Prefaces and prologues to famous books
Chapter 2
is a terrifying, Silenus a farcical grotesque.
But one feels that this part of the art is still in its infancy. The epic, which at this period imposes its form on everything, the epic weighs heavily upon it and stifles it. The ancient grotesque is timid and forever trying to keep out of sight. It is plain that it is not on familiar ground, because it is not in its natural surroundings. It conceals itself as much as it can. The Satyrs, the Tritons, and the Sirens are hardly abnormal in form. The Fates and the Harpies are hideous in their attributes rather than in feature; the Furies are beautiful, and are called _Eumenides_, that is to say, _gentle, beneficent_. There is a veil of grandeur or of divinity over other grotesques. Polyphemus is a giant, Midas a king, Silenus a god.
Thus comedy is almost imperceptible in the great epic _ensemble_ of ancient times. What is the barrow of Thespis beside the Olympian chariots? What are Aristophanes and Plautus, beside the Homeric colossi, Æschylus, Sophocles, Euripides? Homer bears them along with him, as Hercules bore the pygmies, hidden in his lion's skin!
In the idea of men of modern times, however, the grotesque plays an enormous part. It is found everywhere; on the one hand it creates the abnormal and the horrible, on the other the comic and the burlesque. It fastens upon religion a thousand original superstitions, upon poetry a thousand picturesque fancies. It is the grotesque which scatters lavishly, in air, water, earth, fire, those myriads of intermediary creatures which we find all alive in the popular traditions of the Middle Ages; it is the grotesque which impels the ghastly antics of the witches' revels, which gives Satan his horns, his cloven foot and his bat's wings. It is the grotesque, still the grotesque, which now casts into the Christian hell the frightful faces which the severe genius of Dante and Milton will evoke, and again peoples it with those laughter-moving figures amid which Callot, the burlesque Michelangelo, will disport himself. If it passes from the world of imagination to the real world, it unfolds an inexhaustible supply of parodies of mankind. Creations of its fantasy are the Scaramouches, Crispins and Harlequins, grinning silhouettes of man, types altogether unknown to serious-minded antiquity, although they originated in classic Italy. It is the grotesque, lastly, which, colouring the same drama with the fancies of the North and of the South in turn, exhibits Sganarelle capering about Don Juan and Mephistopheles crawling about Faust.
And how free and open it is in its bearing! how boldly it brings into relief all the strange forms which the preceding age had timidly wrapped in swaddling-clothes! Ancient poetry, compelled to provide the lame Vulcan with companions, tried to disguise their deformity by distributing it, so to speak, upon gigantic proportions. Modern genius retains this myth of the supernatural smiths, but gives it an entirely different character and one which makes it even more striking; it changes the giants to dwarfs and makes gnomes of the Cyclops. With like originality, it substitutes for the somewhat commonplace Lernaean hydra all the local dragons of our national legends--the gargoyle of Rouen, the _gra-ouilli_ of Metz, the _chair sallée_ of Troyes, the _drée_ of Montlhéry, the _tarasque_ of Tarascon--monsters of forms so diverse, whose outlandish names are an additional attribute. All these creations draw from their own nature that energetic and significant expression before which antiquity seems sometimes to have recoiled. Certain it is that the Greek Eumenides are much less horrible, and consequently less _true_, than the witches in _Macbeth_. Pluto is not the devil.
In our opinion a most novel book might be written upon the employment of the grotesque in the arts. One might point out the powerful effects the moderns have obtained from that fruitful type, upon which narrow-minded criticism continues to wage war even in our own day. It may be that we shall be led by our subject to call attention in passing to some features of this vast picture. We will simply say here that, as a means of contrast with the sublime, the grotesque is, in our view, the richest source that nature can offer art. Rubens so understood it, doubtless, when it pleased him to introduce the hideous features of a court dwarf amid his exhibitions of royal magnificence, coronations and splendid ceremonial. The universal beauty which the ancients solemnly laid upon everything, is not without monotony; the same impression repeated again and again may prove fatiguing at last. Sublime upon sublime scarcely presents a contrast, and we need a little rest from everything, even the beautiful. On the other hand, the grotesque seems to be a halting-place, a mean term, a starting-point whence one rises toward the beautiful with a fresher and keener perception. The salamander gives relief to the water-sprite; the gnome heightens the charm of the sylph.
And it would be true also to say that contact with the abnormal has imparted to the modern sublime a something purer, grander, more sublime, in short, than the beautiful of the ancients; and that is as it should be. When art is consistent with itself, it guides everything more surely to its goal. If the Homeric Elysium is a long, long way from the ethereal charm, the angelic pleasureableness of Milton's Paradise, it is because under Eden there is a hell far more terrible than the heathen Tartarus. Do you think that Francesca da Rimini and Beatrice would be so enchanting in a poet who should not confine us in the Tower of Hunger and compel us to share Ugolino's revolting repast? Dante would have less charm, if he had less power. Have the fleshly naiads, the muscular Tritons, the wanton Zephyrs, the diaphanous transparency of our water-sprites and sylphs? Is it not because the modern imagination does not fear to picture the ghastly forms of vampires, ogres, ghouls, snake-charmers and jinns prowling about graveyards, that it can give to its fairies that incorporeal shape, that purity of essence, of which the heathen nymphs fall so far short? The antique Venus is beautiful, admirable, no doubt; but what has imparted to Jean Goujon's faces that weird, tender, ethereal delicacy? What has given them that unfamiliar suggestion of life and grandeur, if not the proximity of the rough and powerful sculptures of the Middle Ages?
If the thread of our argument has not been broken in the reader's mind by these necessary digressions--- which in truth, might be developed much further--he has realized, doubtless, how powerfully the grotesque--that germ of comedy, fostered by the modern muse--grew in extent and importance as soon as it was transplanted to a soil more propitious than paganism and the Epic. In truth, in the new poetry, while the sublime represents the soul as it is, purified by Christian morality, the grotesque plays the part of the human beast. The former type, delivered of all impure alloy, has as its attributes all the charms, all the graces, all the beauties; it must be able some day to create Juliet, Desdemona, Ophelia. The latter assumes all the absurdities, all the infirmities, all the blemishes. In this partition of mankind and of creation, to it fall the passions, vices, crimes; it is sensuous, fawning, greedy, miserly, false, incoherent, hypocritical; it is, in turn, Iago, Tartuffe, Basile, Polonius, Harpagon, Bartholo, Falstaff, Scapin, Figaro. The beautiful has but one type, the ugly has a thousand. The fact is that the beautiful, humanly speaking, is merely form considered in its simplest aspect in its most perfect symmetry, in its most entire harmony with our make-up. Thus the _ensemble_ that it offers us is always complete, but restricted like ourselves. What we call the ugly, on the contrary, is a detail of a great whole which eludes us, and which is in harmony, not with man but with all creation. That is why it constantly presents itself to us in new but incomplete aspects.
It is interesting to study the first appearance and the progress of the grotesque in modern times. At first, it is an invasion, an irruption, an overflow, as of a torrent that has burst its banks. It rushes through the expiring Latin literature, imparts some coloring to Persius, Petronius and Juvenal, and leaves behind it the _Golden Ass_ of Apuleius. Thence it diffuses itself through the imaginations of the new nations that are remodelling Europe. It abounds in the work of the fabulists, the chroniclers, the romancists. We see it make its way from the South to the North. It disports itself in the dreams of the Teutonic nations, and at the same time vivifies with its breath the admirable Spanish _romanceros_, a veritable Iliad of the age of chivalry. For example, it is the grotesque which describes thus, in the _Roman de la Rose_, an august ceremonial, the election of a king:--
"A long-shanked knave they chose, I wis, Of all their men the boniest."
More especially it imposes its characteristic qualities upon that wonderful architecture which, in the Middle Ages, takes the place of all the arts. It affixes its mark on the façades of cathedrals, frames its hells and purgatories in the ogive arches of great doorways, portrays them in brilliant hues on window-glass, exhibits its monsters, its bull-dogs, its imps about capitals, along friezes, on the edges of roofs. It flaunts itself in numberless shapes on the wooden façades of houses, on the stone façades of châteaux, on the marble façades of palaces. From the arts it makes its way into the national manners, and while it stirs applause from the people for the _graciosos_ of comedy, it gives to the kings court-jesters. Later, in the age of etiquette, it will show us Scarron on the very edge of Louis the Fourteenth's bed. Meanwhile it decorates coats of-arms, and draws upon knight, shields the symbolic hieroglyphs of feudalism. From the manners, it makes its way into the laws, numberless strange customs at test its passage through the institutions of the Middle Ages. Just as it represented Thespis, smeared with wine-lees, leaping in her tomb it dances with the _Basoche_ on the famous marble table which served at the same time as a stage for the popular farces and for the royal banquets. Finally, having made its way into the arts, the manners, and the laws, it enters even the Church. In every Catholic city we see it organizing some one of those curious ceremonies, those strange processions, wherein religion is attended by all varieties of superstition--the sublime attended by all the forms of the grotesque. To paint it in one stroke, so great is its vigour, its energy, its creative sap, at the dawn of letters, that it casts, at the outset, upon the threshold of modern poetry, three burlesque Homers: Ariosto in Italy, Cervantes in Spain, Rabelais in France.
It would be mere surplusage to dwell further upon the influence of the grotesque in the third civilization. Every thing tends to show its close creative alliance with the beautiful in the so called "romantic" period. Even among the simplest popular legends there are none which do not somewhere, with an admirable instinct, solve this mystery of modern art. Antiquity could not have produced _Beauty and the Beast_.
It is true that at the period at which we have arrived the predominance of the grotesque over the sublime in literature is clearly indicated. But it is a spasm of reaction, an eager thirst for novelty, which is but temporary, it is an initial wave which gradually recedes. The type of the beautiful will soon resume its rights and its role, which is not to exclude the other principle, but to prevail over it. It is time that the grotesque should be content with a corner of the picture in Murillo's loyal frescoes, in the sacred pages of Veronese, content to be introduced in two marvellous _Last Judgments_, in which art will take a just pride, in the scene of fascination and horror with which Michelangelo will embellish the Vatican, in those awe-inspiring represervations of the fall of man which Rubens will throw upon the arches of the Cathedral of Antwerp. The time has come when the balance between the two principles is to be established. A man, a poet-king, _poeta soverano_, as Dante calls Homer, is about to adjust everything. The two rival genii combine their flames, and thence issues Shakespeare.
We have now reached the poetic culmination of modern times. Shakespeare is the drama; and the drama, which with the same breath moulds the grotesque and the sublime, the terrible and the absurd, tragedy and comedy--the drama is the distinguishing characteristic of the third epoch of poetry, of the literature of the present day.
Thus, to sum up hurriedly the facts that we have noted thus far, poetry has three periods, each of which corresponds to an epoch of civilization: the ode, the epic, and the drama. Primitive times are lyrical, ancient times epical, modern times dramatic. The ode sings of eternity, the epic imparts solemnity to history, the drama depicts life. The characteristic of the first poetry is ingenuousness, of the second, simplicity, of the third, truth. The rhapsodists mark the transition from the lyric to the epic poets, as do the romancists that from the lyric to the dramatic poets. Historians appear in the second period, chroniclers and critics in the third. The characters of the ode are colossi--Adam, Cain, Noah; those of the epic are giants--Achilles, Atreus, Orestes; those of the drama are men--Hamlet, Macbeth, Othello. The ode lives upon the ideal, the epic upon the grandiose, the drama upon the real. Lastly, this threefold poetry flows from three great sources--The Bible, Homer, Shakespeare.
Such then--and we confine ourselves herein to noting a single result--such are the diverse aspects of thought in the different epochs of mankind and of civilization. Such are its three faces, in youth, in manhood, in old age. Whether one examines one literature by itself or all literatures _en masse,_ one will always reach the same result: the lyric poets before the epic poets, the epic poets before the dramatic poets. In France, Malherbe before Chapelain, Chapelain before Corneille; in ancient Greece, Orpheus before Homer, Homer before Æschylus; in the first of all books, _Genesis_ before _Kings, Kings_ before _Job_; or to come back to that monumental scale of all ages of poetry, which we ran over a moment since, The Bible before the _Iliad_, the _Iliad_ before Shakespeare.
In a word, civilization begins by singing of its dreams, then narrates its doings, and, lastly, sets about describing what it thinks. It is, let us say in passing, because of this last, that the drama, combining the most opposed qualities, may be at the same time full of profundity and full of relief, philosophical and picturesque.
It would be logical to add here that everything in nature and in life passes through these three phases, the lyric, the epic, and the dramatic, because everything is born, acts, and dies. If it were not absurd to confound the fantastic conceits of the imagination with the stern deductions of the reasoning faculty, a poet might say that the rising of the sun, for example, is a hymn, noon-day a brilliant epic, and sunset a gloomy drama wherein day and night, life and death, contend for mastery. But that would be poetry--folly, perhaps--- and _what does it prove_?
Let us hold to the facts marshalled above; let us supplement them, too, by an important observation, namely that we have in no wise pretended to assign exclusive limits to the three epochs of poetry, but simply to set forth their predominant characteristics. The Bible, that divine lyric monument, contains in germ, as we suggested a moment ago, an epic and a drama--_-Kings_ and _Job_. In the Homeric poems one is conscious of a clinging reminiscence of lyric poetry and of a beginning of dramatic poetry. Ode and drama meet in the epic. There is a touch of all in each; but in each there exists a generative element to which all the other elements give place, and which imposes its own character upon the whole.
The drama is complete poetry. The ode and the epic contain it only in germ; it contains both of them in a state of high development, and epitomizes both. Surely, he who said: "The French have not the epic brain," said a true and clever thing; if he had said, "The moderns," the clever remark would have been profound. It is beyond question, however, that there is epic genius in that marvellous _Athalie,_ so exalted and so simple in its sublimity that the royal century was unable to comprehend it. It is certain, too, that the series of Shakespeare's chronicle dramas presents a grand epic aspect. But it is lyric poetry above all that befits the drama; it never embarrasses it, adapts itself to all its caprices, disports itself in all forms, sometimes sublime as in Ariel, sometimes grotesque as in Caliban. Our era being above all else dramatic, is for that very reason eminently lyric. There is more than one connection between the beginning and the end; the sunset has some features of the sunrise; the old man becomes a child once more. But this second childhood is not like the first; it is as melancholy as the other is joyous. It is the same with lyric poetry. Dazzling, dreamy, at the dawn of civilization it reappears, solemn and pensive, at its decline. The Bible opens joyously with _Genesis_ and comes to a close with the threatening _Apocalypse_. The modern ode is still inspired, but is no longer ignorant. It meditates more than it scrutinizes; its musing is melancholy. We see, by its painful labour, that the muse has taken the drama for her mate.
To make clear by a metaphor the ideas that we have ventured to put forth, we will compare early lyric poetry to a placid lake which reflects the clouds and stars; the epic is the stream which flows from the lake, and rushes on, reflecting its banks, forests, fields and cities, until it throws itself into the ocean of the drama. Like the lake, the drama reflects the sky; like the stream, it reflects its banks; but it alone has tempests and measureless depths.
The drama, then, is the goal to which everything in modern poetry leads. _Paradise Lost_ is a drama before it is an epic. As we know, it first presented itself to the poet's imagination in the first of these forms, and as a drama it always remains in the reader's memory, so prominent is the old dramatic framework still beneath Milton's epic structure! When Dante had finished his terrible _Inferno_, when he had closed its doors and nought remained save to give his work a name, the unerring instinct of his genius showed him that that multiform poem was an emanation of the drama, not of the epic; and on the front of that gigantic monument, he wrote with his pen of bronze: _Divina Commedia._
Thus we see that the only two poets of modern times who are of Shakespeare's stature follow him in unity of design. They coincide with him in imparting a dramatic tinge to all our poetry, like him, they blend the grotesque with the sublime, and, far from standing by themselves in the great literary _ensemble_ that rests upon Shakespeare, Dante and Milton are, in some sort, the two supporting abutments of the edifice of which he is the central pillar, the buttresses of the arch of which he is the keystone.
Permit us, at this point, to recur to certain ideas already suggested, which, however, it is necessary to emphasize. We have arrived, and now we must set out again.
On the day when Christianity said to man "Thou art twofold, thou art made up of two beings, one perishable, the other immortal, one carnal, the other ethereal, one enslaved by appetites, cravings and passions, the other borne aloft on the wings of enthusiasm and reverie--in a word, the one always stooping toward the earth, its mother, the other always darting up toward heaven, its fatherland"--on that day the drama was created. Is it in truth, anything other than that contrast of every day, that struggle of every moment, between two opposing principles which are ever face to face in life, and which dispute possession of man from the cradle to the tomb?
The poetry born of Christianity, the poetry of our time, is, therefore, the drama, the real results from the wholly natural combination of two types, the sublime and the grotesque, which meet in the drama, as they meet in life and in creation. For true poetry, complete poetry, consists in the harmony of contraries. Hence, it is time to say aloud--and it is here above all that exceptions prove the rule--that everything that exists in nature exists in art.
On taking one's stand at this point of view, to pass judgment on our petty conventional rules, to disentangle all those scholastic labyrinths, to solve all those trivial problems which the critics of the last two centuries have laboriously built up about the art, one is struck by the promptitude with which the question of the modern stage is made clear and distinct. The drama has but to take a step to break all the spider's webs with which the militia of Lilliput have attempted to fetter its sleep.
And so, let addle-pated pedants (one does not exclude the other) claim that the deformed, the ugly, the grotesque should never be imitated in art; one replies that the grotesque is comedy, and that comedy apparently makes a part of art. Tartuffe is not handsome, Pourceaugnac is not noble, but Pourceaugnac and Tartuffe are admirable flashes of art.
If, driven back from this entrenchment to their second line of custom-houses, they renew their prohibition of the grotesque coupled with the sublime, of comedy melted into tragedy, we prove to them that, in the poetry of Christian nations, the first of these two types represents the human beast, the second the soul. These two stalks of art, if we prevent their branches from mingling, if we persistently separate them, will produce by way of fruit, on the one hand abstract vices and absurdities, on the other, abstract crime, heroism and virtue. The two types, thus isolated and left to themselves, will go each its own way, leaving the real between them, at the left hand of one, at the right hand of the other. Whence it follows that after all these abstractions there will remain something to represent--man; after these tragedies and comedies, something to create--the drama.
In the drama, as it may be conceived at least, if not executed, all things are connected and follow one another as in real life. The body plays its part no less than the mind; and men and events, set in motion by this twofold agent, pass across the stage, burlesque and terrible in turn, and sometimes both at once. Thus the judge will say: "Off with his head and let us go to dinner!" Thus the Roman Senate will deliberate over Domitian's turbot. Thus Socrates, drinking the hemlock and discoursing on the immortal soul and the only God, will interrupt himself to suggest that a cook be sacrificed to _Æsculapius_. Thus Elizabeth will swear and talk Latin. Thus Richelieu will submit to Joseph the Capuchin, and Louis XI to his barber, Maître Olivier le Diable. Thus Cromwell will say: "I have Parliament in my bag and the King in my pocket"; or, with the hand that signed the death sentence of Charles the First, smear with ink the face of a regicide who smilingly returns the compliment. Thus Cæsar, in his triumphal car, will be afraid of overturning. For men of genius, however great they be, have always within them a touch of the beast which mocks at their intelligence. Therein they are akin to mankind in general, for therein they are dramatic. "It is but a step from the sublime to the ridiculous," said Napoleon, when he was convinced that he was mere man; and that outburst of a soul on fire illumines art and history at once; that cry of anguish is the résumé of the drama and of life.
It is a striking fact that all these contrasts are met with in the poets themselves, taken as men. By dint of meditating upon existence, of laying stress upon its bitter irony, of pouring floods of sarcasm and raillery upon our infirmities, the very men who make us laugh so heartily become profoundly sad. These Democrituses are Heraclituses as well. Beaumarchais was surly, Molière gloomy, Shakespeare melancholy.
The fact is, then, that the grotesque is one of the supreme beauties of the drama. It is not simply an appropriate element of it, but is oftentimes a necessity. Sometimes it appears in homogeneous masses, in entire characters, as Daudin, Prusias, Trissotin, Brid'oison, Juliet's nurse; sometimes impregnated with terror, as Richard III, Bégears, Tartuffe, Mephistopheles; sometimes, too, with a veil of grace and refinement, as Figaro, Osric, Mercutio, Don Juan. It finds its way in everywhere; for just as the most commonplace have their occasional moments of sublimity, so the most exalted frequently pay tribute to the trivial and ridiculous. Thus, often impalpable, often imperceptible, it is always present on the stage, even when it says nothing, even when it keeps out of sight. Thanks to it, there is no thought of monotony. Sometimes it injects laughter, sometimes horror, into tragedy. It will bring Romeo face to face with the apothecary, Macbeth with the witches, Hamlet with the grave-diggers. Sometimes it may, without discord, as in the scene between King Lear and his jester, mingle its shrill voice with the most sublime, the most dismal, the dreamiest music of the soul.
That is what Shakespeare alone among all has succeeded in doing, in a fashion of his own, which it would be no less fruitless than impossible to imitate--Shakespeare, the god of the stage, in whom, as in a trinity, the three characteristic geniuses of our stage, Corneille, Molière, Beaumarchais, seem united.
We see how quickly the arbitrary distinction between the species of poetry vanishes before common sense and taste. No less easily one might demolish the alleged rule of the two unities. We say _two_ and not _three_ unities, because unity of plot or of _ensemble_, the only true and well founded one, was long ago removed from the sphere of discussion.
Distinguished contemporaries, foreigners and Frenchmen, have already attacked, both in theory and in practice that fundamental law of the pseudo-Aristotelian code. Indeed, the combat was not likely to be a long one. At the first blow it cracked, so worm eaten was that timber of the old scholastic hovel!
The strange thing is that the slaves of routine pretend to rest their rule of the two unities on probability, whereas reality is the very thing that destroys it. Indeed, what could be more improbable and absurd than this porch or peristyle or ante-chamber--vulgar places where our tragedies are obliging enough to develop themselves; whither conspirators come, no one knows whence, to declaim against the tyrant, and the tyrant to declaim against the conspirators, each in turn, as if they had said to one another in bucolic phrase--
Alternis cantemus, amant alterna Camenæ.
Where did anyone ever see a porch or peristyle of that sort? What could be more opposed--we will not say to the truth, for the scholastics hold it very cheap, but to probability? The result is that everything that is too characteristic, too intimate, too local, to happen in the ante chamber or on the street-corner--that is to say, the whole drama--takes place in the wings. We see on the stage only the elbows of the plot, so to speak; its hands are somewhere else. Instead of scenes we have narrative, instead of tableaux, descriptions. Solemn-faced characters, placed, as in the old chorus, between the drama and ourselves, tell us what is going on in the temple, in the palace, on the public square, until we are tempted many a time to call out to them: "Indeed! then take us there! It must be very entertaining--a fine sight!" To which they would reply no doubt: "It is quite possible that it might entertain or interest you, but that isn't the question; we are the guardians of the dignity of the French Melpomene." And there you are!
"But," someone will say, "this rule that you discard is borrowed from the Greek drama." Wherein, pray, do the Greek stage and drama resemble our stage and drama? Moreover, we have already shown that the vast extent of the ancient stage enabled it to include a whole locality, so that the poet could, according to the exigencies of the plot, transport it at his pleasure from one part of the stage to another, which is practically equivalent to a change of stage-setting. Curious contradiction! the Greek theatre, restricted as it was to a national and religious object, was much more free than ours, whose only object is the enjoyment, and, if you please, the instruction, of the spectator. The reason is that the one obeys only the laws that are suited to it, while the other takes upon itself conditions of existence which are absolutely foreign to its essence. One is artistic, the other artificial.
People are beginning to understand in our day that exact localization is one of the first elements of reality. The speaking or acting characters are not the only ones who engrave on the minds of the spectators a faithful representation of the facts. The place where this or that catastrophe took place becomes a terrible and inseparable witness thereof; and the absence of silent characters of this sort would make the greatest scenes of history incomplete in the drama. Would the poet dare to murder Rizzio elsewhere than in Mary Stuart's chamber? to stab Henri IV elsewhere than in Rue de la Ferronerie, all blocked with drays and carriages? to burn Jeanne d'Arc elsewhere than in the Vieux-Marché? to despatch the Duc de Guise elsewhere than in that chateau of Blois where his ambition roused a popular assemblage to frenzy? to behead Charles I and Louis XVI elsewhere than in those ill-omened localities whence Whitehall or the Tuileries may be seen, as if their scaffolds were appurtenances of their palaces?
Unity of time rests on no firmer foundation than unity of place. A plot forcibly confined within twenty-four hours is as absurd as one confined within a peristyle. Every plot has its proper duration as well as its appropriate place. Think of administering the same dose of time to all events! of applying the same measure to everything! You would laugh at a cobbler who should attempt to put the same shoe on every foot. To cross unity of time and unity of place like the bars of a cage, and pedantically to introduce therein, in the name of Aristotle, all the deeds, all the nations, all the figures which Providence sets before us in such vast numbers in real life,--to proceed thus is to mutilate men and things, to cause history to make wry faces. Let us say, rather, that everything will die in the operation, and so the dogmatic mutilators reach their ordinary result: what was alive in the chronicles is dead in tragedy. That is why the cage of the unities often contains only a skeleton.
And then, if twenty-four hours can be comprised in two, it is a logical consequence that four hours may contain forty-eight. Thus Shakespeare's unity must be different from Corneille's. 'Tis pity!
But these are the wretched quibbles with which mediocrity, envy and routine has pestered genius for two centuries past! By such means the flight of our greatest poets has been cut short. Their wings have been clipped with the scissors of the unities. And what has been given us in exchange for the eagle feathers stolen from Corneille and Racine? Campistron.
We imagine that someone may say: "There is something in too frequent changes of scene which confuses and fatigues the spectator, and which produces a bewildering effect on his attention; it may be, too, that manifold transitions from place to place, from one time to another time, demand explanations which repel the attention; one should also avoid leaving, in the midst of a plot, gaps which prevent the different parts of the drama from adhering closely to one another, and which, moreover, puzzle the spectator because he does not know what there may be in those gaps." But these are precisely the difficulties which art has to meet. These are some of the obstacles peculiar to one subject or another, as to which it would be impossible to pass judgment once for all. It is for genius to overcome, not for treatises or poetry to evade them.
A final argument, taken from the very bowels of the art, would of itself suffice to show the absurdity of the rule of the two unities. It is the existence of the third unity, unity of plot--the only one that is universally admitted, because it results from a fact: neither the human eye nor the human mind can grasp more than one _ensemble_ at one time. This one is as essential as the other two are useless. It is the one which fixes the view-point of the drama; now, by that very fact, it excludes the other two. There can no more be three unities in the drama than three horizons in a picture. But let us be careful not to confound unity with simplicity of plot. The former does not in any way exclude the secondary plots on which the principal plot may depend. It is necessary only that these parts, being skilfully subordinated to the general plan, shall tend constantly toward the central plot and group themselves about it at the various stages, or rather on the various levels of the drama. Unity of plot is the stage law of perspective.
"But," the customs-officers of thought will cry, "great geniuses have submitted to these rules which you spurn!" Unfortunately, yes. But what would those admirable men have done if they had been left to themselves? At all events they did not accept your chains without a struggle. You should have seen how Pierre Corneille, worried and harassed at his first step in the art on account of his marvellous work, _Le Cid_, struggled under Mairet, Claveret, d'Aubignac and Scudéri! How he denounced to posterity the violent attacks of those men, who, he says, made themselves "all white with Aristotle!" You should read how they said to him--and we quote from books of the time: "Young man, you must learn before you teach; and unless one is a Scaliger or a Heinsius that is intolerable!" Thereupon Corneille rebels and asks if their purpose is to force him "much below Claveret." Here Scudéri waxes indignant at such a display of pride, and reminds the "thrice great author of _Le Cid_ of the modest words in which Tasso, the greatest man of his age, began his apology for the finest of his works against the bitterest and most unjust censure perhaps that will ever be pronounced. M. Corneille," he adds, "shows in his replies that he is as far removed from that author's moderation as from his merit." The young man _so justly and gently reproved_ dares to protest; thereupon Scudéri returns to the charge; he calls to his assistance the _Eminent Academy;_ "Pronounce, O my Judges, a decree worthy of your eminence, which will give all Europe to know that _Le Cid_ is not the chef-d'oeuvre of the greatest man in France, but the least judicious performance of M. Corneille himself. You are bound to do it, both for your own private renown; and for that of our people in general, who are concerned in this matter; inasmuch as foreigners who may see this precious masterpiece--they who have possessed a Tasso or a Guarini--might think that our greatest masters were no more than apprentices."
These few instructive lines contain the everlasting tactics of envious routine against growing talent--tactics which are still followed in our own day, and which, for example, added such a curious page to the youthful essays of Lord Byron. Scudéri gives us its quintessence. In like manner the earlier works of a man of genius are always preferred to the newer ones, in order to prove that he is going down instead of up--_Melite and La Galerie du Palais_ placed above _Le Cid_. And the names of the dead are always thrown at the heads of the living--Corneille stoned with Tasso and Guarini (Guarini!), as, later, Racine will be stoned with Corneille, Voltaire with Racine, and as to-day, everyone who shows signs of rising is stoned with Corneille, Racine and Voltaire. These tactics, as will be seen, are well-worn; but they must be effective as they are still in use. However, the poor devil of a great man still breathed. Here we cannot help but admire the way in which Scudéri, the bully of this tragic-comedy, forced to the wall, blackguards and maltreats him, how pitilessly he unmasks his classical artillery, how he shows the author of _Le Cid_ "what the episodes should be, according to Aristotle, who tells us in the tenth and sixteenth chapters of his _Poetics";_ how he crushes Corneille, in the name of the same Aristotle "in the eleventh chapter of his _Art of Poetry_, wherein we find the condemnation of _Le Cid_"; in the name of Plato, "in the tenth book of his _Republic_"; in the name of Marcellinus, "as may be seen in the twenty-seventh book"; in the name of "the tragedies of Niobe and Jephthah"; in the name of the "_Ajax_ of Sophocles"; in the name of "the example of Euripides"; in the name of "Heinsius, chapter six of the _Constitution_ of _Tragedy_; and the younger Scaliger in his poems"; and finally, in the name of the Canonists and Jurisconsults, under the title "Nuptials." The first arguments were addressed to the Academy, the last one was aimed at the Cardinal. After the pin-pricks the blow with a club. A judge was needed to decide the question. Chapelain gave judgment. Corneille saw that he was doomed; the lion was muzzled, or, as was said at the time, the crow (_Corneille_) was plucked. Now comes the painful side of this grotesque performance: after he had been thus quenched at his first flash, this genius, thoroughly modern, fed upon the Middle Ages and Spain, being compelled to lie to himself and to hark back to ancient times, drew for us that Castilian Rome, which is sublime beyond question, but in which, except perhaps in _Nicomede_, which was so ridiculed by the eighteenth century for its dignified and simple colouring, we find neither the real Rome nor the true Corneille.
Racine was treated to the same persecution, but did not make the same resistance. Neither in his genius nor in his character was there any of Corneille's lofty asperity. He submitted in silence and sacrificed to the scorn of his time his enchanting elegy of _Esther_, his magnificent epic, _Athalie_. So that we can but believe that, if he had not been paralyzed as he was by the prejudices of his epoch, if he had come in contact less frequently with the classic cramp-fish, he would not have failed to introduce Locuste in his drama between Narcisse and Neron, and above all things would not have relegated to the wings the admirable scene of the banquet at which Seneca's pupil poisons Britannicus in the cup of reconciliation. But can we demand of the bird that he fly under the receiver of an air-pump? What a multitude of beautiful scenes the _people of taste_ have cost us, from Scudéri to La Harpe! A noble work might be composed of all that their scorching breath has withered in its germ. However, our great poets have found a way none the less to cause their genius to blaze forth through all these obstacles. Often the attempt to confine them behind walls of dogmas and rules is vain. Like the Hebrew giant they carry their prison doors with them to the mountains.
But still the same refrain is repeated, and will be, no doubt, for a long while to come: "Follow the rules! Copy the models! It was the rules that shaped the models." One moment! In that case there are two sorts of models, those which are made according to the rules, and, prior to them, those according to which the rules were made. Now, in which of these two categories should genius seek a place for itself? Although it is always disagreeable to come in contact with pedants, is it not a thousand times better to give them lessons than to receive lessons from them? And then--copy! Is the reflection equal to the light? Is the satellite which travels unceasingly in the same circle equal to the central creative planet? With all his poetry Virgil is no more than the moon of Homer.
And whom are we to copy, I pray to know? The ancients? We have just shown that their stage has nothing in common with ours. Moreover, Voltaire, who will have none of Shakespeare, will have none of the Greeks, either. Let him tell us why: "The Greeks ventured to produce scenes no less revolting to us. Hippolyte, crushed by his fall, counts his wounds and utters doleful cries. Philoctetes falls in his paroxysms of pain; black blood flows from his wound. Oedipus, covered with the blood that still drops from the sockets of the eyes he has torn out, complains bitterly of gods and men. We hear the shrieks of Clytemnestra, murdered by her own son, and Electra, on the stage, cries: 'Strike! spare her not! she did not spare our father,' Prometheus is fastened to a rock by nails driven through his stomach and his arms. The Furies reply to Clytemnestra's bleeding shade with inarticulate roars. Art was in its infancy in the time of Æschylus as it was in London in Shakespeare's time."
Whom shall we copy, then? The moderns? What! Copy copies! God forbid!
"But," someone else will object, "according to your conception of the art, you seem to look for none but great poets, to count always upon genius." Art certainly does not count upon mediocrity. It prescribes no rules for it, it knows nothing of it; in fact, mediocrity has no existence so far as art is concerned; art supplies wings, not crutches. Alas! D'Aubignac followed rules, Campistron copied models. What does it matter to art? It does not build its palaces for ants. It lets them make their ant-hill, without taking the trouble to find out whether they have built their burlesque imitation of its palace upon its foundation.
The critics of the scholastic school place their poets in a strange position. On the one hand they cry incessantly: "Copy the models!" On the other hand they have a habit of declaring that "the models are inimitable"! Now, if their craftsman, by dint of hard work, succeeds in forcing through this dangerous defile some colourless tracing of the masters, these ungrateful wretches, after examining the new _refaccimiento_, exclaim sometimes: "This doesn't resemble anything!" and sometimes: "This resembles everything!" And by virtue of a logic made for the occasion each of these formulæ is a criticism.
Let us then speak boldly. The time for it has come, and it would be strange if, in this age, liberty, like the light, should penetrate everywhere except to the one place where freedom is most natural--the domain of thought. Let us take the hammer to theories and poetic systems. Let us throw down the old plastering that conceals the facade of art. There are neither rules nor models; or, rather, there are no other rules than the general laws of nature, which soar above the whole field of art, and the special rules which result from the conditions appropriate to the subject of each composition. The former are of the essence, eternal, and do not change; the latter are variable, external, and are used but once. The former are the framework that supports the house; the latter the scaffolding which is used in building it, and which is made anew for each building. In a word, the former are the flesh and bones, the latter the clothing, of the drama. But these rules are not written in the treatises on poetry. Richelet has no idea of their existence. Genius, which divines rather than learns, devises for each work the general rules from the general plan of things, the special rules from the separate _ensemble_ of the subject treated; not after the manner of the chemist, who lights the fire under his furnace, heats his crucible, analyzes and destroys; but after the manner of the bee, which flies on its golden wings, lights on each flower and extracts its honey, leaving it as brilliant and fragrant as before.
The poet--let us insist on this point--should take counsel therefore only of nature, truth, and inspiration which is itself both truth and nature. "Quando he," says Lope de Vega,
"Quando he de escrivir una comedia, Encierro los preceptos con seis llaves."
To secure these precepts "six keys" are none too many, in very truth. Let the poet beware especially of copying anything whatsoever--Shakespeare no more than Molière, Schiller no more than Corneille. If genuine talent could abdicate its own nature in this matter, and thus lay aside its original personality, to transform itself into another, it would lose everything by playing this role of its own double. It is as if a god should turn valet. We must draw our inspiration from the original sources. It is the same sap, distributed through the soil, that produces all the trees of the forest, so different in bearing power, in fruit, in foliage. It is the same nature that fertilizes and nourishes the most diverse geniuses. The poet is a tree that may be blown about by all winds and watered by every fall of dew; and bears his works as his fruit, as the _fablier_ of old bore his fables. Why attach one's self to a master, or graft one's self upon a model? It were better to be a bramble or a thistle, fed by the same earth as the cedar and the palm, than the fungus or the lichen of those noble trees. The bramble lives, the fungus vegetates. Moreover, however great the cedar and the palm may be, it is not with the sap one sucks from them that one can become great one's self. A giant's parasite will be at best a dwarf. The oak, colossus that it is, can produce and sustain nothing more than the mistletoe.
Let there be no misunderstanding: if some of our poets have succeeded in being great, even when copying, it is because, while forming themselves on the antique model, they have often listened to the voice of nature and to their own genius--it is because they have been themselves in some one respect. Their branches became entangled in those of the near-by tree, but their roots were buried deep in the soil of art. They were the ivy, not the mistletoe. Then came imitators of the second rank, who, having neither roots in the earth, nor genius in their souls, had to confine themselves to imitation. As Charles Nodier says: "After the school of Athens, the school of Alexandria." Then there was a deluge of mediocrity; then there came a swarm of those treatises on poetry, so annoying to true talent, so convenient for mediocrity. We were told that everything was done, and God was forbidden to create more Molières or Corneilles. Memory was put in place of imagination. Imagination itself was subjected to hard-and-fast rules, and aphorisms were made about it: "To imagine," says La Harpe, with his naive assurance, "is in substance to remember, that is all."
But nature! Nature and truth!--And here, in order to prove that, far from demolishing art, the new ideas aim only to reconstruct it more firmly and on a better foundation, let us try to point out the impassable limit which in our opinion, separates reality according to art from reality according to nature. It is careless to confuse them as some ill-informed partisans of _romanticism_ do. Truth in art cannot possibly be, as several writers have claimed, _absolute_ reality. Art cannot produce the thing itself. Let us imagine, for example, one of those unreflecting promoters of absolute nature, of nature viewed apart from art, at the performance of a romantic play, say _Le Cid_. "What's that?" he will ask at the first word. "The Cid speaks in verse? It isn't _natural_ to speak in verse."--"How would you have him speak, pray?"--"In prose." Very good. A moment later, "How's this!" he will continue, if he is consistent; "the Cid is speaking French!"--"Well?"--"Nature demands that he speak his own language; he can't speak anything but Spanish."
We shall fail entirely to understand, but again--very good. You imagine that this is all? By no means: before the tenth sentence in Castilian, he is certain to rise and ask if the Cid who is speaking is the real Cid, in flesh and blood. By what right does the actor, whose name is Pierre or Jacques, take the name of the Cid? That is _false_. There is no reason why he should not go on to demand that the sun should be substituted for the footlights, _real_ trees and _real_ houses for those deceitful wings. For, once started on that road, logic has you by the collar, and you cannot stop.
We must admit, therefore, or confess ourselves ridiculous, that the domains of art and of nature are entirely distinct. Nature and art are two things--were it not so, one or the other would not exist. Art, in addition to its idealistic side, has a terrestrial, material side. Let it do what it will, it is shut in between grammar and prosody, between Vaugelas and Richelet. For its most capricious creations, it has formulas, methods of execution, a complete apparatus to set in motion. For genius there are delicate instruments, for mediocrity, tools.
It seems to us that someone has already said that the drama is a mirror wherein nature is reflected. But if it be an ordinary mirror, a smooth and polished surface, it will give only a dull image of objects, with no relief-faithful, but colourless; everyone knows that colour and light are lost in a simple reflection. The drama, therefore, must be a concentrating mirror, which, instead of weakening, concentrates and condenses the coloured rays, which makes of a mere gleam a light, and of a light a flame. Then only is the drama acknowledged by art.
The stage is an optical point. Everything that exists in the world--in history, in life, in man--should be and can be reflected therein, but under the magic wand of art. Art turns the leaves of the ages, of nature, studies chronicles, strives to reproduce actual facts (especially in respect to manners and peculiarities, which are much less exposed to doubt and contradiction than are concrete facts), restores what the chroniclers have lopped off, harmonises what they have collected, divines and supplies their omissions, fills their gaps with imaginary scenes which have the colour of the time, groups what they have left scattered about, sets in motion anew the threads of Providence which work the human marionettes, clothes the whole with a form at once poetical and natural, and imparts to it that vitality of truth and brilliancy which gives birth to illusion, that prestige of reality which arouses the enthusiasm of the spectator, and of the poet first of all, for the poet is sincere. Thus the aim of art is almost divine: to bring to life again if it is writing history, to create if it is writing poetry.
It is a grand and beautiful sight to see this broad development of a drama wherein art powerfully seconds nature; of a drama wherein the plot moves on to the conclusion with a firm and unembarrassed step, without diffuseness and without undue compression; of a drama, in short, wherein the poet abundantly fulfills the multifold object of art, which is to open to the spectator a double prospect, to illuminate at the same time the interior and the exterior of mankind: the exterior by their speech and their acts, the interior, by asides and monologues; to bring together, in a word, in the same picture, the drama of life and the drama of conscience.
It will readily be imagined that, for a work of this kind, if the poet must _choose_ (and he must), he should choose, not the _beautiful_, but the _characteristic_. Not that it is advisable to "make local colour," as they say to-day; that is, to add as an afterthought a few discordant touches here and there to a work that is at best utterly conventional and false. The local colour should not be on the surface of the drama, but in its substance, in the very heart of the work, whence it spreads of itself, naturally, evenly, and, so to speak, into every corner of the drama, as the sap ascends from the root to the tree's topmost leaf. The drama should be thoroughly impregnated with this colour of the time, which should be, in some sort, in the air, so that one detects it only on entering the theatre, and that on going forth one finds one's self in a different period and atmosphere. It requires some study, some labour, to attain this end; so much the better. It is well that the avenues of art should be obstructed by those brambles from which everybody recoils except those of powerful will. Besides, it is this very study, fostered by an ardent inspiration, which will ensure the drama against a vice that kills it--the _commonplace_. To be commonplace is the failing of short-sighted, short-breathed poets. In this tableau of the stage, each figure must be held down to its most prominent, most individual, most precisely defined characteristic. Even the vulgar and the trivial should have an accent of their own. Like God, the true poet is present in every part of his work at once. Genius resembles the die which stamps the king's effigy on copper and golden coins alike.
We do not hesitate--and this will demonstrate once more to honest men how far we are from seeking to discredit the art--we do not hesitate to consider verse as one of the means best adapted to protect the drama from the scourge we have just mentioned, as one of the most powerful dams against the irruption of the commonplace, which, like democracy, is always flowing between full banks in men's minds. And at this point we beg the younger literary generation, already so rich in men and in works, to allow us to point out an error into which it seems to have fallen--an error too fully justified, indeed, by the extraordinary aberrations of the old school. The new century is at that growing age at which one can readily set one's self right.
There has appeared of late, like a penultimate branching-out of the old classical trunk, or, better still, like one of those excrescences, those polypi, which decrepitude develops, and which are a sign of decomposition much more than a proof of life--there has appeared a strange school of dramatic poetry. This school seems to us to have had for its master and its fountain-head the poet who marks the transition from the eighteenth to the nineteenth century, the man of wearisome description and periphrases--that Delille who, they say, toward the close of his life, boasted, after the fashion of the Homeric catalogues, of having _made_ twelve camels, four dogs, three horses, including Job's, six tigers, two cats, a chess-board, a backgammon-board, a checker-board, a billiard-table, several winters, many summers, a multitude of springs, fifty sunsets, and so many daybreaks that he had lost count of them.
Now, Delille went into tragedy. He is the father (he, and not Racine, God save the mark!) of an alleged school of refinement and taste which flourished until recently. Tragedy is not to this school what it was to Will Shakespeare, say, a source of emotions of every sort, but a convenient frame for the solution of a multitude of petty descriptive problems which it propounds as it goes along. This muse, far from spurning, as the true French classic school does, the trivial and degrading things of life, eagerly seeks them out and brings them together. The grotesque, shunned as undesirable company by the tragedy of Louis the Fourteenth's day, cannot pass unnoticed before her. _It must be described_, that is to say, ennobled. A scene in the guard-house, a popular uprising, the fish-market, the galleys, the wine-shop, the _poule au pot_ of Henri Quatre, are treasure-trove in her eyes. She seizes upon this canaille, washes it clean, and sews her tinsel and spangles over its villainies; _purpureus assuitur pannus_. Her object seems to be to deliver patents of nobility to all these _roturiers_ of the drama; and each of these patents under the great seal is a speech.
This muse, as may be imagined, is of a rare prudery. Wonted as she is to the caresses of periphrasis, plain-speaking, if she should occasionally be exposed to it, would horrify her. It does not accord with her dignity to speak naturally. She _underlines_ old Corneille for his blunt way of speaking, as in,--
"_A heap of men_ ruined by debt and crimes."
"Chimène, _who'd have thought it_? Rodrigue, _who'd have said it_?"
"When their Flaminius _haggled with_ Hannibal."
"Oh! do not _embroil_ me with the Republic."
She still has her "Tout beau, monsieur!" on her heart. And it needed many "seigneurs" and "madames" to procure forgiveness for our admirable Racine for his monosyllabic "dogs!" and for so brutally bestowing Claudius in Agrippina's bed.
This Melpomene, as she is called, would shudder at the thought of touching a chronicle. She leaves to the costumer the duty of learning the period of the dramas she writes. In her eyes history is bad form and bad taste. How, for example, can one tolerate kings and queens who swear? They must be elevated from mere regal dignity to tragic dignity. It was in a promotion of this sort that she exalted Henri IV. It was thus that the people's king, purified by M. Legouvé, found his "ventre-saint-gris" ignominiously banished from his mouth by two sentences, and that he was reduced, like the girl in the old _fabliau_, to the necessity of letting fall from those royal lips only pearls and sapphires and rubies: the apotheosis of falsity, in very truth.
The fact is that nothing is so commonplace as this conventional refinement and nobility. Nothing original, no imagination, no invention in this style; simply what one has seen everywhere--rhetoric, bombast, commonplaces, flowers of college eloquence, poetry after the style of Latin verses. The poets of this school are eloquent after the manner of stage princes and princesses, always sure of finding in the costumer's labelled cases, cloaks and pinchbeck crowns, which have no other disadvantage than that of having been used by everybody. If these poets never turn the leaves of the Bible, it is not because they have not a bulky book of their own, the _Dictionnaire de rimes_. That is the source of their poetry--_fontes aquarum_.
It will be seen that, in all this, nature and truth get along as best they can. It would be great good luck if any remnants of either should survive in this cataclysm of false art, false style, false poetry. This is what has caused the errors of several of our distinguished reformers. Disgusted by the stiffness, the ostentation, the _pomposo_, of this alleged dramatic poetry, they have concluded that the elements of our poetic language were incompatible with the natural and the true. The Alexandrine had wearied them so often, that they condemned it without giving it a hearing, so to speak, and decided, a little hastily, perhaps, that the drama should be written in prose.
They were mistaken. If in fact the false is predominant in the style as well as in the action of certain French tragedies, it is not the verses that should be held responsible therefore, but the versifiers. It was needful to condemn, not the form employed, but those who employed it: the workmen, not the tool.
To convince one's self how few obstacles the nature of our poetry places in the way of the free expression of all that is true, we should study our verse, not in Racine, perhaps, but often in Corneille and always in Molière. Racine, a divine poet, is elegiac, lyric, epic; Molière is dramatic. It is time to deal sternly with the criticisms heaped upon that admirable style by the wretched taste of the last century, and to proclaim aloud that Molière occupies the topmost pinnacle of our drama, not only as a poet, but also as a writer. _Palmas vere habet iste duas_.
In his work the verse surrounds the idea, becomes of its very essence, compresses and develops it at once, imparts to it a more slender, more definite, more complete form, and gives us, in some sort, an extract thereof. Verse is the optical form of thought. That is why it is especially adapted to the perspective of the stage. Constructed in a certain way, it communicates its relief to things which, but for it, would be considered insignificant and trivial. It makes the tissue of style finer and firmer. It is the knot which stays the thread. It is the girdle which holds up the garment and gives it all its folds. What could nature and the true lose, then, by entering into verse? We ask the question of our prose-writers themselves--what do they lose in Molière's poetry? Does wine--we beg pardon for another trivial illustration--does wine cease to be wine when it is bottled?
If we were entitled to say what, in our opinion, the style of dramatic poetry should be, we would declare for a free, outspoken, sincere verse, which dares say everything without prudery, express its meaning without seeking for words; which passes naturally from comedy to tragedy, from the sublime to the grotesque; by turns practical and poetical, both artistic and inspired, profound and impulsive, of wide range and true; verse which is apt opportunely to displace the caesura, in order to disguise the monotony of Alexandrines; more inclined to the _enjambement_ that lengthens the line, than to the inversion of phrases that confuses the sense; faithful to rhyme, that enslaved queen, that supreme charm of our poetry, that creator of our metre; verse that is inexhaustible in the verity of its turns of thought, unfathomable in its secrets of composition and of grace; assuming, like Proteus, a thousand forms without changing its type and character; avoiding long speeches; taking delight in dialogue; always hiding behind the characters of the drama; intent, before everything, on being in its place, and when it falls to its lot to be _beautiful_, being so only by chance, as it were, in spite of itself and unconsciously; lyric, epic, dramatic, at need; capable of running through the whole gamut of poetry, of skipping from high notes to low, from the most exalted to the most trivial ideas, from the most extravagant to the most solemn, from the most superficial to the most abstract, without ever passing beyond the limits of a spoken scene; in a word, such verse as a man would write whom a fairy had endowed with Corneille's mind and Molière's brain. It seems to us that such verse would be _as fine as prose_.
There would be nothing in common between poetry of this sort and that of which we made a _post mortem_ examination just now. The distinction will be easy to point out if a certain man of talent, to whom the author of this book is under personal obligation, will allow us to borrow his clever phrase: the other poetry was descriptive, this would be picturesque.
Let us repeat, verse on the stage should lay aside all self-love, all exigence, all coquetry. It is simply a form, and a form which should admit everything, which has no laws to impose on the drama, but on the contrary should receive everything from it, to be transmitted to the spectator--French, Latin, texts of laws, royal oaths, popular phrases, comedy, tragedy, laughter, tears, prose and poetry. Woe to the poet whose verse does not speak out! But this form is a form of bronze which encases the thought in its metre beneath which the drama is indestructible, which engraves it more deeply on the actor's mind, warns him of what he omits and of what he adds, prevents him from changing his role, from substituting himself for the author, makes each word sacred, and causes what the poet has said to remain vivid a long while in the hearer's memory. The idea, when steeped in verse, suddenly assumes a more incisive, more brilliant quality.
One feels that prose, which is necessarily more timid, obliged to wean the drama from anything like epic or lyric poetry, reduced to dialogue and to matter-of-fact, is a long way from possessing these resources. It has much narrower wings. And then, too, it is much more easy of access; mediocrity is at its ease in prose; and for the sake of a few works of distinction such as have appeared of late, the art would very soon be overloaded with abortions and embryos. Another faction of the reformers incline to drama written in both prose and verse, as Shakespeare composed it. This method has its advantages. There might, however, be some incongruity in the transitions from one form to the other; and when a tissue is homogeneous it is much stouter. However, whether the drama should be written in prose is only a secondary question. The rank of a work is certain to be fixed, not according to its form, but according to its intrinsic value. In questions of this sort, there is only one solution. There is but one weight that can turn the scale in the balance of art--that is genius.
Meanwhile, the first, the indispensable merit of a dramatic writer, whether he write in prose or verse, is correctness. Not a mere superficial correctness, the merit or defect of the descriptive school, which makes Lhomond and Restaut the two wings of its Pegasus; but that intimate, deep-rooted, deliberate correctness, which is permeated with the genius of a language, which has sounded its roots and searched its etymology; always unfettered, because it is sure of its footing, and always more in harmony with the logic of the language. Our Lady Grammar leads the one in leading-strings; the other holds grammar in leash. It can venture anything, can create or invent its style; it has a right to do so. For, whatever certain men may have said who did not think what they were saying, and among whom we must place, notably, him who writes these lines, the French tongue is not _fixed_ and never will be. A language does not become fixed. The human intellect is always on the march, or, if you prefer, in movement, and languages with it. Things are made so. When the body changes, how could the coat not change? The French of the nineteenth century can no more be the French of the eighteenth, than that is the French of the seventeenth, or than the French of the seventeenth is that of the sixteenth. Montaigne's language is not Rabelais's, Pascal's is not Montaigne's, Montesquieu's is not Pascal's. Each of the four languages, taken by itself, is admirable because it is original. Every age has its own ideas; it must have also words adapted to those ideas. Languages are like the sea, they move to and fro incessantly. At certain times they leave one shore of the world of thought and overflow another. All that their waves thus abandon dries up and vanishes. It is in this wise that ideas vanish, that words disappear. It is the same with human tongues as with everything. Each age adds and takes away something. What can be done? It is the decree of fate. In vain, therefore, should we seek to petrify the mobile physiognomy of our idiom in a fixed form. In vain do our literary Joshuas cry out to the language to stand still; languages and the sun do not stand still. The day when they become _fixed_, they are dead.--That is why the French of a certain contemporary school is a dead language.
Such are, substantially, but without the more elaborate development which would make the evidence in their favour more complete, the _present_ ideas of the author of this book concerning the drama. He is far, however, from presuming to put forth his first dramatic essay as an emanation of these ideas, which, on the contrary, are themselves, it may be, simply results of its execution. It would be very convenient for him, no doubt, and very clever, to rest his book on his preface, and to defend each by the other. He prefers less cleverness and more frankness. He proposes, therefore, to be the first to point out the extreme tenuity of the thread connecting this preface with his drama. His first plan, dictated by his laziness, was to give the work to the public entirely unattended _el demonio sin las cuernas_, as Yriarte said It was only after he had duly brought it to a close, that at the solicitations of a few friends, blinded by their friendship, no doubt, he determined to reckon with himself in a preface--to draw, so to speak, a map of the poetic voyage he had made, to take account of the acquisitions, good or bad, that he had brought home, and of the new aspects in which the domain of art had presented itself to his mind. Someone will take advantage of this admission, doubtless to repeat the reproach already uttered by a critic in Germany, that he has written "a treatise in defence of his poetry." What does it matter? In the first place he was much more inclined to demolish treatises on poetry than to write them. And then, would it not he better always to write treatises based on a poem, than to write poems based on a treatise? But no, we repeat that he has neither the talent to create nor the presumption to put forth systems "Systems," cleverly said Voltaire, "are like rats which pass through twenty holes, only to find at last two or three which will not let them through." It would have been, therefore, to undertake a useless task and one much beyond his strength. What he has pleaded, on the contrary, is the freedom of art against the despotism of systems, codes and rules It is his habit to follow at all risks whatever he takes for his inspiration, and to change moulds as often as he changes metals. Dogmatism in the arts is what he shuns before everything. God forbid that he should aspire to be numbered among those men, be they romanticists or classicists, who compose _works according to their own systems_, who condemn themselves to have but one form in their minds, to be forever _proving_ something, to follow other laws than those of their temperaments and then natures. The artificial work of these men, however talented they may be, has no existence so far as art is concerned. It is a theory, not poetry.
Having attempted, in all that has gone before, to point out what, in our opinion, was the origin of the drama, what its character is, and what its style should he, the time has come to descend from these exalted general considerations upon the art to the particular case which has led us to put them forth. It remains for us to discourse to the reader of our work, of this _Cromwell_; and as it is not a subject in which we take pleasure, we will say very little about it in very few words.
Oliver Cromwell is one of those historical characters who are at once very famous and very little known. Most of his biographers--and among them there are some who are themselves historical--have left that colossal figure incomplete. It would seem that they dared not assemble all the characteristic features of that strange and gigantic prototype of the religious reformation, of the political revolution of England. Almost all of them have confined themselves to reproducing on a larger scale the simple and ominous profile drawn by Bossuet from his Catholic and monarchical standpoint, from his episcopal pulpit supported by the throne of Louis XIV.
Like everybody else, the author of this book went no further than that. The name of Oliver Cromwell suggested to him simply the bare conception of a fanatical regicide and a great captain. Only on prowling among the chronicles of the times, which he did with delight, and on looking through the English memoirs of the seventeenth century, was he surprised to find that a wholly new Cromwell was gradually exposed to his gaze. It was no longer simply Bossuet's Cromwell the soldier, Cromwell the politician; it was a complex, heterogenous, multiple being, made up of all sorts of contraries--a mixture of much that was evil and much that was good, of genius and pettiness; a sort of Tiberius-Dandin, the tyrant of Europe and the plaything of his family; an old regicide, who delighted to humiliate the ambassadors of all the kings of Europe, and was tormented by his young royalist daughter; austere and gloomy in his manners, yet keeping four court jesters about him; given to the composition of wretched verses; sober, simple, frugal, yet a stickler for etiquette; a rough soldier and a crafty politician; skilled in theological disputation and very fond of it; a dull, diffuse, obscure orator, but clever in speaking the language of anybody whom he wished to influence; a hypocrite and a fanatic; a visionary swayed by phantoms of his childhood, believing in astrologers and banishing them; suspicious to excess, always threatening, rarely sanguinary; a strict observer of Puritan rules, and solemnly wasting several hours a day in buffoonery; abrupt and contemptuous with his intimates, caressing with the secretaries whom he feared, holding his remorse at bay with sophistry, paltering with his conscience, inexhaustible in adroitness, in tricks, in resources; mastering his imagination by his intelligence; grotesque and sublime; in a word, one of those men who are "square at the base," as they were described by Napoleon, himself their chief, in his mathematically exact and poetically figurative language.
He who writes these lines, in presence of this rare and impressive _ensemble_, felt that Bossuet's impassioned sketch was no longer sufficient for him. He began to walk about that lofty figure, and he was seized by a powerful temptation to depict the giant in all his aspects. It was a rich soil. Beside the man of war and the statesman, it remained to draw the theologian, the pedant, the wretched poet, the seer of visions, the buffoon, the father, the husband, the human Proteus--in a word, the twofold Cromwell, _homo et vir_.
There is one period of his life, especially, in which this strange personality exhibits itself in all its forms. It is not as one might think at first blush, the period of the trial of Charles I, instinct as that is with depressing and terrible interest; but it is the moment when the ambitious mortal boldly attempted to pluck the fruit of that monarch's death; it is the moment when Cromwell, having attained what would have been to any other man the zenith of fortune--master of England, whose innumerable factions knelt silently at his feet; master of Scotland, of which he had made a satrapy, and of Ireland, which he had turned into a prison; master of Europe through his diplomacy and his fleets--seeks to fulfil the dream of his earliest childhood, the last ambition of his life; to make himself king. History never had a more impressive lesson in a more impressive drama. First of all, the Protector arranges to be urged to assume the crown: the august farce begins by addresses from municipalities, from counties; then there comes an act of Parliament. Cromwell, the anonymous author of the play, pretends to be displeased; we see him put out a hand toward the sceptre, then draw it back; by a devious path he draws near the throne from which he has swept the legitimate dynasty. At last he makes up his mind, suddenly; by his command Westminster is decked with flags, the dais is built, the crown is ordered from the jewelers, the day is appointed for the ceremony.--Strange dénouement! On that very day, in presence of the populace, the troops, the House of Commons, in the great hall of Westminster, on that dais from which he expected to descend as king, suddenly, as if aroused by a shock, he seems to awaken at the sight of the crown, asks if he is dreaming, and what the meaning is of all this regal pomp, and in a speech that lasts three hours declines the kingly title.
Was it because his spies had warned him of two conspiracies formed by Cavaliers and Puritans in concert, which were intended, taking advantage of this misstep, to break out on the same day? Was it an inward revolution caused by the silence or the murmurs of the populace, discomposed to see their regicide ascend the throne? Or was it simply the sagacity of genius, the instinct of a far-seeing, albeit unbridled ambition, which realizes how one step forward changes a man's position and attitude, and which dares not expose its plebeian structure to the wind of unpopularity? Was it all these at once? This is a question which no contemporaneous document answers satisfactorily. So much the better: the poet's liberty is the more complete, and the drama is the gainer by the latitude which history affords it. It will be seen that here the latitude is ample and unique; this is, in truth, the decisive hour, the turning-point in Cromwell's life. It is the moment when his chimera escapes from him, when the present kills the future, when, to use an expressive colloquialism, his destiny _misses fire_. All of Cromwell is at stake in the comedy being played between England and himself.
Such then is the man and such the period of which we have tried to give an idea in this book.
The author has allowed himself to be seduced by the childlike diversion of touching the keys of that great harpsichord. Unquestionably, more skillful hands might have evoked a thrilling and profound melody--not of those which simply caress the ear--but of those intimate harmonies which stir the whole man to the depths of his being, as if each key of the key-board were connected with a fibre of the heart. He has surrendered to the desire to depict all those fanaticisms, all those superstitions--maladies to which religion is subject at certain epochs; to the longing to "make playthings of all these men," as Hamlet says. To set in array about and below Cromwell, himself the centre and pivot of that court, of that people, of that little world, which attracts all to his cause and inspires all with his vigour, that twofold conspiracy devised by two factions which detest each other, but join hands to overthrow the man who blocks their path, but which unite simply without blending; and that Puritan faction, of divers minds, fanatical, gloomy, unselfish, choosing for leader the most insignificant of men for such a great part, the egotistical and cowardly Lambert; and the faction of the Cavaliers, featherheaded, merry, unscrupulous, reckless, devoted, led by the man who, aside from his devotion to the cause, was least fitted to represent it, the stern and upright Ormond; and those ambassadors, so humble and fawning before the soldier of fortune; and the court itself, an extraordinary mixture of upstarts and great nobles vying with one another in baseness; and the four jesters whom the contemptuous neglect of history permitted me to invent; and Cromwell's family, each member of which is as a thorn in his flesh; and Thurloe, the Protector's Achates; and the Jewish rabbi, Israel Ben-Manasseh, spy, usurer, and astrologer, vile on two sides, sublime on the third; and Rochester, the unique Rochester, absurd and clever, refined and crapulous, always cursing, always in love, and always tipsy, as he himself boasted to Bishop Burnet--wretched poet and gallant gentleman, vicious and ingenuous, staking his head and indifferent whether he wins the game provided it amuses him--in a word, capable of everything, of ruse and recklessness, calculation and folly, villainy and generosity; and the morose Carr, of whom history describes but one trait, albeit a most characteristic and suggestive one; and those other fanatics, of all ranks and varieties: Harrison, the thieving fanatic; Barebones the shopkeeping fanatic; Syndercomb, the bravo; Garland the tearful and pious assassin; gallant Colonel Overton, intelligent but a little declamatory; the austere and unbending Ludlow, who left his ashes and his epitaph at Lausanne; and lastly, "Milton and a few other men of mind," as we read in a pamphlet of 1675 (_Cromwell the Politician_), which reminds one of "a certain Dante" of the Italian chronicle.
We omit many less important characters, of each of whom, however, the actual life is known, and each of whom has his marked individuality, and all of whom contributed to the fascination which this vast historical scene exerted upon the author's imagination. From that scene he constructed this drama. He moulded it in verse, because he preferred to do so. One will discover on reading it how little thought he gave to his work while writing this preface--with what disinterestedness, for instance, he contended against the dogma of the unities. His drama does not leave London; it begins on June 25, 1657, at three in the morning, and ends on the 26th at noon. Observe that he has almost followed the classic formula, as the professors of poetry lay it down to-day. They need not, however, thank him for it. With the permission of history, not of Aristotle, the author constructed his drama thus; and because, when the interest is the same, he prefers a compact subject to a widely diffused one.
It is evident that, in its present proportions, this drama could not be given at one of our theatrical performances. It is too long. The reader will perhaps comprehend, none the less, that every part of it was written for the stage. It was on approaching his subject to study it that the author recognized, or thought that he recognized, the impossibility of procuring the performance of a faithful reproduction of it on our stage, in the exceptional position it now occupies, between the academic Charybdis and the administrative Scylla, between the literary juries and the political censorship. He was required to choose: either the wheedling, tricky, false tragedy, which may be acted, or the audaciously true drama, which is prohibited. The first was not worth the trouble of writing, so he preferred to attempt the second. That is why, hopeless of ever being put on the stage, he abandoned himself, freely and submissively, to the whims of composition, to the pleasure of painting with a freer hand, to the developments which his subject demanded, and which, even if they keep his drama off the stage, have at all events the advantage of making it almost complete from the historical standpoint. However, the reading committees are an obstacle of the second class only. If it should happen that the dramatic censorship, realizing how far this harmless, conscientious and accurate picture of Cromwell and his time is removed from our own age, should sanction its production on the stage, in that case, but only in that case, the author might perhaps extract from this drama a play which would venture to show itself on the boards, and would be hissed.
Until then he will continue to hold aloof from the theatre. And even then he will leave his cherished and tranquil retirement soon enough, for the agitation and excitement of this new world. God grant that he may never repent of having exposed the unspotted obscurity of his name and his person to the shoals, the squalls and tempests of the pit, and above all (for what does a mere failure matter?) to the wretched bickerings of the wings; of having entered that shifting, foggy, stormy atmosphere, where ignorance dogmatises, where envy hisses, where cabals cringe and crawl, where the probity of talent has so often been misrepresented, where the noble innocence of genius is sometimes so out of place, where mediocrity triumphs in lowering to its level the superiority which obscures it, where one finds so many small men for a single great one, so many nobodies for one Talma, so many myrmidons for one Achilles! This sketch will seem ill-tempered perhaps, and far from flattering; but does it not fully mark out the distance that separates our stage, the abode of intrigues and uproar, from the solemn serenity of the ancient stage?
Whatever may happen, he feels bound to warn in advance that small number of persons whom such a production might attract, that a play made up of excerpts from _Cromwell_ would occupy no less time then is ordinarily occupied by a theatrical performance. It is difficult for a _romantic_ theatre to maintain itself otherwise. Surely, if people desire something different from the tragedies in which one or two characters, abstract types of a purely metaphysical idea, stalk solemnly about on a narrow stage occupied only by a few confidents, colourless reflections of the heroes, employed to fill the gaps in a simple, unified, single-stringed plot; if that sort of thing has grown tiresome, a whole evening is not too much time to devote to delineating with some fullness a man among men, a whole critical period: the one, with his peculiar temperament, his genius which adapts itself thereto, his beliefs which dominate them both, his passions which throw out of gear his temperament, his genius and his beliefs, his tastes which give colour to his passions, his habits which regulate his tastes and muzzle his passions, and with the innumerable procession of men of every sort whom these various elements keep in constant commotion about him; the other, with its manners, its laws, its fashions, its wit, its attainments, its superstitions, its events, and its people, whom all these first causes in turn mould like soft wax. It is needless to say that such a picture will be of huge proportions. Instead of one personality, like that with which the abstract drama of the old school is content, there will be twenty, forty, fifty,--who knows how many?--of every size and of every degree of importance. There will be a crowd of characters in the drama. Would it not be niggardly to assign it two hours only, and give up the rest of the performance to opera-comique or farce? to cut Shakespeare for Bobèche?--And do not imagine that, if the plot is well adjusted, the multitude of characters set in motion will cause fatigue to the spectator or confusion in the drama. Shakespeare, abounding in petty details, is at the same time, and for that very reason, imposing by the grandeur of the _ensemble._ It is the oak which casts a most extensive shadow with its myriads of slender leaves.
Let us hope that people in France will ere long become accustomed to devote a whole evening to a single play. In England and Germany there are plays that last six hours. The Greeks, about whom we hear so much, the Greeks--and after the fashion of Scudéri we will cite at this point the classicist Dacier, in the seventh chapter of his _Poetics_--the Greeks sometimes went so far as to have twelve or sixteen plays acted in a single day. Among a people who are fond of spectacles the attention is more lively than is commonly believed The _Mariage de Figaro_, the connecting link of Beaumarchais's great trilogy, occupies the whole evening, and who was ever bored or fatigued by it Beaumarchais was worthy to venture on the first step toward that goal of modern art at which it will be impossible to arrive in two hours, that profound, insatiable interest which results from a vast, lifelike and multiform plot. "But," someone will say, "this performance, consisting of a single play, would be monotonous, would seem terribly long"--Not so. On the contrary it would lose its present monotony and tediousness. For what is done now? The spectator's entertainment is divided into two or three sharply defined parts. At first he is given two hours of serious enjoyment, then one hour of hilarious enjoyment, these, with the hour of entr' actes, which we do not include in the enjoyment make four hours What would the romantic drama do? It would mingle and blend artistically these two kinds of enjoyment. It would lead the audience constantly from sobriety to laughter, from mirthful excitement to heart breaking emotion, "from grave to gay, from pleasant to severe." For, as we have already proved, the drama is the grotesque in conjunction with the sublime, the soul within the body, it is tragedy beneath comedy. Do you not see that, by affording you repose from one impression by means of another, by sharpening the tragic upon the comic, the merry upon the terrible, and at need calling in the charms of the opera, these performances, while presenting but one play, would be worth a multitude of others? The romantic stage would make a piquant, savoury, diversified dish of that which, on the classic stage, is a drug divided into two pills.
The author has soon come to the end of what he had to say to the reader. He has no idea how the critics will greet this drama and these thoughts, summarily set forth, stripped of their corollaries and ramifications, put together _currente calamo_, and in haste to have done with them. Doubtless they will appear to "the disciples of La Harpe" most impudent and strange. But if perchance, naked and undeveloped as they are, they should have the power to start upon the road of truth this public whose education is so far advanced, and whose minds so many notable writings, of criticism or of original thought, books or newspapers, have already matured for art, let the public follow that impulsion, caring naught whether it comes from a man unknown, from a voice with no authority, from a work of little merit. It is a copper bell which summons the people to the true temple and the true God.
There is to-day the old literary régime as well as the old political régime. The last century still weighs upon the present one at almost every point. It is notably oppressive in the matter of criticism. For instance, you find living men who repeat to you this definition of taste let fall by Voltaire: "Taste in poetry is no different from what it is in women's clothes." Taste, then, is coquetry. Remarkable words, which depict marvellously the painted, _moucheté_, powdered poetry of the eighteenth century--that literature in paniers, pompons and falbalas. They give an admirable résumé of an age with which the loftiest geniuses could not come in contact without becoming petty, in one respect or another; of an age when Montesquieu was able and apt to produce _Le Temple de Gnide_, Voltaire _Le Temple du Goût_, Jean-Jacques _Le Devin du Village_.
Taste is the common sense of genius. This is what will soon be demonstrated by another school of criticism, powerful, outspoken, well-informed,--a school of the century which is beginning to put forth vigorous shoots under the dead and withered branches of the old school. This youthful criticism, as serious as the other is frivolous, as learned as the other is ignorant, has already established organs that are listened to, and one is sometimes surprised to find, even in the least important sheets, excellent articles emanating from it. Joining hands with all that is fearless and superior in letters, it will deliver us from two scourges: tottering _classicism_, and false _romanticism_, which has the presumption to show itself at the feet of the true. For modern genius already has its shadow, its copy, its parasite, its _classic_, which forms itself upon it, smears itself with its colours, assumes its livery, picks up its crumbs, and, like _the sorcerer's pupil_, puts in play, with words retained by the memory, elements of theatrical action of which it has not the secret. Thus it does idiotic things which its master many a time has much difficulty in making good. But the thing that must be destroyed first of all is the old false taste. Present-day literature must be cleansed of its rust. In vain does the rust eat into it and tarnish it. It is addressing a young, stern, vigorous generation, which does not understand it. The train of the eighteenth century is still dragging in the nineteenth; but we, we young men who have seen Bonaparte, are not the ones who will carry it.
We are approaching, then, the moment when we shall see the new criticism prevail, firmly established upon a broad and deep foundation. People generally will soon understand that writers should be judged, not according to rules and species, which are contrary to nature and art, but according to the immutable principles of the art of composition, and the special laws of their individual temperaments. The sound judgment of all men will be ashamed of the criticism which broke Pierre Corneille on the wheel, gagged Jean Racine, and which ridiculously rehabilitated John Milton only by virtue of the epic code of Père le Bossu. People will consent to place themselves at the author's standpoint, to view the subject with his eyes, in order to judge a work intelligently. They will lay aside--and it is M. de Chateaubriand who speaks--"the paltry criticism of defects for the noble and fruitful criticism of beauties." It is time that all acute minds should grasp the thread that frequently connects what we, following our special whim, call "defects" with what we call "beauty." Defects--at all events those which we call by that name--are often the inborn, necessary, inevitable conditions of good qualities.
Scit genius, natale comes qul temperat astrum.
Who ever saw a medal without its reverse? a talent that had not some shadow with its brilliancy, some smoke with its flame? Such a blemish can be only the inseparable consequence of such beauty. This rough stroke of the brush, which offends my eye at close range, completes the effect and gives relief to the whole picture. Efface one and you efface the other. Originality is made up of such things. Genius is necessarily uneven. There are no high mountains without deep ravines. Fill up the valley with the mountain and you will have nothing but a steppe, a plateau, the plain of Les Sablons instead of the Alps, swallows and not eagles.
We must also take into account the weather, the climate, the local influences. The Bible, Homer, hurt us sometimes by their very sublimities. Who would want to part with a word of either of them? Our infirmity often takes fright at the inspired bold flights of genius, for lack of power to swoop down upon objects with such vast intelligence. And then, once again, there are _defects_ which take root only in masterpieces; it is given only to certain geniuses to have certain defects. Shakespeare is blamed for his abuse of metaphysics, of wit, of redundant scenes, of obscenities, for his employment of the mythological nonsense in vogue in his time, for exaggeration, obscurity, bad taste, bombast, asperities of style. The oak, that giant tree which we were comparing to Shakespeare just now, and which has more than one point of resemblance to him, the oak has an unusual shape, gnarled branches, dark leaves, and hard, rough bark; but it is the oak.
And it is because of these qualities that it is the oak. If you would have a smooth trunk, straight branches, satiny leaves, apply to the pale birch, the hollow elder, the weeping willow; but leave the mighty oak in peace. Do not stone that which gives you shade.
The author of this book knows as well as any one the numerous and gross faults of his works. If it happens too seldom that he corrects them, it is because it is repugnant to him to return to a work that has grown cold. Moreover, what has he ever done that is worth that trouble? The labor that he would throw away in correcting the imperfections of his books, he prefers to use in purging his intellect of its defects. It is his method to correct one work only in another work.
However, no matter what treatment may be accorded his book, he binds himself not to defend it, in whole or in part. If his drama is worthless, what is the use of upholding it? If it is good, why defend it? Time will do the book justice or will wreak justice upon it. Its success for the moment is the affair of the publisher alone. If then the wrath of the critics is aroused by the publication of this essay, he will let them do their worst. What reply should he make to them? He is not one of those who speak, as the Castilian poet says, "through the mouths of their wounds."
Por la boca de su herida.
One last word. It may have been noticed that in this somewhat long journey through so many different subjects, the author has generally refrained from resting his personal views upon texts or citations of authorities. It is not, however, because he did not have them at his hand.
"If the poet establishes things that are impossible according to the rules of his art, he makes a mistake unquestionably; but it ceases to be a mistake when by this means he has reached the end that he aimed at; for he has found what he sought,"--"They take for nonsense whatever the weakness of their intellects does not allow them to understand. They are especially prone to call absurd those wonderful passages in which the poet, in order the better to enforce his argument, departs, if we may so express it, from his argument. In fact, the precept which makes it a rule sometimes to disregard rules, is a mystery of the art which it is not easy to make men understand who are absolutely without taste and whom a sort of abnormality of mind renders insensible to those things which ordinarily impress men."
Who said the first? Aristotle. Who said the last? Boileau. By these two specimens you will see that the author of this drama might, as well as another, have shielded himself with proper names and taken refuge behind others' reputations. But he preferred to leave that style of argument to those who deem it unanswerable, universal and all-powerful. As for himself, he prefers reasons to authorities; he has always cared more for arms than for coats-of-arms.
_October_, 1827.
[Footnote A: Victor Hugo (1802-1883) the chief of the romantic school in France, issued in the Preface to "Cromwell" the manifesto of the movement. Poet, dramatist, and novelist, Hugo remained through a long life the most conspicuous man of letters in France; and in the document here printed he laid down the principles which revolutionized the literary world of his time.]
PREFACE TO LEAVES OF GRASS
BY WALT WHITMAN. (1855)[A]
America does not repel the past or what it has produced under its forms or amid other politics or the idea of castes or the old religions ... accepts the lesson with calmness ... is not so impatient as has been supposed that the slough still sticks to opinions and manners and literature while the life which served its requirements has passed into the new life of the new forms ... perceives that the corpse is slowly borne from the eating and sleeping rooms of the house ... perceives that it waits a little while in the door ... that it was fittest for its days ... that its action has descended to the stalwart and well shaped heir who approaches ... and that he shall be fittest for his days.
The Americans of all nations at any time upon the earth, have probably the fullest poetical nature. The United States themselves are essentially the greatest poem. In the history of the earth hitherto the largest and most stirring appear tame and orderly to their ampler largeness and stir. Here at last is something in the doings of man that corresponds with the broadcast doings of the day and night. Here is not merely a nation but a teeming nation of nations. Here is action untied from strings necessarily blind to particulars and details magnificently moving in vast masses. Here is the hospitality which forever indicates heroes.... Here are the roughs and beards and space and ruggedness and nonchalance that the soul loves. Here the performance disdaining the trivial unapproached in the tremendous audacity of its crowds and groupings and the push of its perspective spreads with crampless and flowing breadth and showers its prolific and splendid extravagance. One sees it must indeed own the riches of the summer and winter, and need never be bankrupt while corn grows from the ground or the orchards drop apples or the bays contain fish or men beget children upon women.
Other states indicate themselves in their deputies ... but the genius of the United States is not best or most in its executives or legislatures, nor in its ambassadors or authors or colleges or churches or parlors, nor even in its newspapers or inventors ... but always most in the common people. Their manners speech dress friendship--the freshness and candor of their physiognomy--the picturesque looseness of their carriage ... their deathless attachment to freedom--their aversion to anything indecorous or soft or mean--the practical acknowledgment of the citizens of one state by the citizens of all other states--the fierceness of their roused resentment--- their curiosity and welcome of novelty--their self-esteem and wonderful sympathy--their susceptibility to a slight--the air they have of persons who never knew how it felt to stand in the presence of superiors--the fluency of their speech--their delight in music, the sure symptom of manly tenderness and native elegance of soul ... their good temper and open handedness--the terrible significance of their elections--the President's taking off his hat to them, not they to him--these too are unrhymed poetry. It awaits the gigantic and generous treatment worthy of it.
The largeness of nature or the nation were monstrous without a corresponding largeness and generosity of the spirit of the citizen. Not nature nor swarming states nor streets and steamships nor prosperous business nor farms nor capital nor learning may suffice for the ideal of man ... nor suffice the poet. No reminiscences may suffice either. A live nation can always cut a deep mark and can have the best authority the cheapest ... namely from its own soul. This is the sum of the profitable uses of individuals or states and of present action and grandeur and of the subjects of poets.--As if it were necessary to trot back generation after generation to the eastern records! As if the beauty and sacredness of the demonstrable must fall behind that of the mythical! As if men do not make their mark out of any times! As if the opening of the western continent by discovery and what has transpired since in North and South America were less than the small theatre of the antique or the aimless sleepwalking of the middle ages! The pride of the United States leaves the wealth and finesse of the cities and all returns of commerce and agriculture and all the magnitude of geography or shows of exterior victory to enjoy the breed of full sized men or one full sized man unconquerable and simple.
The American poets are to enclose old and new for America is the race of races. Of them a bard is to be commensurate with a people. To him the other continents arrive as contributions ... he gives them reception for their sake and his own sake. His spirit responds to his country's spirit ... he incarnates its geography and natural life and rivers and lakes. Mississippi with annual freshets and changing chutes, Missouri and Columbia and Ohio and St. Lawrence with the Falls and beautiful masculine Hudson, do not embouchure where they spend themselves more than they embouchure into him. The blue breadth over the inland sea of Virginia and Maryland and the sea off Massachusetts and Maine and over Manhattan bay and over Champlain and Erie and over Ontario and Huron and Michigan and Superior, and over the Texan and Mexican and Floridian and Cuban seas, and over the seas off California and Oregon, is not tallied by the blue breadth of the waters below more than the breadth of above and below is tallied by him. When the long Atlantic coast stretches longer and the Pacific coast stretches longer he easily stretches with them north or south. He spans between them also from east to west and reflects what is between them. On him rise solid growths that offset the growths of pine and cedar and hemlock and live oak and locust and chestnut and cypress and hickory and limetree and cottonwood and tuliptree and cactus and wildvine and tamarind and persimmon ... and tangles as tangled as any canebrake or swamp ... and forests coated with transparent ice, and icicles hanging from boughs and crackling in the wind ... and sides and peaks of mountains ... and pasturage sweet and free as savannah or upland or prairie ... with flights and songs and screams that answer those of the wild pigeon and high-hold and orchard-oriole and coot and surf-duck and red-shouldered-hawk and fish-hawk and white ibis and Indian-hen and cat-owl and water-pheasant and qua-bird and pied-sheldrake and blackbird and mockingbird and buzzard and condor and night-heron and eagle. To him the hereditary countenance descends both mother's and father's. To him enter the essences of the real things and past and present events--of the enormous diversity of temperature and agriculture and mines--the tribes of red aborigines--the weather-beaten vessels entering new ports or making landings on rocky coasts--the first settlements north or south--the rapid stature and muscle--the haughty defiance of '76, and the war and peace and formation of the constitution ... the Union always surrounded by blatherers and always calm and impregnable--the perpetual coming of immigrants--the wharf-hem'd cities and superior marine--the unsurveyed interior--the loghouses and clearings and wild animals and hunters and trappers ... the free commerce--the fisheries and whaling and gold-digging--the endless gestation of new states--the convening of Congress every December, the members duly coming up from all climates and the uttermost parts ... the noble character of the young mechanics and of all free American workmen and workwomen ... the general ardor and friendliness and enterprise--the perfect equality of the female with the male ... the large amativeness--the fluid movement of the population--the factories and mercantile life and laborsaving machinery--the Yankee swap--the New York firemen and the target excursion--the Southern plantation life--the character of the northeast and of the northwest and southwest--slavery and the tremulous spreading of hands to protect it, and the stern opposition to it which shall never cease till it ceases or the speaking of tongues and the moving of lips cease. For such the expression of the American poet is to be transcendent and new. It is to be indirect and not direct or descriptive or epic. Its quality goes through these to much more. Let the age and wars of other nations be chanted and their eras and characters be illustrated and that finish the verse. Not so the great psalm of the republic. Here the theme is creative and has vista. Here comes one among the well beloved stonecutters and plans with decision and science and sees the solid and beautiful forms of the future where there are now no solid forms.
Of all nations the United States with veins full of poetical stuff most need poets and will doubtless have the greatest and use them the greatest. Their Presidents shall not be their common referee so much as their poets shall. Of all mankind the great poet is the equable man. Not in him but off from him things are grotesque or eccentric or fail of their sanity. Nothing out of its place is good and nothing in its place is bad. He bestows on every object or quality its fit proportions neither more nor less. He is the arbiter of the diverse and he is the key. He is the equalizer of his age and land ... he supplies what wants supplying and checks what wants checking. If peace is the routine out of him speaks the spirit of peace, large, rich, thrifty, building vast and populous cities, encouraging agriculture and the arts and commerce--lighting the study of man, the soul, immortality--federal, state or municipal government, marriage, health, freetrade, intertravel by land and sea ... nothing too close, nothing too far off ... the stars not too far off. In war he is the most deadly force of the war. Who recruits him recruits horse and foot ... he fetches parks of artillery the best that engineer ever knew. If the time becomes slothful and heavy he knows how to arouse it ... he can make every word he speaks draw blood. Whatever stagnates in the flat of custom or obedience or legislation he never stagnates. Obedience does not master him, he masters it. High up out of reach he stands turning a concentrated light ... he turns the pivot with his finger ... he baffles the swiftest runners as he stands and easily overtakes and envelopes them. The time straying towards infidelity and confections and persiflage he withholds by his steady faith ... he spreads out his dishes ... he offers the sweet firmfibred meat that grows men and women. His brain is the ultimate brain. He is no arguer ... he is judgment. He judges not as the judge judges but as the sun falling around a helpless thing. As he sees the farthest he has the most faith. His thoughts are the hymns of the praise of things. In the talk on the soul and eternity and God off of his equal plane he is silent. He sees eternity less like a play with a prologue and dénouement ... he sees eternity in men and women ... he does not see men or women as dreams or dots. Faith is the antiseptic of the soul ... it pervades the common people and preserves them ... they never give up believing and expecting and trusting. There is that indescribable freshness and unconsciousness about an illiterate person that humbles and mocks the power of the noblest expressive genius. The poet sees for a certainty how one not a great artist may be just as sacred and perfect as the greatest artist.... The power to destroy or remould is freely used by him, but never the power of attack. What is past is past. If he does not expose superior models and prove himself by every step he takes he is not what is wanted. The presence of the greatest poet conquers ... not parleying or struggling or any prepared attempts. Now he has passed that way see after him! There is not left any vestige of despair or misanthropy or cunning or exclusiveness or the ignominy of a nativity or color or delusion of hell or the necessity of hell ... and no man thenceforward shall be degraded for ignorance or weakness or sin.
The greatest poet hardly knows pettiness or triviality. If he breathes into anything that was before thought small it dilates with the grandeur and life of the universe. He is a seer ... he is individual ... he is complete in himself ... the others are as good as he, only he sees it and they do not. He is not one of the chorus ... he does not stop for any regulation ... he is the president of regulation. What the eyesight does to the rest he does to the rest. Who knows the curious mystery of the eyesight? The other senses corroborate themselves, but this is removed from any proof but its own and foreruns the identities of the spiritual world. A single glance of it mocks all the investigations of man and all the instruments and books of the earth and all reasoning. What is marvellous? what is unlikely? what is impossible or baseless or vague? after you have once just opened the space of a peachpit and given audience to far and near and to the sunset and had all things enter with electric swiftness softly and duly without contusion or jostling or jam.
The land and sea, the animals fishes and birds, the sky of heavens and the orbs, the forests mountains and rivers, are not small themes ... but folks expect of the poet to indicate more than the beauty and dignity which always attach to dumb real objects,... they expect him to indicate the path between reality and their souls. Men and women perceive the beauty well enough ... probably as well as he. The passionate tenacity of hunters, woodmen, early risers, cultivators of gardens and orchards and fields, the love of healthy women for the manly form, seafaring persons, drivers of horses, the passion for light and the open air, all is an old varied sign of the unfailing perception of beauty and of a residence of the poetic in outdoor people. They can never be assisted by poets to perceive ... some may but they never can. The poetic quality is not marshalled in rhyme or uniformity or abstract addresses to things nor in melancholy complaints or good precepts, but is the life of these and much else and is in the soul. The profit of rhyme is that it drops seeds of a sweeter and more luxuriant rhyme, and of uniformity that it conveys itself into its own roots in the ground out of sight. The rhyme and uniformity of perfect poems show the free growth of metrical laws and bud from them as unerringly and loosely as lilacs and roses on a bush, and take shapes as compact as the shapes of chestnuts and oranges and melons and pears, and shed the perfume impalpable to form. The fluency and ornaments of the finest poems or music or orations or recitations are not independent but dependent. All beauty comes from beautiful blood and a beautiful brain. If the greatnesses are in conjunction in a man or woman it is enough ... the fact will prevail through the universe ... but the gaggery and gilt of a million years will not prevail. Who troubles himself about his ornaments or fluency is lost. This is what you shall do: Love the earth and sun and the animals, despise riches, give alms to every one that asks, stand up for the stupid and crazy, devote your income and labor to others, hate tyrants, argue not concerning God, have patience and indulgence toward the people, take off your hat to nothing known or unknown or to any man or number of men, go freely with powerful uneducated persons and with the young and with the mothers of families, read these leaves in the open air every season of every year of your life, re-examine all you have been told at school or church or in any book, dismiss whatever insults your own soul; and your very flesh shall be a great poem and have the richest fluency not only in its words but in the silent lines of its lips and face and between the lashes of your eyes and in every motion and joint of your body.... The poet shall not spend his time in unneeded work. He shall know that the ground is always ready ploughed and manured ... others may not know it but he shall. He shall go directly to the creation. His trust shall master the trust of everything he touches ... and shall master all attachment.
The known universe has one complete lover and that is the greatest poet. He consumes an eternal passion and is indifferent which chance happens and which possible contingency of fortune or misfortune and persuades daily and hourly his delicious pay. What baulks or breaks others is fuel for his burning progress to contact and amorous joy. Other proportions of the reception of pleasure dwindle to nothing to his proportions. All expected from heaven or from the highest he is rapport with in the sight of the daybreak or a scene of the winter woods or the presence of children playing or with his arm round the neck of a man or woman. His love above all love has leisure and expanse ... he leaves room ahead of himself. He is no irresolute or suspicious lover ... he is sure ... he scorns intervals. His experience and the showers and thrills are not for nothing. Nothing can jar him ... suffering and darkness cannot--death and fear cannot. To him complaint and jealousy and envy are corpses buried and rotten in the earth ... he saw them buried. The sea is not surer of the shore or the shore of the sea than he is of the fruition of his love and of all perfection and beauty.
The fruition of beauty is no chance of hit or miss ... it is inevitable as life ... it is as exact and plumb as gravitation. From the eyesight proceeds another eyesight and from the hearing proceeds another hearing and from the voice proceeds another voice eternally curious of the harmony of things with man. To these respond perfections not only in the committees that were supposed to stand for the rest but in the rest themselves just the same. These understand the law of perfection in masses and floods ... that its finish is to each for itself and onward from itself ... that it is profuse and impartial ... that there is not a minute of the light or dark nor an acre of the earth and sea without it--nor any direction of the sky nor any trade or employment nor any turn of events. This is the reason that about the proper expression of beauty there is precision and balance ... one part does not need to be thrust above another. The best singer is not the one who has the most lithe and powerful organ ... the pleasure of poems is not in them that take the handsomest measure and similes and sound.
Without effort and without exposing in the least how it is done the greatest poet brings the spirit of any or all events and passions and scenes and persons some more and some less to bear on your individual character as you hear or read. To do this well is to compete with the laws that pursue and follow time. What is the purpose must surely be there and the clue of it must be there ... and the faintest indication is the indication of the best and then becomes the clearest indication. Past and present and future are not disjoined but joined. The greatest poet forms the consistence of what is to be from what has been and is. He drags the dead out of their coffins and stands them again on their feet ... he says to the past, Rise and walk before me that I may realize you. He learns the lesson ... he places himself where the future becomes present. The greatest poet does not only dazzle his rays over character and scenes and passions ... he finally ascends and finishes all ... he exhibits the pinnacles that no man can tell what they are for or what is beyond ... he glows a moment on the extremest verge. He is most wonderful in his last half-hidden smile or frown ... by that flash of the moment of parting the one that sees it shall be encouraged or terrified afterward for many years. The greatest poet does not moralize or make applications of morals ... he knows the soul. The soul has that measureless pride which consists in never acknowledging any lessons but its own. But it has sympathy as measureless as its pride and the one balances the other and neither can stretch too far while it stretches in company with the other. The inmost secrets of art sleep with the twain. The greatest poet has lain close betwixt both and they are vital in his style and thoughts.
The art of art, the glory of expression and the sunshine of the light of letters is simplicity. Nothing is better than simplicity ... nothing can make up for excess or for the lack of definiteness. To carry on the heave of impulse and pierce intellectual depths and give all subjects their articulations are powers neither common nor very uncommon. But to speak in literature with the perfect rectitude and insouciance of the movements of animals and the unimpeachableness of the sentiment of trees in the woods and grass by the roadside is the flawless triumph of art. If you have looked on him who has achieved it you have looked on one of the masters of the artists of all nations and times. You shall not contemplate the flight of the gray gull over the bay or the mettlesome action of the blood horse or the tall leaning of sunflowers on their stalk or the appearance of the sun journeying through heaven or the appearance of the moon afterward with any more satisfaction than you shall contemplate him. The greatest poet has less a marked style and is more the channel of thoughts and things without increase or diminution and is the free channel of himself. He swears to his art, I will not be meddlesome, I will not have in my writing any elegance or effect or originality to hang in the way between me and the rest like curtains. I will have nothing hang in the way not the richest curtains. What I tell I tell for precisely what it is. Let who may exalt or startle or fascinate or soothe I will have purposes as health or heat or snow has and be as regardless of observation. What I experience or portray shall go from my composition without a shred of my composition. You shall stand by my side and look in the mirror with me.
The old red blood and stainless gentility of great poets will be proved by their unconstraint. A heroic person walks at his ease through and out of that custom or precedent or authority that suits him not. Of the traits of the brotherhood of writers savans musicians inventors and artists, nothing is finer than silent defiance advancing from new free forms. In the need of poems philosophy politics mechanism science behavior, the craft of art, an appropriate native grand-opera, shipcraft; or any craft, he is greatest for ever and for ever who contributes the greatest original practical example. The cleanest expression is that which finds no sphere worthy of itself and makes one. The messages of great poets to each man and woman are, Come to us on equal terms, Only then can you understand us, We are no better than you, What we enclose you enclose, What we enjoy you may enjoy. Did you suppose there could be only one Supreme? We affirm there can be unnumbered Supremes, and that one does not countervail another any more than one eyesight countervails another ... and that men can be good or grand only of the consciousness of their supremacy within them. What do you think is the grandeur of storms and dismemberments and the deadliest battles and wrecks and the wildest fury of the elements and the power of the sea and the motion of nature and the throes of human desires and dignity and hate and love? It is that something in the soul which says, Rage on, Whirl on, I tread master here and everywhere, Master of the spasms of the sky and of the shatter of the sea, Master of nature and passion and death, And of all terror and all pain.
The American bards shall be marked for generosity and affection and for encouraging competitors.... They shall be kosmos ... without monopoly or secrecy ... glad to pass anything to any one ... hungry for equals night and day. They shall not be careful of riches and privilege ... they shall be riches and privilege ... they shall perceive who the most affluent man is. The most affluent man is he that confronts all the shows he sees by equivalents out of the stronger wealth of himself. The American bard shall delineate no class of persons nor one or two out of the strata of interests nor love most nor truth most nor the soul most nor the body most ... and not be for the eastern states more than the western or the northern states more than the southern.
Exact science and its practical movements are no checks on the greatest poet but always his encouragement and support. The outset and remembrance are there ... there the arms that lifted him first and brace him best ... there he returns after all his goings and comings. The sailor and traveller ... the anatomist chemist astronomer geologist phrenologist spiritualist mathematician historian and lexicographer are not poets, but they are the lawgivers of poets and their construction underlies the structure of every perfect poem. No matter what rises or is uttered they sent the seed of the conception of it ... of them and by them stand the visible proofs of souls ... always of their fatherstuff must be begotten the sinewy races of bards. If there shall be love and content between the father and the son and if the greatness of the son is the exuding of the greatness of the father there shall be love between the poet and the man of demonstrable science. In the beauty of poems are the tuft and final applause of science.
Great is the faith of the flush of knowledge and of the investigation of the depths of qualities and things. Cleaving and circling here swells the soul of the poet yet is president of itself always. The depths are fathomless and therefore calm. The innocence and nakedness are resumed ... they are neither modest nor immodest. The whole theory of the special and supernatural and all that was twined with it or educed out of it departs as a dream. What has ever happened ... what happens and whatever may or shall happen, the vital laws enclose all ... they are sufficient for any case and for all cases ... none to be hurried or retarded ... any miracle of affairs or persons inadmissible in the vast clear scheme where every motion and every spear of grass and the frames and spirits of men and women and all that concerns them are unspeakably perfect miracles all referring to all and each distinct and in its place. It is also not consistent with the reality of the soul to admit that there is anything in the known universe more divine than men and women.
Men and women and the earth and all upon it are simply to be taken as they are, and the investigation of their past and present and future shall be unintermitted and shall be done with perfect candor. Upon this basis philosophy speculates ever looking towards the poet, ever regarding the eternal tendencies of all toward happiness never inconsistent with what is clear to the senses and to the soul. For the eternal tendencies of all toward happiness make the only point of sane philosophy. Whatever comprehends less than that ... whatever is less than the laws of light and of astronomical motion ... or less than the laws that follow the thief the liar the glutton and the drunkard through this life and doubtless afterward ... or less than vast stretches of time or the slow formation of density or the patient upheaving of strata--is of no account. Whatever would put God in a poem or system of philosophy as contending against some being or influence is also of no account. Sanity and ensemble characterize the great master ... spoilt in one principle all is spoilt. The great master has nothing to do with miracles. He sees health for himself in being one of the mass ... he sees the hiatus in singular eminence. To the perfect shape comes common ground. To be under the general law is great, for that is to correspond with it. The master knows that he is unspeakably great and that all are unspeakably great ... that nothing for instance is greater than to conceive children and bring them up well ... that to be is just as great as to perceive or tell.
In the make of the great masters the idea of political liberty is indispensable. Liberty takes the adherence of heroes wherever men and women exist ... but never takes any adherence or welcome from the rest more than from poets. They are the voice and exposition of liberty. They out of ages are worthy the grand idea ... to them it is confided and they must sustain it. Nothing has precedence of it and nothing can warp or degrade it. The attitude of great poets is to cheer up slaves and horrify despots. The turn of their necks, the sound of their feet, the motions of their wrists, are full of hazard to the one and hope to the other. Come nigh them awhile and though they neither speak nor advise you shall learn the faithful American lesson. Liberty is poorly served by men whose good intent is quelled from one failure or two failures or any number of failures, or from the casual indifference or ingratitude of the people, or from the sharp show of the tushes of power, or the bringing to bear soldiers and cannon or any penal statutes. Liberty relies upon itself, invites no one, promises nothing, sits in calmness and light, is positive and composed, and knows no discouragement. The battle rages with many a loud alarm and frequent advance and retreat ... the enemy triumphs ... the prison, the handcuffs, the iron necklace and anklet, the scaffold, garrote and leadballs do their work ... the cause is asleep ... the strong throats are choked with their own blood ... the young men drop their eyelashes toward the ground when they pass each other ... and is liberty gone out of that place? No never. When liberty goes it is not the first to go nor the second or third to go ... it awaits for all the rest to go ... it is the last.... When the memories of the old martyrs are faded utterly away ... when the large names of patriots are laughed at in the public halls from the lips of the orators ... when the boys are no more christened after the same but christened after tyrants and traitors instead ... when the laws of the free are grudgingly permitted and the laws for informers and bloodmoney are sweet to the taste of the people ... when I and you walk abroad upon the earth stung with compassion at the sight of numberless brothers answering our equal friendship and calling no man master--and when we are elated with noble joy at the sight of slaves ... when the soul retires in the cool communion of the night and surveys its experience and has much extasy over the word and deed that put back a helpless innocent person into the gripe of the gripers or into any cruel inferiority ... when those in all parts of these states who could easier realize the true American character but do not yet--when the swarms of cringers, suckers, doughfaces, lice of politics, planners of sly involutions for their own preferment to city offices or state legislatures or the judiciary or congress or the presidency, obtain a response of love and natural deference from the people whether they get the offices or no ... when it is better to be a bound booby and rogue in office at a high salary than the poorest free mechanic or farmer with his hat unmoved from his head and firm eyes and a candid and generous heart ... and when servility by town or state or the federal government or any oppression on a large scale or small scale can be tried on without its own punishment following duly after in exact proportion against the smallest chance of escape ... or rather when all life and all the souls of men and women are discharged from any part of the earth--then only shall the instinct of liberty be discharged from that part of the earth.
As the attributes of the poets of the kosmos concentre in the real body and soul and in the pleasure of things they possess the superiority of genuineness over all fiction and romance. As they emit themselves facts are showered over with light ... the daylight is lit with more volatile light ... also the deep between the setting and rising sun goes deeper many fold. Each precise object or condition or combination or process exhibits a beauty ... the multiplication table its--old age its--the carpenter's trade its--the grand opera its--the hugehulled cleanshaped New-York clipper at sea under steam or full sail gleams with unmatched beauty.... the American circles and large harmonies of government gleam with theirs ... and the commonest definite intentions and actions with theirs. The poets of the kosmos advance through all interpositions and coverings and turmoils and stratagems to first principles. They are of use ... they dissolve poverty from its need and riches from its conceit. You large proprietor, they say, shall not realize or perceive more than any one else. The owner of the library is not he who holds a legal title to it having bought and paid for it. Any one and every one is owner of the library who can read the same through all the varieties of tongues and subjects and styles, and in whom they enter with ease and take residence and force toward paternity and maternity, and make supple and powerful and rich and large.... These American states strong and healthy and accomplished shall receive no pleasure from violations of natural models and must not permit them. In paintings or mouldings or carvings in mineral or wood, or in the illustrations of books and newspapers, or in any comic or tragic prints, or in the patterns of woven stuffs or anything to beautify rooms or furniture or costumes, or to put upon cornices or monuments or on the prows or sterns of ships, or to put anywhere before the human eye indoors or out, that which distorts honest shapes or which creates unearthly beings or places or contingencies, is a nuisance and revolt. Of the human form especially, it is so great it must never be made ridiculous. Of ornaments to a work nothing outré can be allowed ... but those ornaments can be allowed that conform to the perfect facts of the open air, and that flow out of the nature of the work and come irrepressibly from it and are necessary to the completion of the work. Most works are most beautiful without ornament ... Exaggerations will be revenged in human physiology. Clean and vigorous children are jetted and conceived only in those communities where the models of natural forms are public every day ... Great genius and the people of these states must never be demeaned to romances. As soon as histories are properly told there is no more need of romances.
The great poets are also to be known by the absence in them of tricks and by the justification of perfect personal candor. Then folks echo a new cheap joy and a divine voice leaping from their brains: How beautiful is candor! All faults may be forgiven of him who has perfect candor. Henceforth let no man of us lie, for we have seen that openness wins the inner and outer world and that there is no single exception, and that never since our earth gathered itself in a mass have deceit or subterfuge or prevarication attracted its smallest particle or the faintest tinge of a shade--and that through the enveloping wealth and rank of a state or the whole republic of states a sneak or sly person shall be discovered and despised ... and that the soul has never once been fooled and never can be fooled ... and thrift without the loving nod of the soul is only a foetid puff ... and there never grew up in any of the continents of the globe nor upon any planet or satellite or star, nor upon the asteroids, nor in any part of ethereal space, nor in the midst of density, nor under the fluid wet of the sea, nor in that condition which precedes the birth of babes, nor at any time during the changes of life, nor in that condition that follows what we term death, nor in any stretch of abeyance or action afterward of vitality, nor in any process of formation or reformation anywhere, a being whose instinct hated the truth.
Extreme caution or prudence, the soundest organic health, large hope and comparison and fondness for women and children, large alimentiveness and destructiveness and causality, with a perfect sense of the oneness of nature and the propriety of the same spirit applied to human affairs ... these are called up of the float of the brain of the world to be parts of the greatest poet from his birth out of his mother's womb and from her birth out of her mother's. Caution seldom goes far enough. It has been thought that the prudent citizen was the citizen who applied himself to solid gains and did well for himself and for his family and completed a lawful life without debt or crime. The greatest poet sees and admits these economies as he sees the economies of food and sleep, but has higher notions of prudence than to think he gives much when he gives a few slight attentions at the latch of the gate. The premises of the prudence of life are not the hospitality of it or the ripeness and harvest of it. Beyond the independence of a little sum laid aside for burial-money, and of a few clapboards around and shingles overhead on a lot of American soil owned, and the easy dollars that supply the year's plain clothing and meals, the melancholy prudence of the abandonment of such a great being as a man is to the toss and pallor of years of money-making with all their scorching days and icy nights and all their stifling deceits and underhanded dodgings, or infinitesimals of parlors, or shameless stuffing while others starve ... and all the loss of the bloom and odor of the earth and of the flowers and atmosphere and of the sea, and of the true taste of the women and men you pass or have to do with in youth or middle age, and the issuing sickness and desperate revolt at the close of a life without elevation or naivete, and the ghastly chatter of a death without serenity or majesty, is the great fraud upon modern civilization and forethought, blotching the surface and system which civilization undeniably drafts, and moistening with tears the immense features it spreads and spreads with such velocity before the reached kisses of the soul.... Still the right explanation remains to be made about prudence. The prudence of the mere wealth and respectability of the most esteemed life appears too faint for the eye to observe at all when little and large alike drop quietly aside at the thought of the prudence suitable for immortality. What is wisdom that fills the thinness of a year or seventy or eighty years to wisdom spaced out by ages and coming back at a certain time with strong reinforcements and rich presents and the clear faces of wedding-guests as far as you can look in every direction, running gaily toward you? Only the soul is of itself ... all else has reference to what ensues. All that a person does or thinks is of consequence. Not a move can a man or woman make that effects him or her in a day or a month or any part of the direct lifetime or the hour of death but the same affects him or her onward afterward through the indirect lifetime. The indirect is always as great and real as the direct. The spirit receives from the body just as much as it gives to the body. Not one name of word or deed ... not of venereal sores or discolorations ... not the privacy of the onanist ... not of the putrid veins of gluttons or rumdrinkers ... not peculation or cunning or betrayal or murder ... no serpentine poison of those that seduce women ... not the foolish yielding of women ... not prostitution ... not of any depravity of young men ... not of the attainment of gain by discreditable means ... not any nastiness of appetite ... not any harshness of officers to men or judges to prisoners or fathers to sons or sons to fathers or of husbands to wives or bosses to their boys ... not of greedy looks or malignant wishes ... nor any of the wiles practised by people upon themselves ... ever is or ever can be stamped on the programme but it is duly realized and returned, and that returned in further performances ... and they returned again. Nor can the push of charity or personal force ever be anything else than the profoundest reason, whether it bring argument to hand or no. No specification is necessary ... to add or subtract or divide is in vain. Little or big, learned or unlearned, white or black, legal or illegal, sick or well, from the first inspiration down the windpipe to the last expiration out of it, all that a male or female does that is vigorous and benevolent and clean is so much sure profit to him or her in the unshakable order of the universe and through the whole scope of it for ever. If the savage or felon is wise it is well ... if the greatest poet or savan is wise it is simply the same ... if the President or chief justice is wise it is the same ... if the young mechanic or farmer is wise it is no more or less ... if the prostitute is wise it is no more nor less. The interest will come round ... all will come round. All the best actions of war and peace ... all help given to relatives and strangers and the poor and old and sorrowful and young children and widows and the sick, and to all shunned persons ... all furtherance of fugitives and of the escape of slaves ... all the self-denial that stood steady and aloof on wrecks and saw others take the seats of the boats ... all offering of substance or life for the good old cause, or for a friend's sake or opinion's sake ... all pains of enthusiasts scoffed at by their neighbors ... all the vast sweet love and precious sufferings of mothers ... all honest men baffled in strifes recorded or unrecorded ... all the grandeur and good of the few ancient nations whose fragments of annals we inherit ... and all the good of the hundreds of far mightier and more ancient nations unknown to us by name or date or location ... all that was ever manfully begun, whether it succeeded or no ... all that has at any time been well suggested out of the divine heart of man or by the divinity of his mouth or by the shaping of his great hands ... and all that is well thought or done this day on any part of the surface of the globe ... or on any of the wandering stars or fixed stars by those there as we are here ... or that is henceforth to be well thought or done by you whoever you are, or by any one--these singly and wholly inured at their time and inure now and will inure always to the identities from which they sprung or shall spring ... Did you guess any of them lived only its moment? The world does not so exist ... no parts palpable or impalpable so exist ... no result exists now without being from its long antecedent result, and that from its antecedent, and so backward without the farthest mentionable spot coming a bit nearer the beginning than any other spot.... Whatever satisfies the soul is truth. The prudence of the greatest poet answers at last the craving and glut of the soul, is not contemptuous of less ways of prudence if they conform to its ways, puts off nothing, permits no let-up for its own case or any case, has no particular sabbath or judgment-day, divides not the living from the dead or the righteous from the unrighteous, is satisfied with the present, matches every thought or act by its correlative, knows no possible forgiveness or deputed atonement ... knows that the young man who composedly perilled his life and lost it has done exceeding well for himself, while the man who has not perilled his life and retains to old age in riches and ease has perhaps achieved nothing for himself worth mentioning ... and that only that person has no great prudence to learn who has learnt to prefer real longlived things, and favors body and soul the same, and perceives the indirect assuredly following the direct, and what evil or good he does leaping onward and waiting to meet him again--and who in his spirit in any emergency whatever neither hurries or avoids death.
The direct trial of him who would be the greatest poet is to-day. If he does not flood himself with the immediate age as with vast oceanic tides ... and if he does not attract his own land body and soul to himself, and hang on its neck with incomparable love and plunge his Semitic muscle into its merits and demerits ... and if he be not himself the age transfigured ... and if to him is not opened the eternity which gives similitude to all periods and locations and processes and animate and inanimate forms, and which is the bond of time, and rises up from its inconceivable vagueness and infiniteness in the swimming shape of to-day, and is held by the ductile anchors of life, and makes the present spot the passage from what was to what shall be, and commits itself to the representation of this wave of an hour and this one of the sixty beautiful children of the wave--let him merge in the general run and wait his development.... Still the final test of poems or any character or work remains. The prescient poet projects himself centuries ahead and judges performer or performance after the changes of time. Does it live through them? Does it still hold on untired? Will the same style and the direction of genius to similar points be satisfactory now? Has no new discovery in science or arrival at superior planes of thought and judgment and behavior fixed him or his so that either can be looked down upon? Have the marches of tens and hundreds and thousands of years made willing detours to the right hand and the left hand for his sake? Is he beloved long and long after he is buried? Does the young man think often of him? and the young woman think often of him? and do the middle aged and the old think of him?
A great poem is for ages and ages in common, and for all degrees and complexions, and all departments and sects, and for a woman as much as a man and a man as much as a woman. A great poem is no finish to a man or woman but rather a beginning. Has any one fancied he could sit at last under some due authority and rest satisfied with explanations and realize and be content and full? To no such terminus does the greatest poet bring ... he brings neither cessation or sheltered fatness and ease. The touch of him tells in action. Whom he takes he takes with firm sure grasp into live regions previously unattained ... thenceforward is no rest ... they see the space and ineffable sheen that turn the old spots and lights into dead vacuums. The companion of him beholds the birth and progress of stars and learns one of the meanings. Now there shall be a man cohered out of tumult and chaos ... the elder encourages the younger and shows him how ... they too shall launch off fearlessly together till the new world fits an orbit for itself and looks unabashed on the lesser orbits of the stars and sweeps through the ceaseless rings and shall never be quiet again.
There will soon be no more priests. Their work is done. They may wait awhile ... perhaps a generation or two ... dropping off by degrees. A superior breed shall take their place ... the gangs of kosmos and prophets _en masse_ shall take their place. A new order shall arise and they shall be the priests of man, and every man shall be his own priest. The churches built under their umbrage shall be the churches of men and women. Through the divinity of themselves shall the kosmos and the new breed of poets be interpreters of men and women and of all events and things. They shall find their inspiration in real objects to-day, symptoms of the past and future.... They shall not deign to defend immortality or God or the perfection of things or liberty or the exquisite beauty and reality of the soul. They shall arise in America and be responded to from the remainder of the earth.
The English language befriends the grand American expression ... it is brawny enough and limber and full enough ... on the tough stock of a race who through all change of circumstance was never without the idea of political liberty, which is the animus of all liberty, it has attracted the terms of daintier and gayer and subtler and more elegant tongues. It is the powerful language of resistance ... it is the dialect of common sense. It is the speech of the proud and melancholy races and of all who aspire. It is the chosen tongue to express growth faith self-esteem freedom justice equality friendliness amplitude prudence decision and courage. It is the medium that shall well nigh express the inexpressible.
No great literature nor any like style of behavior or oratory or social intercourse or household arrangements or public institutions or the treatment of bosses of employed people, nor executive detail or detail of the army and navy, nor spirit of legislation or courts or police or tuition or architecture or songs or amusements or the costumes of young men, can long elude the jealous and passionate instinct of American standards. Whether or no the sign appears from the mouths of the people, it throbs a live interrogation in every freeman's and freewoman's heart after that which passes by or this built to remain. Is it uniform with my country? Are its disposals without ignominious distinctions? Is it for the ever growing communes of brothers and lovers, large, well-united, proud beyond the old models, generous beyond all models? Is it something grown fresh out of the fields or drawn from the sea for use to me today here? I know that what answers for me an American must answer for any individual or nation that serves for a part of my materials. Does this answer? or is it without reference to universal needs? or sprung of the needs of the less developed society of special ranks? or old needs of pleasure overlaid by modern science or forms? Does this acknowledge liberty with audible and absolute acknowledgment, and set slavery at nought for life and death? Will it help breed one goodshaped and wellhung man, and a woman to be his perfect and independent mate? Does it improve manners? Is it for the nursing of the young of the republic? Does it solve readily with the sweet milk of the nipples of the breasts of the mother of many children? Has it too the old ever-fresh forbearance and impartiality? Does it look for the same love on the last born and on those hardening toward stature, and on the errant, and on those who disdain all strength of assault outside their own?
The poems distilled from other poems will probably pass away. The coward will surely pass away. The expectation of the vital and great can only be satisfied by the demeanor of the vital and great. The swarms of the polished deprecating and reflectors and the polite float off and leave no remembrance. America prepares with composure and goodwill for the visitors that have sent word. It is not intellect that is to be their warrant and welcome. The talented, the artist, the ingenious, the editor, the statesman, the erudite ... they are not unappreciated ... they fall in their place and do their work. The soul of the nation also does its work. No disguise can pass on it ... no disguise can conceal from it. It rejects none, it permits all. Only towards as good as itself and toward the like of itself will it advance half-way. An individual is as superb as a nation when he has the qualities which make a superb nation. The soul of the largest and wealthiest and proudest nation may well go half-way to meet that of its poets. The signs are effectual. There is no fear of mistake. If the one is true the other is true. The proof of a poet is that his country absorbs him as affectionately as he has absorbed it.
[Footnote A: Walt Whitman (1819-1892), the most original of American poets, was born in West Hills, Long Island, educated in the Brooklyn Public Schools, and apprenticed to a printer. As a youth he taught in a country school, and later went into journalism in New York, Brooklyn, and New Orleans. The first edition of "Leaves of Grass" appeared in 1855, with the remarkable preface here printed. During the war he acted as a volunteer nurse in the army hospitals, and, when it closed, he became a clerk in the government service at Washington. He continued to write almost till his death.]
INTRODUCTION TO THE HISTORY OF ENGLISH LITERATURE
BY HIPPOLYTE ADOLPHE TAINE. (1863)[A]
I
History, within a hundred years in Germany, and within sixty years in France, has undergone a transformation owing to a study of literatures.
The discovery has been made that a literary work is not a mere play of the imagination, the isolated caprice of an excited brain, but a transcript of contemporary manners and customs and the sign of a particular state of intellect. The conclusion derived from this is that, through literary monuments, we can retrace the way in which men felt and thought many centuries ago. This method has been tried and found successful.
We have meditated over these ways of feeling and thinking and have accepted them as facts of prime significance. We have found that they were dependent on most important events, that they explain these, and that these explain them, and that henceforth it was necessary to give them their place in history, and one of the highest. This place has been assigned to them, and hence all is changed in history--the aim, the method, the instrumentalities, and the conceptions of laws and of causes. It is this change as now going on, and which must continue to go on, that is here attempted to be set forth.
On turning over the large stiff pages of a folio volume, or the yellow leaves of a manuscript, in short, a poem, a code of laws, a confession of faith, what is your first comment? You say to yourself that the work before you is not of its own creation. It is simply a mold like a fossil shell, an imprint similar to one of those forms embedded in a stone by an animal which once lived and perished. Beneath the shell was an animal and behind the document there was a man. Why do you study the shell unless to form some idea of the animal? In the same way do you study the document in order to comprehend the man; both shell and document are dead fragments and of value only as indications of the complete living being. The aim is to reach this being; this is what you strive to reconstruct. It is a mistake to study the document as if it existed alone by itself. That is treating things merely as a pedant, and you subject yourself to the illusions of a book-worm. At bottom mythologies and languages are not existences; the only realities are human beings who have employed words and imagery adapted to their organs and to suit the original cast of their intellects. A creed is nothing in itself. Who made it? Look at this or that portrait of the sixteenth century, the stern, energetic features of an archbishop or of an English martyr. Nothing exists except through the individual; it is necessary to know the individual himself. Let the parentage of creeds be established, or the classification of poems, or the growth of constitutions, or the transformations of idioms, and we have only cleared the ground. True history begins when the historian has discerned beyond the mists of ages the living, active man, endowed with passions, furnished with habits, special in voice, feature, gesture and costume, distinctive and complete, like anybody that you have just encountered in the street. Let us strive then, as far as possible, to get rid of this great interval of time which prevents us from observing the man with our eyes, _the eyes of our own head_. What revelations do we find in the calendared leaves of a modern poem? A modern poet, a man like De Musset, Victor Hugo, Lamartine, or Heine, graduated from a college and traveled, wearing a dress-coat and gloves, favored by ladies, bowing fifty times and uttering a dozen witticisms in an evening, reading daily newspapers, generally occupying an apartment on the second story, not over-cheerful on account of his nerves, and especially because, in this dense democracy in which we stifle each other, the discredit of official rank exaggerates his pretensions by raising his importance, and, owing to the delicacy of his personal sensations, leading him to regard himself as a Deity. Such is what we detect behind modern _meditations_ and _sonnets_.
Again, behind a tragedy of the seventeenth century there is a poet, one, for example, like Racine, refined, discreet, a courtier, a fine talker, with majestic perruque and ribboned shoes, a monarchist and zealous Christian, "God having given him the grace not to blush in any society on account of zeal for his king or for the Gospel," clever in interesting the monarch, translating into proper French "the _gaulois_ of Amyot," deferential to the great, always knowing how to keep his place in their company, assiduous and respectful at Marly as at Versailles, amid the formal creations of a decorative landscape and the reverential bows, graces, intrigues, and fineness of the braided seigniors Who get up early every morning to obtain the reversion of an office, together with the charming ladies who count on their fingers the pedigrees which entitle them to a seat on a footstool. On this point consult Saint-Simon and the engravings of Perelle, the same as you have just consulted Balzac and the water-color drawings of Eugene Lami.
In like manner, on reading a Greek tragedy, our first care is to figure to ourselves the Greeks, that is to say, men who lived half-naked in the gymnasiums or on a public square under a brilliant sky, in full view of the noblest and most delicate landscape, busy in rendering their bodies strong and agile, in conversing together, in arguing, in voting, in carrying out patriotic piracies, and yet idle and temperate, the furniture of their houses consisting of three earthen jars and their food of two pots of anchovies preserved in oil, served by slaves who afford them the time to cultivate their minds and to exercise their limbs, with no other concern that that of having the most beautiful city, the most beautiful processions, the most beautiful ideas, and the most beautiful men. In this respect, a statue like the "Meleager" or the "Theseus" of the Parthenon, or again a sight of the blue and lustrous Mediterranean, resembling a silken tunic out of which islands arise like marble bodies, together with a dozen choice phrases selected from the works of Plato and Aristophanes, teach us more than any number of dissertations and commentaries.
And so again, in order to understand an Indian Purana, one must begin by imagining the father of a family who, "having seen a son on his son's knees," follows the law and, with ax and pitcher, seeks solitude under a banyan tree, talks no more, multiplies his fastings, lives naked with four fires around him under the fifth fire, that terrible sun which endlessly devours and resuscitates all living things; who fixes his imagination in turn for weeks at a time on the foot of Brahma, then on his knee, on his thigh, on his navel, and so on, until, beneath the strain of this intense meditation, hallucinations appear, when all the forms of being, mingling together and transformed into each other, oscillate to and fro in this vertiginous brain until the motionless man, with suspended breath and fixed eyeballs, beholds the universe melting away like vapor over the vacant immensity of the Being in which he hopes for absorption. In this case the best of teachings would be a journey in India; but, for lack of a better one, take the narratives of travelers along with works in geography, botany, and ethnology. In any event, there must be the same research. A language, a law, a creed, is never other than an abstraction; the perfect thing is found in the active man, the visible corporeal figure which eats, walks, fights, and labors. Set aside the theories of constitutions and their results, of religions and their systems, and try to observe men in their workshops or offices, in their fields along with their own sky and soil, with their own homes, clothes, occupations and repasts, just as you see them when, on landing in England or in Italy, you remark their features and gestures, their roads and their inns, the citizen on his promenades and the workman taking a drink. Let us strive as much as possible to supply the place of the actual, personal, sensible observation that is no longer practicable, this being the only way in which we can really know the man; let us make the past present; to judge of an object it must be present; no experience can be had of what is absent. Undoubtedly, this sort of reconstruction is always imperfect; only an imperfect judgment can be based on it; but let us do the best we can; incomplete knowledge is better than none at all, or than knowledge which is erroneous, and there is no other way of obtaining knowledge approximatively of bygone times than by _seeing_ approximatively the men of former times.
Such is the first step in history. This step was taken in Europe at the end of the last century when the imagination took fresh flight under the auspices of Lessing and Walter Scott, and a little later in France under Chateaubriand, Augustin Thierry, Michelet, and others. We now come to the second step.
II
On observing the visible man with your own eyes what do you try to find in him? The invisible man. These words which your ears catch, those gestures, those airs of the head, his attire and sensible operations of all kinds, are, for you, merely so many expressions; these express something, a soul. An inward man is hidden beneath the outward man, and the latter simply manifests the former. You have observed the house in which he lives, his furniture, his costume, in order to discover his habits and tastes, the degree of his refinement or rusticity, his extravagance or economy, his follies or his cleverness. You have listened to his conversation and noted the inflexions of his voice, the attitudes he has assumed, so as to judge of his spirit, self-abandonment or gayety, his energy or his rigidity. You consider his writings, works of art, financial and political schemes, with a view to measure the reach and limits of his intelligence, his creative power and self-command, to ascertain the usual order, kind, and force of his conceptions, in what way he thinks and how he resolves. All these externals are so many avenues converging to one center, and you follow these only to reach that center; here is the real man, namely, that group of faculties and of sentiments which produces the rest. Behold a new world, an infinite world; for each visible action involves an infinite train of reasonings and emotions, new or old sensations which have combined to bring this into light and which, like long ledges of rock sunk deep in the earth, have cropped out above the surface and attained their level. It is this subterranean world which forms the second aim, the special object of the historian. If his critical education suffices, he is able to discriminate under every ornament in architecture, under every stroke of the brush in a picture, under each phrase of literary composition, the particular sentiment out of which the ornament, the stroke, and the phrase have sprung; he is a spectator of the inward drama which has developed itself in the breast of the artist or writer; the choice of words, the length or shortness of the period, the species of metaphor, the accent of a verse, the chain of reasoning--all are to him an indication; while his eyes are reading the text his mind and soul are following the steady flow and ever-changing series of emotions and conceptions from which this text has issued; he is working out its _psychology_. Should you desire to study this operation, regard the promoter and model of all the high culture of the epoch, Goethe, who, before composing his "Iphigenia" spent days in making drawings of the most perfect statues and who, at last, his eyes filled with the noble forms of antique scenery and his mind penetrated by the harmonious beauty of antique life, succeeded in reproducing internally, with such exactness, the habits and yearnings of Greek imagination as to provide us with an almost twin sister of the "Antigone" of Sophocles and of the goddesses of Phidias. This exact and demonstrated divination of bygone sentiments has, in our days, given a new life to history. There was almost complete ignorance of this in the last century; men of every race and of every epoch were represented as about alike, the Greek, the barbarian, the Hindoo, the man of the Renaissance and the man of the eighteenth century, cast in the same mold and after the same pattern, and after a certain abstract conception which served for the whole human species. There was a knowledge of man but not of men. There was no penetration into the soul itself; nothing of the infinite diversity and wonderful complexity of souls had been detected; it was not known that the moral organization of a people or of an age is as special and distinct as the physical structure of a family of plants or of an order of animals. History to-day, like zoölogy, has found its anatomy, and whatever branch of it is studied, whether philology, languages or mythologies, it is in this way that labor must be given to make it produce new fruit. Among so many writers who, since Herder, Ottfried Müller, and Goethe have steadily followed and rectified this great effort, let the reader take two historians and two works, one "The Life and Letters of Cromwell" by Carlyle, and the other the "Port Royal" of Sainte-Beuve. He will see how precisely, how clearly, and how profoundly we detect the soul of a man beneath his actions and works; how, under an old general and in place of an ambitious man vulgarly hypocritical, we find one tormented by the disordered reveries of a gloomy imagination, but practical in instinct and faculties, thoroughly English and strange and incomprehensible to whoever has not studied the climate and the race; how, with about a hundred scattered letters and a dozen or more mutilated speeches, we follow him from his farm and his team to his general's tent and to his Protector's throne, in his transformation and in his development, in his struggles of conscience and in his statesman's resolutions, in such a way that the mechanism of his thought and action becomes visible and the ever renewed and fitful tragedy, within which wracked this great gloomy soul, passes like the tragedies of Shakespeare into the souls of those who behold them. We see how, behind convent disputes and the obstinacy of nuns, we recover one of the great provinces of human psychology; how fifty or more characters, rendered invisible through the uniformity of a narration careful of the proprieties, came forth in full daylight, each standing out clear in its countless diversities; how, underneath theological dissertations and monotonous sermons, we discern the throbbings of ever-breathing hearts, the excitements and depressions of the religious life, the unforeseen reaction and pell-mell stir of natural feeling, the infiltrations of surrounding society, the intermittent triumphs of grace, presenting so many shades of difference that the fullest description and most flexible style can scarcely garner in the vast harvest which the critic has caused to germinate in this abandoned field. And the same elsewhere. Germany, with its genius, so pliant, so broad, so prompt in transformations, so fitted for the reproduction of the remotest and strangest states of human thought; England, with its matter-of-fact mind, so suited to the grappling with moral problems, to making them clear by figures, weights, and measures, by geography and statistics, by texts and common sense; France, at length, with its Parisian culture and drawing-room habits, with its unceasing analysis of characters and of works, with its ever ready irony at detecting weaknesses, with its skilled finesse in discriminating shades of thought--all have plowed over the same ground, and we now begin to comprehend that no region of history exists in which this deep sub-soil should not be reached if we would secure adequate crops between the furrows.
Such is the second step, and we are now in train to follow it out. Such is the proper aim of contemporary criticism. No one has done this work so judiciously and on so grand a scale as Sainte-Beuve; in this respect, we are all his pupils; literary, philosophic, and religious criticism in books, and even in the newspapers, is to-day entirely changed by his method. Ulterior evolution must start from this point. I have often attempted to expose what this evolution is; in my opinion, it is a new road open to history and which I shall strive to describe more in detail.
III
After having observed in a man and noted down one, two, three, and then a multitude of sentiments, do these suffice and does your knowledge of him seem complete? Does a memorandum book constitute a psychology? It is not a psychology, and here, as elsewhere, the search for causes must follow the collection of facts. It matters not what the facts may be, whether physical or moral, they always spring from causes; there are causes for ambition, for courage, for veracity, as well as for digestion, for muscular action, and for animal heat. Vice and virtue are products like vitriol and sugar; every complex fact grows out of the simple facts with which it is affiliated and on which it depends. We must therefore try to ascertain what simple facts underlie moral qualities the same as we ascertain those that underlie physical qualities, and, for example, let us take the first fact that comes to hand, a religious system of music, that of a Protestant church. A certain inward cause has inclined the minds of worshipers toward these grave, monotonous melodies, a cause much greater than its effect; that is to say, a general conception of the veritable outward forms of worship which man owes to God; it is this general conception which has shaped the architecture of the temple, cast out statues, dispensed with paintings, effaced ornaments, shortened ceremonies, confined the members of a congregation to high pews which cut off the view, and governed the thousand details of decoration, posture, and all other externals. This conception itself again proceeds from a more general cause, an idea off human conduct in general, inward and outward, prayers, actions, dispositions of every sort that man is bound to maintain toward the Deity; it is this which has enthroned the doctrine of grace, lessened the importance of the clergy, transformed the sacraments, suppressed observances, and changed the religion of discipline into one of morality. This conception, in its turn, depends on a third one, still more general, that of moral perfection as this is found in a perfect God, the impeccable judge, the stern overseer, who regards every soul as sinful, meriting punishment, incapable of virtue or of salvation, except through a stricken conscience which He provokes and the renewal of the heart which He brings about. Here is the master conception, consisting of duty erected into the absolute sovereign of human life, and which prostrates all other ideals at the feet of the moral ideal. Here we reach what is deepest in man; for, to explain this conception, we must consider the race he belongs to, say the German, the Northman, the formation and character of his intellect, his ways in general of thinking and feeling, that tardiness and frigidity of sensation which keeps him from rashly and easily falling tinder the empire of sensual enjoyments, that bluntness of taste, that irregularity and those outbursts of conception which arrest in him the birth of refined and harmonious forms and methods; that disdain of appearances, that yearning for truth, that attachment to abstract, bare ideas which develop conscience in him at the expense of everything else. Here the search comes to an end. We have reached a certain primitive disposition, a particular trait belonging to sensations of all kinds, to every conception peculiar to an age or to a race, to characteristics inseparable from every idea and feeling that stir in the human breast. Such are the grand causes, for these are universal and permanent causes, present in every case and at every moment, everywhere and always active, indestructible, and inevitably dominant in the end, since, whatever accidents cross their path being limited and partial, end in yielding to the obscure and incessant repetition of their energy; so that the general structure of things and all the main features of events are their work, all religions and philosophies, all poetic and industrial systems, all forms of society and of the family, all, in fine, being imprints bearing the stamp of their seal.
IV
There is, then, a system in human ideas and sentiments, the prime motor of which consists in general traits, certain characteristics of thought and feeling common to men belonging to a particular race, epoch, or country. Just as crystals in mineralogy, whatever their diversity, proceed from a few simple physical forms, so do civilizations in history, however these may differ, proceed from a few spiritual forms. One is explained by a primitive geometrical element as the other is explained by a primitive psychological element. In order to comprehend the entire group of mineralogical species we must first study a regular solid in the general, its facets and angles, and observe in this abridged form the innumerable transformations of which it is susceptible. In like manner, if we would comprehend the entire group of historic varieties we must consider beforehand a human soul in the general, with its two or three fundamental faculties, and, in this abridgment, observe the principal forms it may present. This sort of ideal tableau, the geometrical as well as psychological, is not very complex, and we soon detect the limitations of organic conditions to which civilizations, the same as crystals, are forcibly confined. What do we find in man at the point of departure? Images or representations of objects, namely, that which floats before him internally, lasts a certain time, is effaced, and then returns after contemplating this or that tree or animal, in short, some sensible object. This forms the material basis of the rest and the development of this material basis is twofold, speculative or positive, just as these representations end in a _general conception_ or in an _active resolution_. Such is man, summarily abridged. It is here, within these narrow confines, that human diversities are encountered, now in the matter itself and again in the primordial twofold development. However insignificant in the elements they are of vast significance in the mass, while the slightest change in the factors leads to gigantic changes in the results. According as the representation is distinct, as if stamped by a coining-press, or confused and blurred; according as it concentrates in itself a larger or smaller number of the characters of an object; according as it is violent and accompanied with impulsions or tranquil and surrounded with calmness, so are all the operations and the whole running-gear of the human machine entirely transformed. In like manner, again, according as the ulterior development of the representation varies, so does the whole development of the man vary. If the general conception in which this ends is merely a dry notation in Chinese fashion, language becomes a kind of algebra, religion and poetry are reduced to a minimum, philosophy is brought down to a sort of moral and practical common sense, science to a collection of recipes, classifications, and utilitarian mnemonics, the mind itself taking a whole positive turn. If, on the contrary, the general conception in which the representation culminates is a poetic and figurative creation, a living symbol, as with the Aryan races, language becomes a sort of shaded and tinted epic in which each word stands as a personage, poesy and religion assume magnificent and inexhaustible richness, and metaphysics develops with breadth and subtlety without any consideration of positive bearings; the whole intellect, notwithstanding the deviation and inevitable weaknesses of the effort, is captivated by the beautiful and sublime, thus conceiving an ideal type which, through its nobleness and harmony, gathers to itself all the affections and enthusiasms of humanity. If, on the other hand, the general conception in which the representation culminates is poetic but abrupt, is reached not gradually but by sudden intuition, if the original operation is not a regular development but a violent explosion--then, as with the semitic races, metaphysical power is wanting; the religious conception becomes that of a royal God, consuming and solitary; science cannot take shape, the intellect grows rigid and too headstrong to reproduce the delicate ordering of nature; poetry cannot give birth to aught but a series of vehement, grandiose exclamations, while language no longer renders the concatenation of reasoning and eloquence, man being reduced to lyric enthusiasm, to ungovernable passion, and to narrow and fanatical action. It is in this interval between the particular representation and the universal conception that the germs of the greatest human differences are found. Some races, like the classic, for example, pass from the former to the latter by a graduated scale of ideas regularly classified and more and more general; others, like the Germanic, traverse the interval in leaps, with uniformity and after prolonged and uncertain groping. Others, like the Romans and the English, stop at the lowest stages; others, like the Hindoos and Germans, mount to the uppermost.
If, now, after considering the passage from the representation to the idea, we regard the passage from the representation to the resolution, we find here elementary differences of like importance and of the same order, according as the impression is vivid, as in Southern climes, or faint, as in Northern climes, as it ends in instantaneous action as with barbarians, or tardily as with civilized nations, as it is capable or not of growth, of inequality, of persistence and of association. The entire system of human passion, all the risks of public peace and security, all labor and action, spring from these sources. It is the same with the other primordial differences; their effects embrace an entire civilization, and may be likened to those algebraic formulæ which, within narrow bounds, describe beforehand the curve of which these form the law. Not that this law always prevails to the end; sometimes, perturbations arise, but, even when this happens, it is not because the law is defective, but because it has not operated alone. New elements have entered into combination with old ones; powerful foreign forces have interfered to oppose primitive forces. The race has emigrated, as with the ancient Aryans, and the change of climate has led to a change in the whole intellectual economy and structure of society. A people has been conquered like the Saxon nation, and the new political structure has imposed on its customs, capacities, and desires which it did not possess. The nation has established itself permanently in the midst of downtrodden and threatening subjects, as with the ancient Spartans, while the necessity of living, as in an armed encampment, has violently turned the whole moral and social organization in one unique direction. At all events, the mechanism of human history is like this. We always find the primitive mainspring consisting of some widespread tendency of soul and intellect, either innate and natural to the race or acquired by it and due to some circumstance forced upon it. These great given mainsprings gradually produce their effects, that is to say, at the end of a few centuries they place the nation in a new religious, literary, social, and economic state; a new condition which, combined with their renewed effort, produces another condition, sometimes a good one, sometimes a bad one, now slowly, now rapidly, and so on; so that the entire development of each distinct civilization may be considered as the effect of one permanent force which, at every moment, varies its work by modifying the circumstances where it acts.
V
Three different sources contribute to the production of this elementary moral state, _race, environment_, and _epoch._ What we call _race_ consists of those innate and hereditary dispositions which man brings with him into the world and which are generally accompanied with marked differences of temperament and of bodily structure. They vary in different nations.
Naturally, there are varieties of men as there are varieties of cattle and horses, some brave and intelligent, and others timid and of limited capacity; some capable of superior conceptions and creations, and others reduced to rudimentary ideas and contrivances; some specially fitted for certain works, and more richly furnished with certain instincts, as we see in the better endowed species of dogs, some for running and others for fighting, some for hunting and others for guarding houses and flocks. We have here a distinct force; so distinct that, in spite of the enormous deviations which both the other motors impress upon it, we still recognize, and which a race like the Aryan people, scattered from the Ganges to the Hebrides, established tinder all climates, ranged along every degree of civilization, transformed by thirty centuries of revolutions, shows nevertheless in its languages, in its religions, in its literatures, and in its philosophies, the community of blood and of intellect which still to-day binds together all its offshoots. However they may differ, their parentage is not lost; barbarism, culture and grafting, differences of atmosphere and of soil, fortunate or unfortunate occurrences, have operated in vain; the grand characteristics of the original form have lasted, and we find that the two or three leading features of the primitive imprint are again apparent under the subsequent imprints with which time has overlaid them. There is nothing surprising in this extraordinary tenacity. Although the immensity of the distance allows us to catch only a glimpse in a dubious light of the origin of species,[1] the events of history throw sufficient light on events anterior to history to explain the almost unshaken solidity of primordial traits. At the moment of encountering them, fifteen, twenty, and thirty centuries before our era, in an Aryan, Egyptian, or Chinese, they represent the work of a much greater number of centuries, perhaps the work of many myriads of centuries. For, as soon as an animal is born it must adapt itself to its surroundings; it breathes in another way, it renews itself differently, it is otherwise stimulated according as the atmosphere, the food, and the temperature are different. A different climate and situation create different necessities and hence activities of a different kind; and hence, again, a system of different habits, and, finally, a system of different aptitudes and instincts. Man, thus compelled to put himself in equilibrium with circumstances, contracts a corresponding temperament and character, and his character, like his temperament, are acquisitions all the more stable because of the outward impression being more deeply imprinted in him by more frequent repetitions and transmitted to his offspring by more ancient heredity. So that at each moment of time the character of a people may be considered as a summary of all antecedent actions and sensations; that is to say, as a quantity and as a weighty mass, not infinite,[2] since all things in nature are limited, but disproportionate to the rest and almost impossible to raise, since each minute of an almost infinite past has contributed to render it heavier, and, in order to turn the scale, it would require, on the other side, a still greater accumulation of actions and sensations. Such is the first and most abundant source of these master faculties from which historic events are derived; and we see at once that if it is powerful it is owing to its not being a mere source, but a sort of lake, and like a deep reservoir wherein other sources have poured their waters for a multitude of centuries.
When we have thus verified the internal structure of a race we must consider the _environment_ in which it lives. For man is not alone in the world; nature envelops him and other men surround him; accidental and secondary folds come and overspread the primitive and permanent fold, while physical or social circumstances derange or complete the natural groundwork surrendered to them. At one time climate has had its effect. Although the history of Aryan nations can be only obscurely traced from their common country to their final abodes, we can nevertheless affirm that the profound difference which is apparent between the Germanic races on the one hand, and the Hellenic and Latin races on the other, proceeds in great part from the differences between the countries in which they have established themselves--the former in cold and moist countries, in the depths of gloomy forests and swamps, or on the borders of a wild ocean, confined to melancholic or rude sensations, inclined to drunkenness and gross feeding, leading a militant and carnivorous life; the latter, on the contrary, living amidst the finest scenery, alongside of a brilliant, sparkling sea inviting navigation and commerce, exempt from the grosser cravings of the stomach, disposed at the start to social habits and customs, to political organization, to the sentiments and faculties which develop the art of speaking, the capacity for enjoyment and invention in the sciences, in art, and in literature. At another time, political events have operated, as in the two Italian civilizations: the first one tending wholly to action, to conquest, to government, and to legislation, through the primitive situation of a city of refuge, a frontier _emporium_, and of an armed aristocracy which, importing and enrolling foreigners and the vanquished under it, sets two hostile bodies facing each other, with no outlet for its internal troubles and rapacious instincts but systematic warfare; the second one, excluded from unity and political ambition on a grand scale by the permanency of its municipal system, by the cosmopolite situation of its pope and by the military intervention of neighboring states, and following the bent of its magnificent and harmonious genius, is wholly carried over to the worship of voluptuousness and beauty. Finally, at another time, social conditions have imposed their stamp as, eighteen centuries ago, by Christianity, and twenty-five centuries ago, by Buddhism, when, around the Mediterranean as in Hindostan, the extreme effects of Aryan conquest and organization led to intolerable oppression, the crushing of the individual, utter despair, the whole world under the ban of a curse, with the development of metaphysics and visions, until man, in this dungeon of despondency, feeling his heart melt, conceived of abnegation, charity, tender love, gentleness, humility, human brotherhood, here in the idea of universal nothingness and there under that of the fatherhood of God. Look around at the regulative instincts and faculties implanted in a race; in brief, the turn of mind according to which it thinks and acts at the present day; we shall find most frequently that its work is due to one of these prolonged situations, to these enveloping circumstances, to these persistent gigantic pressures brought to bear on a mass of men who, one by one, and all collectively, from one generation to another, have been unceasingly bent and fashioned by them, in Spain a crusade of eight centuries against the Mohammedans, prolonged yet longer even to the exhaustion of the nation through the expulsion of the Moors, through the spoliation of the Jews, through the establishment of the Inquisition, through the Catholic wars; in England, a political establishment of eight centuries which maintains man erect and respectful, independent and obedient, all accustomed to struggling together in a body under the sanction of law; in France, a Latin organization which, at first imposed on docile barbarians, than leveled to the ground under the universal demolition, forms itself anew under the latent workings of national instinct, developing under hereditary monarchs and ending in a sort of equalized, centralized, administrative republic under dynasties exposed to revolutions. Such are the most efficacious among the observable causes which mold the primitive man; they are to nations what education, pursuit, condition, and abode are to individuals, and seem to comprise all, since the external forces which fashion human matter, and by which the outward acts on the inward, are comprehended in them.
There is, nevertheless, a third order of causes, for, with the forces within and without, there is the work these have already produced together, which work itself contributes toward producing the ensuing work; beside the permanent impulsion and the given environment there is the acquired momentum. When national character and surrounding circumstances operate it is not on a _tabula rasa_, but on one already bearing imprints. According as this _tabula_ is taken at one or at another moment so is the imprint different, and this suffices to render the total effect different. Consider, for example, two moments of a literature or of an art, French tragedy under Corneille and under Voltaire, and Greek drama under Æschylus and under Euripides, Latin poetry under Lucretius and under Claudian, and Italian painting under Da Vinci and under Guido. Assuredly, there is no change of general conception at either of these two extreme points; ever the same human type must be portrayed or represented in action; the cast of the verse, the dramatic structure, the physical form have all persisted. But there is this among these differences, that one of the artists is a precursor and the other a successor, that the first one has no model and the second one has a model; that the former sees things face to face, and that the latter sees them through the intermediation of the former, that many departments of art have become more perfect, that the simplicity and grandeur of the impression have diminished, that what is pleasing and refined in form has augumented--in short, that the first work has determined the second. In this respect, it is with a people as with a plant; the same sap at the same temperature and in the same soil produces, at different stages of its successive elaborations, different developments, buds, flowers, fruits, and seeds, in such a way that the condition of the following is always that of the preceding and is born of its death. Now, if you no longer regard a brief moment, as above, but one of those grand periods of development which embraces one or many centuries like the Middle Ages, or our last classic period, the conclusion is the same. A certain dominating conception has prevailed throughout; mankind, during two hundred years, during five hundred years, have represented to themselves a certain ideal figure of man, in mediæval times the knight and the monk, in our classic period the courtier and refined talker; this creative and universal conception has monopolized the entire field of action and thought, and, after spreading its involuntary systematic works over the world, it languished and then died out, and now a new idea has arisen, destined to a like domination and to equally multiplied creations. Note here that the latter depends in part on the former, and that it is the former, which, combining its effect with those of national genius and surrounding circumstances, will impose their bent and their direction on new-born things. It is according to this law that great historic currents are formed, meaning by this, the long rule of a form of intellect or of a master idea, like that period of spontaneous creations called the Renaissance, or that period of oratorical classifications called the Classic Age, or that series of mystic systems called the Alexandrine and Christian epoch, or that series of mythological efflorescences found at the origins of Germany, India, and Greece. Here as elsewhere, we are dealing merely with a mechanical problem: the total effect is a compound wholly determined by the grandeur and direction of the forces which produce it. The sole difference which separates these moral problems from physical problems lies in this, that in the former the directions and grandeur cannot be estimated by or stated in figures with the same precision as in the latter. If a want, a faculty, is a quantity capable of degrees, the same as pressure or weight, this quantity is not measurable like that of the pressure or weight. We cannot fix it in an exact or approximative formula; we can obtain or give of it only a literary impression; we are reduced to nothing and citing the prominent facts which make it manifest and which nearly, or roughly, indicate about what grade on the scale it must be ranged at. And yet, notwithstanding the methods of notation are not the same in the moral sciences as in the physical sciences, nevertheless, as matter is the same in both, and is equally composed of forces, directions, and magnitudes, we can still show that in one as in the other, the final effect takes place according to the same law. This is great or small according as the fundamental forces are great or small and act more or less precisely in the same sense, according as the distinct effects of race, environment and epoch combine to enforce each other or combine to neutralize each other. Thus are explained the long impotences and the brilliant successes which appear irregularly and with no apparent reason in the life of a people; the causes of these consist in internal concordances and contrarieties. There was one of these concordances when, in the seventeenth century, the social disposition and conversational spirit innate in France encountered drawing-room formalities and the moment of oratorical analysis; when, in the nineteenth century, the flexible, profound genius of Germany encountered the age of philosophic synthesis and of cosmopolite criticism. One of these contrarieties happened when, in the seventeenth century, the blunt, isolated genius of England awkwardly tried to don the new polish of urbanity, and when, in the sixteenth century, the lucid, prosaic French intellect tried to gestate a living poesy. It is this secret concordance of creative forces which produced the exquisite courtesy and noble cast of literature under Louis XIV. and Bossuet, and the grandiose metaphysics and broad critical sympathy under Hegel and Goethe. It is this secret contrariety of creative forces which produced the literary incompleteness, the licentious plays, the abortive drama of Dryden and Wycherly, the poor Greek importations, the gropings, the minute beauties and fragments of Ronsard and the Pleiad. We may confidently affirm that the unknown creations toward which the current of coming ages is bearing up will spring from and be governed by these primordial forces; that, if these forces could be measured and computed we might deduce from them, as from a formula, the characters of future civilization; and that if, notwithstanding the evident rudeness of our notations, and the fundamental inexactitude of our measures, we would nowadays form some idea of our general destinies, we must base our conjectures on an examination of these forces. For, in enumerating them, we run through the full circle of active forces; and when the race, the environment, and the moment have been considered,--that is to say the inner mainspring, the pressure from without, and the impulsion already acquired,--we have exhausted not only all real causes but again all possible causes of movement.
VI
There remains to be ascertained in what way these causes, applied to a nation or to a century, distribute their effects. Like a spring issuing from an elevated spot and diffusing its waters, according to the height, from ledge to ledge, until it finally reaches the low ground, so does the tendency of mind or soul in a people, due to race, epoch, or environment, diffuse itself in different proportions, and by regular descent, over the different series of facts which compose its civilization.[3] In preparing the geographical map of a country, starting at its watershed, we see the slopes, just below this common point, dividing themselves into five or six principal basins, and then each of the latter into several others, and so on until the whole country, with its thousands of inequalities of surface, is included in the ramifications of this network. In like manner, in preparing the psychological map of the events and sentiments belonging to a certain human civilization, we find at the start five or six well determined provinces--religion, art, philosophy, the state, the family, and industries; next, in each of these provinces, natural departments, and then finally, in each of these departments, still smaller territories until we arrive at those countless details of life which we observe daily in ourselves and around us. If, again, we examine and compare together these various groups of facts we at once find that they are composed of parts and that all have parts in common. Let us take first the three principal products of human intelligence--religion, art, and philosophy. What is a philosophy but a conception of nature and of its primordial causes under the form of abstractions and formulas? What underlies a religion and an art if not a conception of this same nature, and of these same primordial causes, under the form of more or less determinate symbols, and of more or less distinct personages, with this difference, that in the first case we believe that they exist, and in the second case that they do not exist. Let the reader consider some of the great creations of the intellect in India, in Scandinavia, in Persia, in Rome, in Greece, and he will find that art everywhere is a sort of philosophy become sensible, religion a sort of poem regarded as true, and philosophy a sort of art and religion, desiccated and reduced to pure abstractions. There is, then, in the center of each of these groups a common element, the conception of the world and its origin, and if they differ amongst each other it is because each combines with the common element a distinct element; here the power of abstraction, there the faculty of personifying with belief, and, finally, the talent for personifying without belief. Let us now take the two leading products of human association, the Family and the State. What constitutes the State other than the sentiment of obedience by which a multitude of men collect together under the authority of a chief? And what constitutes the Family other than the sentiment of obedience by which a wife and children act together under the direction of a father and husband? The Family is a natural, primitive, limited state, as the State is an artificial, ulterior, and expanded Family, while beneath the differences which arise from the number, origin, and condition of its members, we distinguish, in the small as in the large community, a like fundamental disposition of mind which brings them together and unites them. Suppose, now, that this common element receives from the environment, the epoch, and the race peculiar characteristics, and it is clear that _all the groups into which it enters will be proportionately modified_. If the sentiment of obedience is merely one of fear,[4] you encounter, as in most of the Oriental states, the brutality of despotism, a prodigality of vigorous punishments, the exploitation of the subject, servile habits, insecurity of property, impoverished production, female slavery, and the customs of the harem. If the sentiment of obedience is rooted in the instinct of discipline, sociability, and honor, you find, as in France, a complete military organization, a superb administrative hierarchy, a weak public spirit with outbursts of patriotism, the unhesitating docility of the subject along with the hot-headedness of the revolutionist, the obsequiousness of the courtier along with the reserve of the gentleman, the charm of refined conversation along with home and family bickerings, conjugal equality together with matrimonial incompatibilities under the necessary constraints of the law. If, finally, the sentiment of obedience is rooted in the instinct of subordination and in the idea of duty, you perceive, as in Germanic nations, the security and contentment of the household, the firm foundations of domestic life, the slow and imperfect development of worldly matters, innate respect for established rank, superstitious reverence for the past, maintenance of social inequalities, natural and habitual deference to the law. Similarly in a race, just as there is a difference of aptitude for general ideas, so will its religion, art, and philosophy be different. If man is naturally fitted for broader universal conceptions and inclined at the same time to their derangement, through the nervous irritability of an over-excited organization, we find, as in India, a surprising richness of gigantic religious creations, a splendid bloom of extravagant transparent epics, a strange concatenation of subtle, imaginative philosophic systems, all so intimately associated and so interpenetrated with a common sap, that we at once recognize them, by their amplitude, by their color, and by their disorder, as productions of the same climate and of the same spirit. If, on the contrary, the naturally sound and well-balanced man is content to restrict his conceptions to narrow bounds in order to cast them in more precise forms, we see, as in Greece, a theology of artists and narrators, special gods that are soon separated from objects and almost transformed at once into substantial personages, the sentiment of universal unity nearly effaced and scarcely maintained in the vague notion of destiny, a philosophy, rather than subtle and compact, grandiose and systematic, narrow metaphysically[5] but incomparable in its logic, sophistry, and morality, a poesy and arts superior to anything we have seen in lucidity, naturalness, proportion, truth, and beauty. If, finally, man is reduced to narrow conceptions deprived of any speculative subtlety, and at the same time finds that he is absorbed and completely hardened by practical interests, we see, as in Rome, rudimentary deities, mere empty names, good for denoting the petty details of agriculture, generation, and the household, veritable marriage and farming labels, and, therefore, a null or borrowed mythology, philosophy, and poesy. Here, as elsewhere, comes in the law of mutual dependencies.[6] A civilization is a living unit, the parts of which hold together the same as the parts of an organic body. Just as in an animal, the instincts, teeth, limbs, bones, and muscular apparatus are bound together in such a way that a variation of one determines a corresponding variation in the others, and out of which a skillful naturalist, with a few bits, imagines and reconstructs an almost complete body, so, in a civilization, do religion, philosophy, the family scheme, literature and the arts form a system in which each local change involves a general change, so that an experienced historian, who studies one portion apart from the others, sees beforehand and partially predicts the characteristics of the rest. There is nothing vague in this dependence. The regulation of all this in the living body consists, first, of the tendency to manifest a certain primordial type, and, next, the necessity of its possessing organs which can supply its wants and put itself in harmony with itself in order to live. The regulation in a civilization consists in the presence in each great human creation of an elementary productor equally present in other surrounding creations, that is, some faculty and aptitude, some efficient and marked disposition, which, with its own peculiar character, introduces this with that into all operations in which it takes part, and which, according to its variations, causes variation in all the works in which it coöperates.
VII
Having reached this point we can obtain a glimpse of the principal features of human transformations, and can now search for the general laws which regulate not only events, but classes of events; not only this religion or that literature, but the whole group of religions or of literatures. If, for example, it is admitted that a religion is a metaphysical poem associated with belief; if it is recognized, besides, that there are certain races and certain environments in which belief, poetic faculty, and metaphysical faculty display themselves in common with unwonted vigor; if we consider that Christianity and Buddhism were developed at periods of grand systematizations and in the midst of sufferings like the oppression which stirred up the fanatics of Cevennes; if, on the other hand, it is recognized that primitive religions are born at the dawn of human reason, during the richest expansion of human imagination, at times of the greatest naïveté and of the greatest credulity; if we consider, again, that Mohammedanism appeared along with the advent of poetic prose and of the conception of material unity, amongst a people destitute of science and at the moment of a sudden development of the intellect--we might conclude that religion is born and declines, is reformed and transformed, according as circumstances fortify and bring together, with more or less precision and energy, its three generative instincts; and we would then comprehend why religion is endemic in India among specially exalted imaginative and philosophic intellects; why it blooms out so wonderfully and so grandly in the Middle Ages, in an oppressive society, amongst new languages and literature; why it develops again in the sixteenth century with a new character and an heroic enthusiasm, at the time of an universal renaissance and at the awakening of the Germanic races; why it swarms out in so many bizarre sects in the rude democracy of America and under the bureaucratic despotism of Russia; why, in fine, it is seen spreading out in the Europe of to-day in such different proportions and with such special traits, according to such differences of race and of civilizations. And so for every kind of human production, for letters, music, the arts of design, philosophy, the sciences, state industries, and the rest. Each has some moral tendency for its direct cause, or a concurrence of moral tendencies; given the cause, it appears; the cause withdrawn, it disappears; the weakness or intensity of the cause is the measure of its own weakness or intensity. It is bound to that like any physical phenomenon to its condition, like dew to the chilliness of a surrounding atmosphere, like dilatation to heat. Couples exist in the moral world as they exist in the physical world, as rigorously linked together and as universally diffused. Whatever in one case produces, alters, or suppresses the first term, produces, alters, and suppresses the second term as a necessary consequence. Whatever cools the surrounding atmosphere causes the fall of dew. Whatever develops credulity, along with poetic conceptions of the universe, engenders religion. Thus have things come about, and thus will they continue to come about. As soon as the adequate and necessary condition of one of these vast apparitions becomes known to us our mind has a hold on the future as well as on the past. We can confidently state under what circumstances it will reappear, foretell without rashness many portions of its future history, and sketch with precaution some of the traits of its ulterior development.
VIII
History has reached this point at the present day, or rather it is nearly there, on the threshold of this inquest. The question as now stated is this: Given a literature, a philosophy, a society, an art, a certain group of arts, what is the moral state of things which produces it? And what are the conditions of race, epoch, and environment the best adapted to produce this moral state? There is a distinct moral state for each of these formations and for each of their branches; there is one for art in general as well as for each particular art; for architecture, painting, sculpture, music, and poetry, each with a germ of its own in the large field of human psychology; each has its own law, and it is by virtue of this law that we see each shoot up, apparently haphazard, singly and alone, amidst the miscarriages of their neighbors, like painting in Flanders and Holland in the seventeenth century, like poetry in England in the sixteenth century, like music in Germany in the eighteenth century. At this moment, and in these countries, the conditions for one art and not for the others are fulfilled, and one branch only has bloomed out amidst the general sterility. It is these laws of human vegetation which history must now search for; it is this special psychology of each special formation which must be got at; it is the composition of a complete table of these peculiar conditions that must now be worked out. There is nothing more delicate and nothing more difficult. Montesquieu undertook it, but in his day the interest in history was too recent for him to be successful; nobody, indeed, had any idea of the road that was to be followed, and even at the present day we scarcely begin to obtain a glimpse of it. Just as astronomy, at bottom, is a mechanical problem, and physiology, likewise, a chemical problem, so is history, at bottom, a _problem of psychology_. There is a particular system of inner impressions and operations which fashions the artist, the believer, the musician, the painter, the nomad, the social man; for each of these, the filiation, intensity, and interdependence of ideas and of emotions are different; each has his own moral history, and his own special organization, along with some master tendency and with some dominant trait. To explain each of these would require a chapter devoted to a profound internal analysis, and that is a work that can scarcely be called sketched out at the present day. But one man, Stendhal, through a certain turn of mind and a peculiar education, has attempted it, and even yet most of his readers find his works paradoxical and obscure. His talent and ideas were too premature. His admirable insight, his profound sayings carelessly thrown out, the astonishing precision of his notes and logic, were not understood; people were not aware that, under the appearances and talk of a man of the world, he explained the most complex of internal mechanisms; that his finger touched the great mainspring, that he brought scientific processes to bear in the history of the heart, the art of employing figures, of decomposing, of deducing, that he was the first to point out fundamental causes such as nationalities, climates, and temperaments, in short, that he treated sentiments as they should be treated, that is to say, as a naturalist and physicist, by making classifications and estimating forces. On account of all this he was pronounced dry and eccentric and allowed to live in isolation, composing novels, books of travel and taking notes, for which he counted upon, and has obtained, about a dozen or so of readers. And yet his works are those in which we of the present day may find the most satisfactory efforts that have been made to clear the road I have just striven to describe. Nobody has taught one better how to observe with one's own eyes, first, to regard humanity around us and life as it is, and next, old and authentic documents, how to read more than merely the black and white of the page, how to detect under old print and the scrawl of the text the veritable sentiment and the train of thought, the mental state in which the words were penned. In his writings, as in those of Sainte Beuve and in those of the German critics the reader will find how much is to be derived from a literary document, if this document is rich and we know how to interpret it, we will find in the psychology of a particular soul, often that of an age, and sometimes that of a race. In this respect, a great poem, a good novel, the confessions of a superior man, are more instructive than a mass of historians and histories, I would give fifty volumes of charters and a hundred diplomatic files for the memoirs of Cellini, the epistles of Saint Paul, the table talk of Luther, or the comedies of Aristophanes. Herein lies the value of literary productions. They are instructive because they are beautiful, their usefulness increases with their perfection and if they provide us with documents, it is because they are monuments. The more visible a book renders sentiments the more literary it is, for it is the special office of literature to take note of sentiments. The more important the sentiments noted in a book the higher its rank in literature, for it is by representing what sort of a life a nation or an epoch leads, that a writer rallies to himself the sympathies of a nation or of an epoch. Hence, among the documents which bring before our eyes the sentiments of preceding generations, a literature, and especially a great literature, is incomparably the best. It resembles those admirable instruments of remarkable sensitiveness which physicists make use of to detect and measure the most profound and delicate changes that occur in a human body. There is nothing approaching this in constitutions or religions; the articles of a code or of a catechism do no more than depict mind in gross and without finesse; if there are any documents which show life and spirit in politics and in creeds, they are the eloquent discourses of the pulpit and the tribune, memoirs and personal confessions, all belonging to literature, so that, outside of itself, literature embodies whatever is good elsewhere. It is mainly in studying literatures that we are able to produce moral history, and arrive at some knowledge of the psychological laws on which events depend.
I have undertaken to write a history of a literature and to ascertain the psychology of a people; in selecting this one, it is not without a motive. A people had to be taken possessing a vast and complete literature, which is rarely found. There are few nations which, throughout their existence, have thought and written well in the full sense of the word. Among the ancients, Latin literature is null at the beginning, and afterward borrowed and an imitation. Among the moderns, German literature is nearly a blank for two centuries.[7] Italian and Spanish literatures come to an end in the middle of the seventeenth century. Ancient Greece, and modern France and England, alone offer a complete series of great and expressive monuments. I have chosen the English because, as this still exists and is open to direct observation, it can be better studied than that of an extinct civilization of which fragments only remain; and because, being different, it offers better than that of France very marked characteristics in the eyes of a Frenchman. Moreover, outside of what is peculiar to English civilization, apart from a spontaneous development, it presents a forced deviation due to the latest and most effective conquest to which the country was subject; the three given conditions out of which it issues--race, climate, and the Norman conquest--are clearly and distinctly visible in its literary monuments; so that we study in this history the two most potent motors of human transformation, namely, nature and constraint, and we study them, without any break or uncertainty, in a series of authentic and complete monuments. I have tried to define these primitive motors, to show their gradual effects, and explain how their insensible operation has brought religious and literary productions into full light, and how the inward mechanism is developed by which the barbarous Saxon became the Englishman of the present day.
[Footnote A: Hippolyte Adolphe Taine (b. 1828; d. 1893) was one of the most distinguished French critics of the nineteenth century. He held the chair of esthetics at the Ècole des Beaux Arts, and wrote a large number of works in history, travel, and literary criticism. His "History of English Literature" is the most brilliant book on the subject ever written by a foreigner, and in this introduction he expounds the method of criticism which has come to be associated with his name, and in accordance with which he seeks to interpret the characteristics of English authors.]
[Footnote 1: Darwin, "The Origin of Species." Prosper Lucas, "De l'Hérédité."]
[Footnote 2: Spinosa, "Ethics," part iv., axiom.]
[Footnote 3: For this scale of coordinate effects consult, "Langues Sémitiques," by Renan, ch I, "Comparison des civilizations Grecque et Romaine," vol I, ch I, 3d ed, by Mommsen, "Consequences de la démocratie," vol III., by Tocqueville.]
[Footnote 4: "L'Esprit des Lois," by Montesquieu; the essential principles of the three governments.]
[Footnote 5: The birth of the Alexandrine philosophy is due to contact with the Orient. Aristotle's metaphysical views stand alone. Moreover, with him as with Plato, they afford merely a glimpse. By way of contrast see systematic power in Plotinus, Proclus, Schelling, and Hegel, or again in the admirable boldness of Brahmanic and Buddhist speculation.]
[Footnote 6: I have very often made attempts to state this law, especially in the preface to "Essais de Critique et d'Histoire."]
[Footnote 7: From 1550 to 1750.]
_Planned and Designed at The Collier Press By William Patten_