Chapter 6

(1) The idea of a personal contract between the free warrior and his lord, by which the former places himself at the disposition of the latter and promises unlimited service, is one which occurs in many primitive societies and is peculiar to no one branch of the human race. Tacitus noticed, as one feature of German life in his time, the free war-band (_comitatus_) who lived in the house of their chief, followed him to battle, and thought it the last degree of infamy to return alive from the field on which he had fallen. The Merovingian kings maintained a bodyguard of this kind (_antrustions_). Under the Carolingians such followers appear in the host, in the royal household, in every branch of the administration. They are the most trusted agents of the King and possess considerable social consequence. They are called _vassi_, a name formerly applied to any kind of dependent, but now reserved for free men rendering free services to the King or some other lord, and subject to his jurisdiction. So valuableare these followers that, in the eighth and ninth centuries, the power of the great is largely measured by the number of _vassi_ whom they can put into the field.

Various considerations suggested to Frankish rulers and nobles the expediency of endowing these followers with land, and of granting land to no tenant unless he would take the vassal's oath. Usually land was the only form of pay which the lord could give; and it always served as a material guarantee of faithful service, since it could be resumed whenever the vassal made default. In days when law and morality availed little as the sanctions of contracts, the landlord naturally desired to bind his tenant to him by a personal obligation; and there were obvious advantages in providing that every tenant should be liable to aid his lord with arms. The estates granted to vassals were known as benefices (_beneficia_); they foreshadowed the lay-fief of later times. But there are some distinctions to be drawn. The benefice was not _de jure_ heritable; it escheated on the death of either lord or tenant. The service was not measured with the same precision as in later times. The military duties of the beneficed vassal were not different in kind or degree from those of the ordinary freemen. Finally, the idea had not yet arisen that vassals were superior in status to the rest of the community. The importance of the vassal depended entirely on his wealth and his rank in the King's employ. Only in the old age of the Carolingian Empire, when the class of free landowners, acknowledging no lord, had been almost ground out of existence by official oppression and the intolerable burden of military service, was the burden of national defence thrown entirely upon vassals. Then, as the sole military class in the community, they acquired the consideration which, in early stages of social development, is the monopoly of those who are trained to arms.

(2) It was natural that the tie of vassalage should be imposed on every important official; and natural also to regard his office as a benefice, tenable for life or during good behaviour. At an early date we find cases of conquered princes--a Duke of Aquitaine, a Duke of Bavaria, a King of Denmark--who take the vassal's oath and agree to hold their former dominions as a _beneficium_. So again a member of the royal house does homage and promises service in return for his appanage. More common, and more important for the future, is the practice of treating counts as vassals. All over the Frankish Empire the county was the normal unit of local administration. The count led the military levies, collected the royal dues, enforced the laws, maintained the peace, and was a judge with powers of life and death. The Carolingians controlled their counts by means of itinerant inspectors (_missi dominici_); but with the disruption of their Empire this check was destroyed, while the power of the count survived. By that time the office had often become hereditary, on the analogy of the _beneficium_, and the count appropriated to his own use the profits of his office. In such cases his county became a small principality, classed by lawyers as a fief, but often ruled without any reference to the interests of the royal overlord. The fiefs of Anjou, Champagne and Flanders began in this way as hereditary countships. Sometimes, again, we find that a great vassal obtains, by grant of usurpation, the prerogatives of a count over his own lands; examples are the prince-bishops of Trier (898 A.D.), Hamburg (937), and Metz (945).

The first effect of this striking change in the nature of landed property and of public office was to substitute for the centralised state of the Carolingians a lax federal system, in which each unit was a group of men attached to the person of a hereditary superior. This nascent feudalism was often brutal, always summary and short-sighted, in its methods of government. The feudal group was engaged in a perpetual struggle for existence with neighbouring groups. Feudal policy was aggressive; for every lord had his war-band, whom he could only hold together by providing them with adventure and rich plunder; nor could any lord regard himself as safe while a neighbour of equal resources remained unconquered. Furthermore, as though the disintegration of society had not gone far enough, every great fief was in constant danger of civil war and partition. As the lord had treated the King, so he in turn was treated by his vassals. He endowed them with lands, he allowed them to found families, he gave them positions of authority; and then they defied him. In the eleventh century the great fief bristled with castles held by chief vassals of the lord; in the small county of Maine alone we hear of thirty-five such strongholds; generally speaking they were centres of rebellion and indiscriminate rapine. Such feudalism was not a system of government; it was a symptom of anarchy.

Yet feudalism had not always been a mere tyranny of the military class over the unarmed population. Like the Roman Empire, that of the Franks had forfeited respect and popularity by misgovernment, by feeble government, by insupportable demands on the personal service of the subject. The land-owner was a less exacting master than the Empire; often he could defend his tenants from imperial exactions. During the invasions of the Northmen and Hungarians, he was impelled by his own interest to guard his estates to the best of his ability. Therefore common men looked to their landlord, or looked about them for a landlord, to whom they could commend themselves. The great estate was the ark of refuge from the general flood of social evils. In the eleventh century the situation changed. The Hungarian tide of invasion was rolled back by a Henry the Fowler and an Otto the Great; the Northmen enrolled themselves as members of the European commonwealth. The petty feudal despot was no longer needed. From a protector he had degenerated into a pest of society. The great political problem of the age was to make him innocuous. It was taken in hand, and it was settled, by a variety of means.

In France the Church took the lead of the repressive movement, endeavouring to mitigate the horrors of private war by certain restrictions upon the combatants. During the eleventh century it was not unusual for the bishop of a diocese to secure the co-operation of representative men, from all classes of society, in proclaiming a local Truce of God (_Treuga Dei_). This Truce, which all men were invited to swear that they would observe, forbade the molestation of ecclesiastics, peasants and other non-combatants; provided that cultivated land should not be harried or cattle carried off; and named certain seasons when no war should be waged. A typical agreement of this kind enjoins that all private hostilities shall be suspended from Wednesday evening to Monday morning in each week; from the beginning of Advent till a week after the Epiphany; from the beginning of Lent till a week after Easter; from the Rogation Days till a week after Pentecost. The Truce of God was approved by the Crown both in France and in Germany; even in the twelfth century it was still recommended by church councils as a useful expedient. But it was seldom effectual. There was no machinery for enforcing it; and those who swore to uphold it were so divided by conflicting class interests that they could not co-operate with any cordiality. The second of these defects, though not the first, can also be perceived in the German system of the Land-peace. Periodically we find an Emperor constraining a particular province, or even the whole German kingdom, to accept a set of rules which are partly modelled on those of the _Treuga Dei_ and partly in the nature of criminal legislation. Thus in 1103 the magnates of the kingdom were required to swear that for the next four years they would not molest ecclesiastics, merchants, women, or Jews; that during the same period they would neither burn nor break into private houses; that they would not kill or wound or hold to ransom any man. In regard to the last rule the magnates insisted on some modification; it was finally provided that a man meeting a private enemy on the high-road might attack him, but might not pursue him if he took refuge in a private house. The general Land-peaces of Frederic Barbarossa (1152) and Frederic II (1235) are the most important enactments of this kind; but they deviate widely from the original type. They are permanent; they aim at the total suppression of lawless self-help; they are codes of criminal law which, if thoroughly enforced, would have opened a new era in German history. As the case stands--they are only the evidence of an unrealised project of reform.

It was not by confederations of this kind, whether spontaneous or compulsory, that feudalism could be bridled. The twelfth and thirteenth centuries, the great age of medieval statesmanship, saw other and more effectual remedies applied. In the free cities of France, Italy, the Netherlands and Germany, the commercial classes perfected a form of association which, however faulty in other respects, was successful in excluding feudalism from the principal centres of urban industry. In the larger states, whether kingdoms or not, the rulers, supported by the Church and the commons, bestirred themselves to slay the many-headed Hydra. Feudalism was not extirpated, but it was brought under the law. In many districts it defied repression. To the end of the Middle Ages the Knights of Suabia and the Rhineland maintained the predatory traditions of the Dark Ages; and everywhere feudalism remained a force inimical to national unity. But the great feudatories who survived into the age of Machiavelli and of the new despotisms had usually some claims upon the respect of their subjects. The Duchy of Brittany, the Burgundian inheritance, the German electorates, were mainly objectionable as impeding the growth of better communities--better because more comprehensive, more stable, more fitted to be the nurseries of great ideas and proud traditions.

It remains to speak of chivalry, that peculiar and often fantastic code of etiquette and morals which was grafted upon feudalism in the eleventh and succeeding centuries. The practical influence of chivalry has been exaggerated. Chivalrous ethics were in great measure the natural product of a militarist age. Bravery and patriotism, loyalty and truthfulness, liberality and courtesy and magnanimity--these are qualities which the soldier, even in a semi-civilised society, discovers for himself. The higher demands of chivalric morality were as habitually disregarded as the fundamental precepts of the Christian faith. The chivalric statesmen of the Middle Ages, from Godfrey of Bouillon to Edward III and the Black Prince, appear, under the searchlight of historical criticism, not less calculating than Renaissance despots or the disciples of Frederic the Great of Prussia. But something less than justice has been rendered to the chivalric ideal. The ethics which it embodied were arbitrary and one-sided; but they represent a genuine endeavour to construct, if only for one class, a practicable code of conduct at a time when religion too often gloried in demanding the impossible. Chivalry degenerated into extravagance and conventional hyperbole; but at the worst it had the merit of investing human relationships and human occupations with an ideal significance. In particular it gave to women a more honourable position than they had occupied in any social system of antiquity. It rediscovered one half of human nature. But for chivalry the Beatrice of Dante, the Laura of Petrarch, Shakespeare's Miranda and Goethe's Marguerite, could not have been created, much less comprehended.

Chivalry in the oldest discoverable form was the invention of the Church. The religious service by which the neophyte was initiated as a knight has been traced back to the time of Otto III, when it appears in the liturgy of the Roman churches. But the ceremony was not in general use, outside Italy, before the age of the Crusades. It was Urban II who inspired the knighthood of northern Europe with the belief that they were _Dei militia_, the soldiers of the Church; and it is significant that warfare against the unbeliever ranks prominently among the duties enjoined upon the new-made knight, though it does not stand alone. The defence of the true faith and of the Church is also inculcated; merit might be acquired in persecuting heretics or in fighting for the Pope against an unjust Emperor. Nor are the claims of the widow, the orphan and the defenceless totally forgotten. But the perfect knight of the Church was the Templar, the soldier living under the rule of a religious order and devoting his whole energies to the cause of the Holy Sepulchre. It was a remarkable innovation when St. Bernard, the mirror of orthodox conservatism, undertook to legislate for the Order of the Temple; for the primitive Church had hardly tolerated wars in self- defence. From one point of view it was a wholesome change of attitude in the moral leaders of society, that they should recognise war and a military class as inevitable necessities, that they should undertake to moralise and idealise the commonest of occupations. But the resolve was marred in the execution. In the desire to be practical, the Church set up too low an aim and translated Christianity into precepts which were only suited for one short stage of medieval civilisation, the stage of the Crusades.

In the long run the poet had far more influence than the priest upon the chivalric classes. It is remarkable how uniformly Popes and Councils set their faces against the bloodshed and extravagant futilities of the tournament; still more remarkable that even threats of excommunication could not deter the most orthodox of knights from seeking distinction and distraction in these mimic wars. Equally significant is the growth of the _service des dames_ which, although invested by troubadours and minnesingers with a halo of religious allegory, was disliked by the Church, not merely from a dread of possible abuses, but as inherently idolatrous. The cult of the Virgin, while doing honour to the new conception of womanhood, was also a protest against a secular romanticism. Here and there a Wolfram von Eschenbach essays the feat of reconciling poetry with religion in the picture of the perfect knight. But the school of _courtoisie_ prevailed; the most celebrated of the troubadours are mundane, not to say profane; Walther von der Vogelweide, with his bitter attacks upon the Papacy, is more typical of his class than Wolfram with his allegory of Parsifal and the Sangraal. It was in Provence, on the eve of the Albigensian Crusade, in the society which was most indifferent to official Christianity and most hostile to the clergy, that chivalry was most sedulously preached and developed in the most curious detail. In the hands of the troubadours it became a gospel of pageantry and fanfaron, of artificial sentiments and artificial heroisms, cloaking the materialism, the sensuality and the inordinate ostentation of a theatrical and frivolous society, intoxicated with the pride of life.

V

THE PAPACY BEFORE GREGORY VII

An institution is not necessarily discredited when we discover that it has grown from small beginnings, has been applied under new conditions to new purposes, and in the course of a long history has been defended by arguments which are demonstrably false. The child, no doubt, is father of the man; but the man is something different from, and may well be something better than, his infant self. We must not attach undue importance to the study of origins. On the other hand we cannot afford to neglect them. However slight the fibres by which the present is rooted in the past, to observe them is to realise the continuity of human development--the most important, the most obvious, and the most neglected of the lessons that history can teach. It is true that the roots, however strong and however deeply set, are insufficient to account for the characteristics of the plant which springs from them. But it is also true that neither plants nor institutions can altogether shed the husk of their immaturity. They are not entirely adapted to the conditions under which they reach their full development. The Papacy in the zenith of its power and renown is partly new and partly old. When we consider the papal theory, as it floated before the mind of a Gregory VII or an Innocent III, it produces in us the same impression of symmetry, logical consistency and completeness, which we experience on entering for the first time one of the great medieval churches. But when once we have grasped the design of the architect, we shall usually find that he has conformed in some respects to unmeaning traditions inherited from an earlier period, and further that his work incorporates the remnants of an older, simpler structure. Here are pillars of massive girth altogether disproportionate to the delicate arches which they carry; there an old tower has been buttressed to make it capable of supporting a new spire. For all the builder's cunning, we can yet distinguish between the new and the renovated. So it is with the papal apologia in the great days of papal policy. A sentence from the laws of ancient Rome dovetails with an axiom stolen from the philosophers of the Porch or the Academy. Fables of Gallic or Egyptian origin are invoked to corroborate the canons of Nicene and Chalcedonian synods. A text from a Hebrew prophet is interpreted by the fancy of an African expositor. The fabric composed of these incongruous elements has in truth a unity of purpose; but the design is so disguised and so perverted by the recalcitrance of the materials, that we are irresistibly impelled to ask how and why they came to be employed.

More than any other human institution the Papacy has suffered from a supposed necessity of justifying every forward step by precedent and reference to authority. Twice in the course of sixteen centuries the Holy See has ventured on a startling change of front, and has been sorely embarrassed to rebut the charge of inconsistency. One such change was silently effected at the close of the seventeenth century, when the Popes ceased to concern themselves more than was unavoidable with international affairs. This was a great change; yet not so great as that made in the latter part of the eleventh century, by Gregory VII. For he revolutionised the whole theory of papal prerogative. Neither a profound lawyer nor a profound theologian, he regarded the past history of his office with the idealism of a poet, and looked into its future with the sanguine radicalism of a Machiavelli or a Hobbes. Gregory VII conceived of Christendom as an undivided state; of a state as a polity dominated by a sovereign; of a sovereign as a ruler who must be either absolute or useless. And who, he asked, but the heir of the Prince of the Apostles could presume to claim a power so tremendous? For us the audacity of his pretensions is excused by the lofty aims which they were meant to serve. To conciliate contemporary opinion it was necessary that the new claims should be represented as the revival of old rights, as the logical corollaries of undisputed truths. And this course involved as its consequence an industrious, if partially unconscious, perversion of past history. For the Popes who had gone before him claimed powers which, though extensive, were capable of definition; which, though startling, could in the main be defended by appeal to well-established usage. The new policy led to this paradoxical situation, that precedents were diligently invoked to prove the Pope superior to all precedents.

With Gregory VII the primacy of Western Christendom assumed a new character. But the primacy, in one form or another, had for centuries belonged to the Roman See. So much his remote predecessors had achieved, and their success is all the more remarkable when we remember how few of them had been distinguished statesmen. It is no matter for surprise that, in the course of nine troubled centuries, some Bishops of Borne had proved incompetent and others had betrayed the interests committed to their charge. It is, however, surprising that the Roman See was able to assume and hold the leading position among Western bishops without rendering much service to the extension or the organisation of the Church.

Of all the early Popes, save Leo I and Gregory I, it is true that we may be tolerably at home in the history of their times without knowing much about them. No Pope is ranked among the leading Western Fathers. The only considerable theologian who occupied the Holy See, before the year 1000, is Gregory I; and the highest praise which we can give his writings is that they imparted new life to some ideas of St. Augustine. It is as statesmen, not as thinkers, that the early Popes appeal to our attention. Yet their practical achievements scarcely account for the reverence which they inspired. The one great mission which Rome set on foot was that of Augustine to England. The other evangelists of the Dark Ages found their inspiration elsewhere, in the monasteries of Ireland or of Gaul and Germany. If we consider the progress of theological science, and of ecclesiastical organisation, we find that the great controversies were resolved, and the great legislative assemblies convened, in the Eastern Empire. It was but rarely that Rome asserted her right to speak in the name even of the Western Church; the record of the early Popes who attained to such a momentary pre-eminence was not such as the West could recollect with satisfaction. In fact, it was due to other causes than the merits of individual Popes that Rome became and remained the religious metropolis of Europe.

How, then, are we to account for her triumphant progress? Hobbes suggested one explanation when he called the Papacy "the ghost of the Roman Empire." And it is true that the later Emperors found it convenient to confer special privileges on the bishops of their ancient capital. But they adopted this policy too late, when reverence for the Empire was already declining in the West. By imperial grants the Papacy gained no substantial powers, while individual Popes lost credit and independence by their special connection with the New Rome on the Bosporus. They were compelled to play an ignominious part in the squabbles of the Eastern Churches, they were loaded with onerous secular duties; they became the emblems and the agents of an alien tyranny, mistrusted alike by the barbarian invaders and the nominal subjects of the Empire.