Chapter 5

One difference there is between scientific and imaginative truth,--a difference in the mode of statement. Science and also philosophy formulate truth and end in the formula; literature, as the saying is, clothes truth in a tale. Imagination is brought in, and by its aid the mind projects a world of its own, whose principle of being is that it reembodies general or abstract truth and presents it concretely to the eye of the mind, and in some arts gives it physical form. So, to draw an example from science itself, when Leverrier projected in imagination the planet Uranus, he incarnated in matter a whole group of universal qualities and relations, all that go to make up a world, and in so doing he created as the poet creates; there was as much of truth, too, in his imagined world before he found the actual planet as there was of reality in the planet itself after it swam into his ken. This creation of the concrete world of art is the joint act of the imagination and the reason working in unison; and hence the faculty to which this act is ascribed is sometimes called the creative reason, or shaping power of the mind, in distinction from the scientific intellect which merely knows. The term is intended to convey at once the double phase, under one aspect of which the reason controls imagination, and under the other aspect the imagination formulates the reason; it is meant to free the idea, on the one hand, from that suggestion of abstraction implied by the reason, and to disembarrass it, on the other, of any connection with the irrational fancy; for the world of art so conceived is necessarily both concrete, correspondent to the realities of experience, and truthful, subject to the laws of the universe; it cannot contain the impossible, it cannot amalgamate the actual with the unreal, it cannot in any way lie and retain its own nature. The use of this rational imagination is not confined to the world of art. It is only by its aid that we build up the horizons of our earthly life and fill them with objects and events beyond the reach of our senses. To it we are indebted for our knowledge of the greater part of others' lives, for our idea of the earth's surface and the doings of foreign nations, of all past history and its scene, and the events of primaeval nature which were even before man was. So far as we realize the world at all beyond the limit of our private experience of it, we do so by the power of the imagination acting on the lines of reason. It fills space and time for us through all their compass. Nor is it less operative in the practical pursuits of men. The scientist lights his way with it; the statesman forecasts reform by it, building in thought the state which he afterward realizes in fact; the entire future lives to us--and it is the most important part of life--only by its incantation. The poet acts no otherwise in employing it than the inventor and the speculator even, save that he uses it for the ends of reason instead of for his private interest. In some parts of this field there is, or was once, or will be, a physical parallel, an actuality, containing the verification of the imagined state of things; but so, for the poet, there is a parallel, a conception of the reason just as normal, which is not the less real because it is a tissue of abstract thought. In art this governance of the imagination by the reason is fundamental, and gives to the office of the latter a seeming primacy; and therefore emphasis is rightly placed on the universal element, the truth, as the substance of the artistic form. But in the light of this preliminary description of the mental processes involved, let us take a nearer view of their particular employment in literature.

Human life, as represented in literature, consists of two main branches, character and action. Of these, character, which is the realm of personality, is generalized by means of type, which is ideal character; action, which is the realm of experience, by plot, which is ideal action. It is convenient to examine the nature of these separately. A type, the example of a class, contains the characteristic qualities which make an individual one of that class; it does not differ in this elementary form from the bare idea of the species. The traits of a tree, for instance, exist in every actual tree, however stunted or imperfect; and in the type which condenses into itself what is common in all specimens of the class, these traits only exist; they constitute the type. Comic types, in literature, are often simple abstractions of some single human quality, and hence easily afford illustrations. The braggart, the miser, the hypocrite, contain that one trait which is common to the class; and in their portrayal this characteristic only is shown. In proportion as the traits are many in any character, the type becomes complex. In simple types attention is directed to some one vice, passion, or virtue, capable of absorbing a human life in to itself. This is the method of Jonson, and, in tragedy, of Marlowe. As human energy displays itself more variously in a life, in complex types, the mind contemplates human nature in a more catholic way, with a less exclusive identification of character with specific trait, a more free conception of personality as only partially exhibited; thus, in becoming complex, types gather breadth and depth, and share more in the mystery of humanity as something incompletely known to us at the best. Such are the characters of Shakspere.

The manner in which types are arrived at and made recognizable in other arts opens the subject more fully and throws light upon their nature. The sculptor observes in a group of athletes that certain physical habits result in certain moulds of the body; and taking such characteristics as are common to all of one class, and neglecting such as are peculiar to individuals, he carves a statue. So permanent are the physical facts he relies upon that, centuries after, when the statue is dug up, men say without hesitation--here is the Greek runner, there the wrestler. The habit of each in life produces a bodily form which if it exists implies that habit; the reality here results from the operation of physical laws and can be physically rendered; the type is constituted of permanent physical fact. There are habits of the soul which similarly impress an outward stamp upon the face and form so certainly that expression, attitude, and shape authentically declare the presence of the soul that so reveals itself. In the Phidian Zeus was all awe; in the Praxitelean Hermes all grace, sweetness, tenderness; in the Pallas Athene of her people who carved or minted her image in statue, bas-relief, or coin, was all serene and grave wisdom; or, in the glowing and chastened colours of the later artistic time, the Virgin mother shines out, in Fra Angelico all adoration, in Bellini all beatitude, in Raphael all motherhood. The sculptor and the painter are restricted to the bodily signs of the soul's presence; but the poet passes into another and wider range of interpretation. He finds the soul stamped in its characteristic moods, words, actions. He then creates for the mind's eye Achilles, Aeneas, Arthur; and in his verse are beheld their spirits rather than their bodies.

These several sorts of types make an ascending series from the predominantly physical to the predominantly spiritual; but, from the present point of view, the arts which embody their creations in a material form should not be opposed to literature which employs the least interrelation of sensation, as if the former had a physical and the last a spiritual content. All types have one common element, they express personality; they have for the mind a spiritual meaning, what they contain of human character; they differ here only in fulness of representation. The most purely physical types imply spiritual qualities, choice, will, command,--all the life which was a condition precedent to the bodily perfection that was its flower; and, though the eye rests on the beautiful form, it may discern through it the human soul of the athlete as in life; and, moreover, the figure may be represented in some significant act, or mood even, but this last is rare. The more plainly spiritual types, physically rendered, are most often shown in some such mood or act expressive in itself of the soul whose habit lives in the form it has moulded. It is not that the plastic and pictorial arts cannot spiritualize the stone and the canvas as well as humanize it bodily; equally with the poetic art they reveal character, but within narrower bounds. The limitation of these arts in embodying personality is one of scope, not of intention; and though it springs out of their use of material forms, it does so in a peculiar way. It is not the employment of a physical medium of communication that differentiates them, for a physical medium of some sort is the only means of exchange between mind and mind; neither is it the employment of a physical basis, for all art, being concrete, rests on a physical basis--the world of imagination is exhaled from things that are. The physical basis of a drama, for instance, is manifest when it is enacted on the stage; but it is substantially the same whether beheld in thought or ocularly.

The fact is that the limitation of sculpture and painting and their kindred arts results from their use of the physical basis of life only partially, and not as a whole as literature uses it. They set forth their works in the single element of space; they exclude the changes that take place in time. The types they show are arrested, each in its moment; or if a story is told by a series of representations, it is a succession of such moments of arrested life. The method is that of the camera; what is given is a fixed state. But literature renders life in movement; it revolves life through its moments as rapidly as on the retina of sense; its method is that of the kinetoscope. It holds under its command change, growth, the entire energy of life in action; it can chase mood with mood, link act to act. It alone can speak the word, which is the most powerful instrument of man. Hence the types it shows by presenting moods, words, and acts with the least obstruction of matter and the slightest obligation to the active senses, are the most complete. They have broken the bonds of the flesh, of moment and place. They exhibit themselves in actions; they speak, and in dialogue and soliloquy set forth their states of mind lying before, or accompanying, or following their actions, thus interpreting these more fully. Action by itself reveals character; speech illumines it, and casts upon the action also a forward and a backward light. The lapse of time, binding all together, adds the continuous life of the soul. This large compass, which is the greatest reached by any art, rests on the wider command and more flexible control which literature exercises over that physical basis which is the common foundation of all the arts. Hence it abounds in complex types, just as other arts present simple types with more frequency. All types, however, in so far as they appeal to the mind and interpret the inward world, under which aspect alone they are now considered, have their physical nature, materially or imaginatively, even though it be solely visible beauty, in order to express personality.

The type, in the usage of literature, must be further distinguished from the bare idea of the species as it has thus far been defined. It is more than this. It is not only an example; it is an example in a high state of development, if not perfect. The best possible tree, for instance, does not exist in nature, owing to a confused environment which does not permit its formation. In literature a type is made a high type either by intensity, if it be simple, or by richness of nature, if it be complex. Miserliness, braggadocio, hypocrisy, in their extremes, are the characters of comedy; a rich nature, such as Hamlet, showing variety of faculty and depth of experience, is the hero of more profound drama. This truth, the necessity of high development in the type, underlay the old canon that the characters of tragedy should be of lofty rank, great place, and consequence in the world's affairs, preferably even of historic fame. The canon erred in mistaking one means of securing credible intensity or richness for the many which are possible. The end in view is to represent human qualities at their acme. In other times as a matter of fact persons highly placed were most likely to exhibit such development; birth, station, and their opportunities for unrestrained and conspicuous action made them examples of the compass of human energy, passion, and fate. New ages brought other conditions. Shakspere recognized the truth of the matter, and laid the emphasis where it belongs, upon the humanity of the king, not on the kingly office of the man. Said Henry V: "I think the king is but a man as I am; the violet smells to him as it doth to me; the element shows to him as it doth to me; all his senses have but human conditions; his ceremonies laid by, in his nakedness he appears but a man; and though his appetites are higher mounted than ours, yet, when they stoop, they stoop with like wing." Such, too, was Lear in the tempest. And from the other end of the scale hear Shylock: "Hath not a Jew eyes? hath not a Jew hands, organs, dimensions, senses, appetites, passions? fed with the same food, hurt with the same weapons, subject to the same diseases, healed by the same means, warmed and cooled by the same winter and summer as a Christian is? If you prick us, do we not bleed? if you tickle us, do we not laugh? if you poison us, do we not die? and if you wrong us, shall we not revenge?" Rank and race are accidents; the essential thing is that the type be highly human, let the means of giving it this intensity and richness be what they may.

It is true that the type may seem defective in the point that it is at best but a fragment of humanity, an abstraction or a combination of abstracted qualities. There was never such an athlete as our Greek sculptor's, never a pagan god nor Virgin Mother, nor a hero equal to Homer's thought, so beautiful, brave, and courteous, so terrible to his foe, so loving to his friend. And yet is it not thus that life is known to us actually? does not this typical rendering of character fall in with the natural habit of life? What man, what friend, is known to us except by fragments of his spirit? Only one life, our own, is known to us as a continuous existence. Just as when we see an orange, we supply the further side and think of it as round, so with men we supply from ourselves the unseen side that makes the man completely and continuously human. Moreover, it is a matter of common experience that men, we ourselves, may live only in one part, and the best, of our nature at one moment, and yet for the moment be absorbed in that activity both in consciousness and energy; for that moment we are only living so; now, if a character were shown to us only in the moments in which he was living so, at his best and in his characteristic state as the soldier, the priest, the lover, then the ideal abstraction of literature would not differ from the actuality of our experience. In this selfsame way we habitually build for ourselves ideal characters out of dead and living men, by dwelling on that part of their career which we most admire or love as showing their characteristic selves. Napoleon is the conqueror, St. Francis the priest, Washington the great citizen, only by this method. They are not thereby de-humanized; neither do the ideal types of imagination fail of humanization because they are thus fragmentarily, but consistently, presented.

The type must make this human appeal under all circumstances. Its whole meaning and virtue lie in what it contains of our common humanity, in the clearness and brilliancy with which it interprets the man in us, in the force with which it identifies us with human nature. If it is separated from us by a too high royalty or a too base villany, it loses intelligibility, it forfeits sympathy, it becomes more and more an object of simple curiosity, and removes into the region of the unknown. Even if the type passes into the supernatural, into fairyland or the angelic or demoniac world, it must not leave humanity behind. These spheres are in fact fragments of humanity itself, projections of its sense of wonder, its goodness, and its evil, in extreme abstraction though concretely felt. Fairy, angel, and devil cease to be conceivable except as they are human in trait, however the conditions of their nature may be fancied; for we have no other materials to build with save those of our life on earth, though we may combine them in ways not justified by reason. In so far as these worlds are in the limits of rational imagination, they are derived from humanity, partial interpretations of some of its moods, portions of itself; and the beings who inhabit them are impaired for the purposes of art in the degree to which their abstract nature is felt as stripping them of complete humanity. For this reason in dealing with such simple types, being natures all of one strain, it has been found best in practice to import into them individually some quality widely common to men in addition to that limited quality they possess by their conception. Some touch of weakness in an angel, some touch of pity in a devil, some unmerited misfortune in an Ariel, bring them home to our bosoms; just as the frailty of the hero, however great he be, humanizes him at a stroke. Thus these abstract fragments also are reunited with humanity, with the whole of life in ourselves.

Types, then, whether simple or complex, whether apparently physical or purely spiritual, whether given fragmentary or as wholes of personality, express human character in its essential traits. They may be narrow or broad generalizations; but if to know ourselves be our aim, those types, which show man his common and enduring nature, are the most valuable, and rank first in importance; in proportion as they are specialized, they are less widely interpretative; in proportion as they escape from time and place, race, culture, and religion, and present man eternal and universal in his primary actions, moods, and passions, they appeal to a greater number and with more permanence; they become immortal in becoming universal. To preserve this universality is the essence of the type, and the degree of universality it reaches is its measure of value to men. It is immaterial whether it be simple as Ajax or complex as Hamlet, whether it be the work of imagination solely as in Hercules, or have a historical basis as in Agamemnon; its exemplary rendering of man in general is its substance and constitutor its ideality.

Action, the second great branch of life, is generalized by plot. It lies, as has been said, in the region of experience. Character, though it may be conceived as latent, can be presented only energetically as it finds outward expression. It cannot be shown in a vacuum. It embodies or reveals itself in an act; form and feature, as expressive of character, are the record of past acts. This act is the link that binds type to plot. By means of it character enters the external world, determining the course of events and being passively affected by them. Plot takes account of this interplay and sets forth its laws. It is, therefore, more deeply engaged with the environment, as type is more concerned with the man in himself. It is, initially, a thing of the outward as type is a thing of the inward world. How, then, does literature, through plot, reduce the environment in its human relations to organic form?

The course of events, taken as a whole, is in part a process of nature independent of man, in part the product of his will. It is a continuous stream of phenomena in great multiplicity, and proceeding in a temporal sequence. Science deals with that portion of the whole which is independent of man, and may be called natural events, and by discerning causal relations in them arrives at the conception of law as a principle of unchanging and necessary order in nature. Science seeks to reduce the multiplicity and heterogeneity of facts as they occur to these simple formulas of law. Science does not begin in reality until facts end; facts, ten or ten thousand, are indifferent to her after the law which contains them is found, and are a burden to her until it is found. Literature, in its turn, deals with human events; and, in the same way as science, by attending to causal relations, arrives at the conception of spiritual law as a similarly permanent principle in the order of the soul. This causal unity is the cardinal idea of plot which by definition is a series of events causally related and conceived as a unit, technically called the action. Plot is thus analogous to an illustrative experiment in science; it is a concrete example of law,--it is law operating.

The course of events again, so far as they stand in direct connection with human life, may be thought of as the expression of the individual's own will, or of that of his environment. The will of the environment may be divided into three varieties, the will of nature, the will of other men, and the will of God. In each case it is will embodied in events. If these ideas be all merged in the conception of the world as a totality whose course is the unfolding of one Divine will operant throughout it and called Fate or Providence, then the individual will, through which, as through nature also, the Divine will works, is only its servant. Action so conceived, the march of events under some heavenly power working through the mass of human will which it overrules in conjunction with its own more comprehensive purposes, is epic action; in it characters are subordinate to the main progress of the action, they are only terms in the action; however free they may be apparently, considered by themselves, that freedom is within such limits as to allow entire certainty of result, its mutations are included in the calculation of the Divine will. The action of the Aeneid is of this nature: a grand series of destined events worked out through human agency to fulfil the plan of the ruler of all things in heaven and earth. On the other hand, if the course of events be more narrowly attended to within the limits of the individual's own activity, as the expression primarily and significantly of his personal will, then the successive acts are subordinate to the character; they are terms of the character which is thereby exhibited; they externalize the soul. Action, so conceived, is dramatic action. If in the course of events there arises a conflict between the will of the individual and that of his environment, whether nature, man, or God, then the seed of tragedy, specifically, is present; this conflict is the essential idea of tragedy. In all these varieties of action, the scene is the external world; plot lies in that world, and sets forth the order, the causal principle, obtaining in it.