The Evolution of Culture, and Other Essays
Part 6
Taking a lesson then from this flint-worker’s shop of the later neolithic age, we see how the earlier palaeolithic forms originated. They were not designed outright, as the nineteenth-century man would have designed them for special uses, but arose from a selection of varieties produced accidentally in the process of manufacture. The forms were also suggested by those of the nodules out of which they were made. We see, by examining the outside surfaces that were left on some of them, how a long thin nodule produced a long thin celt, a broad thick nodule a broad thick celt, and so forth. Indeed, so completely does the fabricator appear to have been controlled by the necessities of his art, that in tracing these successive forms one is almost tempted to ask whether the principle of causation lay mostly in the flint or in the flint-worker, so fully do they bear out the statement of Dr. Carpenter and the other physiologists, that nothing originates in the free will of man.
On these two diagrams (Plates I and II) I have shown how, from the same form of palaeolithic implement already described, the more complex forms of the spear and axe-blade of the subsequent periods were developed. The point developed into a spear, and the broad end into an axe-blade. You will see by reference to Plate I that the oval tool of the drift suggested the smaller leaf-shaped spear-head of the early neolithic age. This, by a gradual straightening of the sides, became the lozenge-shaped form, which latter developed into the barbed form, and this last into the triangular form, which consists of barbs without a tang.
On the other hand, this same oval tool of the drift (Plate II), when used as an axe-blade with the broad end, became the celt of the neolithic period, chipped only at first and subsequently polished. This gave rise to the copper celt of the same form having convex surfaces, which grew into the bronze celt with flat sides. Then the bronze celt was furnished with a stop to prevent its being pressed too far into the handle by the blow. Others were furnished with projecting flanges to prevent them from swerving by the blow when hafted on a bent stick. Others had both stops and flanges. By degrees the flanges were bent over the stops and over the handle, and then the central portion above the stops, being no longer required, became thinner, and ultimately disappeared, the flanges closed on each other, and by this means the weapon grew into the socket celt. On this socket celt you will see that there is sometimes a semicircular ornamentation on each side. This semicircular ornament, as I pointed out in a paper on primitive warfare read some time ago, is a vestige of the overlapping flange of the earlier forms out of which it grew, which, like the rings on our brass cannon, are survivals of parts formerly serving for special uses (pp. 182-3 below).
In the vertical columns I have given, in the order of their occurrence, the successive periods of prehistoric time, viz. the early palaeolithic, late palaeolithic, early neolithic, late neolithic, early bronze, late bronze and iron periods, beneath which I have placed lines for two distinct phases of modern savage culture, viz. the Australian and the American Indian. A cross beneath each form denotes the periods in which they occur, and a vertical bar denotes that they are of rare or doubtful occurrence; so that the sequence of development may be seen at a glance, and it is only a glance that I ask you to take at these diagrams on the present occasion. I have checked them with Mr. Evans’ work and also with Sir William Wilde’s Catalogue,[10] and I do not think that any of the statements made in them will be challenged; but as these forms were not developed for the purpose of filling in the spaces in rectangular diagrams, such diagrams only imperfectly convey an idea of the evolution which has taken place, and must be regarded only as provisional and liable to be improved.
In tracing the evolution of prehistoric implements, we are of course limited to such as were constructed of imperishable materials. No doubt our prehistoric ancestors used also implements of wood, but they have long since disappeared; and if we wish to form an idea of what they were, we must turn to those of his nearest congener, the modern savage.
In speaking of savages, the question of progression versus degeneration is probably familiar to most of those present, through the writings of Sir John Lubbock and Mr. E. B. Tylor. To the several weighty arguments in favour of progression given by those writers I will add this one derived from the sequence of ideas.
If the Australians, for example, were the degenerate descendants of people in a higher phase of culture, then, as all existing ideas are made up of previous ideas, we must inevitably find amongst their arts traces of the forms of earlier and higher arts, as is the case amongst some of the savages of South America who early came in contact with Peruvian civilization; but the reverse of this is the case: all the forms of the Australian weapons are derived from those of nature.
In the same way that we saw that the forms of the palaeolithic flint implements were suggested by accidental fractures in the workshop, so the several forms of the Australian wooden implements were suggested by the various forms of the stems and branches out of which they were made. These savages, having only flint tools to work with, cannot saw out their weapons to any form they please; they can only trim the sticks into a serviceable shape. All their weapons are therefore constructed on the grain of the wood, and their forms and uses have arisen from a selection of the natural curves of the sticks.
I have arranged, on Plate III, drawings of nearly all the weapons used by the Australians, placing them together according to their affinities in such a manner as to show hypothetically their derivation from a single form. As all the forms given on this diagram are drawings of weapons in use at the present time, and there are many intermediate forms not given here, I have not arranged them in horizontal lines, as in the previous diagrams, to show their place in time, but have arranged them as radiating from a central point. We know nothing of the antiquities of savage countries as yet, and therefore cannot trace their evolution in time. The development has therefore been shown by means of survivals of early forms existing at the present time.
In the centre I have placed the simple cylindrical stick, as being the simplest form. By a gradual development of one end I have traced upwards the formation of a sharp ridge and its transition into a kind of mushroom form. To the right upwards I have traced the same development of the mushroom head, the projecting ridge of which is constantly liable to fractures by blows; and as savages always systematize accidental fractures so as to produce symmetry, scollops have been cut out of the ridge in different places for this purpose, which had the effect of concentrating the force of the blow on the projections. These were further developed; one of the pilei of the mushroom head was made larger than the others, and this suggested the form of a bird’s head, so that it was only necessary to add a line for the mouth and a couple of eyes to complete the resemblance. To the right we see that the plain stick held in the centre gave the first idea of a defensive weapon, and was used to parry off the darts of the assailant; an aperture was then made in the stick for the hand, and the face of it became broader, developing into a shield, the narrow ends, however, being still retained for parrying. Below I have shown that the long stick simply pointed at one end became a lance; a row of sharp flints were gummed on to one side to produce a cutting edge, and these were then imitated in wood, and by pointing them obliquely they were converted into barbs. To the right another kind of barb was produced by binding on a piece of sharp-pointed wood. Between this and the shields we see that the first idea of the throwing-stick, employed to project these lances, was simply constructed like the barbed point of the lance itself. The gradual expansion of the stick arose from its being employed like a battledore, to fence off the enemy’s lances. To the left below I have shown the gradual development of a peculiar curved weapon, called the ‘malga’, formed from a stem and the branch projecting from it at different angles. The part where the continuation of the stem was cut off was trimmed to a kind of ridge; this ridge developed, and suggested the crest of a bird’s head; ultimately the eyes were added, in the same manner as in the club on the opposite side of the diagram. To the left we see the plain round stick first flattened, then curved. Savages are in the habit of throwing all their weapons at their adversaries and at animals. In throwing a flat curved stick it rotates of its own accord, and as the axis of rotation continues parallel to itself, the thin edge is presented to the resistance of the air in front; this increases the range, and its peculiar flight must have forced itself on the attention of the savage as the result of experience: but he has never had the slightest knowledge of the laws of its flight. The different curves of the boomerang are the natural curves of the sticks, and like all the Australian weapons, they are made on the grain of the wood. Some are thicker than others; some will fly in the curves peculiar to that weapon, and others will not: scarcely two are alike.
To the left above, we see the mushroom-headed ‘waddy’, with its projecting ridge flattened, then curved; one side becomes more developed than the other, and this being thrown develops into the waddy boomerang, the ridge of the earlier forms being still represented by a mark on the flat head of the weapon; an intermediate link connects it with the true boomerang.
Many other examples might be given to illustrate the continuity which exists in the development of all savage weapons; but I only ask you to glance at the sequence shown in this diagram and the preceding ones in order to convince you of the truth of the statement which I made at the commencement of this discourse, that although, owing to the complexity of modern contrivances and the larger steps by which we mount the ladder of progress in the material arts, their continuity may be lost sight of, when we come to classify the arts of savages and prehistoric men, the term ‘growth’ is fully as applicable to them as to the development of the forms of speech, and that there are no grounds, upon the score of continuity, history, or the action of free will, to separate these studies generically as distinct classes of science.
But in dealing with evolution we have to speak not only of growth, but, as in all other natural sciences, of the principle of decay. By decay I do not mean the decay of the materials of the arts, but the decomposition of the mental ideas which produced them.
As complex ideas are built up of simple ones, so there is also a further process by which they become disintegrated, and the parts go to form parts of other ideas.
This decay in the arts corresponds to what is called phonetic decay in language; and in both cases it arises either from incapacity, the desire to save trouble, or the necessity of abbreviating when ideas originally evolved for one purpose come to form parts of other ideas to which they are merely accessory and subordinate, as in the well-known dialectic changes of speech. Every sound in language had originally a distinct meaning of its own; gradually these sounds or roots came to form parts of words in which the original meanings of the sounds were lost.
I will now endeavour to draw a parallel to this in the arts, by means of what may be termed realistic degeneration.
I will not say much as to the place of realism in culture. The archaeological world has lately been somewhat startled by the discovery of well-executed designs of elephants and other animals in the French caves in association with the rude stone implements of the palaeolithic age, and by the more recent discovery of Mariette Bey, that the earliest Egyptian sculptures of the third dynasty are the most truthful representations of the human form that are to be found in that country. I see nothing surprising in this, when we consider the power that is developed in many children of eight or nine years old of making drawings of animals and other objects, which, when allowance is made for the feeble hand of childhood, are often as truthful as those of the cave-period men, at a time when their minds have acquired but little power of reasoning or generalizing, or even of taking care of themselves; all which goes to prove that this power of imitation, which is a very different thing from ideal art, is one of the most early developed faculties of the mind of man.
When the power of imitation had once been developed, it would naturally be made use of as a means of intercommunication; thus the drawing of a stag would be made to convey information to people at a distance that there was a herd of deer in the neighbourhood to be hunted; and as the object of the drawing was no longer to depict truthfully the peculiarities of the beast, but merely to convey information, the amount of labour expended upon it would be the least that could be employed for the required purpose. All written characters have originated in this way; and no one now requires to be told how pictographic representations developed into hieroglyphic and subsequently into phonetic characters.
But realistic degeneration would equally take place in all cases in which pictorial representations came to be employed for other purposes than those for which they were originally designed, as in the case of ornamental designs.
So also a coin receives upon its surface the image of a king or a god as a stamp of authority. When from any cause the object of the original design is lost, the object of the stamp being no longer to convey a likeness, but being merely used as a test of genuineness, or perhaps amongst an unlettered people to denote its value, the tendency to realistic degeneration would be proportioned to the difficulties of execution; no further labour would be expended on it than was necessary for the object to be attained. Here I must again remind you of the interesting discourse delivered in this Institution on May 14, 1875, by Mr. Evans, on the evolution of British coins.[11] His examples are figured in his _Coins of the Ancient Britons_, pp. 24-32. With his permission I have introduced some of his diagrams (Plate XXI). You will remember how the coin of Philip of Macedon having been introduced into Britain, the head on the obverse gradually disappeared, leaving only the wreath as a band across the coin, which was ultimately converted into a cross; and how on the reverse, the chariot and two horses dwindled into a single horse, the chariot disappeared, leaving only the wheels, the driver became elevated, not elevated after the manner unfortunately but too common amongst London drivers, but elevated after the manner of the Spiritualists, except that you see he had the precaution to take on a pair of wings, differing also both from the London driver and the Spiritualists, inasmuch as instead of having lost his head he has lost his body, and nothing but the head remains; the body of the horse then gradually disappears, leaving only four lines to denote the legs.
I will now show you an exact parallel to these transformations in a collection of designs, supposed to be tribal marks, which are drawn upon the paddle blades of the New Irelanders, a race of Papuan savages inhabiting an island on the north-east coast of New Guinea.
Having noticed one or two allied varieties of design in specimens that came into my possession, I determined to collect all that I could find as they came to this country. In the course of several years I succeeded in obtaining the series represented upon Plate IV.
The first figure you will see clearly represents the head of a Papuan: the hair or wig is stuffed out, and the ears elongated by means of an ear ornament, after the manner of these people; the eyes are represented by two black dots, and the red line of the nose spreads over the forehead. This is the most realistic figure of the series. In the second figure the face is somewhat conventionalized: the line of the nose passes in a coil round the eyes; there is a lozenge pattern on the forehead, representing probably a tattoo mark; the body is represented sitting in full. In the third figure the man is represented sitting sideways, simply by lopping off an arm and a leg on one side. In the fourth figure the legs have disappeared. In the fifth figure the whole body has disappeared. In the sixth figure the nose has expanded at the base, and the sides of the face are made to conform to the line of the nose; the elongated ears are there, but the ear ornament is gone: the nose in this figure is becoming the principal feature. In the seventh figure nothing but the nose is left: the sides of the face and mouth are gone; the ears are drawn along the side of the nose; the head is gone, but the lozenge pattern on the forehead still remains; the coil round the eyes has also disappeared, and is replaced by a kind of leaf form, suggested by the upper lobe of the ear in the previous figures; the eyes are brought down into the nose. In the eighth figure the ears are drawn at right angles to the nose. In the ninth figure the nose has expanded at the base; all the rest is the same as in the last figure. In the tenth figure the lozenge pattern and the ears have disappeared, and a vestige of them only remains, in the form of five points; the base of the nose is still further expanded into a half moon. In the last figure, nothing but a half moon remains. No one who compared this figure with the first of the series, without the explanation afforded by the intermediate links, would believe that it represented the nose of a human face. Unfortunately we do not know as yet the exact meaning of these designs, but when further information is obtained about them it will throw considerable light on similar transformations in prehistoric times.
My next and last illustration is taken from the relics of Troy, recently brought to light by Dr. Schliemann.[12] In the valuable work lately published by him he gives illustrations of a number of earthenware vases and other objects, called by him idols, having on them the representation of what he conceives to be the face of an owl, and which he believes to represent Athena, the tutelary goddess of Troy, called by Homer ‘Glaukopis Athene’, which signifies, according to him, ‘with the face of an owl.’ Professor Max Müller has given his opinion that the word ‘glaukopis’ cannot possibly be taken to mean owl-faced, but can only mean large- or bright-eyed. On this point I will venture no opinion, but accepting Professor Müller’s high authority for the usually received interpretation of it being correct, I shall in no way weaken the evidence in favour of Dr. Schliemann’s discovery of the true site of Troy if I succeed in proving that, according to the true principle of realistic degeneration, this figure does not represent an owl but a human face.
The figures on Plate V are all taken from Dr. Schliemann’s representations, and as the depth of each is given it will be seen that the different varieties of face occur in all the different strata excavated by him except the highest, and therefore no argument as to antiquity can be based upon the depth at which they were found. The two first figures, it will be seen, are clearly intended to represent a human face, all the features being preserved. In the two next figures (3, 4) the mouth has disappeared, but the fact of the principal feature being still a nose and not a beak, is shown by the breadth of the base and also by the representation of the breasts. In the two succeeding figures (5, 6) the nose is narrowed at the base, which gives it the appearance of a beak, but the fact of its being still a human form is still shown by the breasts. Had the idea of an owl been developed through realistic degeneration in these last figures, it would have retained this form, but in the two succeeding figures (7, 8) it will be seen that the nose goes on diminishing.
In the remaining figures, some of which are (12-16) of solid stone, not earthenware, and are believed by Dr. Schliemann to be gods, it is clearly shown by the rude scratches representing the eyebrows, and their want of symmetry, that this degeneration of form is the result of haste.
What then are these solid stone objects? I cannot for a moment doubt, from their resemblance to the vases, from the marks denoting the junction of the cover with the vase, and from the representations of handles, that they are votive urns of some kind, similar to those Egyptian stone models of urns represented in the two figures above. Urns of this kind were used by the Egyptians to contain the viscera of the mummies; but with the cheaper form of burial, in which the viscera were retained in the body, stone models of urns, of which these figures are drawings from originals in the British Museum, were deposited in the graves as vestiges of the earlier and more expensive process; these objects therefore cannot be idols, but votive urns. The fact of human remains having been found in some of the human-headed urns, and the hasty scratches on the stone models, show that they are merely models appertaining to the conventionalized survival of some earlier or more elaborate system of urn burial.
We see from these facts that both growth and decay, the two component elements of evolution, are represented in the study of the material arts.
My object in this discourse has been not, as I fear it may have appeared to you from the brief time at my disposal and my imperfect treatment of the subject, to extol the material arts as being intrinsically of more interest or importance than other branches of culture, but to affirm the principle that it is by studying the psychology of the material arts alone that we can trace human culture to its germs.
The theory of degradation is supported only by the study of those branches of culture of which the early history is lost.
The tree is the type of all evolution: all trees are seedlings, but they differ in their mode of growth. Some, like the beech and oak, throw their branches upwards, and these are typical of the development of the material arts; others, like the straight-stemmed pine, throw off their branches downwards, and these are typical of the development of some other branches of culture. It is quite true, as stated by mythologists, that the history of myths is one of continued degeneration in so far as they can be traced, and that the element of decay enters far more into their composition than that of growth. But the whole accessible history of these myths represents drooping branches from the upward-growing stem of free thought out of which they sprang. What is the space of time which separates us from the Vedas, as compared with the whole upward growth of humanity before and since!