Chapter 4

But even as late a writer as Macchiavelli was so decidedly imbued with the earlier or mediaeval conception of the position of a prince that he treats it as a matter which is self-evident: he never discusses it, but tacitly takes it as the presupposition and basis of his advice. It may be said generally that his book is merely the theoretical statement and consistent and systematic exposition of the practice prevailing in his time. It is the novel statement of it in a complete theoretical form that lends it such a poignant interest. The same thing, I may remark in passing, applies to the immortal little work of La Rochefaucauld, who, however, takes private and not public life for his theme, and offers, not advice, but observations. The title of this fine little book is open, perhaps, to some objection: the contents are not, as a rule, either _maxims_ or _reflections_, but _aperçus_; and that is what they should be called. There is much, too, in Macchiavelli that will be found also to apply to private life.

Right in itself is powerless; in nature it is Might that rules. To enlist might on the side of right, so that by means of it right may rule, is the problem of statesmanship. And it is indeed a hard problem, as will be obvious if we remember that almost every human breast is the seat of an egoism which has no limits, and is usually associated with an accumulated store of hatred and malice; so that at the very start feelings of enmity largely prevail over those of friendship. We have also to bear in mind that it is many millions of individuals so constituted who have to be kept in the bonds of law and order, peace and tranquillity; whereas originally every one had a right to say to every one else: _I am just as good as you are_! A consideration of all this must fill us with surprise that on the whole the world pursues its way so peacefully and quietly, and with so much law and order as we see to exist. It is the machinery of State which alone accomplishes it. For it is physical power alone which has any direct action on men; constituted as they generally are, it is for physical power alone that they have any feeling or respect.

If a man would convince himself by experience that this is the case, he need do nothing but remove all compulsion from his fellows, and try to govern them by clearly and forcibly representing to them what is reasonable, right, and fair, though at the same time it may be contrary to their interests. He would be laughed to scorn; and as things go that is the only answer he would get. It would soon be obvious to him that moral force alone is powerless. It is, then, physical force alone which is capable of securing respect. Now this force ultimately resides in the masses, where it is associated with ignorance, stupidity and injustice. Accordingly the main aim of statesmanship in these difficult circumstances is to put physical force in subjection to mental force--to intellectual superiority, and thus to make it serviceable. But if this aim is not itself accompanied by justice and good intentions the result of the business, if it succeeds, is that the State so erected consists of knaves and fools, the deceivers and the deceived. That this is the case is made gradually evident by the progress of intelligence amongst the masses, however much it may be repressed; and it leads to revolution. But if, contrarily, intelligence is accompanied by justice and good intentions, there arises a State as perfect as the character of human affairs will allow. It is very much to the purpose if justice and good intentions not only exist, but are also demonstrable and openly exhibited, and can be called to account publicly, and be subject to control. Care must be taken, however, lest the resulting participation of many persons in the work of government should affect the unity of the State, and inflict a loss of strength and concentration on the power by which its home and foreign affairs have to be administered. This is what almost always happens in republics. To produce a constitution which should satisfy all these demands would accordingly be the highest aim of statesmanship. But, as a matter of fact, statesmanship has to consider other things as well. It has to reckon with the people as they exist, and their national peculiarities. This is the raw material on which it has to work, and the ingredients of that material will always exercise a great effect on the completed scheme.

Statesmanship will have achieved a good deal if it so far attains its object as to reduce wrong and injustice in the community to a minimum. To banish them altogether, and to leave no trace of them, is merely the ideal to be aimed at; and it is only approximately that it can be reached. If they disappear in one direction, they creep in again in another; for wrong and injustice lie deeply rooted in human nature. Attempts have been made to attain the desired aim by artificial constitutions and systematic codes of law; but they are not in complete touch with the facts--they remain an asymptote, for the simple reason that hard and fast conceptions never embrace all possible cases, and cannot be made to meet individual instances. Such conceptions resemble the stones of a mosaic rather than the delicate shading in a picture. Nay, more: all experiments in this matter are attended with danger; because the material in question, namely, the human race, is the most difficult of all material to handle. It is almost as dangerous as an explosive.

No doubt it is true that in the machinery of the State the freedom of the press performs the same function as a safety-valve in other machinery; for it enables all discontent to find a voice; nay, in doing so, the discontent exhausts itself if it has not much substance; and if it has, there is an advantage in recognising it betimes and applying the remedy. This is much better than to repress the discontent, and let it simmer and ferment, and go on increasing until it ends in an explosion. On the other hand, the freedom of the press may be regarded as a permission to sell poison--poison for the heart and the mind. There is no idea so foolish but that it cannot be put into the heads of the ignorant and incapable multitude, especially if the idea holds out some prospect of any gain or advantage. And when a man has got hold of any such idea what is there that he will not do? I am, therefore, very much afraid that the danger of a free press outweighs its utility, particularly where the law offers a way of redressing wrongs. In any case, however, the freedom of the press should be governed by a very strict prohibition of all and every anonymity.

Generally, indeed, it may be maintained that right is of a nature analogous to that of certain chemical substances, which cannot be exhibited in a pure and isolated condition, but at the most only with a small admixture of some other substance, which serves as a vehicle for them, or gives them the necessary consistency; such as fluorine, or even alcohol, or prussic acid. Pursuing the analogy we may say that right, if it is to gain a footing in the world and really prevail, must of necessity be supplemented by a small amount of arbitrary force, in order that, notwithstanding its merely ideal and therefore ethereal nature, it may be able to work and subsist in the real and material world, and not evaporate and vanish into the clouds, as it does in Hesoid. Birth-right of every description, all heritable privileges, every form of national religion, and so on, may be regarded as the necessary chemical base or alloy; inasmuch as it is only when right has some such firm and actual foundation that it can be enforced and consistently vindicated. They form for right a sort of [Greek: os moi pou sto]--a fulcrum for supporting its lever.

Linnaeus adopted a vegetable system of an artificial and arbitrary character. It cannot be replaced by a natural one, no matter how reasonable the change might be, or how often it has been attempted to make it, because no other system could ever yield the same certainty and stability of definition. Just in the same way the artificial and arbitrary basis on which, as has been shown, the constitution of a State rests, can never be replaced by a purely natural basis. A natural basis would aim at doing away with the conditions that have been mentioned: in the place of the privileges of birth it would put those of personal merit; in the place of the national religion, the results of rationalistic inquiry, and so on. However agreeable to reason this might all prove, the change could not be made; because a natural basis would lack that certainty and fixity of definition which alone secures the stability of the commonwealth. A constitution which embodied abstract right alone would be an excellent thing for natures other than human, but since the great majority of men are extremely egoistic, unjust, inconsiderate, deceitful, and sometimes even malicious; since in addition they are endowed with very scanty intelligence there arises the necessity for a power that shall be concentrated in one man, a power that shall be above all law and right, and be completely irresponsible, nay, to which everything shall yield as to something that is regarded as a creature of a higher kind, a ruler by the grace of God. It is only thus that men can be permanently held in check and governed.

The United States of North America exhibit the attempt to proceed without any such arbitrary basis; that is to say, to allow abstract right to prevail pure and unalloyed. But the result is not attractive. For with all the material prosperity of the country what do we find? The prevailing sentiment is a base Utilitarianism with its inevitable companion, ignorance; and it is this that has paved the way for a union of stupid Anglican bigotry, foolish prejudice, coarse brutality, and a childish veneration of women. Even worse things are the order of the day: most iniquitous oppression of the black freemen, lynch law, frequent assassination often committed with entire impunity, duels of a savagery elsewhere unknown, now and then open scorn of all law and justice, repudiation of public debts, abominable political rascality towards a neighbouring State, followed by a mercenary raid on its rich territory,--afterwards sought to be excused, on the part of the chief authority of the State, by lies which every one in the country knew to be such and laughed at--an ever-increasing ochlocracy, and finally all the disastrous influence which this abnegation of justice in high quarters must have exercised on private morals. This specimen of a pure constitution on the obverse side of the planet says very little for republics in general, but still less for the imitations of it in Mexico, Guatemala, Colombia and Peru.

A peculiar disadvantage attaching to republics--and one that might not be looked for--is that in this form of government it must be more difficult for men of ability to attain high position and exercise direct political influence than in the case of monarchies. For always and everywhere and under all circumstances there is a conspiracy, or instinctive alliance, against such men on the part of all the stupid, the weak, and the commonplace; they look upon such men as their natural enemies, and they are firmly held together by a common fear of them. There is always a numerous host of the stupid and the weak, and in a republican constitution it is easy for them to suppress and exclude the men of ability, so that they may not be outflanked by them. They are fifty to one; and here all have equal rights at the start.

In a monarchy, on the other hand, this natural and universal league of the stupid against those who are possessed of intellectual advantages is a one-sided affair; it exists only from below, for in a monarchy talent and intelligence receive a natural advocacy and support from above. In the first place, the position of the monarch himself is much too high and too firm for him to stand in fear of any sort of competition. In the next place, he serves the State more by his will than by his intelligence; for no intelligence could ever be equal to all the demands that would in his case be made upon it. He is therefore compelled to be always availing himself of other men's intelligence. Seeing that his own interests are securely bound up with those of his country; that they are inseparable from them and one with them, he will naturally give the preference to the best men, because they are his most serviceable instruments, and he will bestow his favour upon them--as soon, that is, as he can find them; which is not so difficult, if only an honest search be made. Just in the same way even ministers of State have too much advantage over rising politicians to need to regard them with jealousy; and accordingly for analogous reasons they are glad to single out distinguished men and set them to work, in order to make use of their powers for themselves. It is in this way that intelligence has always under a monarchical government a much better chance against its irreconcilable and ever-present foe, stupidity; and the advantage which it gains is very great.

In general, the monarchical form of government is that which is natural to man; just as it is natural to bees and ants, to a flight of cranes, a herd of wandering elephants, a pack of wolves seeking prey in common, and many other animals, all of which place one of their number at the head of the business in hand. Every business in which men engage, if it is attended with danger--every campaign, every ship at sea--must also be subject to the authority of one commander; everywhere it is one will that must lead. Even the animal organism is constructed on a monarchical principle: it is the brain alone which guides and governs, and exercises the hegemony. Although heart, lungs, and stomach contribute much more to the continued existence of the whole body, these philistines cannot on that account be allowed to guide and lead. That is a business which belongs solely to the brain; government must proceed from one central point. Even the solar system is monarchical. On the other hand, a republic is as unnatural as it is unfavourable to the higher intellectual life and the arts and sciences. Accordingly we find that everywhere in the world, and at all times, nations, whether civilised or savage, or occupying a position between the two, are always under monarchical government. The rule of many as Homer said, is not a good thing: let there be one ruler, one king;

[Greek: Ouk agathon polykoiraniae-eis koiranos esto Eis basoleus.] [1]

[Footnote 1: _Iliad_, ii., 204.]

How would it be possible that, everywhere and at all times, we should see many millions of people, nay, even hundreds of millions, become the willing and obedient subjects of one man, sometimes even one woman, and provisionally, even, of a child, unless there were a monarchical instinct in men which drove them to it as the form of government best suited to them? This arrangement is not the product of reflection. Everywhere one man is king, and for the most part his dignity is hereditary. He is, as it were, the personification, the monogram, of the whole people, which attains an individuality in him. In this sense he can rightly say: _l'etat c'est moi_. It is precisely for this reason that in Shakespeare's historical plays the kings of England and France mutually address each other as _France_ and _England_, and the Duke of Austria goes by the name of his country. It is as though the kings regarded themselves as the incarnation of their nationalities. It is all in accordance with human nature; and for this very reason the hereditary monarch cannot separate his own welfare and that of his family from the welfare of his country; as, on the other hand, mostly happens when the monarch is elected, as, for instance, in the States of the Church.[1] The Chinese can conceive of a monarchical government only; what a republic is they utterly fail to understand. When a Dutch legation was in China in the year 1658, it was obliged to represent that the Prince of Orange was their king, as otherwise the Chinese would have been inclined to take Holland for a nest of pirates living without any lord or master.[2] Stobaeus, in a chapter in his _Florilegium_, at the head of which he wrote _That monarchy is best_, collected the best of the passages in which the ancients explained the advantages of that form of government. In a word, republics are unnatural and artificial; they are the product of reflection. Hence it is that they occur only as rare exceptions in the whole history of the world. There were the small Greek republics, the Roman and the Carthaginian; but they were all rendered possible by the fact that five-sixths, perhaps even seven-eighths, of the population consisted of slaves. In the year 1840, even in the United States, there were three million slaves to a population of sixteen millions. Then, again, the duration of the republics of antiquity, compared with that of monarchies, was very short. Republics are very easy to found, and very difficult to maintain, while with monarchies it is exactly the reverse. If it is Utopian schemes that are wanted, I say this: the only solution of the problem would be a despotism of the wise and the noble, of the true aristocracy and the genuine nobility, brought about by the method of generation--that is, by the marriage of the noblest men with the cleverest and most intellectual women. This is my Utopia, my Republic of Plato.

[Footnote 1: _Translator's Note_.--The reader will recollect that Schopenhauer was writing long before the Papal territories were absorbed into the kingdom of Italy.]

[Footnote 2: See Jean Nieuhoff, _L'Ambassade de la Compagnie Orientale des Provinces Unies vers L'Empereur de la Chine_, traduit par Jean le Charpentier à Leyde, 1665; ch. 45.]

Constitutional kings are undoubtedly in much the same position as the gods of Epicurus, who sit upon high in undisturbed bliss and tranquillity, and do not meddle with human affairs. Just now they are the fashion. In every German duodecimo-principality a parody of the English constitution is set up, quite complete, from Upper and Lower Houses down to the Habeas Corpus Act and trial by jury. These institutions, which proceed from English character and English circumstances, and presuppose both, are natural and suitable to the English people. It is just as natural to the German people to be split up into a number of different stocks, under a similar number of ruling Princes, with an Emperor over them all, who maintains peace at home, and represents the unity of the State board. It is an arrangement which has proceeded from German character and German circumstances. I am of opinion that if Germany is not to meet with the same fate as Italy, it must restore the imperial crown, which was done away with by its arch-enemy, the first Napoleon; and it must restore it as effectively as possible. [1] For German unity depends on it, and without the imperial crown it will always be merely nominal, or precarious. But as we no longer live in the days of Günther of Schwarzburg, when the choice of Emperor was a serious business, the imperial crown ought to go alternately to Prussia and to Austria, for the life of the wearer. In any case, the absolute sovereignty of the small States is illusory. Napoleon I. did for Germany what Otto the Great did for Italy: he divided it into small, independent States, on the principle, _divide et impera_.

[Footnote 1: _Translator's Note_.--Here, again, it is hardly necessary to say that Schopenhauer, who died in 1860, and wrote this passage at least some years previously, cannot be referring to any of the events which culminated in 1870. The whole passage forms a striking illustration of his political sagacity.]

The English show their great intelligence, amongst other ways, by clinging to their ancient institutions, customs and usages, and by holding them sacred, even at the risk of carrying this tenacity too far, and making it ridiculous. They hold them sacred for the simple reason that those institutions and customs are not the invention of an idle head, but have grown up gradually by the force of circumstance and the wisdom of life itself, and are therefore suited to them as a nation. On the other hand, the German Michel[1] allows himself to be persuaded by his schoolmaster that he must go about in an English dress-coat, and that nothing else will do. Accordingly he has bullied his father into giving it to him; and with his awkward manners this ungainly creature presents in it a sufficiently ridiculous figure. But the dress-coat will some day be too tight for him and incommode him. It will not be very long before he feels it in trial by jury. This institution arose in the most barbarous period of the Middle Ages--the times of Alfred the Great, when the ability to read and write exempted a man from the penalty of death. It is the worst of all criminal procedures. Instead of judges, well versed in law and of great experience, who have grown grey in daily unravelling the tricks and wiles of thieves, murderers and rascals of all sorts, and so are well able to get at the bottom of things, it is gossiping tailors and tanners who sit in judgment; it is their coarse, crude, unpractised, and awkward intelligence, incapable of any sustained attention, that is called upon to find out the truth from a tissue of lies and deceit. All the time, moreover, they are thinking of their cloth and their leather, and longing to be at home; and they have absolutely no clear notion at all of the distinction between probability and certainty. It is with this sort of a calculus of probabilities in their stupid heads that they confidently undertake to seal a man's doom.

[Footnote 1: _Translator's Note_.--It may be well to explain that "Michel" is sometimes used by the Germans as a nickname of their nation, corresponding to "John Bull" as a nickname of the English. Flügel in his German-English Dictionary declares that _der deutsche Michel_ represents the German nation as an honest, blunt, unsuspicious fellow, who easily allows himself to be imposed upon, even, he adds, with a touch of patriotism, "by those who are greatly his inferiors in point of strength and real worth."]

The same remark is applicable to them which Dr. Johnson made of a court-martial in which he had little confidence, summoned to decide a very important case. He said that perhaps there was not a member of it who, in the whole course of his life, had ever spent an hour by himself in balancing probabilities.[1] Can any one imagine that the tailor and the tanner would be impartial judges? What! the vicious multitude impartial! as if partiality were not ten times more to be feared from men of the same class as the accused than from judges who knew nothing of him personally, lived in another sphere altogether, were irremovable, and conscious of the dignity of their office. But to let a jury decide on crimes against the State and its head, or on misdemeanours of the press, is in a very real sense to set the fox to keep the geese.

[Footnote 1: Boswell's _Johnson_, 1780, set. 71.]