Scientific American Supplement, No. 595, May 28, 1887
Chapter 2
In Great Britain and many European countries rain gauges have been established at a greater or less number of stations for many years past, and data thereby afforded for estimating approximately the rainfall of any given district or catchment basin. The term "watershed" is one which it appears to me is frequently misapplied; as I understand it, watershed is equivalent to what in America is termed the "divide," and means the boundary of the catchment area or basin of any given stream, although I believe it is frequently made use of as meaning the catchment area itself. When saying that the rain gauges already established in most of the older civilized countries afford data for an approximate estimate only, it is meant that an increase in the number of points at which observations are made is necessary, previous to the design of a reservoir dam on the catchment area above, the waters of which are proposed to be impounded, and should be continuous for a series of five or six years, and these must be compared with the observations made with the old established rain gauges of the adjacent district, say for a period of twenty years previously, and modified accordingly. This is absolutely necessary before an accurate estimate of the average and maximum and minimum rainfall can be arrived at, as the rainfall of each square mile of gathering ground may vary the amount being affected by the altitude and the aspect as regards the rainy quarter.
But this information will be of but little service to the engineer without an investigation of the loss due to evaporation and absorption, varying with the season of the year and the more or less degree of saturation of the soil; the amount of absorption depending upon the character of the ground, dip of strata, etc., the hydrographic area being, as a rule, by no means equal to the topographic area of a given basin. From this cursory view of the preliminary investigations necessary can be realized what difficulties must attend the design of dams for reservoirs in newly settled or uncivilized countries, where there are no data of this nature to go on, and where if maps exist they are probably of the roughest description and uncontoured; so that before any project can be even discussed seriously special surveys have to be made, the results of which may only go to prove the unsuitability of the site under consideration as regards area, etc. The loss due to evaporation, according to Mr. Hawksley, in this country amounts to a mean of about 15 in.; this and the absorption must vary with the geological conditions, and therefore to arrive at a satisfactory conclusion regarding the amount of rainfall actually available for storage, careful gaugings have to be made of the stream affected, and these should extend over a lengthened period, and be compounded with the rainfall. A certain loss of water, in times of excessive floods, must, in designing a dam, be ever expected, and under favorable conditions may be estimated at 10 per cent. of the total amount impounded.
As regards the choice of position for the dam of a reservoir, supposing that it is intended to impound the water by throwing an obstruction across a valley, it may be premised that to impound the largest quantity of water with the minimum outlay, the most favorable conditions are present where a more or less broad valley flanked by steep hills suddenly narrows at its lower end, forming a gorge which can be obstructed by a comparatively short dam. The accompanying condition is that the nature of the soil, i.e., the character, strata, and lie of the rock, clay, etc., as the case may be, is favorable to assuring a good foundation. In Great Britain, as a rule, dams for reservoirs have been constructed of earthwork with a puddle core, deemed by the majority of English engineers as more suitable for this purpose than masonry.
Earthwork, in some instances combined with masonry, was also a form usual in the ancient works of the East, already referred to; but it would appear from the experience of recent years that masonry dams are likely to become as common as those of earthwork, especially in districts favorable to the construction of the former, where the natural ground is of a rocky character, and good stone easily obtained.
As to the stability of structures of masonry for this purpose, as compared with earthwork, experience would seem to leave the question an open one. Either method is liable to failure, and there certainly are as many cases on record of the destruction of masonry dams as there are of those constructed of earthwork, as instanced in Algeria within the past few years. As regards masonry dams, the question of success does not seem so much to depend upon their design, as far as the mere determination of the suitable profile or cross section is concerned, as that has been very exhaustively investigated, and fairly agreed upon, from a mathematical point of view, but to be principally due to the correctness of the estimate of the floods to be dealt with, and a sufficient provision of by-wash allowed for the most extreme cases; and, lastly, perhaps the most important of all, the securing a thoroughly good foundation, and a careful execution of the work throughout.
These remarks equally apply to earthwork dams, as regards sufficient provision of by-wash, careful execution of work, and security of foundation, but their area of cross section, supposing them to be water-tight, on account of the flatness of their slopes and consequent breadth of base, is, of course, far in excess of that merely required for stability; but in these latter, the method adopted for the water supply discharge is of the very greatest importance, and will be again referred to.
Before commencing the excavation for the foundations of a dam, it is most essential that the character of the soil or rock should be examined carefully, by sinking a succession of small shafts, not mere borings, along the site, so that the depth to which the trench will have to be carried, and the amount of ground water likely to be encountered, can be reliably ascertained, as this portion of the work cannot be otherwise estimated, and as it may bear a very large proportion of the total expense of construction, and in certain cases may demonstrate that the site is altogether unsuitable for the proposed purpose.
The depth to which puddle trenches have been carried, for the purpose of penetrating water-bearing strata, and reaching impenetrable ground, in some cases, has been as much as 160 ft. below the natural surface of the ground, and the expense of timbering, pumping, and excavation in such an instance can be easily imagined. This may be realized by referring to Fig. 4, giving a cross-section of the Yarrow dam, in which the bottom of the trench is there only 85 ft. below the ground surface. In the Dale Dyke dam, Fig. 2, the bottom of the trench was about 50 ft. below the ground surface.
There is one other point which should be mentioned in connection with the form of the base of the puddle trench--that instead of cutting the bottom of the trench at the sides of the valley in steps, it should be merely sloped, so that the puddle, in setting, tends to slide down each inclined plane toward the bottom of valley, thereby becoming further compressed; whereas, should the natural ground be cut in steps, the puddle in setting tends to bulge at the side of each riser, as it may be termed, and so cause fissures. It will be noticed that the slopes of these earthwork dams vary from 7 to 1 to 2 to 1.
The depths to which some puddle trenches are carried has been objected to by some engineers, and among them Sir Robert Rawlinson, as excessive and unnecessary, and, in the opinion of the latter, the same end might be obtained by going down to a depth say of 30 ft. only, and putting in a thick bed of concrete, and also carrying up the concrete at the back of the puddle trench, with a well for collecting water, and a pipe leading the same off through the back of the dam to the down stream side. An arrangement of this kind is shown in the Yarrow dam, Fig. 4.
The thickness of the puddle wall varies considerably in the different examples given in the diagrams before you, a fair average being the Row bank of the Paisley Water Works, Fig. 6; and although in instances of dams made early in the century, such as the Glencorse dam--Fig. 5--of the Edinburgh Water Works, the puddle was of very considerable thickness, and it would appear rightly so. This practice does not seem to have been followed in many cases, as, for instance, again referring to the Dale Dyke dam, Fig. 2, where the thickness of the top was only 4 ft., with a batter of 1 in 16 downward, giving a thickness of 16 ft. at the base. For a dam 95 ft. in height this is very light, compared with that of the Vehui dam at Bombay, of which the engineer was Mr. Conybeare--Fig. 7--where the puddle wall is 10 ft. wide at the top, with a batter downward of 1 in 8, the Bann reservoir--Fig. 8--of Mr. Bateman's design, where the puddle is 8 ft. broad at the top, and other instances. The same dimension was adopted for the puddle wall of the Harelaw reservoir, at Paisley, by Mr. Alexander Leslie, an engineer of considerable experience in dam construction.
There appears to be a question as to what the composition of puddle should be, some advocating a considerable admixture of gravel with clay. There is no doubt that clay intended for puddle should be exposed to the weather for as long previous to use as possible, and subject to the action of the air at any rate, of sunshine if there be any, or of frost. When deposited in the trench, it should be spread in layers of not more than 6 in. in thickness, cut transversely in both directions, thoroughly watered, and worked by stamping.
The position of the puddle wall is, as a rule, in the center of the bank and vertical; but laying a thickness of puddle upon the inner or up stream slope, say 3 ft. thick, protected by a layer of gravel and pitching, has been advocated as preventing any portion of the dam from becoming saturated. There are, however, evident objections to this method, as the puddle being comparatively unprotected would be more liable to damage by vermin, such as water rats, etc.; and in case of the earthwork dam at the back settling, as would certainly be the case, unless its construction extended over a very lengthened period, the puddle would be almost certain to become fissured and leaky; in addition, the comparative amounts of puddle used in this manner, as compared with the vertical wall, would be so much increased. With the puddle wall in the position usually adopted, unequal settlement of the bank on either side is less liable to affect the puddle, being vertical.
It would be interesting to refer to the embankment of the Bann, or Lough Island Reavy reservoir, Fig. 8, designed by Mr. Bateman, now nearly fifty years ago, where a layer of peat was adopted both on the slope, 15 in. thick, and in front or on the up stream side of the puddle wall, 3 ft. thick. The object was, that should the puddle become fissured and leaky, the draught so created would carry with it particles of peat, which would choke up the cracks and so reduce the leakage that the alluvial matter would gradually settle over it and close it up. On the same diagram will be noticed curved lines, which are intended to delineate the way in which the earthwork of the embankment was made up. The layers were 3 ft. in thickness, laid in the curved layers as indicated.
It is a moot question whether, in making an earthwork embankment, dependence, as far as stanchness is concerned, should be placed upon the puddle wall alone or upon the embankments on either side, and especially upon the up-stream side in addition. Supposing the former idea prevails, then it can be of little moment as to how or of what material the bank on either side is made up--whether of earth or stone--placed in thin layers or tipped in banks of 3 ft. or 4 ft. high; but the opinion of the majority of engineers seems to be in favor of making the banks act not merely as buttresses to the puddle wall, and throwing the whole onus, as it may be termed, of stanchness upon that, but also sharing the responsibility and lessening the chances of rupture thereby. But to insure this, the material must be of the very best description for the purpose. Stones, if allowed at all--and in the author's opinion they should not be--should be small, few, and far between. Let those that are sifted out be thrown into the tail of the down stream slope. They will do no harm there, but the layers of earth must not approach 3 ft. in thickness nor 1 ft.--the maximum should be six in., and this applies also to the puddle. Let the soil be brought on by say one-horse carts, spread in six inch layers, and well watered. The traffic of the carts will consolidate it, and in places where carts cannot traverse it should be punned. In the Parvy reservoir dam a roller was employed for this purpose. It comprised a small lorry body holding about a yard and a half of stone, with two axles, on each of which was keyed a row of five or six wheels.
At the Oued Meurad dam, in Algeria, 95 ft. high, constructed about 23 years ago, the earthwork layers were deposited normal to the outer slope, and as the bank was carried up the water was admitted and allowed to rise to near the temporary crest, and as soon as the bank had settled, the earthwork continued another grade, and the same process repeated.
It was the practice until comparatively recently to make the discharge outlet by laying pipes in a trench under the dam, generally at the lowest point in the valley, or constructing a culvert in the same position and carrying the pipes through this, and in the earlier works the valves or sluices regulating the outflow were placed at the tail of the down stream bank, the pipes under the bank being consequently at all times subject to the pressure of the full head of the water in the reservoir. An instance of the first mentioned method is afforded by the Dale Dyke reservoir, Fig. 2, where two lines of pipes of 18 in. diameter were laid in a trench excavated in the rock and resting upon a bed of puddle 12 in. in thickness, and surrounded by puddle; the pipes were of cast iron, of the spigot and faucet type, probably yarned and leaded at the joints as usual, and the sluice valves were situated at the outer end of the pipes. As the failure of this embankment was, as we all know, productive of such terrible consequences, it may be of interest to enter a little more fully into the details of its construction. It was situated at Bradfield, six or seven miles from Sheffield, and at several hundred feet higher level. Its construction was commenced in 1858, the puddle trench was probably taken down to a depth of 40 ft. to 50 ft., a considerable amount of water being encountered. This trench was 15 ft. to 20 ft. broad at the top, and of course had to be crossed by the before mentioned line of pipes; and although the trench was filled with puddle, and the gullet cut in the rock already mentioned for carrying the pipes under the site of the dam was "padded" with a layer of 12 in. of puddle, we can imagine that the effect of the weight of the puddle wall and bank upon this line of pipes would be very different at the point where they crossed the puddle trench to what it would be where they were laid in the rock gullet and partially protected from pressure by the sides of the latter. At the trench crossing there would be a bed of puddle 50 ft. in thickness beneath the pipe, in the gullet a bed of 1 ft. in thickness. So much as regards the laying of the pipes.
The embankment had scarcely been completed when, on March 11, 1864, a storm of rain came on and nearly filled it up to the by-wash, when the bank began slowly to subside. The engineer was on the crest at the very time, and remained until the water was running over his boots; he then rushed down the other slope and was snatched out of the way as the bank burst, and the whole body of water, about 250,000,000 gallons, rushed out through the trench, carrying with it in the course of about twenty minutes 92,000 cubic yards, or say one fourth of the total mass of earthwork, causing the death of 250 human beings, not to mention cattle, and destruction of factories, dwellings, and bridges, denuding the rock of its surface soil, and, as it were, obliterating all the landmarks in its course. The greatest depth of the bank from ground level to crest was 95 ft., the top width 12 ft., and the slopes, both on the up stream and down stream sides, 2½ to 1, and the area of the reservoir 78 acres.
Mr.--now Sir Robert--Rawlinson, together with Mr. Beadmore, were called in to make a report, to lay before Parliament, upon this disaster; and having made a careful examination of the ruins, and taken evidence, they were of opinion that the mode of laying the pipes, and in such an unprotected way, was faulty, and that subsidence of the pipes probably occurred at the crossing of the puddle trench. A fissure in the puddle was created, affording a creep for the water, which, once set up, would rapidly increase the breach by scour; and this event was favored by the manner in which the bank had been constructed and the unsuitability of the material used, which, in the words of one engineer, had more the appearance of a quarry tip than of a bank intended to store water. This opinion of the cause of failure was, however, not adopted universally by engineers, the line of pipes when examined being found to be, although disjointed, fairly in line; and there having occurred a land slip in the immediate neighborhood, it was suggested that the rupture might be caused by a slip also having taken place here, especially as the substratum was of flagstone rock tilted at a considerable angle. The formation was millstone grit. This catastrophe induced an examination to be made of other storage reservoir dams in the same district, and a report on the subject was presented to Parliament by Sir Robert Rawlinson.
The dam of Stubden reservoir, of the Bradford water supply, also on the millstone grit, was constructed about 1859, and caused considerable anxiety for a length of time, as leakage occurred in the culvert carrying the pipes, under the embankment at a point a short distance on the down stream side of the puddle trench. This was repaired to some extent by lining with cast iron plates; and an entirely independent outlet was made by driving a curved tunnel into the hill side clear of the ends of the dam and lining it with cast iron plates. In this tunnel was then laid the main of 2 ft. diameter, and as the original culvert again became leaky, the water had to be lowered, the old masonry pulled out, and the space filled in with puddle.
The Leeming compensation reservoir of the same water supply, with a dam of 50 ft. in height, and culvert outlet, had to be treated somewhat in the same manner, as, although the reservoir had never been filled with water, in 1875, when it was examined previous to filling, it was found that the culvert was cracked in all directions; and it was deemed best to fill it up with Portland cement concrete, and drive a tunnel outlet through the hill side, as described in the case of the Stubden reservoir. The Leeshaw dam, which was being constructed at that time upon the same lines, viz., with culvert outlet under the dam, was, at the advice of Sir Robert Rawlinson, altered to a side tunnel outlet clear of the dam.
Some years previous to the failure of the Dale Dyke reservoir there occurred, in 1852, a failure of a similar character--though, as far as the author is aware, unattended by such disastrous results--at the Bilberry reservoir at Holmfirth, near Huddersfield, which had never been filled previous to the day of its failure, and arose from the dam having sunk, and being allowed to remain at a level actually below that of the by-wash; so that when the storm occurred, the dam was topped and destroyed. An after examination proved that the bank was badly constructed and the foundation imperfect.
Besides the above instances, there have been numerous failures within recent times of earthwork dams in Spain, the United States, Algeria, and elsewhere, such as that which occurred at Estrecho de Rientes, near Lorca, in Murcia, where a dam 150 ft. high, the construction of which for irrigation purposes was commenced in 1755 and completed in 1789, was filled for the first time in February, 1802, and two months later gave way, destroying part of the town of Lorca and devastating a large tract of the most fertile country, and causing the death of 600 people. The immediate cause of failure in this case the author has been unable to ascertain. In Algeria the Sig and Tlelat dams were destroyed in 1865; and in the United States of America, at Williamsburg, Hampshire Co., Massachusetts, in 1874, an earthwork dam gave way, by which 159 lives were lost and much damage done to property. In another case, viz., that of the Worcester dam, in the United States of America--impounding a volume of 663,330,000 gallons, and 41 ft. high, 50 ft. broad at the crest, and formed with a center wall of masonry, with earthwork on each side--which gave way in 1875, four years after its completion; here, as in almost all other instances of failure, the leakage commenced at a point where the pipes traverse the dam. In this case they were carried in a masonry culvert, and the leak started at about 20 ft. on the up stream side of the central wall. The opinion of Mr. McAlpine as to the cause of failure, which agrees with that of the most eminent of our own water engineers, was to the effect that "earthen dams rarely fail from any fault in the artificial earthwork, and seldom from any defect in the natural soil. The latter may leak, but not so as to endanger the dam. In nine tenths of the cases, the dam is breached along the line of the water outlet passages."
The method of forming the discharge outlet by the construction of a masonry culvert in the open has no doubt many advantages over that of tunnel driving through the hill side clear of the dam, permitting as it does of an easy inspection and control of the work as it proceeds; but a slight leakage in the instance of a side tunnel probably means nothing more than the waste of so much water, whereas in the case of the culvert traversing the site of the bank, the same amount or less imperils the stability of the bank, and in ninety-nine cases out of a hundred would, if not attended to, sooner or later be the cause of its destruction. I think the majority will therefore agree that the method of discharge outlets under the site of embankments should not be tolerated where it is possible to make an outlet in the flank of the hill, to one side, and altogether clear of the dam.