Chapter 6

The issue of the Spanish-American war, at least as regards the mere defeat of Spain, was, perhaps, a foregone conclusion. That Spain, even without a serious insurrection on her hands, was unequal to the task of meeting so powerful an antagonist as the United States must have been evident even to Spaniards. Be that as it may, an early collapse of the Spanish defence was not anticipated, and however one-sided the war may have been seen to be, it furnished examples illustrating rules as old as naval warfare. Mahan says of it that, 'while possessing, as every war does, characteristics of its own differentiating it from others, nevertheless in its broad analogies it falls into line with its predecessors, evidencing that unity of teaching which pervades the art from its beginnings unto this day.'[49] The Spaniards were defeated by the superiority of the American sea-power. 'A million of the best soldiers,' says Mahan, 'would have been powerless in face of hostile control of the sea.' That control was obtained and kept by the United States navy, thus permitting the unobstructed despatch of troops--and their subsequent reinforcement and supply--to Spanish territory, which was finally conquered, not by the navy, but by the army on shore. That it was the navy which made this final conquest possible happened, in this case, to be made specially evident by the action of the United States Government, which stopped a military expedition on the point of starting for Cuba until the sea was cleared of all Spanish naval force worth attention.

[Footnote 49: _Lessons_of_the_War_with_Spain_, p. 16.]

The events of the long period which we have been considering will have shown how sea-power operates, and what it effects. What is in it will have appeared from this narrative more clearly than would have been possible from any mere definition. Like many other things, sea-power is composed of several elements. To reach the highest degree of efficacy it should be based upon a population naturally maritime, and on an ocean commerce naturally developed rather than artificially enticed to extend itself. Its outward and visible sign is a navy, strong in the discipline, skill, and courage of a numerous _personnel_ habituated to the sea, in the number and quality of its ships, in the excellence of its _matériel_, and in the efficiency, scale, security, and geographical position of its arsenals and bases. History has demonstrated that sea-power thus conditioned can gain any purely maritime object, can protect the trade and the communications of a widely extended empire, and whilst so doing can ward off from its shores a formidable invader. There are, however, limitations to be noted. Left to itself its operation is confined to the water, or at any rate to the inner edge of a narrow zone of coast. It prepares the way for the advance of an army, the work of which it is not intended, and is unable to perform. Behind it, in the territory of which it guards the shores, there must be a land-force adjusted in organisation, equipment, and numbers to the circumstances of the country. The possession of a navy does not permit a sea-surrounded state to dispense with all fixed defences or fortification; but it does render it unnecessary and indeed absurd that they should be abundant or gigantic. The danger which always impends over the sea-power of any country is that, after being long unused, it may lose touch of the sea. The revolution in the constructive arts during the last half-century, which has also been a period of but little-interrupted naval peace, and the universal adoption of mechanical appliances, both for ship-propulsion and for many minor services--mere _matériel_ being thereby raised in the general estimation far above really more important matters--makes the danger mentioned more menacing in the present age than it has ever been before.

II

THE COMMAND OF THE SEA[50]

[Footnote 50: Written in 1899. (_Encyclopoedia_Britannica_.)]

This phrase, a technical term of naval warfare, indicates a definite strategical condition. The term has been substituted occasionally, but less frequently of late years, for the much older 'Dominion of the sea' or 'Sovereignty of the sea,' a legal term expressing a claim, if not a right. It has also been sometimes treated as though it were identical with the rhetorical expression 'Empire of the sea.' Mahan, instead of it, uses the term 'Control of the sea,' which has the merit of precision, and is not likely to be misunderstood or mixed up with a form of words meaning something different. The expression 'Command of the sea,' however, in its proper and strategic sense, is so firmly fixed in the language that it would be a hopeless task to try to expel it; and as, no doubt, writers will continue to use it, it must be explained and illustrated. Not only does it differ in meaning from 'Dominion or Sovereignty of the sea,' it is not even truly derived therefrom, as can be briefly shown. 'It has become an uncontested principle of modern international law that the sea, as a general rule, cannot be subjected to appropriation.'[51] This, however, is quite modern. We ourselves did not admit the principle till 1805; the Russians did not admit it till 1824; and the Americans, and then only tacitly, not till 1894. Most European nations at some time or other have claimed and have exercised rights over some part of the sea, though far outside the now well-recognised 'three miles' limit.' Venice claimed the Adriatic, and exacted a heavy toll from vessels navigating its northern waters. Genoa and France each claimed portions of the western Mediterranean. Denmark and Sweden claimed to share the Baltic between them. Spain claimed dominion over the Pacific and the Gulf of Mexico, and Portugal over the Indian Ocean and all the Atlantic south of Morocco.[52] The claim which has made the greatest noise in the world is that once maintained by the kings of England to the seas surrounding the British Isles. Like other institutions, the English sovereignty of the sea was, and was admitted to be, beneficent for a long period. Then came the time when it ought to have been abandoned as obsolete; but it was not, and so it led to war. The general conviction of the maritime nations was that the Lord of the Sea would provide for the police of the waters over which he exercised dominion. In rude ages when men, like the ancients, readily 'turned themselves to piracy,' this was of immense importance to trade; and, far from the right of dominion being disputed by foreigners, it was insisted upon by them and declared to carry with it certain duties. In 1299, not only English merchants, but also 'the maritime people of Genoa, Catalonia, Spain, Germany, Zealand, Holland, Frisia, Denmark, Norway, and several other places of the empire' declared that the kings of England had from time immemorial been in 'peaceable possession of the sovereign lordship of the sea of England,' and had done what was 'needful for the maintenance of peace, right, and equity between people of all sorts, whether subjects of another kingdom or not, who pass through those seas.'[53] The English sovereignty was not exercised as giving authority to exact toll. All that was demanded in return for keeping the sea safe for peaceful traffic was a salute, enforced no doubt as a formal admission of the right which permitted the (on the whole, at any rate) effective police of the waters to be maintained. The Dutch in the seventeenth century objected to the demand for this salute. It was insisted upon. War ensued; but in the end the Dutch acknowledged by solemn treaties their obligation to render the salute. The time for exacting it, however, was really past. S. R. Gardiner[54] maintains that though the 'question of the flag' was the occasion, it was not the cause of the war. There was not much, if any, piracy in the English Channel which the King of England was specially called upon to suppress, and if there had been the merchant vessels of the age were generally able to defend themselves, while if they were not their governments possessed force enough to give them the necessary protection. We gave up our claim to exact the salute in 1805.

[Footnote 51: W. E. Hall, _Treatise_on_International_Law_, 4th ed. 1895, p. 146.]

[Footnote 52: Hall, pp. 48, 49.]

[Footnote 53: J. K. Laughton, 'Sovereignty of the Sea,' _Fortnightly_ _Review_, August 1866.]

[Footnote 54: _The_First_Dutch_War_ (Navy Records Society), 1899.]

The necessity of the foregoing short account of the 'Sovereignty or Dominion of the Seas' will be apparent as soon as we come to the consideration of the first struggle, or rather series of struggles, for the command of the sea. Gaining this was the result of our wars with the Dutch in the seventeenth century. At the time of the first Dutch war, 1652-54, and probably of the later wars also, a great many people, and especially seamen, believed that the conflict was due to a determination on our part to retain, and on that of the Dutch to put an end to, the English sovereignty or dominion. The obstinacy of the Dutch in objecting to pay the old-established mark of respect to the English flag was quite reason enough in the eyes of most Englishmen, and probably of most Dutchmen also, to justify hostilities which other reasons may have rendered inevitable. The remarkable thing about the Dutch wars is that in reality what we gained was the possibility of securing an absolute command of the sea. We came out of the struggle a great, and in a fair way of becoming the greatest, naval power. It is this which prompted Vice-Admiral P. H. Colomb to hold that there are various kinds of command, such as 'absolute or assured,' 'temporary,' 'with definite ulterior purpose,' &c. An explanation that would make all these terms intelligible would be voluminous and is unnecessary here. It will be enough to say that the absolute command--of attempts to gain which, as Colomb tells us, the Anglo-Dutch wars were the most complete example--is nothing but an attribute of the nation whose power on the sea is paramount. It exists and may be visible in time of peace. The command which, as said above, expresses a definite strategical condition is existent only in time of war. It can easily be seen that the former is essential to an empire like the British, the parts of which are bound together by maritime communications. Inability to keep these communications open can have only one result, viz. the loss of the parts with which communication cannot be maintained. Experience of war as well as reason will have made it evident that inability to keep open sea-communications cannot be limited to any single line, because the inability must be due either to incapacity in the direction of hostilities or insufficiency of force. If we have not force enough to keep open all the communications of our widely extended empire, or if--having force enough--we are too foolish to employ it properly, we do not hold the command of the sea, and the empire must fall if seriously attacked.

The strategic command of the sea in a particular war or campaign has equal concern for all maritime belligerents. Before seeing what it is, it will be well to learn on high authority what it is not. Mahan says that command, or, to use his own term, 'control of the sea, however real, does not imply that an enemy's single ships or small squadrons cannot steal out of port, cannot cross more or less frequented tracts of ocean, make harassing descents upon unprotected points of a long coast-line, enter blockaded harbours. On the contrary, history has shown that such evasions are always possible, to some extent, to the weaker party, however great the inequality of naval strength.'[55] The Anglo-French command of the sea in 1854-56, complete as it was, did not enable the allies to intercept the Russian ships in the North-Western Pacific, nor did that held by the Federals in the American civil war put an early stop to the cruises of the Confederate vessels. What the term really does imply is the power possessed from the first, or gained during hostilities, by one belligerent of carrying out considerable over-sea expeditions at will. In the Russian war just mentioned the allies had such overwhelmingly superior sea-power that the Russians abandoned to them without a struggle the command of the sea; and the more recent landing in South Africa, more than six thousand miles away, of a large British army without even a threat of interruption on the voyage is another instance of unchallenged command. In wars between great powers and also between secondary powers, if nearly equally matched, this absence of challenge is rare. The rule is that the command of the sea has to be won after hostilities begin. To win it the enemy's naval force must be neutralised. It must be driven into his ports and there blockaded or 'masked,' and thus rendered virtually innocuous; or it must be defeated and destroyed. The latter is the preferable, because the more effective, plan. As was perceptible in the Spanish-American war of 1898, as long as one belligerent's fleet is intact or at large, the other is reluctant to carry out any considerable expedition over-sea. In fact, the command of the sea has not been secured whilst the enemy continues to have a 'fleet in being.'[56]

[Footnote 55: _Influence_of_Sea-power_on_History_, 1890, p. 4.]

[Footnote 56: See _ante_, Sea-Power, p. 50.]

In 1782 a greatly superior Franco-Spanish fleet was covering the siege of Gibraltar. Had this fleet succeeded in preventing the revictualling of the fortress the garrison would have been starved into surrender. A British fleet under Lord Howe, though much weaker in numbers, had not been defeated and was still at large. Howe, in spite of the odds against him, managed to get his supply-ships in to the anchorage and to fight a partial action, in which he did the allies as much damage as he received. There has never been a display of higher tactical skill than this operation of Howe's, though, it may be said, he owes his fame much more to his less meritorious performance on the first of June. The revictualling of Gibraltar surpassed even Suffren's feat of the capture of Trincomalee in the same year. In 1798 the French, assuming that a temporary superiority in the Mediterranean had given them a free hand on the water, sent a great expedition to Egypt. Though the army which was carried succeeded in landing there, the covering fleet was destroyed by Nelson at the Nile, and the army itself was eventually forced to surrender. The French had not perceived that, except for a short time and for minor operations, you cannot separate the command of the Mediterranean or of any particular area of water from that of the sea in general. Local command of the sea may enable a belligerent to make a hasty raid, seize a relatively insignificant port, or cut out a vessel; but it will not ensure his being able to effect anything requiring considerable time for its execution, or, in other words, anything likely to have an important influence on the course of the war. If Great Britain has not naval force enough to retain command of the Mediterranean, she will certainly not have force enough to retain command of the English Channel. It can be easily shown why it should be so. In war danger comes less from conditions of locality than from the enemy's power to hurt. Taking up a weak position when confronting an enemy may help him in the exercise of his power, but it does not constitute it.[57] A maritime enemy's power to hurt resides in his fleet. If that can be neutralised his power disappears. It is in the highest degree improbable that this end can be attained by splitting up our own fleet into fragments so as to have a part of it in nearly every quarter in which the enemy may try to do us mischief. The most promising plan--as experience has often proved--is to meet the enemy, when he shows himself, with a force sufficiently strong to defeat him. The proper station of the British fleet in war should, accordingly, be the nearest possible point to the enemy's force. This was the fundamental principle of Nelson's strategy, and it is as valid now as ever it was. If we succeed in getting into close proximity to the hostile fleet with an adequate force of our own, our foe cannot obtain command of the sea, or of any part of it, whether that part be the Mediterranean or the English Channel, at any rate until he has defeated us. If he is strong enough to defeat our fleet he obtains the command of the sea in general; and it is for him to decide whether he shall show the effectiveness of that command in the Mediterranean or in the Channel.

[Footnote 57: In his _History_of_Scotland_ (1873). J. H. M. Burton, speaking of the Orkney and Shetland isles in the Viking times, says (vol. i. p. 320): 'Those who occupied them were protected, not so much by their own strength of position, as by the complete command over the North Sea held by the fleets that found shelter in the fiords and firths.']

In the smaller operations of war temporary command of a particular area of water may suffice for the success of an expedition, or at least will permit the execution of the preliminary movements. When the main fleet of a country is at a distance--which it ought not to be except with the object of nearing the opposing fleet--a small hostile expedition may slip across, say the Channel, throw shells into a coast town or burn a fishing village, and get home again unmolested. Its action would have no sort of influence on the course of the campaign, and would, therefore, be useless. It would also most likely lead to reprisals; and, if this process were repeated, the war would probably degenerate into the antiquated system of 'cross-raiding,' discarded centuries ago, not at all for reasons of humanity, but because it became certain that war could be more effectually waged in other ways. The nation in command of the sea may resort to raiding to expedite the formal submission of an already defeated enemy, as Russia did when at war with Sweden in 1719; but in such a case the other side cannot retaliate. Temporary command of local waters will also permit of operations rather more considerable than mere raiding attacks; but the duration of these operations must be adjusted to the time available. If the duration of the temporary command is insufficient the operation must fail. It must fail even if the earlier steps have been taken successfully. Temporary command of the Baltic in war might enable a German force to occupy an Aland isle; but unless the temporary could be converted into permanent command, Germany could make no use of the acquisition, which in the end would revert as a matter of course to its former possessors. The command of the English Channel, which Napoleon wished to obtain when maturing his invasion project, was only temporary. It is possible that a reminiscence of what had happened in Egypt caused him to falter at the last; and that, quite independently of the proceedings of Villeneuve, he hesitated to risk a second battle of the Nile and the loss of a second army. It may have been this which justified his later statement that he did not really mean to invade England. In any case, the English practice of fixing the station of their fleet wherever that of the enemy's was, would have seriously shortened the duration of his command of the Channel, even if it had allowed it to be won at all. Moreover, attempts to carry out a great operation of war against time as well as against the efforts of the enemy to prevent it are in the highest degree perilous.

In war the British Navy has three prominent duties to discharge. It has to protect our maritime trade, to keep open the communications between the different parts of the empire, and to prevent invasion. If we command the sea these duties will be discharged effectually. As long as we command the sea the career of hostile cruisers sent to prey on our commerce will be precarious, because command of the sea carries with it the necessity of possessing an ample cruiser force. As long as the condition mentioned is satisfied our ocean communications will be kept open, because an inferior enemy, who cannot obtain the command required, will be too much occupied in seeing to his own safety to be able to interfere seriously with that of any part of our empire. This being so, it is evident that the greater operation of invasion cannot be attempted, much less carried to a successful termination, by the side which cannot make head against the opposing fleet. Command of the sea is the indispensable preliminary condition of a successful military expedition sent across the water. It enables the nation which possesses it to attack its foes where it pleases and where they seem to be most vulnerable. At the same time it gives to its possessor security against serious counter-attacks, and affords to his maritime commerce the most efficient protection that can be devised. It is, in fact, the main object of naval warfare.

III

WAR AND ITS CHIEF LESSONS[58]

[Footnote 58: Written in 1900. (_Naval_Annual_, 1901.)]

Had the expression 'real war' been introduced into the title of this chapter, its introduction would have been justifiable. The sources--if not of our knowledge of combat, at least of the views which are sure to prevail when we come to actual fighting--are to be found in two well-defined, dissimilar, and widely separated areas. Within one are included the records of war; within the other, remembrance of the exercises and manoeuvres of a time of peace. The future belligerent will almost of a certainty have taken a practical part in the latter, whilst it is probable that he will have had no personal experience of the former. The longer the time elapsed since hostilities were in progress, the more probable and more general does this absence of experience become. The fighting man--that is to say, the man set apart, paid, and trained so as to be ready to fight when called upon--is of the same nature as the rest of his species. This is a truism; but it is necessary to insist upon it, because professional, and especially professorial, strategists and tacticians almost invariably ignore it. That which we have seen and know has not only more, but very much more, influence upon the minds of nearly all of us than that of which we have only heard, and, most likely, heard but imperfectly. The result is that, when peace is interrupted and the fighting man--on both sea and land--is confronted with the problems of practical belligerency, he brings to his attempts at their solution an intellectual equipment drawn, not from knowledge of real war, but from the less trustworthy arsenal of the recollections of his peace training.