Rudimentary Treatise on the Construction of Locks

CHAPTER VIII.

Chapter 84,525 wordsPublic domain

THE LOCK CONTROVERSY: PREVIOUS TO THE DATE OF THE GREAT EXHIBITION.

It must be evident, even on a cursory glance at the past history of the lock-manufacture, that the prime motive for the introduction of novelties and improvements in construction is the desirability of producing a lock which no one can open without the proper key. From the earliest and simplest lock, down to the latest and most complex, this object has been constantly held in view; and every clear proof or evidence that this object has not been attained has led to the invention of some new contrivance. It has been a succession of struggles--to attain security--to shew that this security has not been attained--to make a further and more ingenious attempt--to detect the weak point in this renewed attempt--and so on. We need not repeat here, what was stated in an early chapter, that benefit must ultimately result from a candid discussion of this question. When M. Réaumur proposed to explain how the locks of his day could be picked or opened without the true key, his object was to shew to persons who were not locksmiths how far they could depend upon the principle of security offered by locks. But before proceeding on his inquiry, the illustrious naturalist asks, “Ne craindra-t-on pas que nous ne donnions en même tems des leçons aux voleurs?” And he replies, “Il n’y a pas grande apparence qu’ils viennent les chercher ici, et qu’ils en aient besoin; ils sont plus grands maîtres que nous dans l’art d’ouvrir les portes. Apprenons donc l’art d’ouvrir les portes fermées, afin d’apprendre celui de les fermer d’une manière qui ne laisse rien ou qui laisse peu à craindre.”[5]

[5] “But is there not this danger, that at the same time we shall be giving lessons to the thieves? It is not very probable that they will seek instruction of us, or that they have any need of it; they are greater masters in the art of opening doors than we can pretend to be. Let us then learn the art of opening locked doors, in order that we may acquire that of securing them in such a way as to leave little or nothing to be feared on account of their security.”

Before treating of lock controversies and lock violability in England, it will be desirable first to refer to America, where this subject attracted much attention some years earlier than the Great Exhibition--an Exhibition which will always be associated in a remarkable manner with the history of locks.

Soon after the inventions by Dr. Andrews and Mr. Newell, in 1841 (described in a former chapter), the rivalry between the two locks ran high; each lock being ‘unpickable,’ according to the estimate of its inventor. Mr. Newell thought the best mode of shewing the superiority of his own lock would be by picking that of his competitor; and after several trials, he succeeded in bringing into practical application that system of picking which we may designate the _mechanical_, as contra-distinguished from the _arithmetical_. Mr. Newell not only picked Dr. Andrews’ lock, but he wound up the enterprise by picking his own! He was probably the first person who honestly confessed to having picked his own unpickable lock. This discovery led Mr. Newell, as has been noticed in a former page, to the invention of the triple-action or parautoptic lock.

The mechanical principle, as applied to the picking of a tumbler lock, is nearly the same whatever form of construction be made the medium of experiment. When a pressure is applied to the bolt sufficient to unlock it if the tumbler-obstructions were removed, the edges of the tumbler bite or bind against the stump of the bolt, so as not to move up and down with such facility as under ordinary circumstances. By carefully trying with a small instrument each tumbler, and moving it until the bite ceases, the gating of that particular tumbler may be brought to the exact position for allowing the stump of the bolt to pass through it. (See page 118.)

This violability is observable in the tumbler-locks under very varied forms of construction. Mr. Newell, after he had picked his own lock, devised a series of complicated wards, to add to the difficulty of reaching the tumblers; but he could not thereby get rid of the importance of this fact, that wherever a key can go, instruments of a suitable size and form could follow: his wards did not render his lock inviolable. His next contrivance was to notch the abutting parts of the primary and secondary tumblers, or the face of the stump and the ends of the tumblers; but this failed also. Mr. H. C. Jones, of Newark, N. J., added to all this a revolving pipe and curtain, to close as much of the key-hole as possible. But so far were all these precautions from being successful, that a lock provided with all these appendages, and affixed to the door of the United States Treasury at Washington, was picked. The makers of locks have, each one for himself, contended against such difficulties as were known to them at the time of inventing their locks; and, mortifying as failure may be, it would be cowardly to yield up the enterprise whenever any new difficulty presented itself. Difficulties, in locks as in other matters, are made to be conquered.

To shew how numerous are the sources of insecurity which have to be guarded against, to meet the skill often brought to bear upon this lock, we may adduce the reasons which led Mr. Newell to apply a curtain to the key-hole of his lock. Supposing the interior arrangement of the triple set of tumblers, and the metallic shielding wall, to be perfect, still, _if the first set of tumblers can be seen through the key-hole_, the following plan may be put in operation. The under-side of the tumblers may be _smoked_, by inserting a flame through the key-hole; and the key will then leave a distinct mark upon each tumbler the next time it is used, shewing where it began to touch each tumbler in lifting it. This may be seen by inserting a small mirror hinged into the lock through the key-hole. There may even be an electric light used from a small portable battery, to illumine the interior of the lock. By these and other means the exact length of each bit of the key may be determined; and from these data a false key may be made. It is to prevent this inspection of the works, or any other examination of an analogous kind, that the revolving curtain was applied; but, as stated in the last paragraph, even this did not suffice: ingenuity devised a mode of baffling the contrivance of curtains as well as that of the wards and false notches in the tumblers.

When the parautoptic lock was completed, it was keenly criticised in America, owing to the long discussions respecting the merits of previous locks. In a matter of this kind, where a commercial motive would lead bankers and companies to apply a very severe test to the security of locks and similar fastenings to strong-rooms and receptacles, any experiments made with their sanction became important. Mere letters or certificates emanating from individuals, expressive of opinions concerning a particular lock, would be out of place in a volume relating to locks generally; but it is quite within the limits of the subject, and has indeed become part of the history of locks, to notice experiments and attempts of a more public character. We may therefore introduce a few paragraphs of this description, relating to the career of the American lock in America itself.

The principal bankers at Boston (U.S.) held a meeting to take into consideration measures for testing the security of bank locks. Consequent on this meeting, Messrs. Day and Newell deposited five hundred dollars with the cashier of the State Bank at Boston, to be by him paid to any one who could pick the parautoptic lock: the trial was to be conducted under the auspices of the bank. One of the locks was brought to the bank, and was minutely examined by two machinists on two afternoons, after which it was secured to an iron chest, and locked by a committee appointed by the bank. The key was to remain in the hands of the committee during the trial; and it was to be used at their discretion, in unlocking and locking the door, without the knowledge of either of the other parties--provided that in so doing no alteration was made in the combination-parts of the key. Ten days were allowed to the operators for the examination and the trial; if they succeeded they were to have five hundred dollars; but if they injured the lock they agreed to forfeit two hundred, as a purchase price. At the end of the period the lock remained unopened and uninjured; and the two deposited sums were accordingly returned to the respective parties.

Messrs. Page and Bacon, of St. Louis, had a strong-room lock made by one of the chief locksmiths of that city. To test its security, the proprietors requested Mr. Hobbs to attempt to pick it; he did so, and succeeded. Whereupon the proprietors, having purchased one of the parautoptic locks, deemed it no more than fair play to subject this lock to a similar ordeal, an additional zest being given by a reward of five hundred dollars offered by Day and Newell to the successful picker. The maker of the former lock accepted the challenge; he was allowed to examine the new lock piecemeal, and was then allowed thirty days for his operations in picking. He failed in the enterprise. Of course, in this, as in all similar cases, the operator had not access to the true key.

It follows from the nature of this lock, as noticed in a former chapter, that when the bolt has been shot, if the bits of the key be re-arranged in any other form, the lock becomes to all intents and purposes a new lock, so far as that key is concerned, and cannot be unlocked unless the key revert to its original arrangement. To test this principle, a box with a parautoptic lock was placed in the room of the American Institute in 1845; it was locked; the bits of the key (12 in number) were then re-arranged, and the key was placed in the hands of any one who chose to try to open the lock--with the offer of a reward of five hundred dollars in the event of the lock being opened. Here, instead of the operator being called upon to devise new pick-lock implements, he had the actual key placed in his hands, modified however in such a way that, though the modifier could restore the original arrangement (provided he had kept some kind of record), the operator had numerous chances against his success. The lock remained unopened notwithstanding this challenge.

We shall have occasion to shew presently, that if the number of tumblers (and consequently the number of bits in the key) be small--not exceeding six, for instance--the possession of the _true_ key gives any one the power of opening the lock, provided he has time and patience to go through a few hundred changes of the bits of the key; for, as some one arrangement must have been that by which the lock was locked, it must again occur if the user takes care to make _all_ the arrangements in turn, and tries the lock after each. Whether this constitutes picking a lock, each lock-owner will decide for himself. All that it is at present meant to state is, that _without_ access to the true key, the parautoptic lock has not hitherto been opened; and that _with_ the true but altered key the process of opening is possible, but is slow and tedious.

In 1846 the American Institute appointed a committee to examine into the merits of the parautoptic lock. On the 18th of September in that year the Committee made their report, signed by Professor Renwick and Mr. T. W. Harvey, as follows:--

“The Committee of the American Institute, to whom was referred the examination of NEWELL’S PARAUTOPTIC BANK LOCK, report that they have given the subject referred to them a careful and attentive examination, and have received full and complete explanations from the inventor. They have remarked in the lock a number of important advantages, and, in particular, very great improvements upon the permutation-lock formerly submitted by him to the American Institute. Thus, while it retains the advantages of the permutation principle, combined with the property that the act of locking sets the slides to the particular arrangement of the bits in the skeleton key, the parts thus set are completely screened from observation, from being reached by false instruments, or from being injured by any violence not sufficient to break the lock to pieces.

“Having in the course of their inquiries examined the different existing modes in which locks may be picked, forced, or opened by false keys, the Committee have come to the conclusion that the parautoptic lock cannot be opened by any of the methods now practised, unless by a person in possession of the key by which it was locked, in the exact form of combination in which it was used for the purpose, or in the almost impossible case of the bits being adjusted to the skeleton key by accident in that very form. As the chances of such accidental combination range according to the number of movable bits, from several thousands to several millions to one, the Committee do not conceive that so small a chance of success would ever lead to an attempt to profit by it.

“In conclusion, the Committee feel warranted in expressing the opinion, that unless methods hitherto unknown or imagined should be contrived for the specific object, the lock in question may be considered as affording entire and absolute security.”

The latest form which Messrs. Day and Newell have given to their challenge, after the experience of the last few years, is the following:

“First, a Committee of five gentlemen shall be appointed in the following manner: viz. two by the parties proposing to operate, and two by ourselves; and by the four thus appointed a fifth shall be selected.

“In the hands of this Committee shall be placed Two Thousand Dollars, as a reward to the operator if successful in picking the lock by fair means.

“We will place upon the inside of an iron door one of our best bank locks. The operator shall then have the privilege of taking the lock from the door, and have it in his possession for examination; it shall then be returned to the Committee for our inspection, so that we may be assured that it has not been mutilated or injured. The operator shall then, in the presence of ourselves and the Committee, place the lock upon the door in its original position; after which the Committee shall place upon it their seals, so that it cannot be removed or altered without their knowledge. The lock being thus secured to the door, we shall then be allowed to lock it up ourselves, upon any change of which it is susceptible.

“The time for operation to continue thirty days; and if at the end of that time he shall consider that he has made any progress towards picking the said lock, he shall have thirty days more in which to continue operations.”

The Austrian report concerning the American lock was given in a former page, to which we may here refer; and then direct attention to England, and to the discussions which have lately been carried on respecting the safety of locks.

It is of course natural that each inventor of a new lock should, while describing the product of his ingenuity, point out what he conceives to be the imperfections of locks which have preceded: use has sanctioned the custom not only with regard to locks, but also in other important matters. Hence there have been many “lock controversies” in England during the last seventy years. We have seen how freely and justly the late Mr. Bramah criticised all the locks that preceded his own; and he was certainly not the man to shrink from criticism in his own case. Twenty years ago the Bramah lock was itself made the subject of criticism.

Mr. Ainger, in his lecture on the subject delivered at the Royal Institution, London, and afterwards in his article “Lock” in the _Encyclopædia Britannica_, thus narrates the circumstances which led to the adoption of the false notches in the Bramah lock as a means of security: “At length (after the original lock had acquired much celebrity,) an advertisement appeared in the public papers, requesting those who had lost keys of Bramah’s locks, not, as had hitherto been done, to break open their doors or drawers, but to apply to the advertiser, who would undertake to save this destructive process by picking. And it appeared that an individual of great dexterity could perform this operation almost with certainty. The effect of this discovery on the demand for the locks may easily be imagined; but the effect it had in stimulating ingenuity to provide a remedy is one of the best illustrations of the proverb, that necessity is the mother of invention. Within a few days or weeks, Mr. Russell, who was at that time employed in Mr. Bramah’s establishment, devised an alteration which at once, and without any expense, entirely overcame the difficulty, and converted the lock into one of perfect security. This contrivance is the most simple and extraordinary that ever effected so important an object; but before we describe it, we will endeavour to explain what has been called the _tentative_ process of lock-picking, and which had been so successfully applied to Bramah’s locks.”

Mr. Ainger illustrates the subject by an engraving--not of an actual lock, but of an hypothetical arrangement of bolts and notches; and he then makes his reasoning apply to the actual process adopted by the picker of the real lock. “A tendency to revolve was given with some force to the barrel; then, by means of a pair of small forceps, the tumblers (sliders) were tried, and it was ascertained which one was most detained by the pressure against the locking-plate. That which offered most resistance was gradually depressed till its notch was felt to hang itself upon the locking-plate; and so on till the whole were depressed in succession, exactly as they would have been depressed simultaneously by the key.” Mr. Ainger then describes the contrivance which, in his judgment, seemed to render any further attempts to pick the Bramah lock hopeless. This consisted in cutting false notches in the sliders; so as to render it impossible for the picker to tell when he has brought a notch to the plane of the locking-plate, whether it is a true notch, or one of shallower depth, unfitted to admit the movement of the plate.

This is a very interesting statement, for it shews that the mechanical or tentative method of opening was known in England long ago, although very little attention has been since paid to it. In a complex Bramah lock, and in locks on the combination principle, the difficulty of picking is almost insuperable, so long as what may be termed the arithmetical method is adopted. It is perfectly true, as has been so often stated, that the varied combinations in the arrangement of the slides amount to millions and even billions, when the slides are in any degree numerous; and if a person attempt to pick the lock by ringing the changes on all these combinations, it would very likely require the lives of a dozen Methuselahs to bring the enterprise to an end. But by the mechanical method, sketched so clearly by Mr. Ainger, the exploit puts on a different aspect. The experimenter passes through the keyhole an instrument so arranged as to give a _tendency_ in the bolt to withdraw in the wished-for direction; and a pressure produced in the slides by this tendency gives information concerning the state of the slides; and then comes the tentative process on the slides themselves. Mr. Ainger was quite right in describing the false notches as an admirable addition to the safety of the Bramah lock; but he was not correct in stating that these notches rendered any further attempts on the lock hopeless. The false notches are not so deep as the true; they will permit the barrel to turn partially but not wholly round. But even supposing that the false notch had been hit upon in nearly every slide instead of the true, and that the barrel had been partially turned to the extent which these notches permitted, there would then be a binding action at the false notches different from that in the true, and this would guide the operator in his search for the true notches. It would not add a new principle different from the one before in action, but it would add to the time during which the search would have to be carried on.

We make these remarks in connection with Mr. Ainger’s article, which was probably written twenty years ago. We now come to the year 1850.

At the meeting of the Institution of Civil Engineers, when Mr. Chubb’s paper was read, many challenges and counter-challenges were made, as to the possibility of picking certain locks. Mr. Chubb described, among others, a lock on the patent of Mr. Davies, which, ingenious though it be, he considers not safe. Captain D. O’Brien differed from Mr. Chubb in this matter; he had had occasion to open from ten to twenty of Davies’s cabinet-locks daily, during a period of two years, and he never once observed the locks to be out of order; in fact, they always appeared to afford great security. Mr. Chubb thereupon rejoined, that he was prepared to produce a workman who would pick any number of Davies’ cabinet-locks, of different combinations, which he had never seen before, taking only half an hour for each lock.

As another instance, Captain O’Brien stated that, in his capacity as Inspector of Government Prisons, his attention had been much directed to the subject of secure locks; and he produced, among others, specimens of those in use at the Pentonville Prison; though not of first-rate workmanship, he characterised them as being safe, strong, and cheap. They were on Thomas’s principle. The locks had been in use eight years, during which period not one had required to be replaced; and any trifling derangements had been made good whilst the prisoners were at exercise. Mr. Chubb, after making his offer concerning Davies’s lock, stated that “he was willing to make the same offer with respect to the locks from the Pentonville Prison; and he might state that, in point of security, he considered them absolutely worthless;” in proof of which he exhibited one of them, and a common burglar’s tool, by which the lock could be opened with the greatest ease.

In respect to Bramah’s lock, there was no particular challenge associated with the proceedings of the evening; but incidental observations were made as to the degree of security pertaining to it. Mr. Farey, after passing a high eulogium on the ingenuity of the principle and the beauty of the workmanship, considered it nevertheless objectionable that the sliders should be so completely exposed to view. He then proceeded to make the following observations: “It had been suggested, that a universal false key for Bramah’s locks might be made, with the bottoms of its several notches formed by as many small steel sliders, extending beyond the handle of the key, so as to receive pressure from the fingers, for moving each one of the sliders within the lock, with a sliding motion in its own groove, independently of the other. During such sliding motion, a gentle force could be exerted, tending to turn the barrel round. Under such circumstances, supposing that the motion of the barrel was prevented by any one slider only; that one, having to resist all the turning force, would be felt to slide more stiffly endways in its groove, and therefore it could be felt when its unlocking notch arrived opposite the steel plate, and left some other slider to begin to resist the turning force. Such a circumstance (continues Mr. Farey) presumes a palpable inaccuracy in the radiating correspondence between the notches in the steel plate and the grooves for the sliders in the barrel, which could not happen with Bramah’s workmanship.”[6] He further remarked: “Unfortunately, if a Bramah’s key fell into dishonest hands, even for a short time, an impression could be easily taken, and a false key as easily made. A turkey-quill, notched into the form of a key, had sufficed to open a Bramah’s lock; and an efficient false key could be formed out of a pocket pencil-case. Such facility of fabrication was an invitation to dishonesty; and as an abortive attempt left no trace, the impunity was an encouragement to repeat the attempt until success is attained.”

[6] See also Mr. Owen’s suggestion, p. 59, _ante_.

With respect to Chubb’s locks, a discussion arose out of a statement made by Mr. Hodge. Mr. Chubb had himself stated it to be a general opinion that a skilful workman, furnished with impressions taken from the true key, in wax or soap, could make a false key to open any lock; and he considered that, in common locks, with the most elaborate wards, but with only one tumbler, as also in Bramah’s locks, there was much truth in the notion. In respect to his own lock, however, with six double-acting tumblers, “a false key made ever so carefully from impressions would not be likely to open the lock, for want of exactitude in the lengths of the several steps; and if the key could not be made exact from the impressions, there would be no chance of rectifying it by trial in the lock, on account of the total uncertainty as to which part required alteration.” Mr. Hodge stated that, in America, he had repeatedly seen impressions taken of locks having twelve or fourteen tumblers, in consequence of the bellies of the tumblers, when at rest, coinciding with the form of the key (see page 63). He also suggested a method of taking an impression of the bellies of the tumblers; but Mr. Chubb, Mr. Farey, Mr. Stephenson, and Mr. Whitworth, all expressed a disbelief that a Chubb’s lock could be opened by the means indicated by Mr. Hodge. Mr. Hodge admitted that he was not aware of any lock actually made by Messrs. Chubb having been picked in America; but that the locks to which he had adverted were such exact imitations, that he had no doubt of the Chubb lock yielding to similar treatment. He further stated that there were persons in New York who would undertake to pick a real Chubb lock.