Part 1
[Cover Illustration]
SKETCHES FROM EASTERN HISTORY
MORRISON AND GIBB, PRINTERS, EDINBURGH.
SKETCHES FROM EASTERN HISTORY
BY
THEODOR NÖLDEKE PROFESSOR OF ORIENTAL LANGUAGES IN THE UNIVERSITY OF STRASSBURG
TRANSLATED BY
JOHN SUTHERLAND BLACK, M.A.
AND REVISED BY THE AUTHOR
LONDON AND EDINBURGH A D A M A N D C H A R L E S B L A C K 1892
P R E F A C E. ―•―
OF the following studies, three have already appeared in German periodicals, and one (that on the Koran) forms part of the article MOHAMMEDANISM in the 9th edition of the _Encyclopædia Britannica_. But all four have been considerably revised. The remaining essays were written in the course of last year. The fourth, fifth, and sixth, and to some extent the second and third also, may be regarded as supplementing Aug. Müller’s excellent _History of Islam_. I have made careful use of all the sources that were accessible to me, but have cited them only rarely. I hope I have been fairly successful in obliterating the traces of laborious study, while, at the same time, I trust that the book may be found to be of some value, even to the specialist.
The account of Mansúr’s reign is preceded by a brief _résumé_ of the antecedent history, and of the beginnings of the Abbásids dynasty; it was impossible otherwise to exhibit the personality of Mansúr in a proper light. Less organically connected with their context are the paragraphs at the close of the essay upon King Theodore. But the interest which Abyssinia now has, even for the ordinary newspaper reader, justifies, I think, the few words on its history after the death of that king, and the forecast of its future. I take this opportunity of mentioning that an Italian of thorough insight and information has expressed to me his entire concurrence with the opinions indicated in the paragraphs in question. But I must earnestly beg those who read what I have there said not to leap to the conclusion that I have the same opinion about the German as about the Italian enterprises in Africa.
My old friend, De Goeje, of Leyden, has frequently given me valuable assistance in the history of the servile war, especially on geographical points. I am also indebted for some geographical notes to my friend G. Hoffmann, of Kiel.
In speaking of mediæval times I have often retained the familiar classical names of Oriental countries, such as Babylonia instead of Irák, Mesopotamia for Jezíra, in the belief that most readers will find this more convenient.
Where, in the Mohammedan dates, the day of the week and the day of the month did not seem to agree, I have, in reducing them to terms of the Julian calendar, of course held invariably to the day of the week; in the rude Mohammedan reckoning by lunar months errors of two, or even of three days are quite common. As the Mohammedan months seldom, and the Mohammedan years never, coincide with ours, I have occasionally found it necessary, where my authorities gave only the year and the month, to leave the question open as between two years or months of the Julian calendar. So also with the Syrian (Seleucid) years, which are strictly Julian indeed, but begin with 1st October, not 1st January.
The transcription of Oriental names and other words gives their pronunciation only approximately. _S_ is always to be pronounced sharp, as in _song_, _this_; _z_ is the English _z_, as in _razor_. _H_ is always a distinctly audible consonant, even in such words as Alláh. Long vowels in Arabic and Persian are indicated thus (´), but in some cases this diacritical mark has been omitted (viz. in the first syllable of Irán, Isá, Amid, Amol, Aderbiján, and in the word Islam). In words belonging to other Oriental languages than the Arabic and Persian, I have used the mark but rarely, as in many instances I could not tell whether a vowel denoted as long in the written character was (or is) actually so pronounced.
For Orientalists I may mention, further, that in the following pages I have in Persian geographical names followed the modern pronunciation, and thus have avoided the sounds _é_ and _ó_.
In the English translation some slips of the original German edition have been corrected, partly at the instance of my friend Professor Robertson Smith.
TH. NÖLDEKE. STRASSBURG, _18th July 1892_.
C O N T E N T S. ―•―
I. PAGES SOME CHARACTERISTICS OF THE SEMITIC RACE, 1-20
II. THE KORAN, 21-59
III. ISLAM, 60-106
IV. CALIPH MANSÚR, 107-145
V. A SERVILE WAR IN THE EAST, 146-175
VI. YAKÚB THE COPPERSMITH, AND HIS DYNASTY, 176-206
VII. SOME SYRIAN SAINTS, 207-235
VIII. BARHEBRÆUS, 236-256
IX. KING THEODORE OF ABYSSINIA, 257-284
INDEX. 285-288
I. SOME CHARACTERISTICS OF THE SEMITIC RACE.[1]
ONE of the most difficult tasks of the historian is to depict the moral physiognomy of a nation in such a way that no trait shall be lost, and none exaggerated at the cost of the others. The difficulty of the task may be best appreciated by considering how complicated a thing, full of apparent contradictions, individual character is, and that the historian who seeks to define the character of a nation, or perhaps of a race embracing many nations, has to deal with a still more complex phenomenon, made up of widely varying individuals. This difficulty, indeed, is not equally great with all nations. The common characters of the Semitic nations are in many respects so definite and strongly marked, that on the whole they are more easily portrayed than those of the small Greek people, which, although at bottom a unity, embraced a great variety of distinct local types,—Athenians as well as Bœotians, Corinthians as well as Spartans, Arcadians and Ætolians as well as Milesians and Sybarites. And yet it is no very easy matter to form an estimate of the psychical characteristics of the Semites,—witness the contradictory judgments passed on them by such distinguished scholars as Renan and Steinthal. I have no mind to attempt a new portrait of the Semitic type of humanity. All that I intend is to offer a few contributions to the subject, connecting my remarks, whether by way of agreement or, occasionally, by way of dissent, with a well-written and ingenious essay of the learned orientalist Chwolson, which is mainly directed against Renan.[2] In this the author is successful in refuting some of Renan’s unfavourable criticisms on the Semitic character. But his own judgments are not always strictly impartial; he is himself of Jewish extraction, and in some particulars offers too favourable a picture of the Semitic race, to which he is proud to belong.
Chwolson rightly lays emphasis upon the enormous importance of inborn qualities for nations as well as for individuals; but he is not free from exaggeration in his attempts to minimise the influence of religion and laws on the one hand, of geographical position and of climate on the other. The inhabitants of Paraguay were savage Indians like their neighbours in Brazil and in the Argentine countries; but under the despotic discipline of the Jesuits and their secular successors, they grew into a nation which thirty years ago fought to the death against overwhelming odds for its country and its chief. Islam, Christianity, and Buddhism have exercised a powerful influence for good or for evil even on the character of nations already civilised. In like manner, climate and geographical position are very important factors in the formation of national character. Could we observe the first beginnings of nations, they would perhaps be found to be the decisive factors. Peoples that are, so to speak, adult, and possessed of a developed civilisation, are naturally much less susceptible to such influences than the savage child of nature. But they are not wholly independent of them: isolated countries in particular, with strongly marked geographical peculiarities, such as elevated mountain regions, lonely islands, and above all, desert lands—not to speak of polar regions—exercise this influence in a high degree. Ethnologically the Persians and the Hindoos are very closely related, yet their characters differ enormously; and this must be mainly ascribed to the geographical contrast between their seats. The Persians dwell on a lofty plateau, exposed to violent vicissitudes of cold and heat, and in great part unfit for cultivation; the Hindoos in a region of tropical luxuriance. Chwolson points to the enormous difference between the ancient and the modern Egyptians as a convincing proof that race character is little dependent upon local environment; but really we see in Egypt how a country with such marked peculiarities forces its inhabitants into conformity with itself. Munziger, in his day unquestionably the best authority upon North-Eastern Africa, brings out in a few masterly touches the essential likeness of modern to ancient Egypt. I will quote only one of his remarks: “The ancient Egyptians,” he says, “were not so far ahead of the modern as we are sometimes ready to imagine; then, as now, hovels adjoined palaces, esoteric science coexisted with crass ignorance,” and so forth.[3] In the history of ancient Egypt, extending as it does through millenniums, there naturally occur alternate periods of prosperity and of decay; we may not venture to compare the time of the Mameluke sultans and the Turkish rule with that of the pyramid-builders; but it seems to me a very fair question whether the civilisation of Egypt during the best period of the Fatimids did not stand quite as high as the highest attained under the Pharaohs. The main difference is that the Egyptians in remote antiquity had no neighbours who stood on any sort of equality with them, and thus they received no considerable influences from without; but this was also the reason why their civilisation so soon became stationary.
Chwolson might have made more of the point that peoples are not rigid bodies incapable of modification, but organisms that can develop and assimilate,—organisms offering a varying resistance to external influences, but in the long course of centuries capable of such transformation that their early character can only be recognised in some minor features. Many a touch in the Magyar still reminds us of his Asiatic origin; yet, on the whole, he has more resemblance to any one of the civilised peoples of Europe than to his nearest relations on the Ural.
Similarly, in drawing the character of the Semites, the historian must guard against taking the Jews of Europe as pure representatives of the race. These have maintained many features of their primitive type with remarkable tenacity, but they have become Europeans all the same; and, moreover, many peculiarities by which they are marked are not so much of old Semitic origin as a result of the special history of the Jews, and in particular of continued oppression, and of that long isolation from other peoples, which was partly their own choice and partly imposed upon them.
Our delineation of the Semites must begin with the Arabs, Hebrews, and Syrians (Aramæans), the last named of whom, however, have never constituted a closely-welded nationality, politically or otherwise. Of the inner life of the Phœnicians and some minor Semitic nations of antiquity, we know very little. The whole character of the Babylonians and Assyrians, which in many respects differs widely from that of the other Semites, is steadily coming more and more to light through the arduous labours of cuneiform scholars, but we are still far from knowing it nearly so intimately as we know that of the three first-mentioned peoples. Moreover, it still remains undetermined how far non-Semitic people may have had a share in the commencement of the high and extremely ancient civilisation of Babylon. To make the picture complete it would be necessary, of course, to bring in also the black Semites of Abyssinia and the adjoining regions; but these to all appearance owe their origin to an intermingling of Arab Semites with Africans; indeed, they are for the most part only Semitised “Hamites,” and have accordingly retained much pristine African savagery, especially as they were always strongly exposed to the influence of non-Semitic nations dwelling around and among them. Besides, there is much to be said for neglecting undeveloped or atrophied members when delineating the character of a group of peoples.
The religion of the Semites is the first thing that demands our attention, and that not solely on account of the influence it has exerted on us in Europe. Renan is right in neglecting the beginnings of Semitic religion, and taking the results of their religious development and their tendency to monotheism as the really important thing. The complete victory of monotheism, it is true, was first achieved within historical times among the Israelites; but strong tendencies in the same direction appear also among the other Semitic peoples. Renan is also right in reckoning Christianity as only in part a Semitic religion, for even its origin presupposed a world fructified by Greek ideas, and it was mainly through non-Semitic influences that it became a world-religion; nay, we may almost say that the changes which have taken place in Christianity from the Reformation onwards consist in a more and more complete elimination of its Semitic elements. Islam, on the other hand, in its pure Arabic form, the doctrine of Mohammed and of his disciples, which for a century past has again been preached in its purity by the Wahhabites[4] in the country of its birth, is the logical perfection of Semitic religion, with the importation of only one fundamental idea, though that is indeed a very important one, namely, the conception of a resurrection and of a life in heaven which had already been adopted by Judaism and Christianity.[5] Islam is infinitely hard and one-sided, but in its crude simplicity strictly logical. Mohammed cannot in strictness be called a great man, and yet the appearance of the religion which found in him such clear and energetic expression—a religion which in one rapid march of conquest first subdued the Semitic world already ripe for the change, and then brought under its sway numerous other peoples both civilised and savage—was the most important manifestation the Semitic genius ever made. In the religious portions of the Old Testament we find that more inward warmth of feeling and that richer fancy which distinguished the ancient Hebrew from the Arab. When we read the Psalms and the Prophets, even without the customary idealising spectacles, we shall place them—and not from the merely æsthetic point of view only—far above the Koran. But the result of the religious development of the Old Testament—the religion of Ezra, of the Pharisees, and of the Rabbins—can hardly be said to stand higher than Islam.
The energy and simplicity of Semitic ideas in religion are not favourable to a complicated mythology. Where anything of the sort is met with among them, it is either of purely foreign provenance, or has arisen through admixture with foreign elements. This holds good perhaps even of the Babylonian mythology (which, for the rest, is somewhat formless), certainly of all the variety of Gnostic sects, and in a large measure also of the official Christianity as it is found among Semites. Mystical doctrines with them easily degenerate into crudeness; compare, for example, the religion of the purely Semitic Druses with analogous phenomena of Persian and Indian origin.
Even in the field of religion the nations of Indo-European civilisation display a richer genius than the Semites; but they lack that tremendous energy which produced the belief in the unity of God, not as a result of scientific reflection, but as a moral demand, tolerating no contradiction. This strength of faith, which has subdued the world, is necessarily associated with much violence and exclusiveness. Nowhere is the uncompromising spirit of the Old Testament more impressive than in its half-mythical and yet thoroughly historical portrait of Elijah, that magnificent ideal of prophecy in its zeal for the Lord. I cannot understand how Chwolson will scarcely admit the existence of religious ecstasy among the Semites, when the Old Testament is full of evidences of high imaginative exaltation in its prophets as well as in those of Baal; nay, in Hebrew the very word “to behave as a prophet” (_hithnabbê_) also means simply “to behave madly, to rave.” Ecstasy, the condition in which the religiously-inspired man believes himself to hold immediate converse with God, was to the prophets themselves the subjective attestation of their vocation. Not less deeply rooted in their religion is that Semitic fanaticism which Chwolson would also fain deny. “Take heed to thyself lest thou make a covenant with the inhabitants of the land whither thou goest, lest it be for a snare in the midst of thee; but ye shall break down their altars, and dash in pieces their images, and ye shall cut down their groves” (Ex. xxxiv. 12, 13)—in such or similar terms run those strict commands, which were indeed justifiable at the time, but none the less bear witness to frightful exclusiveness and rigid fanaticism. In the same spirit the followers of Baal destroy the altars of Jehovah and slay His prophets (1 Kings xix. 10). The captives and property taken by the Israelites from their enemies were often devoted to destruction in honour of Jehovah (_herem_). By the inscription of king Mesha we now know that the Moabites practised the same thing on a large scale, in honour of their god Chemosh. The Greek translation of _herem_ is _anathema_, properly “a dedicatory gift;” the cry, “Anathema sit,” so often heard in Christendom, is an inheritance from the Semites. I grant that religious fanaticism has been powerful elsewhere, and particularly where there has been a strong priestly class, as in India; but for the Semitic religions, fanaticism is characteristic. Among the Persian priests of the Sásánian period it first became powerful under Semitic influence and in conflict with Semitic religion. The same trait is conspicuous in Islam. There, indeed, it is more deeply rooted, and of stricter inward necessity, than in Christianity, though it has seldom risen to such heights of atrocity as it has sometimes reached in the latter. When all has been said, Moslems are bound to regard all peace with unbelievers as a truce merely—an obligation at this day much more vividly present to the minds of the vast majority of Mohammedans than Europeans usually suspect.
Another side of their religious narrowness is shown in the wide diffusion which human sacrifice continued to have amongst highly civilised Semites. Amongst the ancient Hebrews, indeed, only isolated traces of it continue to be met with (as also among the Greeks); but as king Mesha sacrificed his son in his need (2 Kings iii. 27), so also did Carthaginian generals centuries afterwards. In fact, extensive human sacrifices were offered to a god in Carthage every year, and as late as the fourth century B.C., the distress into which Agathocles brought the city (in 310) was attributed to the wrath of the deity because the rich had begun to cause purchased children to be offered instead of their own; on this account the horrible custom was again re-established in all its simplicity (Diodor. xx. 14). Among the Arabs also we meet with human sacrifice; only a century before Mohammed, the Arab prince of Híra, a town that contained a large Christian population, sacrificed four hundred nuns whom he had taken in war to his goddess Ozza (the planet Venus). In the Semitic religions occasional traces of primitive rudeness in ideas and manners are continually cropping up. In Mecca reverence is still paid to the black stone, a relic of the once widely-diffused worship of stone-fetishes, of which traces are found even in the Old Testament. To the same category belongs the retention, both in Judaism and in Mohammedanism, of the old custom of circumcision. As the unchaste worship of female goddesses was specially in vogue among the ancient Semites, so even now it happens in Arab countries, that amongst people who pass for thoroughly holy and world-weaned (often simply insane) the grossest excesses are regarded as holy deeds; this, to be sure, is only popular belief, and has never been sanctioned by orthodox theologians. It is a high prerogative of the Old Testament that, surrounded by unchaste religious services, it sternly banishes all such immorality from its worship of Jehovah.
In denying to the Semites in general any tendency to asceticism and monkery, Chwolson is not entirely wrong, but neither is he perfectly right. In the first place, it is fair to say that such a tendency is hardly in any instance characteristic of a nation as a whole. And then, again, the Old Testament does look upon the Nazirate (and also the rule of the Rechabites, who, amongst other things, abstained from wine) as something meritorious; the Jewish Essenes were neither more nor less than a monastic order; and the Old Testament and the Koran alike contain some precepts either wholly or partially ascetic in their character. It must, however, be conceded that the precepts are not exorbitant, and that some of them (such as the prohibition of wine) are very suitable for Asiatic and African countries. Yet it must always be remembered that in all Christendom, Egypt apart, it will be difficult to find such an insane and soul-destroying asceticism as was practised by the purely Semitic Syrians from about the fourth to the seventh century.[6]