Plotinos: Complete Works, v. 2 In Chronological Order, Grouped in Four Periods
Part 6
How could that part of the soul that is superior to sensation and passion remain unalterable, while admitting vice, false opinions, and ignorance (or folly); when it has desires or aversions; when it yields itself to joy or pain, to hate, jealousy, and appetite; when, in one word, it never remains calm, but when all the things that happen to it agitate it, and produce changes within it?
ON THE STOIC HYPOTHESIS OF CORPOREITY THE SOUL CANNOT REMAIN IMPASSIBLE; AS IT IS IMPASSIBLE ALL TERMS TO THE CONTRARY ARE ONLY FIGURATIVE.
If, (on the Stoic hypothesis) the soul were extended, and corporeal, it would be difficult, or rather impossible for her to remain impassible and unalterable when the above-mentioned occurrences take place within her. If, on the contrary, she be a "being" that is unextended, and incorruptible, we must take care not to attribute to her affections that might imply that she is perishable. If, on the contrary, her "being" be a number[28] or a reason,[29] as we usually say, how could an affection occur within a number or a reason? We must therefore attribute to the soul only irrational reasons, passions without passivity; that is, we must consider these terms as no more than metaphors drawn from the nature of bodies, taking them in an opposite sense, seeing in them no more than mere analogies, so that we may say that the soul experiences them without experiencing them, and that she is passive without really being such (as are the bodies). Let us examine how all this occurs.
VIRTUE AS A HARMONY; VICE AS A DISHARMONY.
2. What occurs in the soul when she contains a vice? We ask this because it is usual to say, "to snatch a vice from the soul;" "to introduce virtue into her," "to adorn her," "to replace ugliness by beauty in her." Let us also premiss, following the opinions of the ancients,[30] that virtue is a harmony, and wickedness the opposite. That is the best means to solve the problem at issue. Indeed, when the parts of the soul (the rational part, the irascible part, and the part of appetite), harmonize with each other, we shall have virtue;[31] and, in the contrary case, vice. Still, in both cases, nothing foreign to the soul enters into her; each of her parts remain what they are, while contributing to harmony. On the other hand, when there is dissonance, they could not play the same parts as the personnel of a choric ballet, who dance and sing in harmony, though not all of them fill the same functions; though one sings while the remainder are silent; and though each sings his own part; for it does not suffice that they all sing in tune, they must each properly sing his own part. In the soul we therefore have harmony when each part fulfils its functions. Still each must have its own virtue before the existence of a harmony; or its vice, before there is disharmony. What then is the thing whose presence makes each part of the soul good or evil? Evidently the presence of virtue or vice. The mere statement that, for the rational part (of the soul) vice consists in ignorance,[32] is no more than a simple negation, and predicates nothing positive about reason.
THIS DEFINITION SUFFICES TO EXPLAIN THE FACTS OF EVIL IN THE SOUL.
But when the soul contains some of those false opinions which are the principal cause of vice, must we not acknowledge that something positive occurs in her, and that one of her parts undergoes an alteration? Is not the disposition of the soul's irascible part different according to its courage or cowardliness? And the soul's appetitive-part, according to whether it be temperate or intemperate? We answer that a part of the soul is virtuous, when it acts in conformity with its "being," or when it obeys reason; for reason commands all the parts of the soul, and herself is subjected to intelligence. Now to obey reason is to see; it is not to receive an impression, but to have an intuition, to carry out the act of vision.[33] Sight is of the same (nature) when in potentiality, or in actualization; it is not altered in passing from potentiality to actualization,[34] she only applies herself to do what it is her (nature) to do, to see and know, without being affected. Her rational part is in the same relation with intelligence; she has the intuition thereof.[35] The nature of intelligence is not to receive an impression similar to that made by a seal, but in one sense to possess what it sees, and not to possess it in another; intelligence possesses it by cognizing it; but intelligence does not possess it in this sense that while seeing it intelligence does not receive from it a shape similar to that impressed on wax by a seal. Again, we must not forget that memory does not consist in keeping impressions, but is the soul's faculty of recalling and representing to herself the things that are not present to her. Some objector might say that the soul is different before reawakening a memory, and after having reawakened it. She may indeed be different, but she is not altered, unless indeed, we call the passing from potentiality to actualization an alteration. In any case, nothing extraneous enters into her, she only acts according to her own nature.
ONLY THE PHYSICAL ORGANS, NOT THE IMMATERIAL NATURES, COULD BE AFFECTED.
In general, the actualizations of immaterial (natures) do not in any way imply that these (natures) were altered--which would imply their destruction--but, on the contrary, they remain what they were. Only material things are affected, while active. If an immaterial principle were exposed to undergo affections, it would no longer remain what it is. Thus in the act of vision, the sight acts, but it is the eye that is affected. As to opinions, they are actualizations analogous to sight.
PSYCHOLOGICAL EXPLANATION OF ANGER-PART'S COURAGE OR COWARDLINESS.
But how can the soul's irascible-part[36] be at one time courageous, and at the other cowardly? When it is cowardly, it does not consider reason, or considers reason as having already become evil; or because the deficiency of its instruments, that is, the lack of weakness of its organs, hinders it from acting, or feeling emotion, or being irritated. In the contrary condition it is courageous. In either case, the soul undergoes no alteration, nor is affected.
PSYCHOLOGICAL EXPLANATION OF VIRTUE OR VICE OF APPETITE.
Further, the soul's appetite is intemperate when it alone is active; for then, in the absence of the principles that ought to command or direct her, it alone does everything. Besides, the rational part, whose function it is to see (by considering the notions it receives from intelligence), is occupied with something else, for it does not do everything simultaneously, being busy with some other action; it considers other than corporeal things, so far as it can.[37] Perhaps also the virtue or vice of the appetite depend considerably on the good or evil condition of the organs; so that, in either case, nothing is added to the soul.
THE SOUL ORIGINATES MOVEMENTS, BUT IS NOT ALTERED (AGAINST STOICS). POLEMIC AGAINST THE STOIC THEORY OF PASSIONS.
3. There are desires and aversions in the soul, which demand consideration. It is impossible to deny that pain, anger, joy, appetite and fear are changes and affections which occur in the soul, and that move her.[38] We must here draw a distinction, for it would be denying the evidence to insist that there are in us no changes or perception of these changes. We cannot attribute them to the soul, which would amount to the admission[39] that she blushes, or grows pale, without reflecting that these "passions," though produced by the soul, occur in a different substance. For the soul, shame consists in the opinion that something is improper; and, as the soul contains the body, or, to speak more exactly, as the body is a dependency of the animating soul, the blood, which is very mobile, rushes to the face. Likewise, the principle of fear is in the soul; paleness occurs in the body because the blood concentrates within the interior parts. In joy, the noticeable dilation belongs to the body also; what the body feels is not a "passion." Likewise with pain and appetite; their principle is in the soul, where it remains in a latent condition; what proceeds therefrom is perceived by sensation. When we call desires, opinions and reasonings "movements of the soul," we do not mean that the soul becomes excited in the production of these movements,[40] but that they originate within her. When we call life a movement, we do not by this word mean an alteration; for to act according to one's nature is the simple and indivisible life of each part of the soul.
VIRTUE AND VICE AFFECT THE SOUL DIFFERENTLY FROM ALL THE OTHER PASSIONS.
In short, we insist that action, life and desire are not alterations, that memories are not forms impressed on the soul, and that actualizations of the imagination are not impressions similar to those of a seal on wax.[41] Consequently in all that we call "passions" or "movements," the soul undergoes no change in her substance (substrate) or "being" (nature); virtue and vice in the soul are not similar to what heat, cold, whiteness or blackness are in bodies; and the soul's relation to vice and virtue is entirely different, as has been explained.
PASSIONAL CHANGES OCCUR IN THE BODY, NOT EVEN TO THE PASSIONAL PART OF THE SOUL.
4. Let us now pass to that part of the soul that is called the "passional" (or, affective). We have already mentioned it,[42] when treating of all the "passions" (that is, affections), which were related to the irascible-part and appetitive part of the soul; but we are going to return to a study of this part, and explain its name, the "passional" (or, affective) part. It is so called because it seems to be the part affected by the "passions;"[43] that is, experiences accompanied by pleasure or pain.[44] Amidst these affections, some are born of opinion; thus, we feel fear or joy, according as we expect to die, or as we hope to attain some good; then the "opinion" is in the soul, and the "affection" in the body. On the contrary, other passions, occurring in an unforeseen way, give rise to opinion in that part of the soul to which this function belongs, but do not cause any alteration within her, as we have already explained. Nevertheless, if, on examining unexpected fear, we follow it up higher, we discover that it still contains opinion as its origin, implying some apprehension in that part of the soul that experiences fear, as a result of which occur the trouble and stupor which accompany the expectation of evil. Now it is to the soul that belongs imagination, both the primary imagination that we call opinion, and the (secondary) imagination that proceeds from the former; for the latter is no longer genuine opinion, but an inferior power, an obscure opinion, a confused imagination which resembles the action characteristic of nature, and by which this power produces each thing, as we say, unimaginatively.[45] Its resulting sense-agitation occurs within the body. To it relate trembling, palpitation, paleness, and inability to speak. Such modifications, indeed, could not be referred to any part of the soul; otherwise, such part of the soul would be physical. Further, if such part of the soul underwent such affections these modifications would not reach the body; for that affected part of the soul would no longer be able to exercise its functions, being dominated by passion, and thus incapacitated.
THE SOUL'S AFFECTIVE PART MAY BE THE CAUSE OF AFFECTIONS; BUT IS INCORPOREAL.
The affective part of the soul, therefore, is not corporeal; it is a form indeed, but a form engaged in matter, such as the appetite, the power of growth, both nutritive and generative, a power which is the root and principle of appetite, and the affective part of the soul. Now a form cannot undergo an affection or a passion, but must remain what it is. It is the matter (of a body) which is capable of being affected by a "passion" (an affection), when this affection is produced by the presence of the power which is its principle. Indeed it is neither the power of growth that grows, nor the nutritive power that is fed; in general, the principle that produces a motion is not itself moved by the movement it produces; in case it were moved in any way, its movement and action would be of an entirely different nature.[46] Now the nature of a form is an actualization, by its mere presence producing (something), just as if the harmony alone could cause the vibration of the strings of a lyre. Thus the affective part (of the soul, without itself being affected) is the cause of the affections, whether the movement proceed from it, that is, from sense-imagination, or whether they occur without (distinct) imagination.
THE AFFECTIONS OF THE SOUL COMPARED TO A MUSICIAN PLAYING THE LYRE.
We might further consider whether, inasmuch as opinion originates in a higher principle (of the soul), this principle does not remain immovable because it is the form of harmony, while the cause of the movement plays the role of the musician, and the parts caused to vibrate by the affection, that of the strings; for it is not the harmony, but the string that experiences the affection; and even if the musician desired it, the string would not vibrate unless it were prescribed by the harmony.
PASSIONS ARE PRODUCED BY EXTERNAL IMAGES; AND THEIR AVOIDANCE IS THE TASK OF PHILOSOPHY.
5. If then, from the very start, the soul undergo no affections, what then is the use of trying to render her impassible by means of philosophy? The reason is that when an image is produced in the soul by the affective part, there results in the body an affection and a movement; and to this agitation is related the image of the evil which is foreseen by opinion. It is this affection that reason commands us to annihilate, and whose occurrence even we are to forestall, because when this affection occurs, the soul is sick, and healthy when it does no occur. In the latter case, none of these images, which are the causes of affections, form within the soul. That is why, to free oneself from the images that obsess one during dreams, the soul that occupies herself therewith is to be wakened.[47] Again, that is why we can say that affections are produced by representations of exterior entities, considering these representations as affections of the soul.
PSYCHOLOGICAL PROCESS INVOLVED IN PURIFYING THE SOUL, AND SEPARATING SOUL FROM BODY.
But what do we mean by "purifying the soul," inasmuch as she could not possibly be stained? What do we mean by separating (or, weaning) the soul from the body? To purify the soul is to isolate her, preventing her from attaching herself to other things, from considering them, from receiving opinions alien to her, whatever these (alien) opinions or affections might be, as we have said; it consequently means hindering her from consideration of these phantoms, and from the production of their related affections. To "purify the soul," therefore, consists in raising her from the things here below to intelligible entities; also, it is to wean her from the body; for, in that case, she is no longer sufficiently attached to the body to be enslaved to it, resembling a light which is not absorbed in the whirlwind (of matter[48]), though even in this case that part of the soul which is submerged does not, on that account alone, cease being impassible. To purify the affective part of the soul is to turn her from a vision of deceitful images; to separate her from the body, is to hinder her from inclining towards lower things, or from representing their images to herself; it means annihilating the things from which she thus is separated, so that she is no longer choked by the whirlwind of the spirit which breaks loose whenever the body is allowed to grow too strong; the latter must be weakened so as to govern it more easily.
B. OF MATTER.
INTRODUCTION TO THE ESCOREAL NUMENIAN FRAGMENT.
6. We have sufficiently demonstrated the impassibility of intelligible "being" which is entirely comprised within the genus of form. But as matter also, though in another manner, is an incorporeal entity, we must examine its nature also. We must see whether it may be affected, and undergo every kind of modification, as is the common opinion; or whether, on the contrary, it be impassible; and in this case, what is the nature of its impassibility.
NONENTITY WILL HAVE INTELLIGENT LIFE ONLY AS BENEATH "BEING."
Since we are thus led to treat of the nature of matter, we must first premiss that the nature of existence, "being" and essence[49] are not what they are thought to be by people generally. Existence is; it "is" in the genuine meaning of that word; that is, it "is" essentially; it is absolutely, lacking nothing of existence. Fully being existence, its existence and preservation are not dependent on anything else; so much the more, if other things seem to be, they owe this thereto. If this be true, existence must possess life, perfect life--for otherwise it would not be existence any more than non-existence. Now perfect life is intelligence and perfect wisdom. Existence therefore is determinate and definite. Nothing outside of it exists even potentially; otherwise it would not fully satisfy itself. It is therefore eternal, immutable, incapable of receiving anything, or of adding anything to itself; for what it would receive would have to be foreign to it, and consequently be nonentity. In order to exist by itself, existence must therefore possess all things within itself; it must be all things simultaneously, it must at the same time be one and all, since this is of what we consider existence to consist; otherwise instead of emanating from existence, intelligence and life would be incidental thereto. Therefore they could not originate from nonentity; and, on its side, existence could not be deprived of intelligence and life. True nonentity, therefore, will have intelligence and life only as they must exist in objects inferior and posterior to existence. The principle superior to existence (the One), on the other hand, gives intelligence and life to existence, without itself needing to possess them.[50]
MATERIALISTS CANNOT UNDERSTAND HOW SOLID EARTH IS NEAREST NONENTITY; AND WHY GREATEST EXISTENCE IS LEAST MATERIAL.
If such be the nature of existence, it could be neither body, nor the substrate of bodies; for their existence is nonentity. (Materialists, however, object), How could we refuse to attribute "being" to the nature of bodies, such as these cliffs and rocks, to the solid earth, and in short, to all these impenetrable objects? When I am struck, am I not by the shock forced to acknowledge that these objects exist as (real) "being"? On the other hand, how does it happen that entities that are not impenetrable, which can neither shock others nor be shocked by them, which are completely invisible, like soul and intelligence, are genuine beings?[51] Our answer is that the earth, which possesses corporeal nature in the highest degree, is inert; the element that is less gross (the air) is already more mobile, and resides in a higher region; while fire withdraws still more from corporeal nature. The things which best suffice themselves least agitate and trouble the others; those that are heavier and more terrestrial, by the mere fact that they are incomplete, subject to falling, and incapable of rising, fall by weakness, and shock the others by virtue of their inertia, and their weight. Thus inanimate bodies fall more heavily, and shock and wound others more powerfully. On the contrary, animated bodies, by the mere fact of greater participation in existence, strike with less harshness. That is why movement, which is a kind of life, or at least an image of life, exists in a higher degree in things that are less corporeal.
CORPOREITY IS NONENTITY BECAUSE OF LACK OF UNITY.
It is therefore an "eclipse of existence" which renders an object more corporeal. While studying those psychoses called affections, we discover that the more corporeal an object is, the more is it likely to be affected; the earth is more so than other elements, and so on. Indeed, when other elements are divided, they immediately reunite their parts, unless there be some opposition; but when we separate parts of earth, they do not come together again. They thus seem to have no natural earth; since, after a light blow, they remain in the state where they are left by the blow that struck or broke them. Therefore the more corporeal a thing is, the more it approaches nonentity, returning to unity with the greater difficulty. The heavy and violent blows by which bodies act on each other are followed by destruction. When even a weak thing falls on something weak, it may still be relatively powerful; as is nonentity hitting nonentity.
SENSATION AS THE DREAM OF THE SOUL FROM WHICH WE MUST WAKE.
Such are the objections that may be raised against those who consider all beings as corporeal; who wish to judge of their existence only by impressions they receive therefrom, and who try to found the certitude of truth on the images of sensation.[73] They resemble sleeping men who take as realities the visions they have in their dreams. Sensation is the dream of the soul;[52] so long as the soul is in the body, she dreams; the real awakening of the soul consists in genuine separation from the body, and not in rising along with the body. To rise with the body is to pass from one sleep into another kind; from one bed to another; really to awake is to separate oneself completely from the body. The body, whose nature is contrary to that of the soul, consequently has a nature contrary to that of "being." This is proved by the generation, flux, and decay of bodies, all processes contrary to the nature of "being."
MATTER COMPARED TO A MIRROR WHICH REFLECTS EVERYTHING THOUGH REALLY EMPTY.
7. Let us return to matter as a substrate, and then to what is said to exist within it. This will lead us to see that it consists of nonentity, and that it is impassible. Matter is incorporeal because the body exists only as posterior thereto, because it is a composite of which it constitutes an element. It is called incorporeal because existence and matter are two things equally distinct from the body. Not being soul, matter is neither intelligence, nor life, nor ("seminal) reason," nor limit. It is a kind of infinity.[53] Neither is it an (active) power;[54] for what could it produce? Since matter is none of the above-mentioned things, it could not be called existence. It deserves only the name "nonentity" yet not even in the sense in which we may say that movement or rest are not existence;[55] matter is real nonentity. It is an image and phantom of extension, it is aspiration to a form of hypostatic existence. Its perseverance is not in rest (but in change). By itself, it is invisible, it escapes whoever wishes to see it. It is present when you do not look at it, it escapes the eye that seeks it. It seems to contain all the contraries: the large and small, the more and the less, the lack and excess.[56] It is a phantom equally incapable of remaining or escaping; for matter does not even have the strength of avoiding (form), because it has received no strength from intelligence, and it is the lack of all existence. Consequently, all its appearances are deceptions. If we represent matter as being greatness, it immediately appears as smallness; if we represent it as the more, we are forced to recognize it as the less. When we try to conceive of its existence, it appears as nonentity; like all the things it contains, it is a fugitive shadow, and a fleeting game, an image within an image. It resembles a mirror, in which one might see the reflections of objects external to it; the mirror seems to be filled, and to possess everything, though really containing nothing.