Chapter 7
All that Hogarth says of the beauty of the serpentine line, as "leading the eye a kind of chase," is fully in harmony with this view, if we add to the exploiting movements of the eyes those other more important motor innervations of the body. But we should still have to ask, WHAT kind of chase? Sharp, broken, starting lines might be the basis of a much more vivid experience, --but it would be aesthetically negative. "The complete sensuous experience of the spatial" is not enough, unless that experience is positively, that is, favorably toned. Clear or vivid seeing made possible by the form of the object is not enough. Only as FAVORABLY stimulating, that is, only as calling up ideal reproductions, or physical imitations, of movements which in themselves were suited to the functions of the organs involved, can forms be found positively aesthetic, that is, beautiful.
Moreover, we have to note here, and to emphasize, that the organs involved are more than the eye, as has already been made plain. We cannot separate eye innvervations from bodily innervations in general. And therefore "the demands of the eye" can never alone decide the question of the beauty of visual form. If it were not so, the favorable stimulation combined with repose of the eye would alone make the conditions of beauty. The "demands of the eye" must be interpreted as the demands of the eye plus the demands of the motor system,--the whole psychophysical personality, in short.
It is in these two principles,--"bodily resonance," and favorable as opposed to energetic functioning,--and these alone, that we have a complete refutation of the claim made by many artists to-day, that the phrase "demands of the eye" embodies a complete aesthetic theory. The sculptor Adolph Hildebrand, in his "Problem of Form in the Plastic Art" first set it forth as the task of the artist "to find a form which appears to have arisen only from the demands of the eye;"<1> and this doctrine is to-day so widely held, that it must here be considered at some length.
<1> _Das Proablem der form in d. bildenden Kunst_, 1897.
It is the space-form, all that is seen, and not the object itself, that is the object of vision. Now in viewing a plastic object near at hand, the focus of the eye must be constantly changed between the nearer and further points. In a more distant view, on the other hand (Hildebrand's "Fernbild"), the contour is denoted by differences of light and shadow, but it is nevertheless perceived in a single act of accommodation. Moreover, being distant, the muscles of accommodation are relaxed; the eye acts at rest. The "Fernbild" thus gives the only unified picture of the three-dimensional complex, and hence the only unity of space- values. In the perception of this unity, the author holds, consists the essential pleasure which the work of art gives us. Hildebrand's treatment is difficult, and lends itself to varying interpretations, which have laid stress now on unity as the essential of art,<1> now on "the joy in the complete sensuous experience of the spatial."<2> The latter seems in harmony with the passage in which Hildebrand says "all pleasure in Form is pleasure in our not being obliged to create this clearness for ourselves, in its being created for us, nay, even forced upon us, by the form itself."
<1> A. Riehl, _Vierteljahrschr. f. wissenensch. Philos._, xxi, xxii. <2> K. Groos, _Der Aesthetische Genuss_, 1902, p. 17.
But supposing the first interpretation correct: supposing space-unity, conditioned by the unified and reposeful act of seeing, to be the beauty we seek--it is at once clear that the reduction of three dimensions to two does not constitute unity even for the eye alone; how much less for the motor system of the whole body, which we have seen must be involved. Hildebrand's "demands of the eye" resolves itself into the stimulation plus repose of the ciliary muscle,--the organ of accommodation. A real unity even for the eye alone would have to include not only space relations in the third dimension, but relations of line and mass and color in the flat. As for the "complete sensuous experience of the spatial" (which would seem to be equivalent to Berenson's "tactile values"), the "clearness" of Hildebrand's sentence above quoted, it is evident that completeness of the experience does not necessarily involve the positive or pleasurable toning of the experience. The distinction is that between a beautiful and a completely realistic picture.
A further extension or restatement of this theory, in a recent article,<1> seems to me to express it in the most favorable way. Beauty is again connected with the functioning of our organs of perception (Auffassungorgane). "We wish to be put into a fresh, lively, energetic and yet at the same time effortless activity.... The pleasure in form is a pleasure in this, that the conformation of the object makes possible or rather compels a natural purposeful functioning of our apprehending organs." But purposeful for what? For visual form, evidently to the end of seeing clearly. The element of repose, of unity, hinted at in the "effortless" of the first sentence, disappears in the second. The organs of apprehension are evidently limited to the eye alone. It is not the perfect moment of stimulation and repose for the whole organism which is aimed at, but the complete sensuous experience of the spatial, again.
<1> Th. A. Meyer, "Das Formprinzip des Schouen," _Archiv. f. Phil._, Bd. x.
Hildebrand, to return to the more famous theorist, was writing primarily of sculpture, and would naturally confine himself to consideration of the plastic, which is an additional reason against making this interesting brochure, as some have done, the foundation of an aesthetics. It is rather the foundation of the sculptor's, perhaps even of the painter's technique, with reference to plastic elements alone. What it contains of universal significance, the demand for space-unity, based on the state of the eye in a union of rest and action, ignores all but one of the possible sources of rest and action for the eye, that of accommodation, and all the allied activities completely.
On the basis of the favorable stimulations of all these activities taken together, must we judge as pleasing the so- called quality of line. But it is clear that we cannot really separate the question of quality of line from that of form, figure, and arrangement in space. The motor innervations enter with the first, and the moment we have form at all, we have space-composition also. But space-composition means unity, and unity is the objective quality which must be translated, in our investigations, into aesthetic repose. It is thus with the study of composition that we pass from the study of the elements as favorably stimulating, to the study of the beauty of visual form.
V
We may begin by asking what, as a matter of fact, has been the arrangement of spaces to give aesthetic pleasure. The primitive art of all nations shows that it has taken the direction of symmetry about a vertical line. It might be said that this is the result of non-aesthetic influences, such as convenience of construction, technique, etc. <1>It is clear that much of the symmetry appearing in primitive art is due (1) to the conditions of construction, as in the form of dwellings, binding patterns, weaving and textile patterns generally; (2) to convenience in use, as in the shapes of spears, arrows, knives, two-handled baskets or jars; (3) to the imitation of animal forms, as in the shapes of pottery, etc. On the other hand, (1) a very great deal of symmetrical ornament maintains itself AGAINST the suggestions of the shape to which it is applied, as the ornaments of baskets, pottery, and all rounded objects; and (2) all distortion, disintegration, degradation of pattern- motives, often so marked as all but to destroy their meaning, is in the direction of geometrical symmetry. The early art of all civilized nations shows the same characteristic. Now it might be said that, as there exists an instinctive tendency to imitate visual forms by motor impulses, the impulses suggested by the symmetrical form are in harmony with the system of energies of our bilateral organism, which is a system of double motor innervations, and thus fulfill our demand for a set of reactions corresponding to the organism as a whole. But we should then expect that all space arrangements which deviate from complete symmetry, and thus suggest motor impulses which do not correspond to the natural bilateral type, would fail to give aesthetic pleasure. Such, however, is not the case. Non-symmetrical arrangements of space are often extremely pleasing.
<1> The following is adapted from the author's _Studies in Symmetry, Harvard Psych. Studies_, vol i, 1902.
This contradiction disappears if we are able to show that the apparently non-symmetrical arrangement contains a hidden symmetry, and that all the elements of that arrangement contribute to bring about just that bilateral type of motor impulses which is characteristic of geometrical symmetry.
A series of experiments was arranged, in which one of two unequal lines of white on a black background being fixed in an upright position a certain distance from the centre, the other was shifted until the arrangement was felt to be pleasing. It was found that when two lines of different sizes were opposed, their relative positions corresponded to the relation of the arms of a balance, that is, a small line far from the centre was opposed by a large one near the centre. A line pointing out from the centre fitted this formula if taken as "heavy," and pointing in, if taken as "light." Similarly, objects of intrinsic interest and objects suggesting depth in the third dimension were "heavy" in the same interpretation. All this, however, did not go beyond the proof that all pleasing space- arrangements can be described in terms of mechanical balance. But what was this mechanical balance? A metaphor explains nothing, and no one will maintain that the visual representation of a long line weights more than a short one. Moreover, the elements in the balance were so far heterogeneous. The movement suggested by an idea had been treated as if equivalent to the movement actually made by the eye in following a long line; the intrinsic interest--that is, the ideal interest--of an object insignificant in form was equated to the attractive power of a perspective, which has, presumably, a merely physiological effect on the visual mechanism.
I believe, however, that the justification of this apparent heterogeneity, and the basis for explanation, is given in the reduction of all elements to their lowest term,--as objects for the expenditure of attention. A large object and an "interesting" object are "heavy" for the same reason, because they call out the attention. And expenditure of effort is expenditure of attention; thus, if an object on the outskirts of the field of vision requires a wide sweep of the eye to take it in, it demands the expenditure of attention, and so is felt as "heavy." But what is "the expenditure of attention" in physiological terms? It is nothing more than the measure of the motor impulses directed to the object of attention. And whether the motor impulse appears as the tendency to follow out the suggestions of motion in the object, all reduces to the same physiological basis.
It may here be objected that our motor impulses are, nevertheless, still heterogeneous, inasmuch as some are toward the object of interest, and some along the line of movement. But it must be said, first, that these are not felt in the body, but transferred as values of weight to points in the picture,--it is the amount and not the direction of excitement that is counted; and secondly, that even if it were not so, the suggested movement along a line is felt as "weight" at a particular point.
From this point of view the justification of the metaphor of mechanical balance is quite clear. Given two lines, the most pleasing arrangement makes the larger nearer the centre, and the smaller far from it. This is balanced because the spontaneous impulse of attention to the near, large line equals in amount the involuntary expenditure to apprehend the small, farther one.
We may thus think of a space to be composed as a kind of target, in which certain spots or territories count more or less, both according to their distance from the centre and according to what fills them. Every element of a picture, in whatever way it gains power to excite motor impulses, is felt as expressing that power in the flat pattern. A noble vista is understood and enjoyed as a vista, but it is COUNTED in the motor equation, our "balance," as a spot of so much intrinsic value at such and such a distance from the centre. The skillful artist will fill his target in the way to give the maximum of motor impulses with the perfection of balance between them.
It is thus in a kind of substitutional symmetry, or balance, that we have the objective condition or counterpart of aesthetic repose, or unity. From this point of view it is clearly seen in what respect the unity of Hildebrand fails. He demands in the statue, especially, but also in the picture, the flat surface as a unity for the three dimensions. But it is only with the flat space, won, if you will, by Hildebrand's method, that the problem begins. Every point in the third dimension counts, as has been said, in the flat. The Fernbild is the beginning of beauty, but within the Fernbild favorable stimulation and repose must still be sought. And repose or unity is given by symmetry, subjectively the balance of attention, inasmuch as this balance is a tension of antagonistic impulses, an equilibrium, and thus an inhibition of movement.
From this point of view, we are in a position to refute Souriau's interesting analysis<1> of form as the condition for the appreciation of content. He says that form, in a picture for instance, has its value in its power to produce (through its fixation and concentration of the eye) a mild hypnosis, in which, as is well known, all suggestions come to us with bewildering vividness. This is, then, just the state in which the contents of the picture can most vividly impress themselves. Form, then, as the means to content, by giving the conditions for suggestion, is Sourieau's account of it. In so far as form--in the sense of unity--gives, through balance and equilibrium of impulses, the arrest of the personality, it may indeed be compared with hypnotism. But this arrest is not only a means, but an end in itself; that aesthetic repose, which, as the unity of the personality, is an essential element of the aesthetic emotion as we have described it.
<1> _La Suggestion en l'Art_.
VI
There is no point of light or color, no contour, no line, no depth, that does not contribute to the infinite complex which gives the maximum of experience with the minimum of effort and which we call beauty of form. But yet there is another way of viewing the beautiful object, on which we touched in the introduction to this chapter. So far, what we see is only another name for HOW we see; and the way of seeing has proved to contain enough to bring to stimulation and repose the psychophysical mechanism. But now we must ask, what relation has meaning to beauty? Is it an element, coordinate with others, or something superposed? or is it an end in itself, the supreme end? What relation to the beauty of form has that quality of their works by virtue of which Rembrandt is called a dreamer, and Rodin a poet in stone? What do we mean when we speak of Sargent as a psychologist? Is it a virtue to be a poet in stone? If it is, we must somehow include in our concept of Beauty the element of expression, by showing how it serves the infinite complex. Or is it not an aesthetic virtue, and Rodin is great artist and poet combined, and not great artist because poet, as some would say? What is the relation of the objective content to beauty of form? In short, what place has the idea in Beauty?
In the preceding the place of separate objects which have only an ideal importance has been made clear. The gold-embroidered gauntlet in a picture counts as a patch of light, a trend of line, in a certain spot; but it counts more there, because it is of interest for itself, and by thus counting more, the idea has entered into the spatial balance,--the idea has become itself form. Now it is the question whether all "idea," which seems so heterogeneous in its relation to form, does not undergo this transmutation. It is at least of interest to see whether the facts can be so interpreted.
We have spoken of ideas a parts of an aesthetic whole. What of the idea of the whole? Corot used to say he painted a dream, and it is the dream of an autumn morning we see in his pictures. Millet portrays the sad majesty and sweetness of the life near the soil. How must we relate these facts to the views already won?
It has often been said that the view which makes the element of form for the eye alone, in the strictest sense, is erroneous, because there is no form for the eye alone. The very process of apprehending a line involves not only motor memories and impulses, but numberless ideal associations, and these associations constitute the line as truly as do the others. The impression of the line involves expression, a meaning which we cannot escape. The forms of things constitute a kind of dialect of life,--and thus it is that the theory of Einfuhlung in its deepest sense is grounded. The Doric column causes in us, no doubt, motor impulses, but it means, and must mean, to us, the expression of internal energy through those very impulses it causes. "We ourselves are contracting our muscles, but we feel as if the lines were pulling and piercing, bending and lifting, pressing down and pushing up; in short, as soon as the visual impression is really isolated, and all other ideas really excluded, then the motor impulses do not awake actions which are taken as actions of ourselves, but feelings of energy which are taken as energies of the visual forms and lines."<1> So the idea belonging to the object, and the psychophysical effect of the object are only obverse and inverse of the same phenomenon. And our pleasure in the form of the column is rather our appreciation of energy than our feeling of favorable stimulation. Admitting this reasoning, the meaning of a picture would be the same as its beauty, it is said. The heroic art of J.-F. Millet, for example, would be beautiful because it is the perfect expression of the simplicity and suffering of labor.
<1> H. Munsterberg, _The Principles of Art Education_, p. 87.
Let us examine this apparently reasonable theory. It is true that every visual element is understood as expression too. It is not true, however, that expression and impression are parallel and mutually corresponding beyond the elements. Suppose a concourse of columns covered by a roof,--the Parthenon. Those psychophysical changes induced by the sight now mutually check and modify each other. Can we say that there is a "meaning," like the energy of the column, corresponding to that complex? It is at least not energy itself. Ask the same as regards the lines and masses of a picture by Corot. In the sense in which we have taken "meaning," the only psychologically possible one, our reactions could be interpreted only by some mood. If the column means energy because it makes us tower, then the picture must mean what it makes us do. That is, a combination of feathery fronds and horizontal lines of water, bathed in a gray- green silvery mist, can "mean" only a repose lightened by a grave yet cheerful spirit. In short, this theory of expressiveness cannot go beyond the mood or moral quality. In the sense of INFORMATION, the theory of Einfuhlung contributes nothing. Now, in this limited sense, we have indeed no reason to contradict it, but simply to point out that it holds only in this extremely limited sense. When we see broad sweeping lines we interpret them by sympathetic reproduction as strength, energy. When those sweeping lines are made part of a Titan's frame, we get the same effect plus the associations which belong to distinctively muscular energy. Those same lines might define the sweep of a drapery, or the curve of an infant's limbs. Now all that part of the meaning which belongs to the lines themselves remains constant under whatever circumstances; and it is quite true that a certain feeling-tone, a certain moral quality, as it were, belongs, say, to Raphael's pictures, in which this kind of outline is to be found. But as belonging to a Titan, the additional elements of understanding are not due to sympathetic reproduction. They are not parallel with the motor suggestions; they are simply an associational addition, due to our information about the power of men with muscles like that. That there are secondary motor elements as a reverberation of these ideal elements need not be denied. But they are not directly due to the form. Now such part of our response to a picture as is directly induced by the form, we have a right to include in the aesthetic experience. It will, however, in every work of art of even the least complexity, be expressible only as a mood, very indefinite, often indescribable. To make this "meaning," then, the essential aim of a picture seems unreasonable.
It is evident that in experience we do not, as a matter of fact, separate the mood which is due to sympathy from the ideal content of the picture. Corot paint a summer dawn. We cannot separate our pleasure in the sight from our pleasure in the understanding; yet it is the visual complex that gives us the mood, and the meaning of the scene is due to factors of association. The "serene and happy dream," the "conviction of a solemn and radiant Arcadia," are not "expression" in that inevitable sense in which we agreed to take it, but the result of a most extended upbuilding of ideal (that is, associational) elements.
The "idea," then, as we have propounded it, is not, as was thought possible, an integral and essential part, but an addition to the visual form, and we have still to ask what is its value. But in so far as it is an addition, its effect may be in conflict with what we may call the feeling-tone produced by sympathetic reproduction. In that case, one must yield to the other. Now it is not probably that even the most convinced adherents of the expression theory would hold that if expression or beauty MUST go, expression should be kept. They only say that expression IS beauty. But the moment it is admitted that there is a beauty of form independent of the ideal element, this theory can no longer stand. If there is a conflict, the palm must be given to the direct, rather than the indirect, factor. Indeed, when there is such a conflict, the primacy must always be with the medium suited to the organ, the sensuous factor. For if it were not so, and expression WERE beauty, then that would have to be most beautiful which was most expressive. And even if we disregard the extraordinary conclusions to which this would lead,--the story pictures preferred to those without a story, the photographic reproductions preferred to the symphonies of color and form,--we should be obliged to admit something still more incendiary. Expression is always of an ideal content, is of something to express; and it is unquestioned that in words, and in words alone, can we get nearest to the inexpressible. Then literature, as being the most expressive, would be the highest art, and we should be confronted with a hierarchy of arts, from that down.