction wherever possible. In all cases except the introductory model in the rock-tunneling series, representing copper mining by early civilizations, these sources were contemporary accounts.

The plan to use a uniform scale of reduction throughout, in order to facilitate the viewers' interpretation, unfortunately proved impractical, due to the great difference in the amount of area to be encompassed in different models, and the necessity that the cases holding them be of uniform height. The related models of the Broadway and Tower Subways represent short sections of tunnels only 8 feet or so in diameter enabling a relatively large scale, 1-1/2 inches to the foot, to be used. Conversely, in order that the model of Brunel's Thames Tunnel be most effective, it was necessary to include one of the vertical terminal shafts used in its construction. These were about 60 feet in depth, and thus the much smaller scale of 1/4 inch to the foot was used. This variation is not as confusing as might be thought, for the human figures in each model provide an immediate and positive sense of proportion and scale.

Careful thought was devoted to the internal lighting of the models, as this was one of the critical factors in establishing, so far as is possible in a model, an atmosphere convincingly representative of work conducted solely by artificial light. Remarkable realism was achieved by use of plastic rods to conduct light to the tiny sources of tunnel illumination, such as the candles on the miners' hats in the Hoosac Tunnel, and the gas lights in the Thames Tunnel. No overscaled miniature bulbs, generally applied in such cases, were used. At several points where the general lighting within the tunnel proper has been kept at a low level to simulate the natural atmosphere of the work, hidden lamps can be operated by push-button in order to bring out detail which otherwise would be unseen.

The remainder of the material in the Museum's tunneling section further extends the two major aspects of tunneling. Space limitations did not permit treatment of the many interesting ancillary matters vital to tunnel engineering, such as the unique problems of subterranean surveying, and the extreme accuracy required in the triangulation and subsequent guidance of the boring in long mountain tunnels; nor the difficult problems of ventilating long workings, both during driving and in service; nor the several major methods developed through the years for driving or constructing tunnels in other than the conventional manner.[1]

Rock Tunneling

While the art of tunneling soft ground is of relatively recent origin, that of rock tunneling is deeply rooted in antiquity. However, the line of its development is not absolutely direct, but is more logically followed through a closely related branch of technology--mining. The development of mining techniques is a practically unbroken one, whereas there appears little continuity or relationship between the few works undertaken before about the 18th century for passage through the earth.

The Egyptians were the first people in recorded history to have driven openings, often of considerable magnitude, through solid rock. As is true of all major works of that nation, the capability of such grand proportion was due solely to the inexhaustible supply of human power and the casual evaluation of life. The tombs and temples won from the rock masses of the Nile Valley are monuments of perseverance rather than technical skill. Neither the Egyptians nor any other peoples before the Middle Ages have left any consistent evidence that they were able to pierce ground that would not support itself above the opening as would firm rock. In Egypt were established the methods of rock breaking that were to remain classical until the first use of gun-powder blasting in the 17th century which formed the basis of the ensuing technology of mining.

Notwithstanding the religious motives which inspired the earliest rock excavations, more constant and universal throughout history has been the incentive to obtain the useful and decorative minerals hidden beneath the earth's surface. It was the miner who developed the methods introduced by the early civilizations to break rock away from the primary mass, and who added the refinements of subterranean surveying and ventilating, all of which were later to be assimilated into the new art of driving tunnels of large diameter. The connection is the more evident from the fact that tunnelmen are still known as miners.

COPPER MINING, B.C.

Therefore, the first model of the sequence, reflecting elemental rock-breaking techniques, depicts a hard-rock copper mine (fig. 1). Due to the absence of specific information about such works during the pre-Christian eras, this model is based on no particular period or locale, but represents in a general way, a mine in the Rio Tinto area of Spain where copper has been extracted since at least 1000 B.C. Similar workings existed in the Tirol as early as about 1600 B.C. Two means of breaking away the rock are shown: to the left is the most primitive of all methods, the hammer and chisel, which require no further description. At the right side, the two figures are shown utilizing the first rock-breaking method in which a force beyond that of human muscles was employed, the age-old "fire-setting" method. The rock was thoroughly heated by a fierce fire built against its face and then suddenly cooled by dashing water against it. The thermal shock disintegrated the rock or ore into bits easily removable by hand.

The practice of this method below ground, of course, produced a fearfully vitiated atmosphere. It is difficult to imagine whether the smoke, the steam, or the toxic fumes from the roasting ore was the more distressing to the miners. Even when performed by labor considered more or less expendable, the method could be employed only where there was ventilation of some sort: natural chimneys and convection currents were the chief sources of air circulation. Despite the drawbacks of the fire system, its simplicity and efficacy weighed so heavily in its favor that its history of use is unbroken almost to the present day. Fire setting was of greatest importance during the years of intensive mining in Europe before the advent of explosive blasting, but its use in many remote areas hardly slackened until the early 20th century because of its low cost when compared to powder. For this same reason, it did have limited application in actual tunnel work until about 1900.

Direct handwork with pick, chisel and hammer, and fire setting were the principal means of rock removal for centuries. Although various wedging systems were also in favor in some situations, their importance was so slight that they were not shown in the model.

HOOSAC TUNNEL

It was possible in the model series, without neglecting any major advancement in the art of rock tunneling, to complete the sequence of development with only a single additional model. Many of the greatest works of civil engineering have been those concerned directly with transport, and hence are the product of the present era, beginning in the early 19th century. The development of the ancient arts of route location, bridge construction, and tunnel driving received a powerful stimulation after 1800 under the impetus of the modern canal, highway, and, especially, the railroad.

The Hoosac Tunnel, driven through Hoosac Mountain in the very northwest corner of Massachusetts between 1851 and 1875, was the first major tunneling work in the United States. Its importance is due not so much to this as to its being literally the fountainhead of modern rock-tunneling technology. The remarkable thing is that the work was begun using methods of driving almost unchanged during centuries previous, and was completed twenty years later by techniques which were, for the day, almost totally mechanized. The basic pattern of operation set at Hoosac, using pneumatic rock drills and efficient explosives, remains practically unchanged today.

The general history of the Hoosac project is so thoroughly recorded that the briefest outline of its political aspects will suffice here. Hoosac Mountain was the chief obstacle in the path of a railroad projected between Greenfield, Massachusetts, and Troy, New York. The line was launched by a group of Boston merchants to provide a direct route to the rapidly developing West, in competition with the coastal routes via New York. The only route economically reasonable included a tunnel of nearly five miles through the mountain--a length absolutely without precedent, and an immense undertaking in view of the relatively primitive rock-working methods then available.

The bore's great length and the desire for rapid exploitation inspired innovation from the outset of the work. The earliest attempts at mechanization, although ineffectual and without influence on tunnel engineering until many years later, are of interest. These took the form of several experimental machines of the "full area" type, intended to excavate the entire face of the work in a single operation by cutting one or more concentric grooves in the rock. The rock remaining between the grooves was to be blasted out. The first such machine tested succeeded in boring a 24-foot diameter opening for 10 feet before its total failure. Several later machines proved of equal merit.[2] It was the Baltimore and Ohio's eminent chief engineer, Benjamin H. Latrobe, who in his _Report on the Hoosac Tunnel_ (Baltimore, Oct. 1, 1862, p. 125) stated that such apparatus contained in its own structure the elements of failure, "... as they require the machines to do too much and the powder too little of the work, thus contradicting the fundamental principles upon which all labor-saving machinery is framed ... I could only look upon it as a misapplication of mechanical genius."

Latrobe stated the basic philosophy of rock-tunnel work. No mechanical agent has ever been able to improve upon the efficiency of explosives for the shattering of rock. For this reason, the logical application of machinery to tunneling was not in replacing or altering the fundamental process itself, but in enabling it to be conducted with greater speed by mechanically drilling the blasting holes to receive the explosive.