Chapter 2

But what can one man, however able and advanced, do against the current of his age? History shows us constantly that the great reformers have been those who felt and followed the general feeling of their times, who became mouthpieces for the great mass of thought and effort behind them, not those who struggled against the tide. William's successors failed to comprehend what he had done, or why. By the time of Stephen (1135)[15] we find the barons of England wellnigh as powerful as those of other lands. A civil war arises in which Stephen and his rival Matilda are scarce more than pawns upon the board. The lords shift sides at will, retreat to safety in their strong castles, plunder the common folk, and make private war quite as they please.

[Footnote 15: See _Stephen Usurps the English Crown_, page 317.]

If any sage before the reign of the Emperor Barbarossa, that is, before the middle of the twelfth century, had studied to predict the course of society, he would probably have said that the empire was wholly destroyed, and that the principle of separation was becoming ever more insistent, that even kings were mere fading relics of the past, and that the future world would soon see every lordship an independent state.

THE CONDITION OF SOCIETY UNDER FEUDALISM

Amid all this turmoil of the upper classes, one would like much to know what was the condition, what the lives, of the common people. Unfortunately, the data are very slight. We see dimly the peasant staring from his field as the armed knights ride by; we see him fleeing to the shelter of the forests before more savage bandits. We see the people of the cities drawing together, building walls around their towns, and defying in their turn their so-called "overlords." We see Henry the City-builder thus become champion of the lower classes, despite the strenuous warning of his conservative and not wholly disinterested barons. We see shadowy troops of armed merchants drift along the unsafe roads. And, most interesting perhaps of all, we see one Arnold of Brescia,[16] an Italian monk, advocating a democracy, actually urging a return to what he supposed early Rome to have been, a government by the masses. Arnold, too, you see, was in advance of his time. He was executed by the advice of even so good and wise a man as St. Bernard. But the principle of modern life was there, the germ seems to have been planted. These humble people of the cities, "citizens," grow to be rulers of the world.

[Footnote 16: See _Antipapal Democratic Movement_ page 340.]

There was a revival, too, of learning in this quieter age. Schools and universities become clearly visible. Abelard teaches at the great University of Paris, lectures to "forty thousand students," if one chooses to believe in such carrying power of his voice, or such radiating power of his influence at second hand through those who heard.

The arts spring up, great cathedrals are begun, the wonder and despair of even twentieth-century resources. Royal ladies work on tapestries, queer things in their way, but certainly not barbaric. Musical notation is improved. Manuscripts are gorgeously illumined. Paintings and mosaics, though of the crudest, reappear on long-barren walls. Civilization begins to advance with increasing stride.

THE INFLUENCE OF CHRISTIANITY

Of all the influences that through these wandering and desolate ages had sustained humanity and helped it onward, the mightiest has been left to speak of last. It was Christianity, a Christianity which had by now taken definite form as the Roman Catholic Church. Strongest of all the institutions bequeathed by the ancient empire to her conquerors was this Church. Indeed, it has been said that Rome had influenced Christianity quite as much as Christianity did Rome. The legal-minded Romans insisted on the laying out of exact doctrines and creeds, on the building of a definite organization, a priesthood, a hierarchy. They lent the weight of law to what had been but individual belief and impulse. Thus the Church grew hard and strong.

In the same manner that the early emperors had ordered the persecution of Christianity, so the later ones ordered the persecution of heathendom, nor had the Church grown civilized or Christian enough to oppose this method of conversion. Luckily for all parties, however, the heathen were scarce sufficiently enthusiastic to insist on martyrdom, and so the persecuting spirit which man ultimately imparted to even the purest of religions remained latent.

With the downfall of Rome there came another interval in which the Church was weak, and was trampled on by barbarians, and was heroic. Then the bishops of Rome joined forces with Pépin and Charlemagne. Christianity became physically powerful again. The Saxons were converted by the sword. So, also, in Henry the Fowler's time, were the Slavic Wends. These Roman bishops, or "popes," were accepted unquestioned throughout Western Europe as the leaders of a militant Christianity, a position never after denied them until the sixteenth century. In the East, however, the bishops of Constantinople insisted on an equal, if not higher, authority, and so the two churches broke apart.[17]

[Footnote 17: See _Dissension and Separation of the Greek and Roman Churches_.]

In the West, Christianity undoubtedly did great good. Its teachings, though applied by often fallible instruments and in blundering ways, yet never completely lost sight of their own higher meanings of mercy and peace. From the Abbey of Cluny originated that quaint mediaeval idea of the "truce of God," by which nobles were very widely persuaded to restrict their private wars to the middle of the week, and reserve at least Friday, Saturday, and Sunday as days of brotherly love and religious devotion. The Church also, from very early days, founded monasteries, wherein learning and the knowledge of the past were kept alive, where pity continued to exist, where the oppressed found refuge. It is from these monasteries that all the arts and scholarship of the eleventh century begin dimly to emerge.

Moreover, the fact that the Teutons were all of a common religion undoubtedly held them much closer together, made them more merciful among themselves, more nearly a unit against the outside world. Perhaps in this respect more important even than the religion was the Church; that is, the hierarchy, the vast army of monks and priests, abbots and bishops, spread over all kingdoms, yet looking always toward Rome. Here at least was one common centre for Western civilization, one mighty influence that all men acknowledged, that all to some faint extent obeyed.

THE GROWTH OF THE PAPACY

The power thus concentrating in the Roman papacy made the office one to attract eager ambition. It has a political history of its own. At first the Christian populace that continued to dwell in Rome despite the repeated spoliations, elected, from among themselves, their own pope or bishop, regarding him not only as their spiritual guide, but as their earthly leader and protector also. Naturally, in their distress, they chose the very ablest man they could, their wisest and their noblest. It was no pleasant task being pope in those dark days; and sometimes the bravest shrank from the position.

But centuries of war and self-defence developed a Roman populace more fierce and savage and degenerate, while the growing importance of their pope beyond the city's walls brought wealth and splendor to his office. The result was that some very unsaintly popes were elected amid unseemly squabbles. The conditions surrounding the high office became so bad that they were felt as a disgrace throughout all Christendom; and in 1046 the German emperor Henry III took upon himself to depose three fiercely contending Romans, each claiming to be pope. He appointed in their stead a candidate of his own, not a dweller in the city at all, but a German. Henry, therefore, must have considered the duties of the pope as bishop of the Romans to be far less important than his duties as head of the Church outside of Rome.[18]

[Footnote 18: See _Henry III Deposes the Popes_.]

So necessary had this interference by the Emperor become that it was everywhere approved. Yet as he continued to appoint pope after pope, churchmen realized that in the hands of an evil emperor this method of securing their head might prove quite as dangerous and unsatisfactory as the former one. So the Church took the matter in hand and declared that a conclave of its own highest officials should thereafter choose the man who was to lead them.

Under this surely more suitable arrangement, the papal office rose at once in dignity. It was held for a time by true leaders, earnest prelates of the highest worth and ability. We have said that the rank of the bishop of Rome as head of the Church had never been seriously questioned among the Teutons; but now the popes asserted a political authority as well. They regarded themselves, theoretically, as supreme heads of the entire Christian world. They claimed and even partly exercised the right to create and depose kings and emperors. To such a supremacy as this, however, the Teutons were still too rude and warlike to submit. Much is made of the fact that the Emperor Henry IV was compelled to come as a suppliant to Pope Gregory at Canossa, 1077.[19] But this submission was only forced on him by quarrels with his barons, who welcomed the Pope as a chance ally. It proved the power of feudalism rather than that of religion. Still we may trace here the beginnings of a later day when spirit was really to dominate bodily force, when ideas should prove stronger than swords.

[Footnote 19: See _Triumphs of Hildebrand_.]

THE FIRST CRUSADE

Under these aroused and able popes, the Western world was stirred to the first widespread religious enthusiasm since the ancient days of persecution. Jerusalem, long in the hands of a tolerant sect of Saracens who welcomed the coming of Christian worshippers as a source of revenue, was captured in 1075 by another more fanatic Mahometan sect, and word came back to Europe that pilgrimage was stopped.

The crusades followed. A great mass of warriors from every nation of the West, men who certainly had never intended to go on pilgrimage themselves, were roused to what seems a somewhat perverse anger of religious devotion. Under the lead of Godfrey of Bouillon they marched eastward, saw the wonders of Constantinople, marvellous indeed to their ruder eyes, defeated the sultans of Asia Minor and of Antioch, and ended by storming Jerusalem, and erecting there a Christian kingdom where Mahometanism had ruled for nearly five hundred years.[20]

[Footnote 20: See _The First Crusade_, page 276.]

Of course, a great flow of pilgrims followed them. Religious orders of knighthood were formed[21] to help defend the shrine of Christ and to extend Christian conquest farther through the surrounding regions. Travel began again. Europe, after having forgotten Asia for seven centuries, was introduced once more to its languor, its splendor, and its vices. The Aryan peoples had at last filled full their little world of Western Europe. They had reached among themselves a state of law and union, confused and weak, perhaps, yet secure enough to enable them once more to overflow their boundaries and become again the aggressive, intrusive race we have seen them in earlier days.

[Footnote 21: See _Foundation of the Order of Knights Templars_, page 301.]

FEUDALISM: ITS FRANKISH BIRTH AND ENGLISH DEVELOPMENT

NINTH TO TWELFTH CENTURY

WILLIAM STUBBS

(That social system--however varying in different times and places--in which ownership of land is the basis of authority is known in history as feudalism. From the time of Clovis, the Frankish King, who died in A.D. 511, the progress of the Franks in civilization was slow, and for more than two centuries they spent their energies mainly in useless wars. But Charles Martel and his son, Pépin the Short--the latter dying in 768--built up a kingdom which Charlemagne erected into a powerful empire. Under the predecessors of Charlemagne the beginnings of feudalism, which are very obscure, may be said vaguely to appear. Charles Martel had to buy the services of his nobles by granting them lands, and although he and Pépin strengthened the royal power, which Charlemagne still further increased, under the weak rulers who followed them the forces of the incipient feudalism again became active, and the State was divided into petty countships and dukedoms almost independent of the king.

The gift of land by the king in return for feudal services was called a feudal grant, and the land so given was termed a "feud" or "fief." In the course of time fiefs became hereditary. Lands were also sometimes usurped or otherwise obtained by subjects, who thereby became feudal lords. By a process called "subinfeudation," lands were granted in parcels to other men by those who received them from the king or otherwise, and by these lower landholders to others again; and as the first recipient became the vassal of the king and the suzerain of the man who held next below him, there was created a regular descending scale of such vassalage and suzerainty, in which each man's allegiance was directly due to his feudal lord, and not to the king himself. From the king down to the lowest landholder all were bound together by obligation of service and defence; the lord to protect his vassal, the vassal to do service to his lord.

These are the essential features of the social system which, from its early growth under the later Carlovingians in the ninth century, spread over Europe and reached its highest development in the twelfth century. At a time midway between these periods it was carried by the Norman Conquest into England. The history of this system of distinctly Frankish origin--a knowledge of which is absolutely essential to a proper understanding of history and the evolution of our present social system--is told by Stubbs with that discernment and thoroughness of analysis which have given him his rank as one of the few masterly writers in this field.)

Feudalism had grown up from two great sources--the _beneficium_, and the practice of commendation--and had been specially fostered on Gallic soil by the existence of a subject population which admitted of any amount of extension in the methods of dependence.

The beneficiary system originated partly in gifts of land made by the kings out of their own estates to their kinsmen and servants, with a special undertaking to be faithful; partly in the surrender by land-owners of their estates to churches or powerful men, to be received back again and held by them as tenants for rent or service. By the latter arrangement the weaker man obtained the protection of the stronger, and he who felt himself insecure placed his title under the defence of the church.

By the practice of commendation, on the other hand, the inferior put himself under the personal care of a lord, but without altering his title or divesting himself of his right to his estate; he became a vassal and did homage. The placing of his hands between those of his lord was the typical act by which the connection was formed; and the oath of fealty was taken at the same time. The union of the beneficiary tie with that of commendation completed the idea of feudal obligation-- the twofold engagement: that of the lord, to defend; and that of the vassal, to be faithful. A third ingredient was supplied by the grants of immunity by which in the Frank empire, as in England, the possession of land was united with the right of judicature; the dwellers on a feudal property were placed under the tribunal of the lord, and the rights which had belonged to the nation or to its chosen head were devolved upon the receiver of a fief. The rapid spread of the system thus originated, and the assimilation of all other tenures to it, may be regarded as the work of the tenth century; but as early as A.D. 877 Charles the Bald recognized the hereditary character of all benefices; and from that year the growth of strictly feudal jurisprudence may be held to date.

The system testifies to the country and causes of its birth. The beneficium is partly of Roman, partly of German origin; in the Roman system the usufruct--the occupation of land belonging to another person--involved no diminution of status; in the Germanic system he who tilled land that was not his own was imperfectly free; the reduction of a large Roman population to dependence placed the two classes on a level, and conduced to the wide extension of the institution.

Commendation, on the other hand, may have had a Gallic or Celtic origin, and an analogy only with the Roman clientship. The German _comitatus_, which seems to have ultimately merged its existence in one or other of these developments, is of course to be carefully distinguished in its origin from them. The tie of the benefice or of commendation could be formed between any two persons whatever; none but the king could have _antrustions_. But the comitatus of Anglo-Saxon history preserved a more distinct existence, and this perhaps was one of the causes that distinguished the later Anglo-Saxon system most definitely from the feudalism of the Frank empire.

The process by which the machinery of government became feudalized, although rapid, was gradual.

The weakness of the Carlovingian kings and emperors gave room for the speedy development of disruptive tendencies in a territory so extensive and so little consolidated. The duchies and counties of the eighth and ninth centuries were still official magistracies, the holders of which discharged the functions of imperial judges or generals. Such officers were of course men whom the kings could trust, in most cases Franks, courtiers or kinsmen, who at an earlier date would have been _comites_ or antrustions, and who were provided for by feudal benefices. The official magistracy had in itself the tendency to become hereditary, and when the benefice was recognized as heritable, the provincial governorship became so too. But the provincial governor had many opportunities of improving his position, especially if he could identify himself with the manners and aspirations of the people he ruled. By marriage or inheritance he might accumulate in his family not only the old allodial estates which, especially on German soil, still continued to subsist, but the traditions and local loyalties which were connected with the possession of them. So in a few years the Frank magistrate could unite in his own person the beneficiary endowment, the imperial deputation, and the headship of the nation over which he presided. And then it was only necessary for the central power to be a little weakened, and the independence of duke or count was limited by his homage and fealty alone, that is, by obligations that depended on conscience only for their fulfilment.

It is in Germany that the disruptive tendency most distinctly takes the political form; Saxony and Bavaria assert their national independence under Swabian and Saxon dukes who have identified the interests of their subjects with their own. In France, where the ancient tribal divisions had been long obsolete, and where the existence of the allod involved little or no feeling of loyalty, the process was simpler still; the provincial rulers aimed at practical rather than political sovereignty; the people were too weak to have any aspirations at all. The disruption was due more to the abeyance of central attraction than to any centrifugal force existing in the provinces. But the result was the same; feudal government, a graduated system of jurisdiction based on land tenure, in which every lord judged, taxed, and commanded the class next below him, of which abject slavery formed the lowest, and irresponsible tyranny the highest grade, and private war, private coinage, private prisons, took the place of the imperial institutions of government.

This was the social system which William the Conqueror and his barons had been accustomed to see at work in France. One part of it--the feudal tenure of land--was perhaps the only kind of tenure which they could understand; the king was the original lord, and every title issued mediately or immediately from him. The other part, the governmental system of feudalism, was the point on which sooner or later the duke and his barons were sure to differ. Already the incompatibility of the system with the existence of the strong central power had been exemplified in Normandy, where the strength of the dukes had been tasked to maintain their hold on the castles and to enforce their own high justice. Much more difficult would England be to retain in Norman hands if the new king allowed himself to be fettered by the French system.

On the other hand the Norman barons would fain rise a step in the social scale answering to that by which their duke had become a king; and they aspired to the same independence which they had seen enjoyed by the counts of Southern and Eastern France. Nor was the aspiration on their part altogether unreasonable; they had joined in the Conquest rather as sharers in the great adventure than as mere vassals of the duke, whose birth they despised as much as they feared his strength. William, however, was wise and wary as well as strong. While, by the insensible process of custom, or rather by the mere assumption that feudal tenure of land was the only lawful and reasonable one, the Frankish system of tenure was substituted for the Anglo-Saxon, the organization of government on the same basis was not equally a matter of course.

The Conqueror himself was too strong to suffer that organization to become formidable in his reign, but neither the brutal force of William Rufus nor the heavy and equal pressure of the government of Henry I could extinguish the tendency toward it. It was only after it had, under Stephen, broken out into anarchy and plunged the whole nation in misery; when the great houses founded by the barons of the Conquest had suffered forfeiture or extinction; when the Normans had become Englishmen under the legal and constitutional reforms of Henry II--that the royal authority, in close alliance with the nation, was enabled to put an end to the evil.

William the Conqueror claimed the crown of England as the chosen heir of Edward the Confessor. It was a claim which the English did not admit, and of which the Normans saw the fallacy, but which he himself consistently maintained and did his best to justify. In that claim he saw not only the justification of the Conquest in the eyes of the church, but his great safeguard against the jealous and aggressive host by whose aid he had realized it; therefore, immediately after the battle of Hastings he proceeded to seek the national recognition of its validity. He obtained it from the divided and dismayed _witan_ with no great trouble, and was crowned by the archbishop of York--the most influential and patriotic among them--binding himself by the constitutional promises of justice and good laws. Standing before the altar at Westminster, "in the presence of the clergy and people he promised with an oath that he would defend God's holy churches and their rulers; that he would, moreover, rule the whole people subject to him with righteousness and royal providence; would enact and hold fast right law and utterly forbid rapine and unrighteous judgments." The form of election and acceptance was regularly observed and the legal position of the new King completed before he went forth to finish the Conquest.