Chapter 4

In local administration the king relies, outside the tribal duchies, on counts whose districts are subdivisions of the old national provinces. The count, often a hereditary official, is a royal deputy for all purposes, military and civil. He collects the royal dues, leads the free men to the host, maintains the peace and administers justice. His tribunal is the old Germanic hundred-court, in which the free suitors ought to be the judges; but the suitors for this purpose are represented by a few doomsmen (_scabini_) chosen for their respectability and knowledge of the law. They are an ineffectual check upon the count, and it is a standing difficulty to find ways and means of compelling these local viceroys to act with common honesty. For this purpose the king annually appoints itinerant inspectors (_missi dominici_); in twos and threes they are dispatched on circuit to acquaint the count with royal instructions, to promulgate new legislation, and above all to receive and adjudicate upon the complaints of all who are oppressed. A comparatively late expedient, and the first part of the Carolingian system to disappear, these tours of inspection were the one safeguard against local misgovernment and the feudalising of official power. When they ceased, the Carolingian county too often became a hereditary fief exploited for the lord's sole benefit.

The Empire was not intended to supersede this system of royal government; kings no less than emperors were regarded as holding a definite rank and office in the Christian commonwealth. No traditions of imperial bureaucracy, except in a debased and orientalised form, were accessible to Charles the Great. In Gaul and Italy he had subjects who lived under a corrupt and mutilated Roman Law; but he was unacquainted with the scientific principles of the great jurists whose writings were the highest achievements of the Roman genius. To the best minds of the eighth century the Roman Empire appeared, not as to an Athaulf or a Theodoric, a masterpiece of human statesmanship, but rather a divine institution, providentially created before the birth of Christ to school the nations for the universal domination of His Church. The model of the Carolingian Emperors was not Augustus but Constantine the Great, the Most Christian ruler who made it his first business to protect the Church against heretic and heathen, to endow her with riches, to enforce her legislation. However his relation to the Pope might be conceived, the Emperor held his office as the first servant of the Church. What then were his practical duties? According to some he was pledged to restore the material unity of Christendom and to subdue all heathen peoples. This childlike ideal of his office no emperor could put into practice. Charles the Great waged no important wars after his coronation; he did not scruple to make peace with the Eastern Empire or even to exchange courtesies with Haroun al Rashid, the Caliph of Bagdad. He held, and the sanest of his counsellors agreed, that his first duty was to protect, unite and reform the societies over which the Church already exercised a nominal dominion. To conquer other Christian rulers was no more to be expected of him than that he should surrender his own royal prerogative; though it was desirable that they should do homage to him as the earthly representative of spiritual unity.

Within his own realms the imperial office was to make a difference in the spirit rather than the forms of government. The Empire raised to a higher power the dignity and the responsibilities which belonged to him as a king. He conceived himself bound to provide more carefully than ever for the maintenance of ecclesiastical and the betterment of secular law. His subjects were to realise that through their allegiance to him they were God's subjects, bound to observe the law of God as a part of the law of the Empire; he on his side was to be, to the best of his power, a moral censor, an educator, a religious missionary, a protector of the clergy, a defender of the faith.

When we turn from this noble dream to follow the history of the Carolingian Empire, the contrast between the real and the ideal is almost grotesque. Within a generation the Frankish realm is partitioned after the Merovingian fashion; all that remains as a guarantee of unity is the imperial title attached to one of several kingdoms, and the theory that the kings are linked in fraternal concord for the defence of Church and State against all enemies. Contemporaries laid the blame on the weakness of Lewis the Pious and the ambition of his sons. These causes undoubtedly accelerated the process of disruption; but others more impersonal and more gradual in their operation were at work below the surface of events.

(1) The first was the dawning of nationality. North of the Alps the subjects of the Empire fell into a Germanic group, lying chiefly east of the Rhine, and a Romance group nearly co-extensive with the modern France; Italy was sharply severed from both by geography, by differences of race and language, and by political tradition. In the Treaty of Verdun (843), which begins the process of political disintegration, these natural divisions are only half respected. The kingdom of the East Franks is wholly Germanic; that of the West Franks contains the Gallo-Roman provinces subdued by Clovis; but between them lies the anomalous Middle Kingdom, the portion of the titular Emperor, in which are united Italy, Provence, Burgundy, the valley of the Moselle and a large part of the Netherlands. In each re-distribution of territories among Carolingian princes the lines of partition approximate more closely to the boundaries of modern nations. Burgundy and Provence alone remain, after the year 888, as memorials of the Middle Kingdom. Italy becomes an independent state; the northern provinces (Lotharingia) are disputed between the East Franks and the West Franks. And already the rulers of the new states are identifying themselves with national sentiments and aspirations; it is not without reason that a later age has given to Lewis, the first King of the East Franks, the title of "the German."

(2) But, in the minds of ordinary men, national sentiment was little more than a contempt for those of alien race and speech. The nationalities were ready enough to separate one from the other; having done so, they split asunder into tribal or feudal groups. Thus in Germany the Saxons, Suabians, Bavarians, Thuringians, Franconians group themselves round provincial chieftains. West of the Rhine, where Roman rule had long since weakened tribal feeling, we can see a broad distinction between the North and South of Gaul, but in each half of the country the feudal principle is the dominating force; from the middle of the ninth century we remark the formation of those arbitrarily divided fiefs which play so large a part in French history. But of the feudal movement we shall speak elsewhere.

(3) Last but not least we must allow for the disappearance of that moral enthusiasm which Charles the Great had evoked in his subjects. His conception of the Empire was too large for narrow minds. They could see no reason in it. They were acutely alive to the sacrifices which it demanded in the present, and sceptical as to the advantages which it promised in the future. The idea of working for posterity does not naturally occur to half-civilised peoples; they live from hand to mouth, and are continually absorbed in the difficulties of the moment; they believe in the supremacy of chance or fate or providence, and speak of human forethought as presumptuous or merely futile. The imperial programme was cherished and publicly defended by a little clique of clerical statesmen; but they did not succeed in making many converts. When the last of the Carolingian Emperors was deposed (887), there were cries of lamentation from ecclesiastics. But among lay statesmen not a hand was raised to stay the process of disintegration. This Emperor, Charles the Fat, had succeeded by mere longevity in uniting all the dominions of his family under his immediate rule; but in three short years he dissipated whatever lingering respect attached to the idea for which he stood. In the words of the annalist "a crop of many kinglets sprang up over Europe." All the new pretenders came from the class of the great feudatories. Among the West Franks it was Eude the Count of Paris who seized the royal diadem; the East Franks elected Arnulf, Duke of Carinthia; Italy became an apple of discord between the margraves of Spoleto and Friuli; Burgundy was partitioned by two native families.

Yet within a hundred years there arose a reaction in favour of the imperial idea--a reaction of which Germany was the apostle, which Italy accepted, which made many converts in West Francia. There were new and sufficient reasons for returning to the discarded system. The national hierarchies, who had undermined the Frankish Empire to broaden the foundations of ecclesiastical privilege and influence, were discovering that they had set up King Stork in place of King Log; the exactions of an Augustus were as nothing compared with the lawless pillaging of the new feudalism; and elective sovereigns, ruling by the grace of their chief subjects, were powerless for good as well as harm. The lower ranks of laymen had no better cause to be content with the new order under which the small freeholder was oppressed, the peasant enslaved, the merchant robbed and held to ransom. The freedom of the aristocracy spelled misery for every other class. These self-constituted tyrants passed their lives in devastating faction fights. Worst of all, their divisions and their absorption in petty schemes of personal aggrandisement left Europe at the mercy of uncivilised invaders. In the ninth and tenth centuries, medieval society experienced the same ordeal to which the Roman Empire had been subjected in the fifth. From the North and from the East a new generation of barbarians, perceiving the patent signs of weakness, began to break through the frontiers in search of plunder and of settlements.

First came the Northmen from Norway and Denmark. Like the Saxons of the fourth century they were unrivalled seamen. Their fleets transported them from point to point faster than land forces could follow in pursuit; the great rivers served them as natural highways; and if beaten in a descent upon the land, they had always their ships as a safe refuge. To make treaties and to offer blackmail was a worse than useless policy; the Vikings came in bands which operated separately, or united in this year to scatter and form new combinations in the next. One leader could not bind another; to buy off one fleet was merely to invite the coming of a second. These pirates had begun to molest the British Isles and Frisia before the death of Charles the Great; but after the first partition of his Empire they fell on the whole coastline from the Elbe to the Pyrenees. Originally attracted by the hope of plunder they soon aimed at conquest; when, at the close of the ninth century, there was a sudden pause in the flood of armed emigration from the North, the Danelaw in England and Normandy on the opposite side of the Channel remained as alien colonies which the native rulers were obliged to recognise.

It was in Gaul that the ravages of the Normans were most severely felt, though for a few years they were the scourge of Frisia and the adjacent provinces. Germany and Italy had other enemies to fear. In the year 862 a new danger, in the shape of the Hungarians, appeared on the borders of Bavaria. They were an Asiatic people, from the northern slopes of the Ural Mountains, who had been moving westward since the commencement of the century. Contemporaries identified them with the Huns of Attila, and the resemblance was more than superficial. The Hungarians were of the Tartar race--nomads who lived by hunting and war, skilled in horsemanship and archery, utterly barbarous and a byeword for cruelty. The rapidity of their movements, and the distances to which their raids extended, are almost incredible. In 899 they swept through the Ostmark and reached the Lombard plain; in 915 they sacked Bremen; in 919 they harried the whole of Saxony and penetrated the old Middle Kingdom; in 926 they went into Tuscany and appeared in the neighbourhood of Rome; in 937 they even reached the walls of Capua. In fact, until the great victory of Otto I upon the Lech (955), they were the terror of two-thirds of Christian Europe. Italy, the most disunited of the new kingdoms, was further vexed by the Saracen pirates who roamed the Western Mediterranean. The only sea-power capable of dealing with them was that of the Byzantine Empire. The Greek fleet protected the southeast of Italy, but was powerless to save Sicily, which was conquered piecemeal for the Crescent (827-965). Farther north the seaports of Amalfi, Gaeta, Naples and Salerno paid tribute or admitted Saracen garrisons; in 846 Ostia and the Leonine quarter of Rome (including the basilica of St. Peter) were pillaged. Robber colonies established themselves on the river Garigliano, and at Garde-Frainet, the meeting-point of Italy and Provence.

The effect which these disasters produced on the minds of the sufferers is nowhere more clearly visible than in England. Here the House of Alfred was able, within a century of the partition made at Wedmore between the West Saxon kingdom and the Danes (878), to establish a kingdom of imperial pretensions, loosely knit together but more durable and more highly organised than any power which had arisen in Britain since the Roman period. In Germany the Saxon line, beginning with Henry the Fowler (919-936), was permitted to make the royal title hereditary, and to assert an effective suzerainty over the other tribal dukes. In France the House of Paris, after ruling for many years in the name of a degenerate Carolingian line, was invited in the person of Hugh Capet to assume the royal dignity (987). We have here a European movement in favour of monarchy; and on the heels of it follows another for the restoration of the Empire. The new royal dynasties did good work; even the weakest among them, that of France, served as a symbol of unity, as a rallying point for the clergy and all other friends of peace; but both on practical grounds and on grounds of sentiment they left much to be desired. National monarchy meant national wars and the right of national churches to misgovern themselves according to their several inclinations. Every year the rent in the seamless robe of Christendom grew wider; political unity was disappearing, and religious unity would soon go the same way. The kingly title made but a slight appeal to the imagination or the conscience; with whatever ceremonies a King was crowned, the real source of his power was the position which he held, independently of his office, as a chief of a tribal or a feudal group; of men who, as St. Odo bitterly remarked, being oppressed took to themselves a lord that with his help they might become oppressors. Sovereign power had lost all poetry and dignity; it was being perverted to serve petty ends. An Emperor was needed to restore a higher sense of justice, to exalt the spiritual above the material side of life.

So the idealists reasoned, and in Germany their arguments found willing converts. This may appear strange, since Germany had taken the lead in repudiating the Carolingian Empire, and Henry the Fowler, who established the new German monarchy, was the reverse of an idealist. But the truth was that the peculiar constitution of the German kingdom and the peculiar problems raised by German expansion towards the East were such as to make the ideal policy the safest. Though Henry the Fowler had sedulously limited his attention to German problems, his son, working on the same lines, found himself led by the natural sequence of events to cross the Alps, seize Italy and take the imperial crown from the Pope's hands.

Henry the Fowler, elected after nineteen years of nominal kingship and unbridled anarchy, defined his position by a series of compacts with the great Dukes. Suabia, Bavaria and Lotharingia became dependent principalities, whose rulers attended national Diets, occasionally appeared at court, and still more occasionally rendered military service. Under their sway the new feudalism, which they encouraged as the means of creating armies both for defence and for pursuing an independent foreign policy, took root and throve as a legal institution. Within the borders of the duchies Henry had little power except as the patron of the church. He claimed the right of nominating bishops--though in Bavaria this claim was not made good till the next reign--and religious foundations held their privileges by his grace. The ecclesiastical councils which legislated with his sanction were more important than the Diets composed indifferently of laymen and prelates. His general policy gave greater cause for satisfaction to the clergy than to the remainder of his subjects. The assertion of supremacy over Lotharingia (925), and Bohemia (929), and the defeat of the Hungarians at the Unstrut (933), were national achievements; but for nine years before the battle of the Unstrut the King had allowed the Hungarians to work their will in Bavaria and Suabia, having secured the immunity of his own duchy by a separate truce. He had chiefly employed those years in building strong towns for the defence of Saxony, and in extending Saxon power by the conquest of Brandenburg, Lusatia, Strelitz and Schleswig. These could only be called national services on the assumption that the crown was to remain the hereditary possession of his house; but the German kingship was elective. To the Church, however, nothing was more welcome than conquests gained at the expense of heathen Slavs and Danes. In her eyes this Saxon statesman was the forerunner of the Christian faith in the dark places of Europe. For all these reasons, then, the power of Henry and his successors remained a power resting upon ecclesiastical support. To strengthen the alliance of church and state must be the first object of a Saxon ruler.

For some years after his accession (936) Otto I was harassed by pretenders of his own family who allied themselves with one or more of the great Dukes. The Bavarians threatened to secede and form an independent nation; the Franconians rebelled when their right of waging private wars was called in question; the Lotharingians intrigued to make themselves an independent Middle Kingdom. All such malcontents found it easy to secure a brother or a son of the King as their nominal leader. Even when Otto had placed all the duchies in the hands of his own kinsmen or connections, his power was still precarious. For he claimed new rights which, though necessary to the maintenance of kingly power, did violence to feudal and provincial sentiment; while the Dukes whom he nominated usually took up the pretensions of their predecessors, and identified themselves with the interests of their subjects. It was more important than ever that the King should have the help of the clergy in educating public opinion. But in the most critical period (939-955) of the reign the German primate, Archbishop Frederic of Mainz, lent the weight of his influence and high personal reputation to the rebel cause. In another direction also Otto found the clergy the chief opponents of a cherished scheme. Organised missions were among the means on which he relied for civilising and extending his father's conquests in Slavonic territory. For this purpose he planned, with the approval of Rome, to make Magdeburg an archbishopric and the head of a Slavonic province. To this proposal the sees of Mainz and Halberstadt offered strenuous resistance, on the ground that it would curtail their jurisdictions (955). Twice, therefore, Otto had been sharply reminded that his authority over the German Church was insufficient for his purpose.

Meanwhile the train of events had drawn him into Italian politics. The Kingdom of Italy had been seized, in 926, by Hugh of Provence, an adventurer of Carolingian descent. In 937, on the death of Rudolph II of Burgundy, Hugh designed to seize this derelict inheritance. He was forestalled by Otto, who assumed the guardianship of the lawful heir of Burgundy, the young Conrad; a united kingdom of Italy and Burgundy would have been too dangerous a neighbour for the German Kingdom. Hugh, however, secured for his son, Lothair, the hand of Conrad's sister Adelaide, thus keeping alive the claims of his family for a future day. Somewhat later Otto retaliated by giving protection to an Italian foe of Hugh, the Margrave Berengar of Friuli, who came to the Saxon court and became the liegeman of the German King. In 950 this relation suddenly acquired political importance, through the unexpected deaths of Hugh and Lothair, and the succession of Berengar in Italy. Reminded of his oath to Otto, the new King repudiated his obligations as a vassal, and gave further provocation by ill-treating the widowed Adelaide. Otto was thus equipped with a double excuse for making war. And war was forced upon him by the ambitions of his brother Henry, Duke of Bavaria, and of his son Liutolf, Duke of Suabia. Both cast covetous glances on Italy, which was hopelessly divided and an easy prey for the first-comer. In 949 the Duke of Bavaria had seized Aquileia; in 951 the Duke of Suabia crossed the Alps ostensibly to champion Adelaide. Otto could not remain idle while two of his subjects and kinsmen contended over the spoils of Italy. He collected an army and followed hard on the footsteps of Liutolf. Berengar fled, the Dukes made peace with their suzerain, and Otto was free to dispose of the Italian kingdom (951).

It is possible that, if the opportunity had been forthcoming, he would at once have proceeded to Rome for an imperial coronation. But the Pope, who alone could make an Emperor, was the nominee of a Roman faction, headed by the ambitious Alberic the Senator who aspired to build up a secular lordship on the basis of the Papal patrimony. Otto was not invited to visit Rome. After some hesitation he decided, instead of himself assuming the unprofitable duties of an Italian King, to restore Berengar on condition of a renewal of homage. Perhaps the arrangement was intended to be temporary. Otto was still menaced by conspiracies in Germany; and Berengar might serve to guard Italy against ambitious Dukes, until the hands of his overlord were free for Italian adventures. Later events justify some such hypothesis. Within a few years the chief difficulties of Otto were removed. A great ducal rising collapsed; the Hungarians were so decisively beaten at the Lechfeld (955) that they ceased to trouble Germany; death relieved Otto of his most dangerous rivals, Archbishop Frederic of Mainz and his own son, Duke Liutolf. Then, in 960, arrived the long-delayed call from Rome. John XII, a dissipated youth of twenty-two, the son of Alberic (died 954) but devoid of his father's ability, invoked the aid of Germany to protect the temporal possessions against Berengar. Otto required no second summons. Descending upon Italy, he expelled his vassal, assumed the Italian crown at Pavia (961) and then repaired to Rome. Here in 962 he was crowned by the Pope as lord of the Holy Roman Empire of the German Nation. For good or for evil the prerogative of Charles the Great was inseparably united to the German monarchy.