The Foundations of Science: Science and Hypothesis, The Value of Science, Science and Method
CHAPTER III
THE NON-EUCLIDEAN GEOMETRIES
Every conclusion supposes premises; these premises themselves either are self-evident and need no demonstration, or can be established only by relying upon other propositions, and since we can not go back thus to infinity, every deductive science, and in particular geometry, must rest on a certain number of undemonstrable axioms. All treatises on geometry begin, therefore, by the enunciation of these axioms. But among these there is a distinction to be made: Some, for example, 'Things which are equal to the same thing are equal to one another,' are not propositions of geometry, but propositions of analysis. I regard them as analytic judgments _a priori_, and shall not concern myself with them.
But I must lay stress upon other axioms which are peculiar to geometry. Most treatises enunciate three of these explicitly:
1º Through two points can pass only one straight;
2º The straight line is the shortest path from one point to another;
3º Through a given point there is not more than one parallel to a given straight.
Although generally a proof of the second of these axioms is omitted, it would be possible to deduce it from the other two and from those, much more numerous, which are implicitly admitted without enunciating them, as I shall explain further on.
It was long sought in vain to demonstrate likewise the third axiom, known as _Euclid's Postulate_. What vast effort has been wasted in this chimeric hope is truly unimaginable. Finally, in the first quarter of the nineteenth century, and almost at the same time, a Hungarian and a Russian, Bolyai and Lobachevski, established irrefutably that this demonstration is impossible; they have almost rid us of inventors of geometries 'sans postulatum'; since then the Académie des Sciences receives only about one or two new demonstrations a year.
The question was not exhausted; it soon made a great stride by the publication of Riemann's celebrated memoir entitled: _Ueber die Hypothesen welche der Geometrie zu Grunde liegen_. This paper has inspired most of the recent works of which I shall speak further on, and among which it is proper to cite those of Beltrami and of Helmholtz.
THE BOLYAI-LOBACHEVSKI GEOMETRY.--If it were possible to deduce Euclid's postulate from the other axioms, it is evident that in denying the postulate and admitting the other axioms, we should be led to contradictory consequences; it would therefore be impossible to base on such premises a coherent geometry.
Now this is precisely what Lobachevski did.
He assumes at the start that: _Through a given point can be drawn two parallels to a given straight_.
And he retains besides all Euclid's other axioms. From these hypotheses he deduces a series of theorems among which it is impossible to find any contradiction, and he constructs a geometry whose faultless logic is inferior in nothing to that of the Euclidean geometry.
The theorems are, of course, very different from those to which we are accustomed, and they can not fail to be at first a little disconcerting.
Thus the sum of the angles of a triangle is always less than two right angles, and the difference between this sum and two right angles is proportional to the surface of the triangle.
It is impossible to construct a figure similar to a given figure but of different dimensions.
If we divide a circumference into _n_ equal parts, and draw tangents at the points of division, these _n_ tangents will form a polygon if the radius of the circle is small enough; but if this radius is sufficiently great they will not meet.
It is useless to multiply these examples; Lobachevski's propositions have no relation to those of Euclid, but they are not less logically bound one to another.
RIEMANN'S GEOMETRY.--Imagine a world uniquely peopled by beings of no thickness (height); and suppose these 'infinitely flat' animals are all in the same plane and can not get out. Admit besides that this world is sufficiently far from others to be free from their influence. While we are making hypotheses, it costs us no more to endow these beings with reason and believe them capable of creating a geometry. In that case, they will certainly attribute to space only two dimensions.
But suppose now that these imaginary animals, while remaining without thickness, have the form of a spherical, and not of a plane, figure, and are all on the same sphere without power to get off. What geometry will they construct? First it is clear they will attribute to space only two dimensions; what will play for them the rôle of the straight line will be the shortest path from one point to another on the sphere, that is to say, an arc of a great circle; in a word, their geometry will be the spherical geometry.
What they will call space will be this sphere on which they must stay, and on which happen all the phenomena they can know. Their space will therefore be _unbounded_ since on a sphere one can always go forward without ever being stopped, and yet it will be _finite_; one can never find the end of it, but one can make a tour of it.
Well, Riemann's geometry is spherical geometry extended to three dimensions. To construct it, the German mathematician had to throw overboard, not only Euclid's postulate, but also the first axiom: _Only one straight can pass through two points_.
On a sphere, through two given points we can draw _in general_ only one great circle (which, as we have just seen, would play the rôle of the straight for our imaginary beings); but there is an exception: if the two given points are diametrically opposite, an infinity of great circles can be drawn through them.
In the same way, in Riemann's geometry (at least in one of its forms), through two points will pass in general only a single straight; but there are exceptional cases where through two points an infinity of straights can pass.
There is a sort of opposition between Riemann's geometry and that of Lobachevski.
Thus the sum of the angles of a triangle is:
Equal to two right angles in Euclid's geometry;
Less than two right angles in that of Lobachevski;
Greater than two right angles in that of Riemann.
The number of straights through a given point that can be drawn coplanar to a given straight, but nowhere meeting it, is equal:
To one in Euclid's geometry;
To zero in that of Riemann;
To infinity in that of Lobachevski.
Add that Riemann's space is finite, although unbounded, in the sense given above to these two words.
THE SURFACES OF CONSTANT CURVATURE.--One objection still remained possible. The theorems of Lobachevski and of Riemann present no contradiction; but however numerous the consequences these two geometers have drawn from their hypotheses, they must have stopped before exhausting them, since their number would be infinite; who can say then that if they had pushed their deductions farther they would not have eventually reached some contradiction?
This difficulty does not exist for Riemann's geometry, provided it is limited to two dimensions; in fact, as we have seen, two-dimensional Riemannian geometry does not differ from spherical geometry, which is only a branch of ordinary geometry, and consequently is beyond all discussion.
Beltrami, in correlating likewise Lobachevski's two-dimensional geometry with a branch of ordinary geometry, has equally refuted the objection so far as it is concerned.
Here is how he accomplished it. Consider any figure on a surface. Imagine this figure traced on a flexible and inextensible canvas applied over this surface in such a way that when the canvas is displaced and deformed, the various lines of this figure can change their form without changing their length. In general, this flexible and inextensible figure can not be displaced without leaving the surface; but there are certain particular surfaces for which such a movement would be possible; these are the surfaces of constant curvature.
If we resume the comparison made above and imagine beings without thickness living on one of these surfaces, they will regard as possible the motion of a figure all of whose lines remain constant in length. On the contrary, such a movement would appear absurd to animals without thickness living on a surface of variable curvature.
These surfaces of constant curvature are of two sorts: Some are of _positive curvature_, and can be deformed so as to be applied over a sphere. The geometry of these surfaces reduces itself therefore to the spherical geometry, which is that of Riemann.
The others are of _negative curvature_. Beltrami has shown that the geometry of these surfaces is none other than that of Lobachevski. The two-dimensional geometries of Riemann and Lobachevski are thus correlated to the Euclidean geometry.
INTERPRETATION OF NON-EUCLIDEAN GEOMETRIES.--So vanishes the objection so far as two-dimensional geometries are concerned.
It would be easy to extend Beltrami's reasoning to three-dimensional geometries. The minds that space of four dimensions does not repel will see no difficulty in it, but they are few. I prefer therefore to proceed otherwise.
Consider a certain plane, which I shall call the fundamental plane, and construct a sort of dictionary, by making correspond each to each a double series of terms written in two columns, just as correspond in the ordinary dictionaries the words of two languages whose significance is the same:
_Space_: Portion of space situated above the fundamental plane.
_Plane_: Sphere cutting the fundamental plane orthogonally.
_Straight_: Circle cutting the fundamental plane orthogonally.
_Sphere_: Sphere.
_Circle_: Circle.
_Angle_: Angle.
_Distance between two points_: Logarithm of the cross ratio of these two points and the intersections of the fundamental plane with a circle passing through these two points and cutting it orthogonally. Etc., Etc.
Now take Lobachevski's theorems and translate them with the aid of this dictionary as we translate a German text with the aid of a German-English dictionary. _We shall thus obtain theorems of the ordinary geometry._ For example, that theorem of Lobachevski: 'the sum of the angles of a triangle is less than two right angles' is translated thus: "If a curvilinear triangle has for sides circle-arcs which prolonged would cut orthogonally the fundamental plane, the sum of the angles of this curvilinear triangle will be less than two right angles." Thus, however far the consequences of Lobachevski's hypotheses are pushed, they will never lead to a contradiction. In fact, if two of Lobachevski's theorems were contradictory, it would be the same with the translations of these two theorems, made by the aid of our dictionary, but these translations are theorems of ordinary geometry and no one doubts that the ordinary geometry is free from contradiction. Whence comes this certainty and is it justified? That is a question I can not treat here because it would require to be enlarged upon, but which is very interesting and I think not insoluble.
Nothing remains then of the objection above formulated. This is not all. Lobachevski's geometry, susceptible of a concrete interpretation, ceases to be a vain logical exercise and is capable of applications; I have not the time to speak here of these applications, nor of the aid that Klein and I have gotten from them for the integration of linear differential equations.
This interpretation moreover is not unique, and several dictionaries analogous to the preceding could be constructed, which would enable us by a simple 'translation' to transform Lobachevski's theorems into theorems of ordinary geometry.
THE IMPLICIT AXIOMS.--Are the axioms explicitly enunciated in our treatises the sole foundations of geometry? We may be assured of the contrary by noticing that after they are successively abandoned there are still left over some propositions common to the theories of Euclid, Lobachevski and Riemann. These propositions must rest on premises the geometers admit without enunciation. It is interesting to try to disentangle them from the classic demonstrations.
Stuart Mill has claimed that every definition contains an axiom, because in defining one affirms implicitly the existence of the object defined. This is going much too far; it is rare that in mathematics a definition is given without its being followed by the demonstration of the existence of the object defined, and when this is dispensed with it is generally because the reader can easily supply it. It must not be forgotten that the word existence has not the same sense when it refers to a mathematical entity and when it is a question of a material object. A mathematical entity exists, provided its definition implies no contradiction, either in itself, or with the propositions already admitted.
But if Stuart Mill's observation can not be applied to all definitions, it is none the less just for some of them. The plane is sometimes defined as follows:
The plane is a surface such that the straight which joins any two of its points is wholly on this surface.
This definition manifestly hides a new axiom; it is true we might change it, and that would be preferable, but then we should have to enunciate the axiom explicitly.
Other definitions would suggest reflections not less important.
Such, for example, is that of the equality of two figures; two figures are equal when they can be superposed; to superpose them one must be displaced until it coincides with the other; but how shall it be displaced? If we should ask this, no doubt we should be told that it must be done without altering the shape and as a rigid solid. The vicious circle would then be evident.
In fact this definition defines nothing; it would have no meaning for a being living in a world where there were only fluids. If it seems clear to us, that is because we are used to the properties of natural solids which do not differ much from those of the ideal solids, all of whose dimensions are invariable.
Yet, imperfect as it may be, this definition implies an axiom.
The possibility of the motion of a rigid figure is not a self-evident truth, or at least it is so only in the fashion of Euclid's postulate and not as an analytic judgment _a priori_ would be.
Moreover, in studying the definitions and the demonstrations of geometry, we see that one is obliged to admit without proof not only the possibility of this motion, but some of its properties besides.
This is at once seen from the definition of the straight line. Many defective definitions have been given, but the true one is that which is implied in all the demonstrations where the straight line enters:
"It may happen that the motion of a rigid figure is such that all the points of a line belonging to this figure remain motionless while all the points situated outside of this line move. Such a line will be called a straight line." We have designedly, in this enunciation, separated the definition from the axiom it implies.
Many demonstrations, such as those of the cases of the equality of triangles, of the possibility of dropping a perpendicular from a point to a straight, presume propositions which are not enunciated, for they require the admission that it is possible to transport a figure in a certain way in space.
THE FOURTH GEOMETRY.--Among these implicit axioms, there is one which seems to me to merit some attention, because when it is abandoned a fourth geometry can be constructed as coherent as those of Euclid, Lobachevski and Riemann.
To prove that a perpendicular may always be erected at a point _A_ to a straight _AB_, we consider a straight _AC_ movable around the point _A_ and initially coincident with the fixed straight _AB_; and we make it turn about the point _A_ until it comes into the prolongation of _AB_.
Thus two propositions are presupposed: First, that such a rotation is possible, and next that it may be continued until the two straights come into the prolongation one of the other.
If the first point is admitted and the second rejected, we are led to a series of theorems even stranger than those of Lobachevski and Riemann, but equally exempt from contradiction.
I shall cite only one of these theorems and that not the most singular: _A real straight may be perpendicular to itself_.
LIE'S THEOREM.--The number of axioms implicitly introduced in the classic demonstrations is greater than necessary, and it would be interesting to reduce it to a minimum. It may first be asked whether this reduction is possible, whether the number of necessary axioms and that of imaginable geometries are not infinite.
A theorem of Sophus Lie dominates this whole discussion. It may be thus enunciated:
Suppose the following premises are admitted:
1º Space has _n_ dimensions;
2º The motion of a rigid figure is possible;
3º It requires _p_ conditions to determine the position of this figure in space.
_The number of geometries compatible with these premises will be limited._
I may even add that if _n_ is given, a superior limit can be assigned to _p_.
If therefore the possibility of motion is admitted, there can be invented only a finite (and even a rather small) number of three-dimensional geometries.
RIEMANN'S GEOMETRIES.--Yet this result seems contradicted by Riemann, for this savant constructs an infinity of different geometries, and that to which his name is ordinarily given is only a particular case.
All depends, he says, on how the length of a curve is defined. Now, there is an infinity of ways of defining this length, and each of them may be the starting point of a new geometry.
That is perfectly true, but most of these definitions are incompatible with the motion of a rigid figure, which in the theorem of Lie is supposed possible. These geometries of Riemann, in many ways so interesting, could never therefore be other than purely analytic and would not lend themselves to demonstrations analogous to those of Euclid.
ON THE NATURE OF AXIOMS.--Most mathematicians regard Lobachevski's geometry only as a mere logical curiosity; some of them, however, have gone farther. Since several geometries are possible, is it certain ours is the true one? Experience no doubt teaches us that the sum of the angles of a triangle is equal to two right angles; but this is because the triangles we deal with are too little; the difference, according to Lobachevski, is proportional to the surface of the triangle; will it not perhaps become sensible when we shall operate on larger triangles or when our measurements shall become more precise? The Euclidean geometry would thus be only a provisional geometry.
To discuss this opinion, we should first ask ourselves what is the nature of the geometric axioms.
Are they synthetic _a priori_ judgments, as Kant said?
They would then impose themselves upon us with such force that we could not conceive the contrary proposition, nor build upon it a theoretic edifice. There would be no non-Euclidean geometry.
To be convinced of it take a veritable synthetic _a priori_ judgment, the following, for instance, of which we have seen the preponderant rôle in the first chapter:
_If a theorem is true for the number 1, and if it has been proved that it is true of n + 1 provided it is true of n, it will be true of all the positive whole numbers._
Then try to escape from that and, denying this proposition, try to found a false arithmetic analogous to non-Euclidean geometry--it can not be done; one would even be tempted at first blush to regard these judgments as analytic.
Moreover, resuming our fiction of animals without thickness, we can hardly admit that these beings, if their minds are like ours, would adopt the Euclidean geometry which would be contradicted by all their experience.
Should we therefore conclude that the axioms of geometry are experimental verities? But we do not experiment on ideal straights or circles; it can only be done on material objects. On what then could be based experiments which should serve as foundation for geometry? The answer is easy.
We have seen above that we constantly reason as if the geometric figures behaved like solids. What geometry would borrow from experience would therefore be the properties of these bodies. The properties of light and its rectilinear propagation have also given rise to some of the propositions of geometry, and in particular those of projective geometry, so that from this point of view one would be tempted to say that metric geometry is the study of solids, and projective, that of light.
But a difficulty remains, and it is insurmountable. If geometry were an experimental science, it would not be an exact science, it would be subject to a continual revision. Nay, it would from this very day be convicted of error, since we know that there is no rigorously rigid solid.
The _axioms of geometry therefore are neither synthetic_ a priori _judgments nor experimental facts_.
They are _conventions_; our choice among all possible conventions is _guided_ by experimental facts; but it remains _free_ and is limited only by the necessity of avoiding all contradiction. Thus it is that the postulates can remain _rigorously_ true even though the experimental laws which have determined their adoption are only approximative.
In other words, _the axioms of geometry_ (I do not speak of those of arithmetic) _are merely disguised definitions_.
Then what are we to think of that question: Is the Euclidean geometry true?
It has no meaning.
As well ask whether the metric system is true and the old measures false; whether Cartesian coordinates are true and polar coordinates false. One geometry can not be more true than another; it can only be _more convenient_.
Now, Euclidean geometry is, and will remain, the most convenient:
1º Because it is the simplest; and it is so not only in consequence of our mental habits, or of I know not what direct intuition that we may have of Euclidean space; it is the simplest in itself, just as a polynomial of the first degree is simpler than one of the second; the formulas of spherical trigonometry are more complicated than those of plane trigonometry, and they would still appear so to an analyst ignorant of their geometric signification.
2º Because it accords sufficiently well with the properties of natural solids, those bodies which our hands and our eyes compare and with which we make our instruments of measure.