Part 4

Rousseau took St. Pierre’s project[45] much more seriously than either Leibniz or Voltaire. But sovereigns, he thought, are deaf to the voice of justice; the absolutism of princely power would never allow a king to submit to a tribunal of nations. Moreover war was, according to Rousseau’s experience, a matter not between nations, but between princes and cabinets. It was one of the ordinary pleasures of royal existence and one not likely to be voluntarily given up.[46] We know that history has not supported Rousseau’s contention. Dynastic wars are now no more. The Great Powers have shown themselves able to impose their own conditions, where the welfare and security of Europe have seemed to demand it. Such a development seemed impossible enough in the eighteenth century. In the military organisation of the nations of Europe and in the necessity of making their internal development subordinate to the care for their external security, Rousseau saw the cause of all the defects in their administration.[47] The formation of unions on the model of the Swiss Confederation or the German _Bund_ would, he thought, be in the interest of all rulers. But great obstacles seemed to him to lie in the way of the realisation of such a project as that of St. Pierre. “Without doubt,” says Rousseau in conclusion, “the proposal of a perpetual peace is at present an absurd one.... It can only be put into effect by methods which are violent in themselves and dangerous to humanity. One cannot conceive of the possibility of a federative union being established, except by a revolution. And, that granted, who among us would venture to say whether this European federation is to be desired or to be feared? It would work, perhaps, more harm in a moment than it would prevent in the course of centuries.” (_Jugement sur la Paix Perpétuelle._)

[45] “C’est un livre solide et sensé,” says Rousseau (_Jugement sur la Paix Perpétuelle_), “et il est très important qu’il existe.” [This _Jugement_ is appended to Rousseau’s _Extrait du Projet de Paix Perpétuelle de Monsieur l’Abbé de Saint-Pierre_, 1761.]

[46] Cf. Cowper: _The Winter Morning Walk_:—

“Great princes have great playthings. Some have play’d At hewing mountains into men, and some At building human wonders mountain high. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Some seek diversion in the tented field, And make the sorrows of mankind their sport. But war’s a game, which, were their subjects wise, Kings should not play at. Nations would do well T’extort their truncheons from the puny hands Of heroes, whose infirm and baby minds Are gratified with mischief, and who spoil, Because men suffer it, their toy the world.”

[47] “Les troupes réglées, peste et dépopulation de l’Europe, ne sont bonnes qu’a deux fins: ou pour attaquer et conquérir les voisins, ou pour enchâiner et asservir les citoyens.” (_Gouvernement de Pologne_, Ch. XII.)

_The Position of Hobbes._

The most profound and searching analysis of this problem comes from Immanuel Kant, whose indebtedness in the sphere of politics to Hobbes, Locke, Montesquieu and Rousseau it is difficult to overestimate. Kant’s doctrine of the sovereignty of the people comes to him from Locke through Rousseau. His explanation of the origin of society is practically that of Hobbes. The direct influence on politics of this philosopher, apart from his share in moulding the Kantian theory of the state, is one we cannot afford to neglect. His was a great influence on the new science just thrown on the world by Grotius, and his the first clear and systematic statement we have of the nature of society and the establishment of the state. The natural state of man, says Hobbes, is a state of war,[48] a _bellum omnium contra omnes_, where all struggle for honour and for preferment and the prizes to which every individual is by natural right equally entitled, but which can of necessity fall only to the few, the foremost in the race. Men hate and fear the society of their kind, but through this desire to excel are forced to seek it: only where there are many can there be a first. This state of things, this apparent sociability which is brought about by and coupled with the least sociable of instincts, becomes unendurable. “It is necessary to peace,” writes Hobbes (_On Dominion_, Ch. VI. 3) “that a man be so far forth protected against the violence of others, that he may live securely; that is, that he may have no just cause to fear others, so long as he doth them no injury. Indeed, to make men altogether safe from mutual harms, so as they cannot be hurt or injuriously killed, is impossible; and, therefore, comes not within deliberation.” But to protect them so far as is possible the state is formed. Hobbes has no great faith in human contracts or promises. Man’s nature is malicious and untrustworthy. A coercive power is necessary to guarantee this long-desired security within the community. “We must therefore,” he adds, “provide for our security, not by compacts, but by punishments; and there is then sufficient provision made, when there are so great punishments appointed for every injury, as apparently it prove a greater evil to have done it, than not to have done it. For all men, by a necessity of nature, choose that which to them appears to be the less evil.” (_Op. cit._, Ch. VI. 4.)

[48] Hobbes realises clearly that there probably never was such a state of war all over the world nor a state of nature conforming to a common type. The case is parallel to the use of the term “original contract” as an explanation of the manner in which the civil state came to be formed. (Cf. p. 52, _note_.)

See also Hume (_Inquiry concerning the Principles of Morals,_ Sect. III. Part I.). “This _poetical_ fiction of the _golden age_ is, in some respects, of a piece with the _philosophical_ fiction of the _state of nature_; only that the former is represented as the most charming and most peaceable condition, which can possibly be imagined; whereas the latter is painted out as a state of mutual war and violence, attended with the most extreme necessity.” This fiction of a state of nature as a state of war, says Hume, (in a note to this passage) is not the invention of Hobbes. Plato (_Republic_, II. III. IV.) refutes a hypothesis very like it, and Cicero (_Pro Sext._ l. 42) regards it as a fact universally acknowledged.

Cf. also Spinoza (_Tract. Pol._ c. ii. § 14): “Homines ex natura hostes.” And (c. v. § 2): “Homines civiles non nascuntur sed fiunt.” These expressions are to be understood, says Bluntschli (_Theory of the State_, IV. Ch. vi., p. 284, _note_ a), “rather as a logical statement of what _would be_ the condition of man apart from civil society, than as distinctly implying a historical theory.”

While starting from the same premises, Spinoza carries Hobbes’ political theories to their logical conclusion. If we admit that right lies with might, then right is with the people in any revolution successfully carried out. (But see Hobbes’ Preface to the _Philosophical Rudiments_ and Kant’s _Perpetual Peace_, p. 188, _note_.) Spinoza, in a letter, thus alludes to this point of difference:—“As regards political theories, the difference which you inquire about between Hobbes and myself, consists in this, that I always preserve natural right intact, and only allot to the chief magistrates in every state a right over their subjects commensurate with the excess of their power over the power of the subjects. This is what always takes place in the state of nature.” (Epistle 50, _Works_, Bohn’s ed., Vol. II.)

These precautions secure that relative peace within the state which is one of the conditions of the safety of the people. But it is, besides, the duty of a sovereign to guarantee an adequate protection to his subjects against foreign enemies. A state of defence as complete and perfect as possible is not only a national duty, but an absolute necessity. The following statement of the relation of the state to other states shows how closely Hobbes has been followed by Kant. “There are two things necessary,” says Hobbes, (_On Dominion_, Ch. XIII. 7) “for the people’s defence; to be warned and to be forearmed. _For the state of commonwealths considered in themselves, is natural, that is to say, hostile._[49] Neither, if they cease from fighting, is it therefore to be called peace; but rather a breathing time, in which one enemy observing the motion and countenance of the other, values his security not according to pacts, but the forces and counsels of his adversary.”

[49] The italics are mine.—[Tr.]

Hobbes is a practical philosopher: no man was less a dreamer, a follower after ideals than he. He is, moreover, a pessimist, and his doctrine of the state is a political absolutism,[50] the form of government which above all has been, and is, favourable to war. He would no doubt have ridiculed the idea of a perpetual peace between nations, had such a project as that of St. Pierre—a practical project, counting upon a realisation in the near future—been brought before him. He might not even have accepted it in the very much modified form which Kant adopts, that of an ideal—an unattainable ideal—towards which humanity could not do better than work. He expected the worst possible from man the individual. _Homo homini lupus._ The strictest absolutism, amounting almost to despotism, was required to keep the vicious propensities of the human animal in check. States he looked upon as units of the same kind, members also of a society. They had, and openly exhibited, the same faults as individual men. They too might be driven with a strong enough coercive force behind them, but not without it; and such a coercive force as this did not exist in a society of nations. Federation and federal troops are terms which represent ideas of comparatively recent origin. Without something of this kind, any enduring peace was not to be counted upon. International relations were and must remain at least potentially warlike in character. Under no circumstances could ideal conditions be possible either between the members of a state or between the states themselves. Human nature could form no satisfactory basis for a counsel of perfection.

[50] Professor Paulsen (_Immanuel Kant_, 2nd ed., 1899, p. 359—Eng. trans., p. 353) points out that pessimism and absolutism usually go together in the doctrines of philosophers. He gives as instances Hobbes, Kant and Schopenhauer.

Hobbes (_On Dominion_, Ch. X. 3, _seq._) regarded an absolute monarchy as the only proper form of government, while in the opinion of Locke, (_On Civil Government_, II. Ch. VII. §§ 90, 91) it was no better than a state of nature. Kant would not have gone quite so far. As a philosopher, he upheld the sovereignty of the people and rejected a monarchy which was not governed in accordance with republican principles; as a citizen, he denied the right of resistance to authority. (Cf. _Perpetual Peace_, pp. 126, 188, _note_.)

Hence Hobbes never thought of questioning the necessity of war. It was in his eyes the natural condition of European society; but certain rules were necessary both for its conduct and, where this was compatible with a nation’s dignity and prosperity, for its prevention. He held that international law was only a part of the Law of Nature, and that this Law of Nature laid certain obligations upon nations and their kings. Mediation must be employed between disputants as much as possible, the person of the mediators of peace being held inviolate; an umpire ought to be chosen to decide a controversy, to whose judgment the parties in dispute agree to submit themselves; such an arbiter must be impartial. These are all what Hobbes calls precepts of the Law of Nature. And he appeals to the Scriptures in confirmation of his assertion that peace is the way of righteousness and that the laws of nature of which these are a few are also laws of the heavenly kingdom. But peace is like the straight path of Christian endeavour, difficult to find and difficult to keep. We must seek after it where it may be found; but, having done this and sought in vain, we have no alternative but to fall back upon war. Reason requires “that every man ought to endeavour peace,” (_Lev._ I. Ch. XIV.) “as far as he has hope of obtaining it; and when he cannot obtain it, that he may seek, and use, all helps, and advantages of war.”[51] This, says Hobbes elsewhere, (_On Liberty_, Ch. I. 15) is the dictate of right reason, the first and fundamental law of nature.

[51] We find the same rule laid down as early as the time of Dante. Cf. _De Monarchia_, Bk. II. 9:—“When two nations quarrel they are bound to try in every possible way to arrange the quarrel by means of discussion: it is only when this is hopeless that they may declare war.”

_Kant’s Idea of a Perpetual Peace._

With regard to the problems of international law, Kant is of course a hundred and fifty years ahead of Hobbes. But he starts from the same point: his theory of the beginning of society is practically identical with that of the older philosopher. Men are by nature imperfect creatures, unsociable and untrustworthy, cursed by a love of glory, of possession, and of power, passions which make happiness something for ever unattainable by them. Hobbes is content to leave them here with their imperfections, and let a strong government help them out as it may. But not so Kant. He looks beyond man the individual, developing slowly by stages scarcely measurable, progressing at one moment, and the next, as it seems, falling behind: he looks beyond the individual, struggling and never attaining, to the race. Here Kant is no pessimist. The capacities implanted in man by nature are not all for evil: they are, he says, “destined to unfold themselves completely in the course of time, and in accordance with the end to which they are adapted.” (_Idea of a Universal History from a Cosmopolitan Point of View_, 1784. Prop. 1.) This end of humanity is the evolution of man from the stage of mere self-satisfied animalism to a high state of civilisation. Through his own reason man is to attain a perfect culture, intellectual and moral. In this long period of struggle, the potential faculties which nature or Providence has bestowed upon him reach their full development. The process in which this evolution takes place is what we call history.

To man nature has given none of the perfect animal equipments for self-preservation and self-defence which she has bestowed on others of her creatures. But she has given to him reason and freedom of will, and has determined that through these faculties and without the aid of instinct he shall win for himself a complete development of his capacities and natural endowments. It is, says Kant, no happy life that nature has marked out for man. He is filled with desires which he can never satisfy. His life is one of endeavour and not of attainment: not even the consciousness of the well-fought battle is his, for the struggle is more or less an unconscious one, the end unseen. Only in the race, and not in the individual, can the natural capacities of the human species reach full development. Reason, says Kant, (Prop. 2, _op. cit._) “does not itself work by instinct, but requires experiments, exercise and instruction in order to advance gradually from one stage of insight to another. Hence each individual man would necessarily have to live an enormous length of time, in order to learn by himself how to make a complete use of all his natural endowments. Or, if nature should have given him but a short lease of life, as is actually the case, reason would then require an almost interminable series of generations, the one handing down its enlightenment to the other, in order that the seeds she has sown in our species may be brought at last to a stage of development which is in perfect accordance with her design.” Man the individual shall travel towards the land of promise and fight for its possession, but not he, nor his children, nor his children’s children shall inherit the land. “Only the latest comers can have the good fortune of inhabiting the dwelling which the long series of their predecessors have toiled—though,” adds Kant, “without any conscious intent—to build up without even the possibility of participating in the happiness which they were preparing.” (Proposition 3.)

The means which nature employs to bring about this development of all the capacities implanted in men is their mutual antagonism in society—what Kant calls the “unsocial sociableness of men, that is to say, their inclination to enter into society, an inclination which yet is bound up at every point with a resistance which threatens continually to break up the society so formed.” (Proposition 4.) Man hates society, and yet there alone he can develop his capacities; he cannot live there peaceably, and yet cannot live without it. It is the resistance which others offer to his inclinations and will—which he, on his part, shows likewise to the desires of others—that awakens all the latent powers of his nature and the determination to conquer his natural propensity to indolence and love of material comfort and to struggle for the first place among his fellow-creatures, to satisfy, in outstripping them, his love of glory and possession and power. “Without those, in themselves by no means lovely, qualities which set man in social opposition to man, so that each finds his selfish claims resisted by the selfishness of all the others, men would have lived on in an Arcadian shepherd life, in perfect harmony, contentment, and mutual love; but all their talents would forever have remained hidden and undeveloped. Thus, kindly as the sheep they tended, they would scarcely have given to their existence a greater value than that of their cattle. And the place among the ends of creation which was left for the development of rational beings would not have been filled. Thanks be to nature for the unsociableness, for the spiteful competition of vanity, for the insatiate desires of gain and power! Without these, all the excellent natural capacities of humanity would have slumbered undeveloped. Man’s will is for harmony; but nature knows better what is good for his species: her will is for dissension. He would like a life of comfort and satisfaction, but nature wills that he should be dragged out of idleness and inactive content and plunged into labour and trouble, in order that he may be made to seek in his own prudence for the means of again delivering himself from them. The natural impulses which prompt this effort,—the causes of unsociableness and mutual conflict, out of which so many evils spring,—are also in turn the spurs which drive him to the development of his powers. Thus, they really betray the providence of a wise Creator, and not the interference of some evil spirit which has meddled with the world which God has nobly planned, and enviously overturned its order.” (Proposition 4: Caird’s translation in _The Critical Philosophy of Kant_, Vol. II., pp. 550, 551.)

The problem now arises, How shall men live together, each free to work out his own development, without at the same time interfering with a like liberty on the part of his neighbour? The solution of this problem is the state. Here the liberty of each member is guaranteed and its limits strictly defined. A perfectly just civil constitution, administered according to the principles of right, would be that under which the greatest possible amount of liberty was left to each citizen within these limits. This is the ideal of Kant, and here lies the greatest practical problem which has presented itself to humanity. An ideal of this kind is difficult of realisation. But nature imposes no such duty upon us. “Out of such crooked material as man is made,” says Kant, “nothing can be hammered quite straight.” (Proposition 6.) We must make our constitution as good as we can and, with that, rest content.

The direct cause of this transition from a state of nature and conditions of unlimited freedom to civil society with its coercive and restraining forces is found in the evils of that state of nature as they are painted by Hobbes. A wild lawless freedom becomes impossible for man: he is compelled to seek the protection of a civil society. He lives in uncertainty and insecurity: his liberty is so far worthless that he cannot peacefully enjoy it. For this peace he voluntarily yields up some part of his independence. The establishment of the state is in the interest of his development to a higher civilisation. It is more—the guarantee of his existence and self-preservation. This is the sense, says Professor Paulsen, in which Kant like Hobbes regards the state as “resting on a contract,”[52] that is to say, on the free will of all.[53] _Volenti non fit injuria._ Only, adds Paulsen, we must remember that this contract is not a historical fact, as it seemed to some writers of the eighteenth century, but an “idea of reason”: we are speaking here not of the history of the establishment of the state, but of the reason of its existence. (Paulsen’s _Kant_, p. 354.)[54]

[52] Rousseau (_Contrat Social_: I. vi.) regards the social contract as tacitly implied in every actual society: its articles “are the same everywhere, and are everywhere tacitly admitted and recognised, even though they may never have found formal expression” in any constitution. In the same way he speaks of a state of nature “which no longer exists, which perhaps never has existed.” (Preface to the _Discourse on the Causes of Inequality_.) But Rousseau’s interpretation of these terms is, on the whole, literal in spite of these single passages. He speaks throughout the _Contrat Social_, as if history could actually record the signing and drawing up of such documents. Hobbes, Hooker, (_Ecclesiastical Polity_, I. sect. 10—see also Ritchie: _Darwin and Hegel_, p. 210 _seq._) Hume and Kant use more careful language. “It cannot be denied,” writes Hume, (_Of the Original Contract_) “that all government is, at first, founded on a contract and that the most ancient rude combinations of mankind were formed chiefly by that principle. In vain are we asked in what records this charter of our liberties is registered. It was not written on parchment, nor yet on leaves or barks of trees. It preceded the use of writing and all the other civilised arts of life. But we trace it plainly in the nature of man, and in the equality, or something approaching equality, which we find in all the individuals of that species.”

This fine passage expresses admirably the views of Kant on this point. Cf. _Werke_, (Rosenkranz) IX. 160. The original contract is merely an idea of reason, one of those ideas which we think into things in order to explain them.

Hobbes does not professedly make the contract historical, but in Locke’s _Civil Government_ (II. Ch. VIII. § 102) there is some attempt made to give it a historical basis.—By consent all were equal, “till by the same consent they set rulers over themselves. So that their politic societies all began from a voluntary union, and the mutual agreement of men freely acting in the choice of their governors, and forms of government.”