The Foundations of Science: Science and Hypothesis, The Value of Science, Science and Method

CHAPTER II

Chapter 264,076 wordsPublic domain

MATHEMATICAL MAGNITUDE AND EXPERIENCE

To learn what mathematicians understand by a continuum, one should not inquire of geometry. The geometer always seeks to represent to himself more or less the figures he studies, but his representations are for him only instruments; in making geometry he uses space just as he does chalk; so too much weight should not be attached to non-essentials, often of no more importance than the whiteness of the chalk.

The pure analyst has not this rock to fear. He has disengaged the science of mathematics from all foreign elements, and can answer our question: 'What exactly is this continuum about which mathematicians reason?' Many analysts who reflect on their art have answered already; Monsieur Tannery, for example, in his _Introduction à la théorie des fonctions d'une variable_.

Let us start from the scale of whole numbers; between two consecutive steps, intercalate one or more intermediary steps, then between these new steps still others, and so on indefinitely. Thus we shall have an unlimited number of terms; these will be the numbers called fractional, rational or commensurable. But this is not yet enough; between these terms, which, however, are already infinite in number, it is still necessary to intercalate others called irrational or incommensurable. A remark before going further. The continuum so conceived is only a collection of individuals ranged in a certain order, infinite in number, it is true, but _exterior_ to one another. This is not the ordinary conception, wherein is supposed between the elements of the continuum a sort of intimate bond which makes of them a whole, where the point does not exist before the line, but the line before the point. Of the celebrated formula, 'the continuum is unity in multiplicity,' only the multiplicity remains, the unity has disappeared. The analysts are none the less right in defining their continuum as they do, for they always reason on just this as soon as they pique themselves on their rigor. But this is enough to apprise us that the veritable mathematical continuum is a very different thing from that of the physicists and that of the metaphysicians.

It may also be said perhaps that the mathematicians who are content with this definition are dupes of words, that it is necessary to say precisely what each of these intermediary steps is, to explain how they are to be intercalated and to demonstrate that it is possible to do it. But that would be wrong; the only property of these steps which is used in their reasonings[2] is that of being before or after such and such steps; therefore also this alone should occur in the definition.

[2] With those contained in the special conventions which serve to define addition and of which we shall speak later.

So how the intermediary terms should be intercalated need not concern us; on the other hand, no one will doubt the possibility of this operation, unless from forgetting that possible, in the language of geometers, simply means free from contradiction.

Our definition, however, is not yet complete, and I return to it after this over-long digression.

DEFINITION OF INCOMMENSURABLES.--The mathematicians of the Berlin school, Kronecker in particular, have devoted themselves to constructing this continuous scale of fractional and irrational numbers without using any material other than the whole number. The mathematical continuum would be, in this view, a pure creation of the mind, where experience would have no part.

The notion of the rational number seeming to them to present no difficulty, they have chiefly striven to define the incommensurable number. But before producing here their definition, I must make a remark to forestall the astonishment it is sure to arouse in readers unfamiliar with the customs of geometers.

Mathematicians study not objects, but relations between objects; the replacement of these objects by others is therefore indifferent to them, provided the relations do not change. The matter is for them unimportant, the form alone interests them.

Without recalling this, it would scarcely be comprehensible that Dedekind should designate by the name _incommensurable number_ a mere symbol, that is to say, something very different from the ordinary idea of a quantity, which should be measurable and almost tangible.

Let us see now what Dedekind's definition is:

The commensurable numbers can in an infinity of ways be partitioned into two classes, such that any number of the first class is greater than any number of the second class.

It may happen that among the numbers of the first class there is one smaller than all the others; if, for example, we range in the first class all numbers greater than 2, and 2 itself, and in the second class all numbers less than 2, it is clear that 2 will be the least of all numbers of the first class. The number 2 may be chosen as symbol of this partition.

It may happen, on the contrary, that among the numbers of the second class is one greater than all the others; this is the case, for example, if the first class comprehends all numbers greater than 2, and the second all numbers less than 2, and 2 itself. Here again the number 2 may be chosen as symbol of this partition.

But it may equally well happen that neither is there in the first class a number less than all the others, nor in the second class a number greater than all the others. Suppose, for example, we put in the first class all commensurable numbers whose squares are greater than 2 and in the second all whose squares are less than 2. There is none whose square is precisely 2. Evidently there is not in the first class a number less than all the others, for, however near the square of a number may be to 2, we can always find a commensurable number whose square is still closer to 2.

In Dedekind's view, the incommensurable number

sqrt(2) or (2)^{1/2}

is nothing but the symbol of this particular mode of partition of commensurable numbers; and to each mode of partition corresponds thus a number, commensurable or not, which serves as its symbol.

But to be content with this would be to forget too far the origin of these symbols; it remains to explain how we have been led to attribute to them a sort of concrete existence, and, besides, does not the difficulty begin even for the fractional numbers themselves? Should we have the notion of these numbers if we had not previously known a matter that we conceive as infinitely divisible, that is to say, a continuum?

THE PHYSICAL CONTINUUM.--We ask ourselves then if the notion of the mathematical continuum is not simply drawn from experience. If it were, the raw data of experience, which are our sensations, would be susceptible of measurement. We might be tempted to believe they really are so, since in these latter days the attempt has been made to measure them and a law has even been formulated, known as Fechner's law, according to which sensation is proportional to the logarithm of the stimulus.

But if we examine more closely the experiments by which it has been sought to establish this law, we shall be led to a diametrically opposite conclusion. It has been observed, for example, that a weight _A_ of 10 grams and a weight _B_ of 11 grams produce identical sensations, that the weight _B_ is just as indistinguishable from a weight _C_ of 12 grams, but that the weight _A_ is easily distinguished from the weight _C_. Thus the raw results of experience may be expressed by the following relations:

_A_ =_B_, _B_ = _C_, _A_ < _C_,

which may be regarded as the formula of the physical continuum.

But here is an intolerable discord with the principle of contradiction, and the need of stopping this has compelled us to invent the mathematical continuum.

We are, therefore, forced to conclude that this notion has been created entirely by the mind, but that experience has given the occasion.

We can not believe that two quantities equal to a third are not equal to one another, and so we are led to suppose that _A_ is different from _B_ and _B_ from _C_, but that the imperfection of our senses has not permitted of our distinguishing them.

CREATION OF THE MATHEMATICAL CONTINUUM.--_First Stage._ So far it would suffice, in accounting for the facts, to intercalate between _A_ and _B_ a few terms, which would remain discrete. What happens now if we have recourse to some instrument to supplement the feebleness of our senses, if, for example, we make use of a microscope? Terms such as _A_ and _B_, before indistinguishable, appear now distinct; but between _A_ and _B_, now become distinct, will be intercalated a new term, _D_, that we can distinguish neither from _A_ nor from _B_. Despite the employment of the most highly perfected methods, the raw results of our experience will always present the characteristics of the physical continuum with the contradiction which is inherent in it.

We shall escape it only by incessantly intercalating new terms between the terms already distinguished, and this operation must be continued indefinitely. We might conceive the stopping of this operation if we could imagine some instrument sufficiently powerful to decompose the physical continuum into discrete elements, as the telescope resolves the milky way into stars. But this we can not imagine; in fact, it is with the eye we observe the image magnified by the microscope, and consequently this image must always retain the characteristics of visual sensation and consequently those of the physical continuum.

Nothing distinguishes a length observed directly from the half of this length doubled by the microscope. The whole is homogeneous with the part; this is a new contradiction, or rather it would be if the number of terms were supposed finite; in fact, it is clear that the part containing fewer terms than the whole could not be similar to the whole.

The contradiction ceases when the number of terms is regarded as infinite; nothing hinders, for example, considering the aggregate of whole numbers as similar to the aggregate of even numbers, which, however, is only a part of it; and, in fact, to each whole number corresponds an even number, its double.

But it is not only to escape this contradiction contained in the empirical data that the mind is led to create the concept of a continuum, formed of an indefinite number of terms.

All happens as in the sequence of whole numbers. We have the faculty of conceiving that a unit can be added to a collection of units; thanks to experience, we have occasion to exercise this faculty and we become conscious of it; but from this moment we feel that our power has no limit and that we can count indefinitely, though we have never had to count more than a finite number of objects.

Just so, as soon as we have been led to intercalate means between two consecutive terms of a series, we feel that this operation can be continued beyond all limit, and that there is, so to speak, no intrinsic reason for stopping.

As an abbreviation, let me call a mathematical continuum of the first order every aggregate of terms formed according to the same law as the scale of commensurable numbers. If we afterwards intercalate new steps according to the law of formation of incommensurable numbers, we shall obtain what we will call a continuum of the second order.

_Second Stage._--We have made hitherto only the first stride; we have explained the origin of continua of the first order; but it is necessary to see why even they are not sufficient and why the incommensurable numbers had to be invented.

If we try to imagine a line, it must have the characteristics of the physical continuum, that is to say, we shall not be able to represent it except with a certain breadth. Two lines then will appear to us under the form of two narrow bands, and, if we are content with this rough image, it is evident that if the two lines cross they will have a common part.

But the pure geometer makes a further effort; without entirely renouncing the aid of the senses, he tries to reach the concept of the line without breadth, of the point without extension. This he can only attain to by regarding the line as the limit toward which tends an ever narrowing band, and the point as the limit toward which tends an ever lessening area. And then, our two bands, however narrow they may be, will always have a common area, the smaller as they are the narrower, and whose limit will be what the pure geometer calls a point.

This is why it is said two lines which cross have a point in common, and this truth seems intuitive.

But it would imply contradiction if lines were conceived as continua of the first order, that is to say, if on the lines traced by the geometer should be found only points having for coordinates rational numbers. The contradiction would be manifest as soon as one affirmed, for example, the existence of straights and circles.

It is clear, in fact, that if the points whose coordinates are commensurable were alone regarded as real, the circle inscribed in a square and the diagonal of this square would not intersect, since the coordinates of the point of intersection are incommensurable.

That would not yet be sufficient, because we should get in this way only certain incommensurable numbers and not all those numbers.

But conceive of a straight line divided into two rays. Each of these rays will appear to our imagination as a band of a certain breadth; these bands moreover will encroach one on the other, since there must be no interval between them. The common part will appear to us as a point which will always remain when we try to imagine our bands narrower and narrower, so that we admit as an intuitive truth that if a straight is cut into two rays their common frontier is a point; we recognize here the conception of Dedekind, in which an incommensurable number was regarded as the common frontier of two classes of rational numbers.

Such is the origin of the continuum of the second order, which is the mathematical continuum properly so called.

_Résumé._--In recapitulation, the mind has the faculty of creating symbols, and it is thus that it has constructed the mathematical continuum, which is only a particular system of symbols. Its power is limited only by the necessity of avoiding all contradiction; but the mind only makes use of this faculty if experience furnishes it a stimulus thereto.

In the case considered, this stimulus was the notion of the physical continuum, drawn from the rough data of the senses. But this notion leads to a series of contradictions from which it is necessary successively to free ourselves. So we are forced to imagine a more and more complicated system of symbols. That at which we stop is not only exempt from internal contradiction (it was so already at all the stages we have traversed), but neither is it in contradiction with various propositions called intuitive, which are derived from empirical notions more or less elaborated.

MEASURABLE MAGNITUDE.--The magnitudes we have studied hitherto are not _measurable_; we can indeed say whether a given one of these magnitudes is greater than another, but not whether it is twice or thrice as great.

So far, I have only considered the order in which our terms are ranged. But for most applications that does not suffice. We must learn to compare the interval which separates any two terms. Only on this condition does the continuum become a measurable magnitude and the operations of arithmetic applicable.

This can only be done by the aid of a new and special _convention_. We will _agree_ that in such and such a case the interval comprised between the terms _A_ and _B_ is equal to the interval which separates _C_ and _D_. For example, at the beginning of our work we have set out from the scale of the whole numbers and we have supposed intercalated between two consecutive steps _n_ intermediary steps; well, these new steps will be by convention regarded as equidistant.

This is a way of defining the addition of two magnitudes, because if the interval _AB_ is by definition equal to the interval _CD_, the interval _AD_ will be by definition the sum of the intervals _AB_ and _AC_.

This definition is arbitrary in a very large measure. It is not completely so, however. It is subjected to certain conditions and, for example, to the rules of commutativity and associativity of addition. But provided the definition chosen satisfies these rules, the choice is indifferent, and it is useless to particularize it.

VARIOUS REMARKS.--We can now discuss several important questions:

1º Is the creative power of the mind exhausted by the creation of the mathematical continuum?

No: the works of Du Bois-Reymond demonstrate it in a striking way.

We know that mathematicians distinguish between infinitesimals of different orders and that those of the second order are infinitesimal, not only in an absolute way, but also in relation to those of the first order. It is not difficult to imagine infinitesimals of fractional or even of irrational order, and thus we find again that scale of the mathematical continuum which has been dealt with in the preceding pages.

Further, there are infinitesimals which are infinitely small in relation to those of the first order, and, on the contrary, infinitely great in relation to those of order 1 + [epsilon], and that however small [epsilon] may be. Here, then, are new terms intercalated in our series, and if I may be permitted to revert to the phraseology lately employed which is very convenient though not consecrated by usage, I shall say that thus has been created a sort of continuum of the third order.

It would be easy to go further, but that would be idle; one would only be imagining symbols without possible application, and no one will think of doing that. The continuum of the third order, to which the consideration of the different orders of infinitesimals leads, is itself not useful enough to have won citizenship, and geometers regard it only as a mere curiosity. The mind uses its creative faculty only when experience requires it.

2º Once in possession of the concept of the mathematical continuum, is one safe from contradictions analogous to those which gave birth to it?

No, and I will give an example.

One must be very wise not to regard it as evident that every curve has a tangent; and in fact if we picture this curve and a straight as two narrow bands we can always so dispose them that they have a part in common without crossing. If we imagine then the breadth of these two bands to diminish indefinitely, this common part will always subsist and, at the limit, so to speak, the two lines will have a point in common without crossing, that is to say, they will be tangent.

The geometer who reasons in this way, consciously or not, is only doing what we have done above to prove two lines which cut have a point in common, and his intuition might seem just as legitimate.

It would deceive him however. We can demonstrate that there are curves which have no tangent, if such a curve is defined as an analytic continuum of the second order.

Without doubt some artifice analogous to those we have discussed above would have sufficed to remove the contradiction; but, as this is met with only in very exceptional cases, it has received no further attention.

Instead of seeking to reconcile intuition with analysis, we have been content to sacrifice one of the two, and as analysis must remain impeccable, we have decided against intuition.

THE PHYSICAL CONTINUUM OF SEVERAL DIMENSIONS.--We have discussed above the physical continuum as derived from the immediate data of our senses, or, if you wish, from the rough results of Fechner's experiments; I have shown that these results are summed up in the contradictory formulas

_A_ = _B_, _B_ = _C_, _A_ < _C_.

Let us now see how this notion has been generalized and how from it has come the concept of many-dimensional continua.

Consider any two aggregates of sensations. Either we can discriminate them one from another, or we can not, just as in Fechner's experiments a weight of 10 grams can be distinguished from a weight of 12 grams, but not from a weight of 11 grams. This is all that is required to construct the continuum of several dimensions.

Let us call one of these aggregates of sensations an _element_. That will be something analogous to the _point_ of the mathematicians; it will not be altogether the same thing however. We can not say our element is without extension, since we can not distinguish it from neighboring elements and it is thus surrounded by a sort of haze. If the astronomical comparison may be allowed, our 'elements' would be like nebulae, whereas the mathematical points would be like stars.

That being granted, a system of elements will form a _continuum_ if we can pass from any one of them to any other, by a series of consecutive elements such that each is indistinguishable from the preceding. This _linear_ series is to the _line_ of the mathematician what an isolated _element_ was to the point.

Before going farther, I must explain what is meant by a _cut_. Consider a continuum _C_ and remove from it certain of its elements which for an instant we shall regard as no longer belonging to this continuum. The aggregate of the elements so removed will be called a cut. It may happen that, thanks to this cut, _C_ may be _subdivided_ into several distinct continua, the aggregate of the remaining elements ceasing to form a unique continuum.

There will then be on _C_ two elements, _A_ and _B_, that must be regarded as belonging to two distinct continua, and this will be recognized because it will be impossible to find a linear series of consecutive elements of _C_, each of these elements indistinguishable from the preceding, the first being _A_ and the last _B_, _without one of the elements of this series being indistinguishable from one of the elements of the cut_.

On the contrary, it may happen that the cut made is insufficient to subdivide the continuum _C_. To classify the physical continua, we will examine precisely what are the cuts which must be made to subdivide them.

If a physical continuum _C_ can be subdivided by a cut reducing to a finite number of elements all distinguishable from one another (and consequently forming neither a continuum, nor several continua), we shall say _C_ is a _one-dimensional_ continuum.

If, on the contrary, _C_ can be subdivided only by cuts which are themselves continua, we shall say _C_ has several dimensions. If cuts which are continua of one dimension suffice, we shall say _C_ has two dimensions; if cuts of two dimensions suffice, we shall say _C_ has three dimensions, and so on.

Thus is defined the notion of the physical continuum of several dimensions, thanks to this very simple fact that two aggregates of sensations are distinguishable or indistinguishable.

THE MATHEMATICAL CONTINUUM OF SEVERAL DIMENSIONS.--Thence the notion of the mathematical continuum of _n_ dimensions has sprung quite naturally by a process very like that we discussed at the beginning of this chapter. A point of such a continuum, you know, appears to us as defined by a system of _n_ distinct magnitudes called its coordinates.

These magnitudes need not always be measurable; there is, for instance, a branch of geometry independent of the measurement of these magnitudes, in which it is only a question of knowing, for example, whether on a curve _ABC_, the point _B_ is between the points _A_ and _C_, and not of knowing whether the arc _AB_ is equal to the arc _BC_ or twice as great. This is what is called _Analysis Situs_.

This is a whole body of doctrine which has attracted the attention of the greatest geometers and where we see flow one from another a series of remarkable theorems. What distinguishes these theorems from those of ordinary geometry is that they are purely qualitative and that they would remain true if the figures were copied by a draughtsman so awkward as to grossly distort the proportions and replace straights by strokes more or less curved.

Through the wish to introduce measure next into the continuum just defined this continuum becomes space, and geometry is born. But the discussion of this is reserved for Part Second.