Chapter 2
appeared in the US in 1932 and 1962.
Taine's description and analysis of events in France between 1750 and 1870 are, as you will see colorful, lucid, and sometimes intense. His style might today appear dated since he writes in rather long sentences, using parables to drive his points firmly home. His books were widely read in academic circles and therefore influenced a great many political students in the late 19th and early 20th centuries. Lenin, who came to Paris around 1906, might well have profited by Taine's analysis. Hitler is also likely to have profited by his insights. Lenin was like so many other socialists of his day a great admirer of Robespierre and his party and would undoubtedly have tried to find out how Robespierre got into power and why he lost his hold on France the way he did. Part of Taine's art was to place himself into the place of the different people and parties who took part in the great events. When pretends to speak for the Jacobins, it so convincingly done, that it is hard to know whether he speaks on 'their' behalf or whether he is, in fact, quoting one of them.
Taine, like the Napoleon he described, believed that in order to understand people you are aided if you try to imagine yourself in their place. This procedure, as well as his painstaking research, make his descriptions of the violent events of the past ring true.
Taine knew and described the evil inherent in human nature and in the crowd. His warnings and explanations did not prevent Europe from repeating the mistakes of the past. The 20th century saw a replay of the French Revolution repeated in all its horror when Lenin, Mao, Hoxa, and Pol Pot followed the its script and when Stalin and Hitler made good use of Napoleon's example.
Taine irritated the elite of the 3rd French republic as well as everyone who believed in the popular democracy based on one person one vote. You can understand when you read the following preface which was actually placed in front of "The Revolution" volume II. Since it clarifies Taine's aims and justifications, I have moved and placed it below.
Not long before his death Taine, sensing that his wisdom and deep insights into human nature and events, no longer interested the élite, remarked to a friend that "the scientific truth about the human animal is perhaps unacceptable except for a very few".[0001] Now, 100 years later, after a century of ideological wars between ambitious men, I am afraid that the situation remains unchanged. Mankind remains reluctant to face the realities of our uncontrolled existence! A few men begin, however, to share my misgivings about the future of a system which has completely given up the respect for wisdom and experience preferring a system of elaborate human rights and new morals. There is reason to recall Macchiavelli's words:
"In times of difficulty men of merit are sought after, but in easy times it is not men of merit, but such as have riches and powerful relations, that are most in favor."
And let me to quote the Greek historian Polybius' observations[0002] about the cyclic evolution of the Greek city states:
". . . What then are the beginnings I speak of and what is the first origin of political societies? When owing to floods, famines, failure of crops or other such causes there occurs such a destruction of the human race as tradition tells us has more than once happened, and as we must believe will often happen again, all arts and crafts perishing at the same time, when in the course of time, when springing from the survivors as from seeds men have again increased in numbers and just like other animals form herds--it being a matter of course that they too should herd together with those of their kind owing to their natural weakness--it is a necessary consequence that the man who excels in bodily strength and in courage will lead and rule over the rest. We observe and should regard as a most genuine work of nature this very phenomenon in the case of the other animals which act purely by instinct and among who the strongest are always indisputable the masters--I speak of bulls, boars, cocks, and the like. It is probable then that at the beginning men lived thus, herding together like animals and following the lead of the strongest and bravest, the ruler's strength being here the sole limit to his power and the name we should give his rule being monarchy.
But when in time feelings of sociability and companionship begin to grow in such gatherings of men, then kingship has truck root; and the notions of goodness, justice, and their opposites begin to arise in men.
6. The manner in which these notions come into being is as follows. Men being all naturally inclined to sexual intercourse, and the consequence this being the birth of children, whenever one of those who have been reared does not on growing up show gratitude to those who reared him or defend them, but on the contrary takes to speaking ill of them or ill-treating them, it is evident that he will displease and offend those who have been familiar with his parents and have witnessed the care and pains they spent on attending to and feeding their children. For seeing that men are distinguished from the other animals possessing the faculty of reason, it is obviously improbable that such a difference of conduct should escape them, as it escapes the other animals: they will notice the thing and be displeased at what is going on, looking to the future and reflecting that they may all meet with the same treatment. Again when a man who has been helped or succored when in danger by another does not show gratitude to his preserver, but even goes to the length of attempting to do him injury, it is clear that those who become aware of it will naturally be displeased and offended by such conduct, sharing the resentment of their injured neighbor and imagining themselves in the same situation. From all this there arises in everyone a notion of the meaning and theory of duty, which is the beginning and end of justice. Similarly, again, when any man is foremost in defending his fellows from danger, and braves and awaits the onslaught of the most powerful beasts, it is natural that he should receive marks of favor and honor from the people, while the man who acts in the opposite manner will meet with reprobation and dislike. From this again some idea of what is base and what is noble and of what constitutes the difference is likely to arise among the people; and noble conduct will be admired and imitated because advantageous, while base conduct will be avoided. Now when the leading and most powerful man among people always throws the weight of his authority the side of the notions on such matters which generally prevail, and when in the opinion of his subjects he apportions rewards and penalties according to desert, they yield obedience to him no longer because they fear his force, but rather because their judgment approves him; and they join in maintaining his rule even if he is quite enfeebled by age, defending him with one consent and battling against those who conspire to overthrow his rule. Thus by insensible degrees the monarch becomes a king, ferocity and force having yielded the supremacy to reason.
7. Thus is formed naturally among men the first notion of goodness and justice, and their opposites; this is the beginning and birth of true kingship. For the people maintain the supreme power not only in the hands of these men themselves, but in those of their descendants, from the conviction that those born from and reared by such men will also have principles like to theirs. And if they ever are displeased with the descendants, they now choose their kings and rulers no longer for their bodily strength and brute courage, but for the excellency of their judgment and reasoning powers, as they have gained experience from actual facts of the difference between the one class of qualities and the other. In old times, then, those who had once been chosen to the royal office continued to hold it until they grew old, fortifying and enclosing fine strongholds with walls and acquiring lands, in the one case for the sake of the security of their subjects and in the other to provide them with abundance of the necessities of life. And while pursuing these aims, they were exempt from all vituperation or jealousy, as neither in their dress nor in their food and drink did they make any great distinction, but lived very much like everyone else, not keeping apart from the people. But when they received the office by hereditary succession and found their safety now provided for, and more than sufficient provision of food, they gave way to their appetites owing to this superabundance, and came to think that the rulers must be distinguished from their subjects by a peculiar dress, that there should be a peculiar luxury and variety in the dressing and serving of their viands, and that they should meet with no denial in the pursuit of their amours, however lawless. These habits having given rise in the one case to envy and offence and in the other to an outburst of hatred and passionate resentment, the kingship changed into a tyranny; the first steps towards its overthrow were taken by the subjects, and conspiracies began to be formed. These conspiracies were not the work of the worst men, but of the noblest, most high-spirited, and most courageous, because such men are least able to brook the insolence of princes.
8. The people now having got leaders, would combine with them against the ruling powers for the reasons I stated above; king-ship and monarchy would be utterly abolished, and in their place aristocracy would begin to grow. For the commons, as if bound to pay at once their debt of gratitude to the abolishers of monarchy, would make them their leaders and entrust their destinies to them. At first these chiefs gladly assumed this charge and regarded nothing as of greater importance than the common interest, administering the private and public affairs of the people with paternal solicitude. But here again when children inherited this position of authority from their fathers, having no experience of misfortune and none at all of civil equality and liberty of speech, and having been brought up from the cradle amid the evidences of the power and high position of their fathers, they abandoned themselves some to greed of gain and unscrupulous money-making, others to indulgence in wine and the convivial excess which accompanies it, and others again to the violation of women and the rape of boys; and thus converting the aristocracy info an oligarchy aroused in the people feelings similar to those of which I just spoke, and in consequence met with the same disastrous end as the tyrant.
9. For whenever anyone who has noticed the jealousy and hatred with which they are regarded by the citizens, has the courage to speak or act against the chiefs of the state he has the whole mass of the people ready to back him. Next, when they have either killed or banished the oligarchs, they no longer venture to set a king over them, as they still remember with terror the injustice they suffered from the former ones, nor can they entrust the government with confidence to a select few, with the evidence before them of their recent error in doing so. Thus the only hope still surviving unimpaired is in themselves, and to this they resort, making the state a democracy instead of an oligarchy and assuming the responsibility for the conduct of affairs. Then as long as some of those survive who experienced the evils of oligarchical dominion, they are well pleased with the present form of government, and set a high value on equality and freedom of speech. But when a new generation arises and the democracy falls into the hands of the grandchildren of its founders, they have become so accustomed to freedom and equality that they no longer value them, and begin to aim at pre-eminence; and it is chiefly those of ample fortune who fall into this error. So when they begin to lust for power and cannot attain it through themselves or their own good qualities, they ruin their estates, tempting and corrupting the people in every possible way. And hence when by their foolish thirst for reputation they have created among the masses an appetite for gifts and the habit of receiving them, democracy in its turn is abolished and changes into a rule of force and violence. For the people, having grown accustomed feed at the expense of others and to depend for their livelihood on the property of others, as soon as they find a leader who is enterprising but is excluded from the honors of office by his poverty, institute the rule of violence; and now uniting their forces massacre, banish, and plunder, until they degenerate again into perfect savages and find once more a master and monarch.
Such is the cycle of political revolution, the course pointed by nature in which constitutions change, disappear, and finally return to the point from which they started. Anyone who clearly perceives this may indeed in speaking of the future of any state be wrong in his estimate of the time the process will take, but if his judgment is not tainted by animosity or jealousy, he will very seldom be mistaken to the stage of growth or decline it has reached, and as to the form into which it will change. And especially in the case of the Roman state will this method enable us to arrive at a knowledge of its formation, growth, and greatest perfection, and likewise of the change for the worse which is sure follow some day. For, as I said, this state, more than any other, has been formed and has grown naturally, and will undergo a natural decline and change to its contrary. The reader will be able to judge of the truth of this from the subsequent parts this work."
The modern reader may think that all this is irrelevant to him, that the natural sciences will solve all his problems. He would be wise to recall that the great Roman republic in which Polybius lived more than 2200 years ago, did indeed become transformed into tyranny and, in the end, into anarchy and oblivion. No wonder that the makers of the American constitution keenly studied Polybius. Not only has Taine's comments and factual description of the cyclic French political history much to teach us about ourselves and the dangers which lie ahead, but it also shows us the origins and weakness of our political theories. It is obvious that should ask ourselves the question of where, in the political evolution we are now? Are we still ruled by the corrupt oligarchs or have we reached the stage where the people has become used to be fed on the property of others? If so dissolution and anarchy is just around the corner.
"The Revolution, Vol. II, 8th ed.
Svend Rom. Hendaye, France. February 2000.
*****
PREFACE:
In this volume, as in those preceding it and in those to come, there will be found only the history of Public Authorities. Others will write that of diplomacy, of war, of the finances, of the Church; my subject is a limited one. To my great regret, however, this new part fills an entire volume; and the last part, on the revolutionary government, will be as long.
I have again to regret the dissatisfaction I foresee this work will cause to many of my countrymen. My excuse is, that almost all of them, more fortunate than myself, have political principles which serve them in forming their judgments of the past. I had none; if indeed, I had any motive in undertaking this work, it was to seek for political principles. Thus far I have attained to scarcely more than one; and this is so simple that will seem puerile, and that I hardly dare express it. Nevertheless I have adhered to it, and in what the reader is about to peruse my judgments are all derived from that; its truth is the measure of theirs. It consists wholly in this observation: that
HUMAN SOCIETY, ESPECIALLY A MODERN SOCIETY, IS A VAST AND COMPLICATED THING.
Hence the difficulty in knowing and comprehending it. For the same reason it is not easy to handle the subject well. It follows that a cultivated mind is much better able to do this than an uncultivated mind, and a man specially qualified than one who is not. From these two last truths flow many other consequences, which, if the reader deigns to reflect on them, he will have no trouble in defining.
Paris 1881.
NOTES:
[Footnote 0001: Page XLVI of the Introduction to the Edition by Robert Lafont in 1986 by "Les Origines de la France Contemporaine".]
[Footnote 0002: From "HISTORIES", BOOK VI. 3. 3-4. 1 FROM LOEB'S CLASSICAL LIBRARY, HARVARD UNIVERSITY PRESS.]
THE ANCIENT REGIME
PREFACE BY THE AUTHOR: ON POLITICAL IGNORANCE AND WISDOM.
In 1849, being twenty-one years of age, and an elector, I was very much puzzled, for I had to nominate fifteen or twenty deputies, and, moreover, according to French custom, I had not only to determine what candidate I would vote for, but what theory I should adopt. I had to choose between a royalist or a republican, a democrat or a conservative, a socialist or a bonapartist; as I was neither one nor the other, nor even anything, I often envied those around me who were so fortunate as to have arrived at definite conclusions. After listening to various doctrines, I acknowledged that there undoubtedly was something wrong with my head. The motives that influenced others did not influence me; I could not comprehend how, in political matters, a man could be governed by preferences. My assertive countrymen planned a constitution just like a house, according to the latest, simplest, and most attractive plan; and there were several under consideration--the mansion of a marquis, the house of a common citizen, the tenement of a laborer, the barracks of a soldier, the kibbutz of a socialist, and even the camp of savages. Each claimed that his was "the true habitation for Man, the only one in which a sensible person could live." In my opinion, the argument was weak; personal taste could not be valid for everyone. It seemed to me that a house should not be built for the architect alone, or for itself, but for the owner who was to live in it. Referring to the owner for his advice, that is submitting to the French people the plans of its future habitation, would evidently be either for show or just to deceive them; since the question, obviously, was put in such a manner that it provided the answer in advance. Besides, had the people been allowed to reply in all liberty, their response was in any case not of much value since France was scarcely more competent than I was; the combined ignorance of ten millions is not the equivalent of one man's wisdom. A people may be consulted and, in an extreme case, may declare what form of government it would like best, but not that which it most needs. Nothing but experience can determine this; it must have time to ascertain whether the political structure is convenient, substantial, able to withstand inclemency, and adapted to customs, habits, occupations, characters, peculiarities and caprices. For example, the one we have tried has never satisfied us; we have during eighty years demolished it thirteen times, each time setting it up anew, and always in vain, for never have we found one that suited us. If other nations have been more fortunate, or if various political structures abroad have proved stable and enduring, it is because these have been erected in a special way. Founded on some primitive, massive pile, supported by an old central edifice, often restored but always preserved, gradually enlarged, and, after numerous trials and additions, they have been adapted to the wants of its occupants. It is well to admit, perhaps, that there is no other way of erecting a permanent building. Never has one been put up instantaneously, after an entirely new design, and according to the measurements of pure Reason. A sudden contrivance of a new, suitable, and enduring constitution is an enterprise beyond the forces of the human mind.
In any event, I came to the conclusion that if we should ever discover the one we need it would not be through some fashionable theory. The point is, if it exists, to discover it, and not to put it to a vote. To do that would not only be pretentious it would be useless; history and nature will do it for us; it is for us to adapt ourselves to them, as it is certain they will not accommodate themselves to us. The social and political mold, into which a nation may enter and remain, is not subject to its will, but determined by its character and its past. It is essential that, even in its least traits, it should be shaped on the living material to which it is applied; otherwise it will burst and fall to pieces. Hence, if we should succeed in finding ours, it will only be through a study of ourselves, while the more we understand exactly what we are, the more certainly shall we distinguish what best suits us. We ought, therefore, to reverse the ordinary methods, and form some conception of the nation before formulating its constitution. Doubtless the first operation is much more tedious and difficult than the second. How much time, how much study, how many observations rectified one by the other, how many researches in the past and the present, over all the domains of thought and of action, what manifold and age-long labors before we can obtain an accurate and complete idea of a great people. A people which has lived a people's age, and which still lives! But it is the only way to avoid the unsound construction based on a meaningless planning. I promised myself that, for my own part, if I should some day undertake to form a political opinion, it would be only after having studied France.
What is contemporary France? To answer this question we must know how this France is formed, or, what is still better, to act as spectator at its formation. At the end of the last century (in 1789), like a molting insect, it underwent a metamorphosis. Its ancient organization is dissolved; it tears away its most precious tissues and falls into convulsions, which seem mortal. Then, after multiplied throes and a painful lethargy, it re-establishes itself. But its organization is no longer the same: by silent interior travail a new being is substituted for the old. In 1808, its leading characteristics are decreed and defined: departments, arondissements, cantons and communes, no change have since taken place in its exterior divisions and functions. Concordat, Code, Tribunals, University, Institute, Prefects, Council of State, Taxes, Collectors, Cours des Comptes, a uniform and centralized administration, its principal organs, are still the same. Nobility, commoners, artisans, peasants, each class has henceforth the position, the sentiments, the traditions which we see at the present day (1875). Thus the new creature is at once stable and complete; consequently its structure, its instincts and its faculties mark in advance the circle within which its thought and its action will be stimulated. Around it, other nations, some more advanced, others less developed, all with greater caution, some with better results, attempt similarly a transformation from a feudal to a modern state; the process takes place everywhere and all but simultaneously. But, under this new system as beneath the ancient, the weak is always the prey of the strong. Woe to those (nations) whose retarded evolution exposes them to the neighbor suddenly emancipated from his chrysalis state, and is the first to go forth fully armed! Woe likewise to him whose too violent and too abrupt evolution has badly balanced his internal economy. Who, through the exaggeration of his governing forces, through the deterioration of his deep-seated organs, through the gradual impoverishment of his vital tissues is condemned to commit inconsiderate acts, to debility, to impotency, amidst sounder and better-balanced neighbors! In the organization, which France effected for herself at the beginning of the (19th) century, all the general lines of her contemporary history were traced. Her political revolutions, social Utopias, division of classes, role of the church, conduct of the nobility, of the middle class, and of the people, the development, the direction, or deviation of philosophy, of letters and of the arts. That is why, should we wish to understand our present condition our attention always reverts to the terrible and fruitful crisis by which the ancient regime produced the Revolution, and the Revolution the new regime.
Ancient régime, Revolution, new régime, I am going to try to describe these three conditions with exactitude. I have no other object in view. A historian may be allowed the privilege of a naturalist; I have regarded my subject the same as the metamorphosis of an insect. Moreover, the event is so interesting in itself that it is worth the trouble of being observed for its own sake, and no effort is required to suppress one's ulterior motives. Freed from all prejudice, curiosity becomes scientific and may be completely concentrated on the secret forces, which guide the wonderful process. These forces are the situation, the passions, the ideas, the wills of each group of actors, and which can be defined and almost measured. They are in full view; we are not reduced to conjectures about them, to uncertain divination, to vague indications. By singular good fortune we perceive the men themselves, their exterior and their interior. The Frenchmen of the ancient régime are still within visual range. All of us, in our youth, (around 1840-50), have encountered one or more of the survivors of this vanished society. Many of their dwellings, with the furniture, still remain intact. Their pictures and engravings enable us to take part in their domestic life, see how they dress, observe their attitudes and follow their movements. Through their literature, philosophy, scientific pursuits, gazettes, and correspondence, we can reproduce their feeling and thought, and even enjoy their familiar conversation. The multitude of memoirs, issuing during the past thirty years from public and private archives, lead us from one drawing room to another, as if we bore with us so many letters of introduction. The independent descriptions by foreign travelers, in their journals and correspondence, correct and complete the portraits, which this society has traced of itself. Everything that it could state has been stated, except,
* what was commonplace and well-known to contemporaries,
* whatever seemed technical, tedious and vulgar,
* whatever related to the provinces, to the bourgeoisie, the peasant, to the laboring man, to the government, and to the household.
It has been my aim to fill this void, and make France known to others outside the small circle of the literary and the cultivated. Owing to the kindness of M. Maury[0011] and the precious indications of M. Boutaric, I have been able to examine a mass of manuscript documents. These include the correspondence of a large number of intendants, (the Royal governor of a large district), the directors of customs and tax offices, legal officers, and private persons of every kind and of every degree during the thirty last years of the ancient regime. Also included are the reports and registers of the various departments of the royal household, the reports and registers of the States General in 176 volumes, the dispatches of military officers in 1789 and 1790, letters, memoirs and detailed statistics preserved in the one hundred boxes of the ecclesiastical committee, the correspondence, in 94 bundles, of the department and municipal authorities with the ministries from 1790 to 1799, the reports of the Councilors of State on their mission at the end of 1801, the reports of prefects under the Consulate, the Empire, and the Restoration down to 1823. There is such a quantity of unknown and instructive documents besides these that the history of the Revolution seems, indeed, to be still unwritten. In any event, it is only such documents, which can make all these people come alive. The lesser nobles, the curates, the monks, the nuns of the provinces, the aldermen and bourgeoisie of the towns, the attorneys and syndics of the country villages, the laborers and artisans, the officers and the soldiers. These alone enable us to contemplate and appreciate in detail the various conditions of their existence, the interior of a parsonage, of a convent, of a town-council, the wages of a workman, the produce of a farm, the taxes levied on a peasant, the duties of a tax-collector, the expenditure of a noble or prelate, the budget, retinue and ceremonial of a court. Thanks to such resources, we are able to give precise figures, to know hour by hour the occupations of a day and, better still, read off the bill of fare of a grand dinner, and recompose all parts of a full-dress costume. We have even, on the one hand, samples of the materials of the dresses worn by Marie Antoinette, pinned on paper and classified by dates. And on the other hand, we can tell what clothes were worn by the peasant, describe the bread he ate, specify the flour it was made of, and state the cost of a pound of it in sous and deniers.[0012] With such resources one becomes almost contemporary with the men whose history one writes and, more than once, in the Archives, I have, while tracing their old handwriting on the time-stained paper before me, been tempted to speak aloud with them.
H. A. Taine, August 1875.
NOTES:
[Footnote 0011: Taine's friend who was the director of the French National Archives. (SR.)]
[Footnote 0012: One sou equals 1/20th of a franc or 5 centimes. 12 deniers equaled one sou. (SR.)]
BOOK FIRST. THE STRUCTURE OF THE ANCIENT SOCIETY.