Studies in the Wagnerian Drama
CHAPTER I.
THE WAGNERIAN DRAMA: ITS PROTOTYPES AND ELEMENTS.
To understand the real position which Richard Wagner occupies in the world of art, and to appreciate the significance of the achievements which have kept that world in a turmoil for two generations, it is necessary to guard against a very prevalent misconception touching him and his activities. The world knows him as an agitator and reformer, but it does not know as clearly as it ought that the object for which he labored as controversialist and composer was a reform of the opera, not a reform of music in general. Outside the theatre, it is true, he exerted a tremendous influence on the development of the musical art, but that influence he exerted only because he was a gifted musician who stood in the line of succession with the great ones who had widened the boundaries of music and struck out new paths for it--let me say Bach, Haydn, Gluck, Mozart, Beethoven, and Schumann. As a legitimate successor of these Kings by the grace of Genius, he advanced the musical art indeed, but as a reformer his activities went, not to music in its absolute forms, but to an entirely distinct and complex art-form: the modern opera. The term which Wagner invented to describe what he wished to see as the outcome of his strivings--the term which his enemies parodied so successfully that the parody has clung to the popular tongue and lingered in the popular ear, in spite of all explanation--is "The Art-work of the Future." By this "Art-work" he meant a form of theatrical entertainment in which poetry, music, pantomime, painting, and the plastic arts were to co-operate on a basis of mutual dependence--or better, perhaps, interdependence--and common aim, the inspiring purpose of all being dramatic expression. In the history of music and the drama certain strongly-marked phases are found, in which the interdependence of the elements which Wagner consorts in his Art-work can be traced; and if we look at these phases a little thoughtfully, they may help us to understand the present phase, and we may learn not only how to appreciate what Wagner has done, but also how to avoid the misconceptions which so frequently stand in the way of appreciation.
I.
Wagner, then, was a Reformer of the Opera; or, as I think it would better be put, a Regenerator of the Lyric Drama. The latter definition is to be preferred, because it presupposes the earlier existence of an art-form similar in purpose and elements (however dissimilar in scope and effectiveness it may have been) to that with which Wagner's name is identified in music's history. The spirit which created that art-form is as old as humanity; but the record of civilization shows two manifestations of it so striking that even the most cursory study ought to disclose Wagner's relationship to them. The Greek stage-plays were much more closely allied to the modern opera than to the modern drama. Music was an integral and essential element of them. So says Aristotle, adding, "and their greatest embellishment." The dramatic and lyrical elements were inseparable in Greek tragedy, which had its origin in the Dithyramb, a dance-song. The one modified the other. The cheer, the gravity, or the horror of the action were reflected at the same time in the music. While there was music also in comedy, yet, as Aristotle indicates, it was there of less importance, probably because comedy--which was really broad enough to meet the modern notions of farce--was beneath the true level of music as apprehended by the Greeks. As between the lyre and flute, the Greeks gave a vastly greater admiration to the former, as is indicated by a proverb quoted by Cicero: "As they say among the Greeks, they are flautists who cannot be citharists;" and it is significant that stringed accompaniments were given to the dithyrambic chorus when its purposes were serious, and accompaniments on the _aulos_ when those purposes were of lighter character. Obviously the writers of Greek tragedy were of necessity versed in the musical art of their time. Æschylus was not merely a poet; he was also a musical composer. A fragment of a theoretical book on rhythm by Aristoxenus, a fellow-pupil with Alexander the Great of Aristotle, has been preserved to us. It is filled with lamentations over the decadence of dramatic music since the good old days of Æschylus, and accuses contemporary composers of pandering to the depraved tastes of the public, and disregarding the noble art of the Æschylean period. We know that Sophocles was a practical musician. He was taught both music and dancing by Lampros (or Lamprocles) the dithyrambist, in his time the foremost professor of these arts in Athens. It is on record that he played in two of his own dramas, taking the character of Nausikaa in the "Pluntriæ," and, in "Thamyris," that of a singer stricken blind by the Muses. In this latter role he so pleased the popular fancy that, by public vote, a portrait of him, with a cithara in his hands, was placed in the Painted Porch--a fact which finds mention in Athenæus. Another indication of his proficiency as a musician is that he wrote pæans and elegies, and a work in prose for the instruction of choral artists. It is written that Euripides, obviously less musician than poet, had to call in the aid of a composer to supply the essential music for one of his plays. Possibly this explains the fact that in his tragedies the odes are less intimately connected with the play than they are in the tragedies of Æschylus. They no longer form part of the action, and their beauty consists in their skilfulness of form rather than in the natural union of rhythm and music.
In the Greek tragedies the actors did not declaim their lines as ours do; they chanted them. The word which they used to describe what we call dramatic declamation was _emmeleia_, from _en_ and _melos_, whence we get our word melody; so that they literally spoke of their plays as being spoken "in tune." Even the Attic orators, as well as the later Roman, delivered their orations musically, and, like the actors, sometimes had the help of an accompaniment on the lyre or flute to keep them in pitch. Cicero and Plutarch both relate an anecdote to the effect that Caius Gracchus once lost his pitch in the heat of an oration, and was brought back to it by a slave with an instrument, who was concealed behind him for that very purpose. In the plays the chorus sang the odes which filled the pauses between the various stages of the action; and as they sang they kept time with solemn dance-steps, moving from side to side and around an altar which stood in the centre of the space between the audience and the stage, called then, as now, the orchestra.[A] The choric odes were sung in unison, but, more richly than the declamation of the actors, they were accompanied by instruments which I believe we are justified in assuming (though it is a debated point) supplied a foundation of harmony for the vocal melody. Unfortunately, none of the music composed for these tragedies has been preserved; but we are surely justified in believing that, in spite of its simplicity (for simple it had to be to meet the demands of Greek philosophy), it was beautiful, impressive, and, in the highest degree, expressive music. No people have ever come nearer than those old Greeks to a correct estimate of the real nature of music and the role that it can and ought to be made to play in the economy of civilized life. So convinced were they of the directness and forcefulness of its appeal to the emotional part of man that they refused to divorce it from poetry, and hedged its practice about with legal restrictions, fearful that a too one-sided cultivation of it in its absolute state would tend to the development of the emotions at a cost of the rational and sterner elements on which the welfare of the individual and the community depended. Theirs was surely a lofty ideal: an art which charmed the senses while it persuaded the reason was a noble art. But it died with much else that was noble and lovely when the Romans succeeded the Greeks as arbiters of the civilized world. Under the Romans the lyric drama degenerated into mere spectacular mummery.
II.
Thus much for the first manifestation of the spirit which is exemplified in the Art-work of Richard Wagner. I have laid stress upon the Greek tragedy simply because it was the direct inspiration of the second manifestation, out of which the Art-work which Wagner reformed was evolved, through steps that are easily followed by students of modern musical history. Wherever we turn we find the genesis of the drama to be the same. I might have chosen the Hindu drama as a starting-point, and found in it the same intimate association of poetry, music, and action that characterized Greek tragedy. Or I might have pointed to the Chinese drama, and invited you to a study of that association as it has existed for thousands of years, and still exists in the theatres of the Great Pure Kingdom.
Now for the second manifestation. Towards the close of the sixteenth century dissatisfaction with the inelastic artificiality of polite music took possession of a body of scholars and musical amateurs who were in the habit of meeting for learned discussion in the house of Giovanni Bardi, Count Vernio, in Florence. Their discussions led them to formulate two aims: _First_, To give emotional expressiveness to music by putting aside polyphony, and inventing what is called the monodic style. They wrote solos for the voice with harmonic support for the instruments in the shape of chords. _Second_, They tried to revive the Greek tragedies, or, rather, to imitate them in new compositions, to which they applied their monodic music. They conceived the purpose of music to be to heighten the expressiveness of poetry, and held the play to be "the thing." To "Euridice," the first drama of the new style which was published, the composer of the music, Jacopo Peri, wrote a preface, in which he said that he had been convinced by a study of the ancients that though their dramatic declamation may not have risen to song, it was yet musically colored. This exaltation of speech he evidently thought had its basis in those variations of pitch, dynamic intensity, and vocal quality which Herbert Spencer, in his essay on the "Origin and Function of Music," shows to be the physiological results of variations of feeling, all feelings being muscular stimuli. Peri made careful observations of the inflections which mark ordinary speech, and attempted to reproduce his discoveries as faithfully as possible in the musical investiture which he gave to the poet's lines. "Soft and gentle speech he interpreted by half-spoken, half-sung tones, on a sustained instrumental bass; feelings of a deeper, emotional kind by a melody with greater intervals and a lively _tempo_, the accompanying instrumental harmonies changing more frequently."[B] He bestowed the greatest care on the rhythm of the music, making it flow along with the rhythm of the words.
These men were as revolutionary in their day as Wagner in ours, many times as intolerant, and, some will say, perhaps equally visionary. They revamped the Hellenic myths concerning the power of music, not as containing a germ of verity wrapped in an ample cloak of poetical symbolism, but as very truth. What the ancient art had been they did not know, but they did not hesitate to say that compared with it the music of their own time (the time of Palestrina and the Netherland School) was a barbarism, the creation of a people whose natural rudeness was evidenced even in their uncouth names--Okeghem, Hobrecht, etc. They could not reconcile counterpoint with the theories touching the province of music laid down by Plato; and that fact sufficed to condemn it. Count Vernio himself published a tract stating the purposes of the reformers. The first step in the process of curing the evil which had come over music, he said, should be to protect the poetical text from the musicians who, to exploit their inventions, tore the poetry to tatters, giving different voices different words to sing simultaneously. The philosophers of old--Plato in particular--had said that the melody should follow the verses of the poet and sweeten them. "When you compose, therefore," said the noble amateur, "have a care that the text remain uninjured, the words be kept intelligible, and do not permit yourselves to be carried off your feet by counterpoint, that wicked swimmer, who is swept along unresistingly by the stream, and arrives at an entirely different landing-place than he intended to make. For, as much as the soul is nobler than the body, so much nobler are words than counterpoint; and as the soul must govern the body, so counterpoint must take its laws from poetry." Caccini, who was a famous singing-master, and the first professional musician to join the Florentine coterie, made many statements in the preface to his _Nuove Musiche_ which Gluck and Wagner only echoed when they came to urge their reforms. Thus he recommends the choice of a pitch which will enable the singer always to use his natural voice, so that expression may be unconstrained. He advises that the singer emancipate himself from a too strict adherence to measure, fixing, instead, the relative value of notes by consideration for the words to which they are set. More striking than either of these utterances, however, is his condemnation of the _roulades_ which had come into use even before the solo style had been invented. He calls these _roulades_ "Long flights" (flourishes or whirlings) of the voice (_lunghi giri di voce_); and says of them, literally: "They were not invented as being necessary to good singing, but, as I believe, to provide a certain titillation of the ears for the benefit of such as have little knowledge of what expressive singing means; for if they understood this, they would unquestionably detest these passages, since nothing is so offensive as they to expressive singing. And it is for this reason that I have said the _lunghi giri di voce_ are so ill applied. I introduce them in songs which are less passionate, and, indeed, on long, not on short syllables, and in closing cadences." Caccini further advises the avoidance of artificial tones, and the use of the natural voice in order that the feelings may have expression. Wagner urges his singers to leave off the affected pathos which they are so prone to assume with the song-voice, and to enunciate, breathe, and phrase as naturally and unconstrainedly as they would if they were speaking the dialogue instead of singing it. Caccini wished the singer to emancipate himself from the fetters of musical metre, and to consult the rhythm of the words. In Wagner's vocal parts the aim is to achieve through music an increased expressiveness for the poetry, and to this end he raises it to a kind of intensified speech, which retains as much as possible of the distinctness of ordinary dialogue with its emotional capacity raised to a higher power. He desires that the melody shall spring naturally from the poetry, but also that the poetry shall "yearn" for musical expression. Caccini recognized the beauty of embellished song, but restricted the introduction of vocal flourishes to songs which were wanting in expressiveness--in other words, to songs intended merely to charm the ear. Wagner (and here I should like to correct an almost universal misconception)--Wagner never condemned beautiful singing, even in the Italian sense, except where it stands in the way of truthful, dramatic utterance. But he raises the question of nationality and tongue as one which must first of all be considered in determining how poetry is to be set to music. Deference must be paid to the genius of the language employed, and also to the vocal peculiarities of the people who are to perform and enjoy the drama. This is really Wagner's starting-point. He aims to be a national dramatist. In the Italian opera the vocal adornments, favored by the inherent softness and beauty of the Italian language, gradually usurped the first place, while dramatic motive, which had inspired the invention of the opera, dropped out of sight. For such an art there is little natural aptitude in the German, and consequently only a modicum of sympathy. Sung to florid tunes, German words become worse than unintelligible; the poetry loses its merit as speech, and the music is robbed of all its purpose and most of its charm. Believing this, and having already striven to restore naturalness of expression in the spoken drama, Wagner wrote the vocal parts of his lyric dramas so as to bring out first the force of the poetry as such.
There is one more point of resemblance between Wagner and the creators of the Italian lyric drama which I must refer to briefly. It may help us out from the sway of that prejudice which we are so prone to feel towards an innovator, to learn that in so many essentials Wagner has simply given new expression to old ideas. Already, in his "Euridice," Peri concealed his orchestra behind the scenes; but as this device was borrowed from the old Roman pantomimes, and was a general custom, I lay no stress upon it. Monteverde, who did not belong to the band of Florentine reformers, but adopted their theories and put them into practice with far greater skill than any of the originators of the new style, added to the instrumental apparatus until he had a reputation for noise with which that of Wagner, in this respect, is no circumstance. In his "Orfeo" he employed thirty-six different instruments, and it has even been suspected that he was the precursor of Wagner in the device of characterizing his personages by relegating to each a certain instrument or set of instruments. But this, I am convinced, is based on a misunderstanding. It is certain, however, that he used his instruments in such a way as to emphasize climaxes, holding some of them back until the arrival of moments in the action when their sudden entrance would have a particularly telling effect.
III.
Where does Wagner touch hands with the first creators of the art-form of which I have called him the regenerator? What are the fundamental features of his system? What were the impulses which led him out of the beaten path of opera composers? I will try to answer these questions on broad lines, keeping essential principles in view rather than trifling details.
Wagner must be associated with the Greek tragedy-writers: _First_ (and foremost), because he is poet as well as musical composer. He unites in himself the same qualifications (but with the tremendous difference in degree brought about by the changed conditions) as did Æschylus.
_Second._ Wagner sees in the drama the highest form of art--one that unites in itself the expressive potentiality of each of the elements employed in it, raised to a still higher potency through the merit of their co-operation.
_Third._ Wagner believes, like the Greek tragedians, that the fittest subjects for dramatic treatment are to be found in legends and mythologies.
_Fourth._ Wagner believes that the elements of the lyric drama ought to be adapted to the peculiarities, and to encourage the national feeling of the people for whom it is created.
This last point is of such vast significance to the question of the degree of appreciation which Wagner's art ought to receive, and also to an understanding of his attitude towards Italian music, that I wish to emphasize it before proceeding further. Wagner is as distinctively a German dramatist as Æschylus was a Greek or Shakespeare an English. In his poetry, in his music, in the moral and physical character of his dramatic personages--in brief, in the matter and the essence of his dramas--the world must recognize the Teuton. As their spirit roots in the German heart, so their form roots in the German language. One of Wagner's most persistent aims was to reanimate a national art-spirit in Germany. The rest of the world he omitted from his consideration. Those of his dramas in which he carried out his principles in their fulness are scarcely conceivable in any other language than the German, and complete or ideal appreciation of them is possible only to persons who sympathize deeply with German feelings. His whole system, of dramatic declamation rests on the genius of the German tongue. He protests against the attempt to use the _bel canto_ of the Italians in German opera, because the German language is too harsh for florid music, and German throats are not flexible enough to execute agile and mellifluous melodies. In the structure of his system there is everywhere discernible a recognition of the characteristics, physiological as well as psychological, which have always marked Teutonic races. Look at Wagner in the conduct of his polemical battle; in the vehemence of his sincerity, and the rude, sledge-hammer vigor of his manner, he is as distinctively a national type as Luther. Aside from all other considerations, such a man cannot conceive music to be mere "lascivious pleasings." To the Northern mind there has always seemed to be something vicious in the influence of Southern art and manners. It seems to feel instinctively that its vigor is preserved by periodical rebellion against Roman things, and it points as a reason and a warning example to the physical and moral degeneracy of those Goths and Franks who lost their rugged virtues by too long dalliance with the Roman colonists. "Strength before Beauty," "Truth before Convention"--these are German ideals in art as well as in morals.[C]
It is only to recognize a truth, which Wagner himself freely confessed, to say that arts and manners based on such ideals do not always appear pleasing--that, in fact, they sometimes, at first blush, at least, appear uncouth and unamiable. But that fact need not long give us pause. We have simply to recognize that beauty, like everything else so far as we are concerned, is subject to change, and that a new order of beauty, which may be called characteristic beauty, has come to the fore with a claim for recognition as a fit element in dramatic representation. Are we bound to accept as infallible the popular maxim that no matter what the state of affairs on the stage, the accompanying music must delight the ear? Suppose that a composer, utilizing the ear simply as one of the gate-ways to the higher faculties, and aiming to quicken the imagination and stir the emotions, should find a means for doing this without pleasing the ear--would his art be bad for that reason? Was the agony on the faces of the Laocoön put there by the sculptor for the purpose of pleasing the eye? Does it please the eye, or does it fascinate with a horrible fascination, and achieve the artist's real purpose by appealing through the eye to the imagination and emotions?
These questions are in the nature of argument and foreign to my immediate purpose; in the way of contrast, however, the thoughts to which they give rise will help us to appreciate one phase of the Teutonism which Wagner has impressed upon his dramas which is altogether lovely. We will look at it in both of its expositions, musical and literary, for thus we shall learn something of his constructive methods as well as his poetical impulses. I refer to the ethical idea pervading those of his dramas which, like the Greek tragedies, are based on legendary or mythical tales. The idea is that _salvation comes to humanity through the self-sacrificing love of woman_. This idea is at the bottom of the great poems and dramas of Germany; it is the main-spring of "The Flying Dutchman," "Tannhäuser," and "The Niblung's Ring;" the _chorus mysticus_ which ends Goethe's "Faust" proclaims it oracularly:
"All things transitory But as symbols are sent. Earth's insufficiency Here grows to event. The Indescribable, Here it is done. The Woman-Soul leadeth us Upward and on!"
In the creations of Wagner, by a singular coincidence, this beautiful idea is born simultaneously with the fundamental principle of his constructive scheme--the use of melodic phrases as symbols of the persons, passions, and principles concerned in the play. His first drama based on a legendary story is "The Flying Dutchman." The infinite longing for rest of the Wandering Jew of the sea, and the infinite pity and wondrous love of the woman who, through sacrifice of her own life, achieved for the wanderer surcease of suffering--these are the two fundamental passions of the play. The legend of the Dutchman and his doom is told in a ballad which the heroine sings in the second act of the opera; and this ballad, Wagner tells us himself, he set to music first, even before he had completed the book. It is an epitome of the drama, ethically and musically, having two significant musical themes corresponding to the longing of the Dutchman and the redeeming love of Senta. The first of these musical themes is this:
The second is this:
Having invented these two phrases for use simply in the ballad, Wagner tells us how he proceeded with his work:
"I had merely to develop according to their respective tendencies the various thematic germs comprised in the ballad to have, as a matter of course, the principal mental moods in definite thematic shapes before me. When a mental mood returned, its thematic expression also, as a matter of course, was repeated, since it would have been arbitrary and capricious to have sought another _motivo_ so long as the object was an intelligible representation of the subject, and not a conglomeration of operatic pieces." This is Wagner's account of the genesis of the "leading motives," or, as I think they would better be called, "typical phrases," and it directs attention to a misconception of their nature and purpose which is pretty general even among the admirers of his works. They were not invented to announce the entrance of persons of the play on their stage; their duties are not those of footmen or ushers. Nor are they labels. Neither can they rightly be likened, as a German critic has declared, to the lettered ribbons issuing from the mouths of figures in mediæval pictures. They stand for deeper things--for the attributes of the play's personages; for the instruments, spiritual as well as material, used in developing the plot; for the fundamental passions of the story. If they were labels, they could only accompany the characters with which they had been associated at the outset, and this we know is not the case; in fact, in some very significant instances, they enter the score long before the characters with whom they are associated have been heard of or their existence is surmised. They are symbols, and hence arbitrary signs, but not more arbitrary than words. All language is arbitrary convention. Only the emotional elements at the bottom of it are real, absolute, universal. It would be just as easy to build up a language of musical tones capable of expressing ideas as it was to build up a language of words. In fact, though we seldom think of it, the rudiments of such a language exist. We are all familiar with some of them, or we should not involuntarily associate certain rhythms with the dance, and others with the march. A drone-bass under an oboe melody in 6-8 time would not suggest a pastoral; trumpets and drums, war; French-horn harmonies, a hunting scene; and so on. More than this, the Chinese have retained in their language a relic of the time when music was an integral element of all speech, not only of solemn and artistic speech, as we see it in the beginnings of the drama in India, Greece, and China. The meaning of many words in the monosyllabic Chinese language depends upon the musical inflection given to them in utterance. In a sense, a phrase of melody, or a chord, or a succession of chords, of harmony, is a "bow-wow word," the only kind of word universally intelligible. A great deal of music is direct in its influence upon the emotions, but it is chiefly by association of ideas that we recognize its expressiveness or significance. Sometimes hearing a melody or harmony arouses an emotion like that aroused by the contemplation of a thing. Minor harmonies, slow movements, dark tonal colorings, combine directly to put a musically susceptible person in a mood congenial to thoughts of sorrow and death; and, inversely, the experience of sorrow, or the contemplation of death, creates affinity for minor harmonies, slow movements, and dark tonal colorings. Or we recognize attributes in music possessed also by things, and we consort the music and the things, external attributes bringing descriptive music into play which excites the fancy, internal attributes calling for an exercise of the loftier faculty, imagination, to discern their meaning. A few examples in both classes will help to make my meaning plain, and I begin with the second class as the nobler of the two.
In Wagner's Niblung tragedy two of the musical phrases associated with Wotan may be taken as symbols of contrasted attributes of the god. Throughout the tragedy of which he is the hero, Wotan figures, by virtue of his supremacy among the gods, as Lord of Valhalla, and consequently as the manifest embodiment of law.
In music the first manifestation of law is in form.
It is impossible to conceive of a combination of the integral elements of music--rhythm, melody, and harmony--in a beautiful manner without some kind of form. Form means measure, order, symmetry. In music more than in any art it is essential to the existence of the loftiest attribute of beauty, which is repose--an attribute whose divine character Ruskin proclaimed when he defined it as "the 'I am' contradistinguished from the 'I become;' the sign alike of the supreme knowledge which is incapable of surprise, the supreme power which is incapable of labor, the supreme volition which is incapable of change." Now what are the musical qualities of which Wagner makes use in order to symbolize the wielder of supreme power? Here is the phrase whose innate nobility and beauty appear to best advantage at the opening of the second scene in "Das Rheingold:"
The melody is built out of the intervals of the common chord--the triad--the starting-point of harmony, its first and most pervasive law. This chord, too, supplies the harmonic structure. Its instrumentation (for four tubas with peculiarly orotund voices, specially constructed for Wagner) is unvarying, calm, stately, majestic, dignified, reposeful. Thus does Wagner symbolize musically the chief deity and chief personage of his tragedy in his character as Lord of Valhalla. But through the operation of the curse to which he became subject when he took the baneful ring, another character than that of a supreme god is forced upon Wotan. He has plotted to regain the ring, and restore it to the original owners of the magic gold. He has begotten a new race, the Volsungs, to execute a purpose which, as the representative of law, he is restrained himself from executing. He becomes a wanderer over the face of the earth, a mere spectator of the development of his foolish plot. How is this new character symbolized? Note the music which accompanies Wotan when, disguised as the Wanderer, he enters Mime's cavern smithy in the second scene of "Siegfried:"
The fundamental harmonies are retained. The solemn instrumental color is held fast. The dignity of the chord progressions is still there. What, then, is gone? _The element of repose._ The harmonies are still triads, but tonality, with its benison of restfulness, has been sacrificed. The phrase is in no key, or rather it is in as many keys as there are chords. There is another beautiful instance in which, by the same means, a deprivation which one of the personages of the play undergoes is made plain to the listener. Note the descending series of chords which follows Wotan's kiss depriving Brünnhilde of her divinity, just after he has spoken his pathetic farewell, and just before the orchestra begins its lullaby, in the final scene of "Die Walküre." Here the loss of divine attributes in the disobedient goddess is published by absence of fixed tonality in the chords which accompany the visible signs of her punishment.
In the last two examples we have been called on to observe how changes in character and loss of attributes are delineated by departure of tonality. I will now cite a case in which not the attributes of a personage, but the property of a thing, is the composer's objective point. The case is a striking one, for it is a supernatural property which is to be brought to the notice of the listener, the power of the _Tarnhelm_ (the familiar cap of darkness of folk-lore) to render its wearer invisible. The musical symbol of this magical apparatus in the Niblung tragedy is this:
This phrase is not often used, but whenever it occurs in the music its mysteriousness arrests attention. What is the source of that mysteriousness? Nothing else than indefiniteness, vagueness of mode. The closing harmony is an empty fifth; we do not know whether it is major or minor, because the determining interval is lacking. Supply a major third and it is major, a minor third and it is minor; in either case, however, the mystical property of the phrase, the element which establishes its propriety, vanishes.
There are many of these typical phrases primarily associated with personages, whose delineation goes to moods and moral traits. There are others that are frankly delineative of externals. The giants in "Das Rheingold" are the representatives of brute force. They are heavy-witted as well as heavy-footed, and their stupidity and clumsiness are aptly characterized in their melody:
The Niblungs are the antipodes in character of the giants--cunning, resourceful, industrious. Intellectually they are schemers and tricksters; by occupation they are smiths. Wagner delineates these activities, the mental as well as the manual, in the orchestral introduction to "Siegfried." A descending figure (_a_), (two thirds at the interval of a seventh) characterizes the brooding thoughtfulness, the cogitation of Mime; the fact that the dwarf is a Niblung Wagner publishes by means of a rhythmical phrase like the pounding of hammers (_b_):
Sometimes Wagner becomes frankly delineative or descriptive, utilizing imitation of nature where it will be effective, as in the phrases associated with the Rhine and its denizens--the nixies whom he calls Daughters of the Rhine. The slow undulation of water in its depths, the flux and reflux of the element, the ripples on its surface, the motions of the swimmers, are all pictured to the ear (if I may be permitted to say so) in the melodies of the Rhine and the nixies whose home the river is, and the changes of time and treatment to which those melodies are subjected. The fitful, flickering, crackling crepitation of fire furnishes a suggestion for the phrase which is typical of Loge, the fire-god, whether he appears in his elemental form, as in the finale of "Die Walküre," or bodily as the incarnation of the spirit of mischief in "Das Rheingold:"
In describing how he proceeded in the composition of "The Flying Dutchman," Wagner says that when a mental mood recurred for which he had once found thematic expression, that expression was repeated. He speaks here only of moods, but he extended the principle involved to the whole apparatus of the drama--its secret impulses as well as its external agencies. These agencies, in their physical manifestation, moreover, are sometimes anticipated by the appearance in the music of the melodic phrases which typify them; but this never happens unless they are spiritually present in the drama. This is what I have called the use of the themes for prophecy, and to me it seems one of the most beautiful features of Wagner's constructive scheme. Let me illustrate: the sword, which is the instrument designed by Wotan for the working-out of his plot for the return of the baneful ring to its original owners, for itself and as a symbol of the race of demi-gods who were to be endowed with it; Siegfried, the hero who is to be the vessel chosen, not by Wotan but by fate in the prevision of Brünnhilde, to execute the purposes of the god; Brünnhilde herself, not as a goddess but in the character of loving woman willing and able to make the redeeming sacrifice; all these are prefigured in the drama by the entrance of their typical phrases long before the action permits their physical appearance. They are seen by the prophetic vision of certain personages of the play and manifested to us through the music. Thus: the sword phrase appears in the orchestral postlude of "Das Rheingold" at the moment when Wotan, crossing the Rainbow-bridge with the members of his divine household, stops in thought and conceives the plot which is worked out in the tragedy proper; the phrase typical of the heroic character of Siegfried accompanies Brünnhilde's prediction to Sieglinde that she shall give birth to "the loftiest hero in the world," in the drama "Die Walküre;" in giving voice to her gratitude, Sieglinde, in turn, hails Brünnhilde as the representative of the redeeming principle of the tragedy, Goethe's "Ewig-Weibliche," by using a melody which examination shows to be an augmentation of the melodic symbol of Brünnhilde when she appears as mere woman in the last drama of the trilogy.
Let this suffice as an exhibition of Wagner's method of inventing and introducing the melodic material out of which he weaves his fabric, while we look at some of the principles applied in its use. His system rests upon the development of these themes, not according to the laws of the symphony, but in harmony with the dramatic spirit of the text. The orchestra is the vehicle of this development. It is pre-eminently the expositor of the drama. It has acquired some of the functions of the Greek chorus, in that it takes part in the action to publish that which is beyond the capacity of the personages alone to utter. The music of the instruments is the voice of the fate, the conscience, and the will concerned in the drama. To those who wish to listen, it unfolds, unerringly, the thoughts, motives, and purpose of the personages, and lays bare the mysteries of the plot and counter-plot. As the passions and purposes of the drama grow complex, the musical texture, into which the themes which typify those passions and purposes enter, grows complex and heterogeneous. The most obvious factors in this development are changes of mode, harmony, rhythm, time, and orchestration. A single illustration must here suffice. By applying the principle of augmentation to a phrase, in the three phases of melodic, harmonic, and instrumental structure, Wagner illustrates the tragic growth of Siegfried in the Niblung tragedy. When the hero is merely a high-spirited lad, roaming through the forest and associating with its denizens, the phrase appears as the call which he blows upon his hunting-horn:
When he has entered upon man's estate, has awakened Brünnhilde from her long sleep, learned wisdom from her teaching, donned her armor, and is about to set out in quest of adventure, the typical phrase which greets him has taken on this form:
Finally, the phrase is metamorphosed into that thrilling pæan at the climax of the Death March, to indicate which is impossible by means of pianoforte transcription:
IV.
From the beginning of his career Wagner wrote his own librettos; but it is only in "Tristan und Isolde," "Die Meistersinger," "Der Ring des Nibelungen," and "Parsifal" that he realized his conception of what the poet-composer should be. The starting-point of his reformatory ideas was that music had usurped a place which does not belong to it in the lyric drama. It should be a means, and had become the aim. As an æsthetic principle, he contended that it lies in the nature of music to be not the end, but a medium, of dramatic expression. He therefore reversed the old relations of librettist and composer, and made music, which can only address itself to the emotions and imagination, dependent for form, spirit, and character on the poetry, which appeals to reason. Each art when isolated has a restricted range of expression; but in the Wagnerian drama each contributes a complement and helps it to convey all its meanings and intentions without the help of a frequently untrustworthy imagination. In elaborating his theory, Wagner held that as a poetical form of expression rhyme is useless in music, because it not only implies identity of vowel-sounds, but also of the succeeding consonants, which are lost by the singer's need of dwelling on the vowels. The initial consonant, however, cannot be lost in song, because it is that which stamps its physiognomy on the word, and repetition creating a sort of musical cadence which is agreeable to the ear, Wagner desired alliteration to be substituted for rhyme in the chief parts of his verse. From the verse-melody thus obtained he wished the musical melody to spring, words and music becoming lovingly merged in each other, each sacrificing enough of selfishness to make the union possible. To what I have already said about the nature of the typical phrases I wish to add this as a résumé of their purpose: In every drama there are employed certain dramatic and ethical principles as well as agencies. The development of these principles in the conduct and words of the personages, the employment of the agencies, give us the action and significance of the play. For these principles and agents Wagner provides musical symbols. The nature of the principles, the character of the agents, explain the form and spirit of the symbols; the symbols, in turn, sometimes help us to understand the real nature of the things symbolized. If we have grasped the fundamental ideas of a drama, therefore, and appreciated the fitness of their symbols, we shall have penetrated near to the heart of the Art-work. But it cannot be too forcibly urged that if we confine our study of Wagner to the forms and names of the phrases out of which he constructs his musical fabric, we shall at the last have enriched our minds with a thematic catalogue and--nothing else. We shall remain guiltless of knowledge unless we learn something of the nature of those phrases by noting the attributes which lend them propriety and fitness, and can recognize, measurably at least, the reasons for their introduction and development. Those attributes give character and mood to the music constructed out of the phrases. If we are able to feel the mood we need not care how the phrases which produce it have been labelled. If we do not feel the mood we may memorize the whole thematic catalogue of Wolzogen and have our labor for our pains. It would be better to know nothing about the phrases and content one's self with simple sensuous enjoyment than to spend one's time answering the baldest of all the riddles of Wagner's orchestra: "What am I playing now?"
The ultimate question concerning the correctness or effectiveness of Wagner's system of composition must, of course, be answered along with the question, "Does the composition, as a whole, touch the emotions, quicken the fancy, fire the imagination?" If it does these things, we may, to a great extent, if we wish, get along without the intellectual processes of reflection and comparison, which are conditioned upon a recognition of the themes and their uses. But if we put aside this intellectual activity, we shall deprive ourselves, among other things, of the pleasure which it is the province of memory to give; and the exercise of memory is called for by music much more urgently than by any other art, because of its volatile nature and the role which repetition plays in it.
Nothing could have demonstrated more perfectly the righteousness of Wagner's claim to the title of poet than his acceptance of the Greek theory that the legends and myths of a people are the fittest subjects for dramatic treatment, unless it be the manner in which he has reshaped his material in order to infuse it with that deep ethical principle to which reference has several times been made. In "The Flying Dutchman," "The Niblung's Ring," and "Tannhäuser," the idea is practically his creation. In the last of these three dramas it is evolved out of the simple episode in the parent-legend of the death of Lisaura, whose heart broke when her knight went to kiss the Queen of Love and Beauty. The dissolute knight of the old story Wagner in turn metamorphoses into a type of manhood "in its passionate desires and ideal aspirations"--like the Faust of Goethe. All the magnificent energy of an ideal man is brought forward in the poet's conception, but it is an energy which is shattered in its fluctuation between sensual delights and ideal aspirations, respectively typified in the Venus and the Elizabeth of the play. Here is the contradiction against which he was shattered as the heroes of Greek tragedy were shattered on the rock of implacable Fate. But the transcendent beauty of the modern drama is lent by the ethical idea of salvation through the love of pure woman--a salvation touching which no one can be in doubt when Tannhäuser sinks lifeless beside the bier of the atoning saint, and Venus's cries of woe are swallowed up by the pious canticle of the returning pilgrims.
FOOTNOTES:
[A] For popular purposes there is no harm in letting this statement stand as made. Of course the reference goes only to the Greek theatre in its latest form, the evolution of which is indicated, perhaps, in the comparative weakness of the bond which unites the chorus to the action in Euripides. The orchestra was, in fact, the centre around which all the rest, the _theatron_ and the _skēnē_, were gradually grouped. In the antique festal plays the principal feature was the dance in a circle around the _thymele_, or altar of Dionysus. It was only by a slow process that the actor came to be thought of as anywise distinguished from his companions. As generally in ancient art priority was indicated by height, there is here a reason for the tragic _cothurnus_, which might be said to be an inexplicable deformity on any other theory; for it was only by putting them on stilts, so to speak, that it was possible to indicate the participants in the dialogue as apart from the general rout of dancing worshippers. Even in the time of the three great dramatic writers, it seems probable, disturbing as such an idea may be to popular impressions, that some, if not all, plays were performed without any stage. The word _skēnē_ (tent) points to a temporary structure, used in the first place, perhaps, as a shrine for the symbols and properties of the god (like the Tabernacle of the Israelites), then as the dressing-room of the actors; it was succeeded by the temple when the place had become consecrated to the worship of Dionysus, then by the structures suited to a given play, and finally by a permanent stage, which gradually encroached on the space that had once belonged to the orchestra. These conclusions, at least, seem to be borne out by the discoveries and arguments of Dörpfeld.
[B] Naumann's _History of Music_, vol. i., p. 524.
[C] _Mephist._ Du weisst wohl nicht, mein Freund, wie grob du bist? _Bac._ Im Deutschen lügt man wenn man höflich ist.
GOETHE. "Faust," Part II., Act 2, Sc. 1.