Part 2

It follows, as a corollary, that he who would trace out the phylogenetic history of any product of human industry will speedily discover that, if he aims at doing so _in detail_, he must be prepared for disappointments. The tangle is too involved to be completely unravelled. The sequence, strictly speaking, is not in the form of a simple chain, but rather in that of a highly complex _system_ of chains. The time-honoured simile afforded by a river perhaps supplies the truest comparison. The course of the _main stream_ of our evolution series may be fairly clear to us, even as far as to its principal source; we may even explore and study the general effect produced by the more important tributaries; but to investigate in detail the contributions afforded in present and past of the innumerable smaller streams, brooks, and runlets is clearly beyond any one’s power, even supposing that the greater number had not changed their course at times, and even, in many cases, run dry. While we readily admit that important effects have been produced by these numberless tributary influences, both on the course and on the volume of the river, it is clear that we must in general be content to follow the main stream. A careful study of the series of musical instruments, of which I gave but a scanty outline, reveals very clearly that numberless ideas borrowed from outside sources have been requisitioned, and have affected the course of development. In some cases one can see fairly clearly whence these ideas were derived, and even trace back in part their own phylogenetic history; but a complete analysis must of necessity remain beyond our powers and even our hopes.

It will have been observed that, in the example of a sequence series which I have given, the early developmental stages are illustrated entirely by instruments belonging to _modern savage races_. It was a fundamental principle in the general theory of Colonel Lane Fox that in the arts and customs of the still living savage and barbaric peoples there are reflected to a considerable extent the various strata of human culture in the past, and that it is possible to reconstruct in some degree the life and industries of Man in prehistoric times by a study of existing races in corresponding stages of civilization. His insistence upon the importance of bringing together and comparing the archaeological and ethnological material, in order that each might serve to throw light upon the other, has proved of value to both sciences. Himself a brilliant and far-seeing archaeologist as well as ethnologist, he was eminently capable of forming a conclusion upon this point, and he urged this view very strongly.

The Earth, as we know, is peopled with races of the most heterogeneous description, races in all stages of culture. Colonel Lane Fox argued that, making due allowance for possible instances of degradation from a higher condition, this heterogeneity could readily be explained by assuming that, while the progress of some races has received relatively little check, the culture development of other races has been retarded to a greater or less extent, and that we may see represented conditions of at least partially arrested development. In other words, he considered that in the various manifestations of culture among the less civilized peoples were to be seen more or less direct _survivals_ from the earlier stages or strata of human evolution; vestiges of ancient conditions which have fallen out at different points and have been left behind in the general march of progress.

Taken together, the various living races of Man seem almost to form a kind of living genealogical tree, as it were, and it is as an epiphyte upon this tree that the comparative ethnologist largely thrives; while to the archaeologist it may also prove a tree of knowledge the fruit of which may be eaten with benefit rather than risk.

This certainly seems to be a legitimate assumption in a general way; but there are numerous factors which should be borne in mind when we endeavour to elucidate the past by means of the present. If the various gradations of culture exhibited by the condition of living races--the savage, the semi-civilized or barbaric, and the civilized races--could be regarded as accurately typifying the successive stages through which the higher forms of culture have been evolved in the course of the ages; if, in fact, the different modern races of mankind might be accepted as so many sections of the human race whose intellectual development has been arrested or retarded at various definite stages in the general progression, then we should have, to all intents and purposes, our genealogical tree in a very perfect state, and by its means we could reconstruct the past, and study with ease the steady growth of culture and handicrafts from the earliest simple germs, reflecting the mental condition of primaeval man, up to the highest manifestations of the most cultured races.

These ideal conditions are, however, far from being realized. Intellectual progress has not advanced along a single line, but, in its development, it has branched off in various directions, in accordance with varying environment; and the tracing of lines of connexion between different forms of culture, as is the case with the physical variations, is a matter of intricate complexity. Migrations, with the attendant climatic changes, change of food, and, in fact, of general environment, to say nothing of the crossing of different stocks, transmission of ideas from one people to another, and other factors, all tend to increase the tangle.

Although in certain instances savage tribes or races show obvious signs of having _degenerated_ to some extent from conditions of a higher culturedom, this cannot be regarded as the general rule, and we must always bear in mind the seemingly paradoxical truth that degradation in the culture of the lower races is often, if not usually, the direct result of contact with peoples in a far higher state of civilization.

There can, I think, be little doubt that Colonel Lane Fox was well justified in urging the view that most savage races are in large measure strictly _primitive_, survivals from early conditions, the development of their ideas having from various causes remained practically stationary during a very considerable period of time. In the lower, though not degenerate, races signs of this are not wanting, and while few, possibly none, can be said to be absolutely in a condition of arrested development, their normal progress is at a slow, in most cases at a _very_ slow, rate.

Perhaps the best example of a truly primitive race existing in recent times, of which we have any knowledge, was afforded by the native inhabitants of Tasmania. This race was still existing fifty years ago, and a few pure-blooded survivors remained as late as about the year 1870, when the race became extinct, the benign civilizing influence of enlightened Europeans having wiped this extremely interesting people off the face of the earth. The Australians, whom Colonel Lane Fox referred to as being ‘the lowest amongst the existing races of the world of whom we have any accurate knowledge’, are very far in advance of the Tasmanians, whose lowly state of culture conformed thoroughly with the characteristics of a truly primitive race, a survival not only from the Stone Age in general, but from almost the earliest beginnings of the Stone Age. The difference between the culture of the Tasmanians and that of the Australians was far greater than that which exists between man of the ‘River Drift’ period and his Neolithic successors. The objects of everyday use were but slight modifications of forms suggested by Nature, involving the exercise of merely the simplest mental processes. The stone implements were of the rudest manufacture, far inferior in workmanship to those made by Palaeolithic man; they were never ground or polished, never even fitted with handles, but were merely grasped in the hand. The _varieties_ of implements were very _few in number_, each, no doubt, serving a number of purposes, the function varying with the requirements of the moment. They had no bows or other appliances for accelerating the flight of missiles, no pottery, no permanent dwellings; nor is there any evidence of a previous knowledge of such products of higher culture. They seem to represent a race which was isolated very early from contact with higher races; in fact, before they had developed more than the merest rudiments of culture--a race continuing to live under the most primitive conditions, from which they were never destined to emerge.

Between the Tasmanians, representing in their very low culture the one extreme, and the most civilized peoples at the other extreme, lie races exhibiting in a general way intermediate conditions of advancement or retardation. If we are justified, as I think we are, in regarding the various grades of culture, observable among the more lowly of the still existing races of man, as representing to a considerable extent those vanished cultures which in their succession formed the different stages by which civilization emerged gradually from a low state, it surely becomes a very important duty for us to study with energy these living illustrations of early human history, in order that the archaeological record may be supplemented and rendered more complete. The material for this study is vanishing so fast with the spread of civilization that opportunities lost now will never be regained, and already even it is practically impossible to find native tribes which are wholly uncontaminated with the products, good or bad, of higher cultures.

The arts of living races help to elucidate what is obscure in those of prehistoric times by the process of reasoning from the known to the unknown. It is the work of the zoologist which enables the palaeontologist to reconstruct the forms of extinct animals from such fragmentary remains as have been preserved, and it is largely from the results of a comparative study of living forms and their habitats that he is able, in his descriptions, to equip the reconstructed types of a past fauna with environments suited to their structure, and to render more complete the picture of their mode of life.

In like manner, the work of the ethnologist can throw light upon the researches of the archaeologist; through it, broken sequences may be repaired, at least suggestively, and the interpretation of the true nature and use of objects of antiquity may frequently be rendered more sure. Colonel Lane Fox strongly advocated the application of the reasoning methods of biology to the study of the origin, phylogeny, and etionomics of the arts of mankind, and his own collection demonstrated that the products of human intelligence can conveniently be classified into families, genera, species, and varieties, and must be so grouped if their affinities and development are to be investigated.

It must not be supposed--although some people, through misapprehension of his methods, jumped at this erroneous conclusion--that he was unaware of the danger of possibly mistaking mere accidental resemblances for morphological affinities, and that he assumed that _because_ two objects, perhaps from widely separated regions, appeared more or less identical in form, and possibly in use, they were necessarily to be considered as members of one phylogenetic group. On the contrary, in the grouping of his specimens according to their form and function, he was anxious to assist as far as possible in throwing light upon the question of the monogenesis or polygenesis of certain arts and appliances, and to discover whether they are exotic or indigenous in the regions in which they are now found, and, in fact, to distinguish between mere analogies and true homologies. If we accept the theory of the monogenesis of the human race, as most of us undoubtedly do, we must be prepared to admit that there prevails a condition of unity in the tendencies of the human mind to respond in a similar manner to similar stimuli. Like conditions beget like results; and thus instances of independent invention of similar objects are liable to arise. For this very reason, however, the arts and customs belonging to even widely separated peoples may, though apparently unrelated, help to elucidate some of the points in each other’s history which remain obscure through lack of the evidence required to establish _local_ continuity.

I think, moreover, that it will generally be allowed that cases of ‘independent invention’ of similar forms should be considered to have established their claim to be regarded as such only after exhaustive inquiry has been made into the possibilities of the resemblances being due to actual relationship. There is the alternative method of assuming that, because two like objects are widely separated geographically, and because a line of connexion is not immediately obvious, therefore the resemblance existing between them is fortuitous, or merely the natural result of similar forms having been produced to meet similar needs. Premature conclusions in matters of this kind, though temptingly easy to form, are not in the true scientific spirit, and act as a check upon careful research, which, by investigating the case in its various possible aspects, is able either to prove or disprove what otherwise would be merely a hasty assumption. The association of similar forms into the same series has therefore a double significance. On the one hand, the sequence of related forms is brought out, and their geographical distribution illustrated, throwing light, not only upon the evolution of types, but also upon the interchange of ideas by transference from one people to another, and even upon the migration of races. On the other hand, instances in which two or more peoples have arrived independently at similar results are brought prominently forward, not merely as interesting coincidences, but also as evidence pointing to the phylogenetic unity of the human species, as exemplified by the tendency of human intelligence to evolve independently identical ideas where the conditions are themselves identical. Polygenesis in his inventions may probably be regarded as testimony in favour of the monogenesis of Man.

I have endeavoured in this review to dwell upon some of the main principles laid down by Colonel Lane Fox as a result of his special researches in the field of Ethnology, and my object has been twofold. First, to bear witness to the very great importance of his contribution to the scientific study of the arts of mankind and the development of culture in general, and to remind students of Anthropology of the debt which we owe to him, not only for the results of his very able investigations, but also for the stimulus which he imparted to research in some of the branches of this comprehensive science. Secondly, my object has been to reply to some criticisms offered in regard to points in the system of classification adopted in arranging his ethnographical collection. And, since such criticisms as have reached me have appeared to me to be founded mainly upon misinterpretation of this system, I have thought that I could meet them best by some sort of restatement of the principles involved.

It would be unreasonable to expect that his work should hold good in all details. The early illustrations of his theories were to be regarded as tentative rather than dogmatic, and in later life he recognized that many modifications in matters of detail were rendered necessary by new facts which had since come to light. The crystallization of solid facts out of a matrix which is necessarily partially volatile is a process requiring time. These minor errors and the fact of our not agreeing with all his details in no way invalidate the general principles which he urged, and we need but cast a cursory glance over recent ethnological literature to see how widely accepted these general principles are, and how they have formed the bases of, and furnished the inspiration for, a vast mass of research by ethnologists of all nations.

HENRY BALFOUR.

FOOTNOTES:

[1] Extracted from Mr. Henry Balfour’s address to the Anthropological Section of the British Association at Cambridge in 1904.

[2] _The Natural History of the Musical Bow_, by H. Balfour: Clarendon Press, Oxford, 1899.

PRINCIPLES OF CLASSIFICATION

(1874)[3]

I gladly avail myself of the opportunity that has been afforded me of explaining the principles of classification that I have adopted in the arrangement of my collection, in the hopes that, by offering them to the consideration of anthropologists, their soundness may be put to the test, and that they may elicit criticism on the part of those who have devoted their attention to the subject of primitive culture.

The collection is divided into four parts. The first has reference to physical anthropology, and consists of a small collection of typical skulls and hair of races. This part of the collection, as it relates to a subject that has received a large amount of attention from anthropologists, and has been frequently treated by abler hands than mine, I do not propose to enter into. The remainder of the collection is devoted to objects illustrating the development of prehistoric and savage culture, and consists of--Part II. The weapons of existing savages. Part III. Miscellaneous arts of modern savages, including pottery and substitutes for pottery; modes of navigation, clothing, textile fabrics, and weaving; personal ornament; realistic art; conventionalized art; ornamentation; tools; household furniture; musical instruments; idols and religious emblems; specimens of the written character of races; horse furniture; money and substitutes for money; fire-arms; sundry smaller classes of objects, such as mirrors, spoons, combs, games, and a collection of implements of modern savages, arranged to illustrate the mode of hafting stone implements. Part IV refers to the prehistoric series, and consists of specimens of natural forms simulating artificial forms, for comparison with artificial forms; a collection of modern forgeries for comparison with genuine prehistoric implements; palaeolithic implements; neolithic implements; implements of bronze, iron, and bone.

The collection does not contain any considerable number of unique specimens, and has been collected during upwards of twenty years, not for the purpose of surprising any one, either by the beauty or value of the objects exhibited, but solely with a view to instruction. For this purpose ordinary and typical specimens, rather than rare objects, have been selected and arranged in sequence, so as to trace, as far as practicable, the succession of ideas by which the minds of men in a primitive condition of culture have progressed from the simple to the complex, and from the homogeneous to the heterogeneous.

Many ethnological museums exist in this country and elsewhere, and therefore, in claiming to have accomplished a useful purpose in forming this collection, I am bound to endeavour to show that it performs some function that is not performed by the majority of the other museums that are to be found. I propose, therefore, to consider, in the first place, what the defect of an ethnological museum usually is.

The classification of natural history specimens has long been a recognized necessity in the arrangement of every museum which professes to impart useful information, but ethnological specimens have not generally been thought capable of anything more than a geographical arrangement. This arises mainly from sociology not having until recently been recognized as a science, if indeed it can be said to be so regarded by the public generally at the present time. Travellers, as a rule, have not yet embraced the idea, and consequently the specimens in our museums, not having been systematically collected, cannot be scientifically arranged. They consist of miscellaneous objects brought home as reminiscences of travel, or of such as have been most easily procured by sailors at the seaports. Unlike natural history specimens, which have for years past been selected with a view to variety, affinity, and sequence, these ethnological _curiosities_, as they have been termed, have been chosen without any regard to their history or psychology, and, although they would be none the less valuable for having been collected without influence from the bias of preconceived theories, yet, not being supposed capable of any scientific interpretation, they have not been obtained in sufficient number or variety to render classification possible.

This does not apply with the same force to collections of prehistoric objects, which during the last ten or fifteen years have received better treatment. It is to the arts and implements of modern savages that my remarks chiefly relate.

Since the year 1852 I have endeavoured to supply this want by selecting from amongst the commoner class of objects which have been brought to this country those which appeared to show connexion of form. Whenever missing links have been found they have been added to the collection, and the result has been to establish, however imperfectly, sequence in several series.

The primary arrangement has been by form--that is to say, that the spears, bows, clubs, and other objects above mentioned, have each been placed by themselves in distinct classes. Within each there is a sub-class for special localities, and in each of these sub-classes, or wherever a connexion of ideas can be traced, the specimens have been arranged according to their affinities, the simpler on the left and the successive improvements in line to the right of them. This arrangement has been varied to suit the form of the room, or of the screens, or the number of specimens, but in all cases the object kept in view has been, as far as possible, to trace the succession of ideas.

This is the distinctive difference between my collection and most others which I have seen, in which the primary arrangement has been geographical, that is to say, all the arts of the same tribe or nation have been placed together in one class, and within this there may perhaps have been in some cases a sub-class for special arts or special forms. Both systems have their advantages and disadvantages. By a geographical or racial arrangement the general culture of each distinct race is made the prominent feature of the collection, and it is therefore more strictly _ethnological_, whereas in the arrangement which I have adopted, the development of specific ideas and their transmission from one people to another, or from one locality to another, is made more apparent, and it is therefore of greater _sociological_ value. Different points of interest are brought to light by each, and, in my judgement, a great National Anthropological Collection, should we ever possess such a desideratum, can never be considered complete until it embraces two series, arranged upon these two distinct systems.

Following the orthodox scientific principle of reasoning from the known to the unknown, I have commenced my descriptive catalogue with the specimens of the arts of existing savages, and have employed them, as far as possible, to illustrate the relics of primaeval men, none of which, except those constructed of the more imperishable materials, such as flint and stone, have survived to our time. All the implements of primaeval man that were of decomposable materials have disappeared, and can be replaced only in imagination by studying those of his nearest congener, the modern savage.