Hours in a Library, Volume 3 New Edition, with Additions
Part 24
It is easy to point out the dangers of this position. It rests, after all, you may say upon the individual conviction, and lends itself too easily to that kind of dogmatism in which Carlyle indulged so freely, and which consists in asserting that any doctrine or system which he dislikes is an incarnate lie, and pronouncing that it is therefore doomed to failure. And, on the other hand, it may be equally perverted in the opposite direction by claiming a sacred character for every 'lie' not yet exploded. Carlyle, beyond all question, was a man of intense prejudices, and the claim to inspiration, even to the inspiration of our teachers, very easily passes into a deification of our own prejudices. No one was more liable to that error; but it is better worth our while to look at some other aspect of his teaching.
For we may surely accept without hesitation one application of the doctrine, which is of the first importance with Carlyle, and which he has taught so incessantly and impressively, that to him more than to any other man may be attributed the general recognition of its truth. The success of any system of thought—the permanent influence, that is, of any great man or of any great institution—must be due to the truth which it contained, or to its real value to mankind. This doctrine has become so much of a commonplace, and harmonises so fully with all modern historical methods, that we are apt to overlook the service done by Carlyle in its explicit assertion and rigorous application to facts. When he was delivering his lectures upon hero-worship, intelligent people were still in the attitude of mind represented, for example, by Gibbon's famous explanation of the success of Christianity, as due, amongst other things, to the zeal of the early believers, as if the zeal required no explanation; when, on the other side, it was thought proper to explain Mahometanism, not by the admixture of genuine truth which it contained, but as a simple imposture. Carlyle still speaks like a man advancing a disputed theory when he urges in this latter case that to explain the power of Mahomet's sword, you must explain the force which wielded the sword; and that the ingenious hypothesis of a downright cheat will by no means serve the turn. This doctrine is now generally accepted, unless by a few clever people who still cherish the wire-pulling heresy which makes history a puppet-show manipulated by ingenious scoundrels, instead of a vast co-operation of organic forces. Carlyle, however, has done more than any writer to make such barren and degrading explanations impossible for all serious thinkers. His 'Cromwell' has at least exploded once for all the simple-minded 'hypocrisy' theory, as the essay upon Johnson destroyed the ingenious doctrine that a man could write a good book simply because he was a fool. Whether his portraits are accurate or not, they are at least set before us as conceivable and consistent human beings. The prosaic historian and biographer takes the average verdict of commonplace observers: if he is a partisan, he is content with the contemporary caricatures of the party to which he belongs; if he wishes to be impartial, he strikes a rough average between opposite errors; and if he wishes to be dazzling, he calmly combines incompatible judgments. Macaulay's works, with all their merits, are a perfect gallery of such portraits—rhetorically excellent, but hopelessly flimsy in substance: of angelic Whigs and fiendish Tories, and of strange monsters like his Bacon and his Boswell, made by quietly heaping together meanness and wisdom, sense and folly, and inviting you to accept a string of paradoxes as a sober statement of fact. The truly imaginative writer has to go deeper than this. He begins where the rhetorician ends. A great work, as he instinctively sees, implies a great force. A man can only leave his mark upon history so far as he is animated, and therefore worthy to be animated, by a great idea. The secret of his nature is to be discovered by a sympathetic imagination acting by a kind of poetical induction. Gathering together all his recorded acts and utterances, the masses of recorded facts, preserved, often in hopeless confusion and misrepresentation, by his contemporaries, you must brood over them till at last you gain a clear vision of the underlying unity of character which manifests itself in these various ways. Then, at last, you may recognise the true hero, and discover unsuspected unity of purpose and strength of conviction, where the hasty judgments passed by contemporaries and those who set them upon isolated fragments of his career, make a bewildering chaos of inconsistency. The process is admirably illustrated in the study of Cromwell, and the result has the merit of being at least a possible, if not a correct, theory of a great man.
This, again, is connected with another aspect of Carlyle's teaching—as valuable, though perhaps its value is not even now as generally recognised. For the tendency of his mind is always to substitute what is sometimes called the dynamical for the merely mechanical view of history. It is a necessity for his imagination to penetrate as much to the centre instead of remaining at the circumference; to unveil the actual forces which govern the working of the superficial phenomena, instead of losing himself in the external phenomena themselves. The true condition for understanding history is to gain a clear perception of the genuine beliefs, the wants and passions which actually sway men's souls, instead of working simply at the complicated wheels and pulleys of the political machinery, or accepting the masses of idle verbiage which conceal our true thoughts from ourselves and from each other. An implicit faith in the potency of the machinery, and an equal neglect of the real driving force, was, in his view, the original sin of political theory. The constitution-mongers of the Delolme or Siéyès type, the men who fancied that government (as one of them said) was like 'a dance where everything depended on the disposition of the figures,' and nothing, therefore, on the nature of the dancers, have pretty well passed away. Carlyle saw the same vital fallacies in such nostrums as the ballot or the scheme so enthusiastically advocated by Hare and Mill. 'If of ten men nine are recognisable as fools, which is a common calculation, how in the name of wonder will you get a ballot-box to grind you out a wisdom from the votes of those ten men? Never by any conceivable ballot-box, nor by all the machinery in Bromwicham or out of it, will you attain such a result.' Whether Carlyle was right or wrong in the particular application I do not presume to say. Such a change as the ballot may perhaps imply more than a mere change of machinery. But I certainly cannot doubt that he is right in the essence of his contention: that a perception of the difference between the merely mechanical details and the vital forces of a society is essential to any sound political theorising; and that half our pet schemes of reform fail just from this cause, that they expect to change the essence by modifying the surface, and are therefore equivalent to plans for obtaining mechanical results without expending energy.
To have asserted these principles so emphatically is one of Carlyle's greatest merits; and if he obtained emphasis at the cost of exaggeration, overstatement, grotesque straining of language and imagery, and much substantial error as to facts, I can only say that the service remains, and is inestimable. But there is a less pleasing qualification to be made. The objection to the ballot as a purely mechanical arrangement is combined, as we have just seen, with the objection founded upon the prevalence of fools. That stinging phrase, 'mostly fools,' has stuck in our throats. The prophet who tells us that we are wicked may be popular—perhaps, because our consciences are on his side; but the prophet who calls us fools is likely to provoke our wrath. I, at least, never met a man who relished that imputation, even if he admitted it to contain a grain of truth. But, palatable or not, it is clearly fundamental with Carlyle. The world is formed of 'dull millions, who, as a dull flock, roll hither and thither, whithersoever they are led;' the great men are the 'guides of the dull host, who follow them as by an irrevocable decree.' They are the heroes to whom alone are granted real powers of vision and command; realities amongst shams, and knowers amongst vague feelers after knowledge. We need not ask how this theory was reached; whether it is the spontaneous sentiment of a proud and melancholy character, or really a fair estimate of the facts; or, again, a deduction from the 'hero' doctrine. With that doctrine, at any rate, it naturally coincides. To exalt the stature of your hero, you must depress his fellows. If Gulliver is to be a giant, he must go to Lilliput. There is, however, a gap in the argument which is characteristically neglected by Carlyle. He would never have fairly accepted the doctrine—whose was it?—that, though a man may be wiser than anybody there is something wiser than he—namely, everybody. The omission is critical, and has many consequences. For one may fully admit Carlyle's estimate: one may hold the difference between a Shakespeare and an average contributor to the poet's corner of a newspaper, or between a born leader of men, a Cromwell and a Chatham, and the enormous majority of his followers, as something hardly expressible in words: one may admit that the history of thought or society reveals the more clearly, the more closely it is studied, the height to which the chosen few tower above the average; one may even diminish the percentage of the wise from a tenth to a hundredth or a thousandth: and yet one may hold to the superior wisdom of the mass. No ballot-box, it is true, will make the folly of the nine equal to the wisdom of the one. Or it can tend that way only if the foolish majority have some sense of the need of superior guidance. But the ignorance and folly of mankind, their incapacity for forming any trustworthy judgment on any given point, may also be consistent with a capacity for groping after truth, and they have the advantage of trying experiments on a large scale. The fact that a creed commends itself to the instincts of many men in many ages is a better proof—Carlyle himself being the judge—that it contains some truth than the isolated judgment of the most clearsighted philosopher. The fact that an institution actually makes men happy and calls forth their loyalty is a more forcible argument in its favour than the opinion of the most experienced statesman. And, therefore, the fact that any society is chiefly made up of fools is quite consistent with the belief that it is collectively the organ through which truth gradually manifests itself and wins a wider recognition. _Securus judicat orbis_ may be a true maxim if we interpret it to mean that the world decides—not as the experimenter but as the experiment. Carlyle systematically overlooks this blind semi-conscious process of co-operation upon which the 'hero' is really as dependent as the dull flock which he leads. History, as he is fond of saying, is the essence of innumerable biographies. To find the essence of the biographies, again, he goes to the essential biographies; that is, to the biographies of the men who give the impulse, not of those who passively submit to the impulse. This apotheosis of the individual is dictated by his imaginative idiosyncrasy, as much as by his theory of history. He must have the picturesque concrete fact; the living hero to be the incarnation of the idea; and, accordingly, history in his page is like a gigantic panorama in which the painter sacrifices everything to obtain the strongest contrasts, and makes his lights stand out against vast breadths of unspeakable gloom. The hero is thus made to sum up the whole effectual force, and all that is done by the Greeks is attributed to the arm of Achilles. Some awkward results follow. Frederick is a hero who has obvious moral defects, and readers are startled by Carlyle's worship of such an idol. Yet it follows from the assumptions. For Frederick, in Carlyle's theory, means the development of the German nation. That the growth of the German influence in Europe was a phenomenon which naturally and rightfully excited Carlyle's strongest enthusiasm requires no demonstration. If the credit of that, as of every other great achievement, must be given to some solitary hero, Frederick doubtless has the best claim to the honour. We may no doubt say that Frederick, in spite of this, was selfish and cynical, and may confine our praises to allowing his possession of perspicacity enough to see the capabilities of his position. A great man may do an involuntary service to mankind, because his genius inclines him to range himself on the side of the strongest forces, and therefore of what we vaguely call progress. But the hero-worshipper naturally regards him as not merely an instrument, but the conscious and efficient cause of the progress itself.
Hence, too, the apparent immorality which some people discern in Carlyle's denunciations of 'red tape' formulas, and the ordinary conventions of society. Undoubtedly, such fetters must snap like packthread when opposed to the deeper forces which govern the growth of nations. No set of engagements on paper will keep a nation on its legs if it is rotten at the core, or maintain a balance of power between forces which are daily growing unequal. It is idle to suppose that any contract could bind, or otherwise can preserve, the vitality of effete institutions. And hence arise a good many puzzling questions for political casuistry. It is hard to say at what precise point it becomes necessary to snap the bonds, and when the necessity of change makes revolution, with all its mischiefs, preferable to stagnation. The hero-worshipper who regards his idol as the supreme moving force, has to make him also the infallible judge in such matter. He stands above—not the ultimate rules of morality, but—the whole system of regulations and compromises by which men must govern themselves in normal times—and decides when they must be suspended in the name of the higher law. The only appeal from his decision is the appeal to facts. If the apparent hero be really self-seeking and vulgarly ambitious, he and his empire will be crushed like Napoleon's. If, on the whole, his decision be right, as inspired from above, he will lay the foundations of a new order on an unshakable basis. And, therefore, Carlyle is naturally attracted to the revolutionary periods, when the underlying forces come to the surface; when the foundations of the great deep are broken up, all conventions summarily swept aside, and the direct as well as the ultimate attention is to the great principles of its social life. Therefore he sympathises with Mirabeau, who had 'swallowed all formulas,' and still more with Cromwell, whose purpose, in his view, was to make the laws of England a direct application of the laws of God. Puritan and Jacobin are equally impatient for the instantaneous advent of the millennium, and so far attract equally the man who shares their hatred of compromise and temporising with the world.
Here we come to the final problem. Cromwell's Parliament, he says, failed in their attempt to realise their 'noble, and surely necessary, attempt.' Nay, they 'could not but fail;' they had 'the sluggishness, the slavish half-and-halfness, the greediness, the cowardice, and general fatuity and falsity of some ten million men against it—alas! the whole world and what we call the Devil and all his angels against it!' This is the true revolutionary doctrine. The fact that a reform would only succeed fully if men were angels is with the ordinary Conservative a reason for not reforming at all; and with your genuine fanatic a reason not for declining the impracticable, but for denouncing the facts. We have, however, to ask how it fits in with any such theory of progress as was possible for Carlyle. For some such theory must be held by anyone who makes the victory of truth and justice over shams and falsehoods a corner-stone of his system. It has been asked, in fact, whether there is not a gross inconsistency here. If Cromwell's success proved him to be a hero, did not the Restoration upset the proof? The answer, frequently and emphatically given by Carlyle, as in the lecture on the hero as king, is an obvious one. Cromwell represents an intermediate stage between Luther and the French Revolution. Luther told the Pope that he was a 'chimera;' and the French gave the same piece of information to other 'chimeras.' The whole process is a revolt against certain gigantic shams, and the success very inadequately measured by any special incident in the struggle. The French Revolution, with all its horrors, was a 'return to truth,' though, as it were, to a truth 'clad in hellfire:' and its advent should be hailed as 'shipwrecked mariners might hail the sternest rock, in a world otherwise all of baseless seas and waves.' And throughout this vast revolutionary process, our hope rests upon the 'certainty of heroes being sent us;' and that certainty 'shines like a polestar, through murk dustclouds, and all manner of down-rushing and conflagration.'
It is well that we have a 'certainty' of the coming hero; for the essay seems to show the weakness of all excessive reliance upon individuals. Cromwell's life, as he tells us emphatically, was the life of the Commonwealth, and Cromwell's life was at the mercy of a 'stray bullet.' Where then is a certainty of progress in a world thus dependent upon solitary heroes, in a wilderness of fools, liable to be snuffed out at a moment's notice? So far as certainty means a scientific conviction resting on the observation of facts, we, of course, cannot have it. It is a certainty which follows from our belief in the overruling power which will send heroes when there is work for heroes to do. And Carlyle can at times, especially in his earlier writings, declare his faith in such a progress with full conviction. 'The English Whig,' says Herr Teufelsdröckh, 'has, in the second generation, become an English Radical, who, in the third, it is to be hoped, will become an English rebuilder. Find mankind where thou wilt, thou findest it in living movement, in progress faster or slower; the phœnix soars aloft, hovers with outstretched wings, filling earth with her music; or, as now, she sinks, and with spheral swansong immolates herself in flame, that she may soar the higher and sing the clearer.' And the phrase, as I think, gives the theory which in fact is more or less explicitly contained in all Carlyle's writings.
It is plain, however, that progress, so understood, is a progress consistent with long periods of the reverse of progress. It implies an alternation of periods of reconstruction and vital energy with others of decay and degeneration. And in this I do not know that Carlyle differs from other philosophers. Few people are sanguine enough to hold that every generation improves upon the preceding. But the modern believer in progress undoubtedly believes that this actual generation is better than the last, and that the next will be better still; and is very apt to impute bad motives to anyone who differs from him. Here, of course, he must come into flat opposition to Carlyle. For Carlyle, to put it briefly, regarded the present state of things as analogous to that of the Lower Empire; a time of dissolution of old bonds and of a general ferment which was destroying the very tissues of society. So far he agrees, of course, with many Conservatives; but he differs from them in regarding the process as necessary, and even ultimately beneficial. The disease is one which must run its course; the best hope is that it may run it quickly; the attempt to suppress the symptoms and to regain health by making time run backwards is simply chimerical. Thus he was in the painful position of one who sees a destructive process going on of which he recognises the necessity whilst all the immediate results are bad.
To the ardent believer in progress such a state of mind is, of course, repulsive. It implies misanthropy, cynicism, and disbelief in mankind. Nor can anybody deny that Carlyle's gloomy and dyspeptic constitution palpably biassed his view of his contemporaries as well as of their theories. The 'mostly fools' expresses a deeply-rooted feeling, and we might add 'mostly bores,' and to a great extent humbugs. And this, of course, implies a very low estimate of the powers of unheroic mankind, and therefore of their rights. If most men are fools, their right to do as they please is a right to knock their heads against stone walls. Carlyle perhaps overlooked the fact that even that process may be useful training for fools. But even here he asserted a doctrine wrongly applied rather than false in principle. It shocks one to find an open advocacy of slavery for black Quashee. But we must admit, and admit for the reasons given by Carlyle, that even slavery may be better than sheer anarchy and barbarism; that, historically speaking, the system of slavery represents a necessary stage in civilisation; and therefore that the simple abolition of slavery—a recognition of unconditional 'right' without reference to the possession of the instincts necessary for higher kinds of society—might be disguised cruelty. The error was in the hasty assumption that his Quashee was, in fact, in this degraded state; and the haste to accept this disheartening belief was but too characteristic. That liberty might mean barbarism was true; that it actually did mean it in certain given cases was a rash assumption too much in harmony with his ordinary aversion to the theorists of his time.