Chapter 21

The transferring of right, if not mutual, is free gift; if mutual, it is contract. When this is not simultaneous there is a covenant or pact. The covenant can become void only through some new fact arising after it was made. A covenant not to defend oneself against force by force is void _per se_.

The third law is: "That men perform their covenants made," without which covenants are vain, and the state of war continues. The definition of injustice is "the not-performance of a covenant." No covenant is valid until there exists some power that can enforce the performance of it by penalties; that is, until there is a commonwealth. What is done to a man conformable to his own will signified to the doer is no injury to him.

The fourth law is that of "gratitude"; that a man receiving a free gift endeavour that the giver may not suffer thereby. A fifth is "complaisance"--that every man strive to accommodate himself to the rest. Others are pardon on repentance, and non-vindictiveness of punishment; and the common enjoyment--or, failing that, distribution by lot--of what cannot be equally divided. Observance of these laws is virtue.

Persons are either natural and actual, or fictitious and artificial, _i.e._, representing someone else, or even something else: as a church, a hospital, a bridge. When the representative has authority from the represented, we call the former the "actor," and the latter the "author." One person may artificially represent a multitude.

Now, men being in the state of nature may agree together; but there is no security, unless there be a power to enforce the covenant. Such a power can be created only if they agree together to confer all their own power on one man or one assembly; so that all the acts of such person or assembly have authority as from each one of them, and each one of them submits his individual will to that of such person or assembly. The multitude so united in one person is a commonwealth. This is the generation of that leviathan or mortal god to which, under the Immortal God, we owe our peace and defence.

He that carrieth this person is called "sovereign," and everyone beside is his "subject." This sovereign power may be attained either by natural force, "acquisition," or by voluntary transference, "institution." And first of a commonwealth by institution.

They that have instituted a commonwealth by covenant cannot make a new covenant contrary thereto without permission of the sovereign, since this is a breaking of their covenant with each other. On his part there is no covenant, so that breach of covenant by him cannot be pleaded as warranting abrogation of the covenant made. The sovereign cannot do the subjects injustice because, since he has their authority, what he does to them is done by their own will; so also they cannot punish him.

Since the sovereign was instituted for peace and defence, he controls the means to war and peace, and judges of opinions as conducing to peace or endangering it. He prescribes the rules of property, since in the state of nature there is no property; he has the right of judicature; of making war and peace with other commonwealths; of choosing all counsellors in peace and war; of rewarding and punishing, according to the law he has made, and of bestowing honour. Nay, if he grants away any of these powers the grant is null.

The sovereignty may be in one man, or in a limited assembly, or in an assembly of all--monarchy, aristocracy, democracy; these three forms only, though when they are misliked they are called other names. In any case, the power of the sovereign is absolute, whether a monarch or an assembly. He is the representative of the commonwealth, not deputies who may be chosen to tender petitions.

The three forms differ not in the power of the sovereign, but in their advantageousness. In monarchy, the private interest of the sovereign must coincide with that of the commonwealth as a whole; much more so than in aristocracy or democracy. An assembly cannot receive counsel secretly; a monarchy has the benefit of a single will instead of conflicting wills. There is no government by a mixture of the types, _e.g._, an elective "king" is not sovereign, but a minister; and within his province a Roman pro-consul was an absolute monarch. Men submit themselves to an instituted sovereign, for fear of each other; to an acquired sovereignty, for fear of the sovereign. Acquired sovereignty or dominion is either by generation (paternal) or by conquest. A family, however, does not amount to a commonwealth, unless it be so great that it may not be subdued but by war. Acquired sovereignty is absolute, for the same reasons as instituted sovereignty.

_III.--The Natural Commonwealth_

Liberty is absence of impediments to motion. It is consistent with fear, also with necessity; for a voluntary act is yet necessary as having a cause which is a link in a chain of causes up to the First Cause, which is God. But men have created artificial impediments or bonds called laws. The liberty of the subject lies only in such things as the sovereign has pretermitted, for he hath power to regulate all, even life and death, at his own will. The liberty praised in Rome and Athens was the liberty of the commonwealth as against other commonwealths.

The subject has liberty to disobey the sovereign's command if it contravene the law that the right of self-preservation cannot be abrogated, unless it be to endanger himself for the preservation of the commonwealth, as with soldiers. The subjects' obligation of obedience lasts so long as the sovereign's power of defending them, that being the purpose of his being made sovereign. By systems I mean numbers of men joined in one interest. These are political, constituted by law; and private, permitted or forbidden by law. All, except a commonwealth, are subordinate to the commonwealth, and have not the character of sovereignty. The rights of governing bodies are only those expressly conceded by law, either generally or to them specifically. Systems in the commonwealth correspond to muscles in the natural body.

The nourishment of the commonwealth is its commodities or products, the distribution of which must be lit the will of the sovereign, whether of land or of commodities, exchanged internally or trafficked abroad. The procreation, or children, of a commonwealth are its "plantations," or "colonies," which may either be commonwealths themselves, as children emancipated, or remain parts of the commonwealth.

By civil laws I mean those laws that men are bound to obey as members of any commonwealth. The sovereign is the sole legislator, and is not subject to the laws which he can repeal at pleasure. The civil laws are the laws of nature expressed as commands of the commonwealth, or the will of the sovereign so expressed; whatever is not the law of nature must be expressly made known and published. Both the law of nature and written law require interpretation, which is by sentence of the judge constituted by sovereign authority.

An intention of breaking the law is a sin; issuing in a breach of the law it is crime. Violation of the laws of nature is always and everywhere sin; it is crime only when a violation of the laws of a commonwealth. Unavoidable ignorance of a law is a complete excuse for breaking it, but ignorance due to lack of diligence is not unavoidable. Terror of present death, or the order of the sovereign, are a complete excuse. And many circumstances may serve as extenuation.

A punishment is an evil inflicted by public authority on him that hath done or omitted that which is said to be by the same authority a transgression of the law, to the end that the will of men may thereby be the better disposed to obedience. Now, this right of punishment is not transferred by the subjects to the sovereign since they cannot surrender their right of self-defence against violence. But as all before had the natural right of hurting others, that right is left by the covenant to the sovereign alone, strengthened by the resignation thereof by the rest.

Punishments inflicted by man are "corporal," or "pecuniary," or "ignominy," or "imprisonment," or "exile," or mixed of these. Corporal are capital, with or without torment, and less than capital. Pecuniary includes deprivation not only of money, but also of lands or other salable goods; but such deprivation, if it is by way of compensation to the person injured, is not really punishment. Imprisonment, when it is only for the custody of a person accused, is not punishment. Exile is not so much a punishment as a command or permission to escape punishment, except when accompanied by deprivation of goods.

Infirmities of a commonwealth arise--from the first institution, when the sovereign has not assumed sufficient power; from such doctrines as that each man privately is the judge of good or evil actions, or sins if he obey the commonwealth against his "conscience"; that the sovereign is subject to the civil laws; that private property excludes sovereign rights; that sovereign power may be divided, which is the worst of all; and from other causes, as of money grudged for wars, monopolies, over-potent subjects or corporations, insatiable desire of dominion. But when a country is conquered, that is the dissolution of the commonwealth.

Of the sovereign's duties the first is to surrender none of his powers, and the second to see that they be known, to which end, and the understanding of it, the people must be rightly instructed. Further, that he administer justice equally to all people, and impose equal taxes, and make good laws (I say good, not just, since no law can be unjust), and choose good counsellors.

Subjects owe simple obedience to the sovereign in all things whatsoever, except what is contrary to the laws of God. Therefore, it remains here to speak of the kingdom of God, Whose subjects are they that believe in Him. God declareth His laws either by natural reason, or by revelation, or by the voice of prophets. He is necessarily sovereign, for the one reason that He is omnipotent.

_IV.--Of a Christian Commonwealth and the Kingdom of Darkness_

Of God speaking by the voice of a prophet are two signs: that the prophet worketh miracles, and that he teacheth no other religion than that established. These two must go together. And since miracles have ceased, it is clear that God no longer speaks by prophets. But He hath revealed Himself in Scripture--that is, in those books which are in the canon ordained. But whether their authority be derived from the civil sovereignty or is of a universal church to which all sovereigns are subordinate is another question. It may be seen, however, from Scripture that the kingdom of God therein spoken of is a civil kingdom, for the restoration whereof we pray daily, which is that kingdom of God by Christ which was interrupted by the revolt of the Israelites and the election of Saul.

A church is a term used in many senses, but in one only can it be treated as a person having power to will, command, or do any action whatever. And according to this sense I define a church to be "a company of men professing Christian religion, united in the person of one sovereign, at whose command they ought to assemble, and without whose authority they ought not to assemble." It follows that a church that is assembled in any commonwealth that hath forbidden them to assemble is an unlawful assembly. There are Christians in the dominions of several princes and states; but every one of them is subject to that commonwealth of which he is himself a member, and consequently cannot be subject to the commands of any other person. There is therefore no such universal church as all are bound to obey.

The original covenant with Abraham gave him the sole right, which is the inheritance of every sovereign, to punish any subject who should pretend to a private vision for the countenancing of any doctrine which Abraham should forbid. This covenant established that kingdom of God which was interrupted by the secular kingdom of Saul. The coming of Christ was to restore that kingdom by a new covenant; which kingdom was to be in another world after the Resurrection. The power ecclesiastical was left by Him to the apostles, but this is manifestly not a coercive power on earth, as Christ's own power on earth was not.

Christ, therefore, by His coming did not withdraw any of the power from civil sovereigns, and if they do commit the government of their subjects in matter of religion to the Pope, he holdeth that charge not as being above the civil sovereign, but by his authority. But as for disagreement between the laws of God and the civil laws of the sovereign, the laws of God, which must in no wise be disobeyed, are those which are necessary to salvation; and these are summed up in the will to obey the law of God and the belief that Jesus is the Christ. But the private man may not set up to judge whether the ordinance of the sovereign be against the law of God, or whether the doctrine which he imposeth consist with the belief that Jesus is the Christ.

But in the Scripture there is mention also of another power, the kingdom of Satan, "the prince of the powers of the air," which is a "confederacy of deceivers that, to obtain dominion over men in this present world, endeavours by dark and erroneous doctrines to extinguish in them the light both of nature and of the Gospel, and so to disprepare them for the kingdom of God to come." And such darkness is wrought first by abusing the light of the Scriptures so that we know them not; secondly by introducing the demonology of the heathen poets; thirdly, by mixing with the Scripture divers relics of the religion and much of the vain and erroneous philosophy of the Greeks, especially of Aristotle; and, fourthly, by mingling with these false or uncertain traditions and feigned or uncertain history.

NICCOLO MACHIAVELLI

The Prince

Niccolo di Bernardo dei Machiavelli was born at Florence, in Italy, May 3, 1469, and died June 22, 1527. At any early age he took an active part in Florentine politics, and was employed on numerous diplomatic missions. A keen student of the politics of his time, he was also an ardent patriot. The exigencies of party warfare drove him into temporary retirement, during which he produced a number of brilliant plays and historical studies; but the most notable of his achievements is "The Prince." "The Prince" may be regarded as the first modern work treating of politics as a science. The one question to which the author devotes himself is: How a prince may establish and maintain the strongest possible government. Moral principles, therefore, must yield entirely to the dictates of pure expediency. It follows that the ruler who acts on the doctrines laid down will pay no respect to right and wrong as such. Hence the book has been mercilessly condemned. It was written probably about 1514, and not published till 1532.

_I.--Of Princedoms Won by Merit_

All states and governments are either republics or princedoms. Princedoms are either hereditary or new. Hereditary states are maintained with far less difficulty than new states, but in new princedoms difficulties abound.

And first if the princedom be joined on to ancient dominions of the prince, so as to form a mixed princedom, rebellion is a danger; for men are always ready to change masters. When a state rebels and is again got under it will not afterwards be lost so easily; for the prince will use the rebellion as a pretext to make himself more secure.

Such new states when they are of the same province and tongue as the ancient dominions of the prince are easily retained. It is enough to have rooted out the line of the reigning prince. But where the language and usages differ the difficulty is multiplied. One expedient is for the prince himself to dwell in the new state, as the Turk has done in Greece. Another is to send colonies into one or two places which may become keys to the province; for the cost of troops is far greater. In such provinces, moreover, the prince should always make himself the protector of his weaker neighbours, without adding to their strength; but should humble the great, and never suffer a formidable stranger to acquire influence, as was the rule with the Romans. Whereas King Louis of France has in Italy done the direct opposite in every single respect. In especial we may draw from the French king's actions the general axiom, which never or rarely errs, that "he who is the cause of another's greatness is himself undone."

Now, all princedoms are governed in one or two ways: either by a sole prince served by ministers, or by a prince with barons who hold their rank not by favour but by right of descent. The Turk is an example of the first, the French king of the second. A state of the first kind is difficult to win, but when won is easily held, since the prince's family may be easily rooted out; but in such a state as France you may gain an entry, but to hold your ground afterwards is difficult, since you cannot root out the barons.

Hence we need not wonder at the ease wherewith Alexander was able to lay a firm hold on Asia, albeit he died before he had well entered on possession; since the dominion of Darius was of the same character as that of the Turk.

When the newly acquired state has hitherto lived under its own laws and in freedom there are three ways of holding it. The first is to destroy it; the second to reside in it; the third to leave it under its own laws, choosing for its governors from the inhabitants such as will be friendly to you. But the safest course is either to destroy it or to go and live in it.

Where the prince himself is new, either merit or good fortune is implied, and if we consider the most excellent examples, such as Moses, Cyrus, Romulus, and the like, we shall see that they owed to fortune nothing beyond the opportunity which they seized. Those who, like these, come to the princedom by virtuous paths acquire with difficulty, but keep with ease. Their difficulties arise because they are of necessity innovators. If, then, they have force of their own to employ they seldom fail. Hence it comes that all armed prophets have been victorious and all unarmed prophets have been destroyed; as was the case with Savonarola.

_II.--Of Princedoms Won Otherwise than by Merit_

Those who rise to princedom by mere good fortune have much trouble to maintain themselves; some lack both the knowledge and the power to do so. Yet even if such a one be of great parts, he may lose what he has won, like Cesare Borgia.

It was impossible for the duke to aggrandise himself unless the states of Italy were thrown into confusion so that he might safely make himself master of some part of them. This was made easy for him as concerned Romagna by the conduct of the French and Venetians. The next step was to weaken the factions of the Orsini and the Colonnesi. Having scattered the Colonnesi, the Orsini were so won over as to be drawn in their simplicity into his hands at Sinigaglia. Having thus disposed of the leaders, he set about ingratiating himself with the population of Romagna and Urbino. He first set over the country a stern ruler to restore order. This end being accomplished, that stern but unpopular ruler was beheaded.

Next, as a new pope might be dangerous, he set himself to exterminate the kindred of those lords whom he had despoiled of their possessions, to win over the Roman nobility, and to secure a majority among the cardinals. But before the duke had completely consolidated his power his father, Pope Alexander VI., died. Even so, the skill with which he had laid the foundations of his power must have resulted in success had he not himself been almost at death's door at that critical moment. The one mistake he made was in the choice of the new pope, Julius II., and this error was the cause of his ultimate downfall.

A man may rise, however, to a princedom by paths of wickedness and crime; that is, not precisely by either merit or fortune. We may take as example first Agathocles the Sicilian. To slaughter fellow citizens, to betray friends, to be devoid of honour, pity, and religion cannot be counted as merit. But the achievements of Agathocles can certainly not be ascribed to fortune. We cannot, therefore, attribute either to fortune or to merit what he accomplished without either. For a modern instance we may consider Oliverotto of Fermo, who seized upon that town by a piece of monstrous treachery and merciless butchery; yet he established himself so firmly and so formidably that he could not have been unseated had he not let himself be over-reached by Cesare Borgia.

Our lesson from these examples is that on seizing a state the usurper should make haste to inflict what injuries he must at one stroke, and afterwards win men over by benefits.

Next is the case of those who are made princes by the favour of their countrymen, which they owe to what may be termed a fortunate astuteness. If he be established by the favour of the people, to secure them against the oppression of the nobles his position is stronger than if he owe it to the nobles; but in either case it is the people whom he must conciliate, and this I affirm in spite of the old saw, "He who builds on the people builds on mire."

A prince who cannot get together an army fit to take the field against any assailant should keep his city strongly fortified, taking no heed of the country outside, for then he will not be readily attacked, and if he be it will be difficult to maintain a siege longer than it may be resisted.

Merit, or good fortune, are needed to acquire ecclesiastical princedoms, but not to maintain them, for they are upheld by the authority of religion. It is due to the policy of the Popes Alexander VI. and Julius II. that the temporal power of the pope has become so great; and from his holiness Pope Leo we may hope that as his predecessors made the papacy great with arms he will render it still greater and more venerable by his benignity and other countless virtues.

_III.--Of Maintaining a Princedom_

A prince must defend his state with either his own subjects or mercenaries, or auxiliaries. Mercenaries are utterly untrustworthy; if their captain be not an able man the prince will probably be ruined, whereas if he be an able man he will be seeking a goal of his own. This has been perpetually exemplified among the cities and states of Italy which have sought to maintain themselves by taking foreigners into their pay.

But he who would deprive himself of every chance of success should have recourse to auxiliaries; that is, to the troops of a foreign potentate. For these are far more dangerous than mercenary arms, bringing ruin with them ready made. The better such troops are the more dangerous they are. From Hiero of Syracuse to Cesare Borgia, princes have become powerful in proportion as they could dispense with such aid and place their dependence upon national troops.

A prince, then, who would be powerful should have no care or thought but for war, lest he lose his dominions If he be ignorant of military affairs he can neither be respected by the soldiers nor trust them. Therefore, he must both practise and study this art. For the practise, the chase in many respects provides an excellent training both in knowledge of the country and in vigour of the body. As to study, a prince should read histories, note the actions of great men, and examine the causes of their victories and defeats; seeking to imitate those who have been renowned.

Anyone who would act up to a perfect standard of goodness in everything must be ruined among so many who are not good. It is essential therefore for a prince to have learnt how to be other than good, and to use, or not to use, his goodness as necessity requires.