Harvard Classics Volume 28 Essays English and American

Chapter 24

Chapter 244,124 wordsPublic domain

If, then, we do not ask for scientific, for what we may call physical, accuracy, but if we are satisfied with the kind of proof which is all that we can ever get in the historical sciences--if we are satisfied to speak in a way which is true for popular and practical purposes--then we may say that language has a great deal to do with race, as race is commonly understood, and that race has a great deal to do with community of blood. If we once admit the Roman doctrine of adoption, our whole course is clear. The natural family is the starting-point of everything; but we must give the natural family the power of artificially enlarging itself by admitting adoptive members. A group of mankind is thus formed, in which it does not follow that all the members have any natural community of blood, but in which community of blood is the starting-point, in which those who are connected by natural community of blood form the original body within whose circle the artificial members are admitted. A group of mankind thus formed is something quite different from a fortuitous concurrence of atoms. Three or four brothers by blood, with a fourth or fifth man whom they agree to look on as filling in everything the same place as a brother by blood, form a group which is quite unlike a union of four or five men, none of whom is bound by any tie of blood to any of the others. In the latter kind of union the notion of kindred does not come in at all. In the former kind the notion of kindred is the groundwork of everything; it determines the character of every relation and every action, even though the kindred between some members of the society and others may be owing to a legal fiction and not to natural descent. All that we know of the growth of tribes, races, nations, leads us to believe that they grew in this way. Natural kindred was the groundwork, the leading and determining idea; but, by one of those legal fictions which have such an influence on all institutions, adoption was in certain cases allowed to count as natural kindred.[2]

The usage of all language shows that community of blood was the leading idea in forming the greater and smaller groups of mankind. Words like _phylon, genos, gens, natio, kin,_ all point to the natural family as the origin of all society. The family in the narrower sense, the children of one father in one house, grew into a more extended family, the _gens_. Such were the Alkmaiônidai, the Julii, or the Scyldingas, the real or artificial descendants of a real or supposed forefather. The nature of the _gens_ has been set forth often enough. If it is a mistake to fancy that every Julius or Cornelius was the natural kinsman of every other Julius or Cornelius, it is equally a mistake to think that the _gens Julia_ or _Cornelia_ was in its origin a mere artificial association, into which the idea of natural kindred did not enter. It is indeed possible that really artificial _gentes_, groups of men of whom it might chance that none were natural kinsmen, were formed in later times after the model of the original _gentes_. Still such imitation would bear witness to the original conception of the _gens_. It would be the doctrine of adoption turned the other way; instead of a father adopting a son, a number of men would agree to adopt a common father. The family then grew into the _gens_; the union of _gentes_ formed the State, the political community, which in its first form was commonly a tribe. Then came the nation, formed of a union of tribes. Kindred, real or artificial, is the one basis on which all society and all government have grown up.

Now it is plain, that as soon as we admit the doctrine of artificial kindred--that is, as soon as we allow the exercise of the law of adoption--physical purity of race is at an end. Adoption treats a man as if he were the son of a certain father; it cannot really make him the son of that father. If a brachycephalic father adopts a dolichocephalic son, the legal act cannot change the shape of the adopted son's skull. I will not undertake to say whether, not indeed the rite of adoption, but the influences and circumstances which would spring from it, might not, in the course of generations, affect even the skull of the man who entered a certain _gens_, tribe, or nation by artificial adoption only. If by any chance the adopted son spoke a different language from the adopted father, the rite of adoption itself would not of itself change his language. But it would bring him under influences which would make him adopt the language of his new _gens_ by a conscious act of the will, and which would make his children adopt it by the same unconscious act of the will by which each child adopts the language of his parents. The adopted son, still more the son of the adopted son, became, in speech, in feelings, in worship, in everything but physical descent, one with the _gens_ into which he was adopted. He became one of that _gens_ for all practical, political, historical purposes. It is only the physiologist who could deny his right to his new position. The nature of the process is well expressed by a phrase of our own law. When the nation--the word itself keeps about it the remembrance of birth as the groundwork of everything--adopts a new citizen, that is, a new child of the State, he is said to be naturalized. That is, a legal process puts him in the same position, and gives him the same rights, as a man who is a citizen and a son by birth. It is assumed that the rights of citizenship come by nature--that is, by birth. The stranger is admitted to them only by a kind of artificial birth; he is naturalized by law; his children are in a generation or two naturalized in fact. There is now no practical distinction between the Englishman whose forefathers landed with William, or even between the Englishman whose forefathers sought shelter from Alva or from Louis XIV, and the Englishman whose forefathers landed with Hengest. It is for the physiologist to say whether any difference can be traced in their several skulls; for all practical purposes, historical or political, all distinction between these several classes has passed away.

We may, in short, say that the law of adoption runs through everything, and that it may be practised on every scale. What adoption is at the hands of the family, naturalization is at the hands of the State. And the same process extends itself from adopted or naturalized individuals to large classes of men, indeed to whole nations. When the process takes place on this scale, we may best call it assimilation. Thus Rome assimilated the continental nations of western Europe to that degree that, allowing for a few survivals here and there, not only Italy, but Gaul and Spain, became Roman. The people of those lands, admitted step by step to the Roman franchise, adopted the name and tongue of Romans. It must soon have been hard to distinguish the Roman colonist in Gaul or Spain from the native Gaul or Spaniard who had, as far as in him lay, put on the guise of a Roman. This process of assimilation has gone on everywhere and at all times. When two nations come in this way into close contact with one another, it depends on a crowd of circumstances which shall assimilate the other, or whether they shall remain distinct without assimilation either way. Sometimes the conquerors assimilate their subjects; sometimes they are assimilated by their subjects; sometimes conquerors and subjects remain distinct forever. When assimilation either way does take place, the direction which it takes in each particular case will depend, partly on their respective numbers, partly on their degrees of civilization. A small number of less civilized conquerors will easily be lost among a greater number of more civilized subjects, and that even though they give their name to the land and people which they conquer. The modern Frenchman represents, not the conquering Frank, but the conquered Gaul, or, as he called himself, the conquered Roman. The modern Bulgarian represents, not the Finnish conqueror, but the conquered Slave. The modern Russian represents, not the Scandinavian ruler, but the Slave who sent for the Scandinavian to rule over him. And so we might go on with endless other cases. The point is that the process of adoption, naturalization, assimilation, has gone on everywhere. No nation can boast of absolute purity of blood, though no doubt some nations come much nearer to it than others. When I speak of purity of blood, I leave out of sight the darker questions which I have already raised with regard to the groups of mankind in days before recorded history. I assume great groups like Celtic, Teutonic, Slavonic, as having what we may call a real corporate existence, however we may hold that that corporate existence began. My present point is that no existing nation is, in the physiologist's sense of purity, purely Celtic, Teutonic, Slavonic, or anything else. All races have assimilated a greater or less amount of foreign elements. Taking this standard, one which comes more nearly within the range of our actual knowledge than the possibilities of unrecorded times, we may again say that, from the purely scientific or physiological point of view, not only is language no test of race, but that, at all events among the great nations of the world, there is no such thing as purity of race at all.

But, while we admit this truth, while we even insist upon it from the strictly scientific point of view, we must be allowed to look at it with different eyes from a more practical standing point. This is the standing point, whether of history which is the politics of the past, or of politics which are the history of the present. From this point of view, we may say unhesitatingly that there are such things as races, and nations, and that to the grouping of those races and nations language is the best guide. We cannot undertake to define with any philosophical precision the exact distinction between race and race, between nation and nation. Nor can we undertake to define with the like precision in what way the distinctions between race and race, between nation and nation, began. But all analogy leads us to believe that tribes, nations, races, were all formed according to the original model of the family, the family which starts from the idea of the community of blood, but which allows artificial adoption to be its legal equivalent. In all cases of adoption, naturalization, assimilation, whether of individuals or of large classes of men, the adopted person or class is adopted into an existing community. Their adoption undoubtedly influences the community into which they are adopted. It at once destroys any claim on the part of that community to purity of blood, and it influences the adopting community in many ways, physical and moral. A family, a tribe, or a nation, which has largely recruited itself by adopted members, cannot be the same as one which has never practised adoption at all, but all whose members come of the original stock. But the influence which the adopting community exercises upon its adopted members is far greater than any influence which they exercise upon it. It cannot change their blood; it cannot give them new natural forefathers; but it may do everything short of this; it may make them, in speech, in feeling, in thought, and in habit, genuine members of the community which has artificially made them its own. While there is not in any nation, in any race, any such thing as strict purity of blood, yet there is in each nation, in each race, a dominant element--or rather something more than an element--something which is the true essence of the race or nation, something which sets its standard and determines its character, something which draws to itself and assimilates to itself all other elements. It so works that all other elements are not coequal elements with itself, but mere infusions poured into an already existing body. Doubtless these infusions do in some measure influence the body which assimilates them; but the influence which they exercise is as nothing compared to the influence which they undergo. We may say that they modify the character of the body into which they are assimilated; they do not effect its personality. Thus, assuming the great groups of mankind as primary facts, the origin of which lies beyond our certain knowledge, we may speak of families and races, of the great Aryan family and of the races into which it parted, as groups which have a real, practical existence, as groups founded on the ruling primeval idea of kindred, even though in many cases the kindred may not be by natural descent, but only by law of adoption. The Celtic, Teutonic, Slavonic races of man are real living and abiding groups, the distinction between which we must accept among the primary facts of history. And they go on as living and abiding groups, even though we know that each of them has assimilated many adopted members, sometimes from other branches of the Aryan family, sometimes from races of men alien to the whole Aryan stock. These races which, in a strictly physiological point of view, have no existence at all, have a real existence from the more practical point of view of history and politics. The Bulgarian calls to the Russian for help, and the Russian answers to his call for help, on the ground of their being alike members of the one Slavonic race. It may be that, if we could trace out the actual pedigree of this or that Bulgarian, of this or that Russian, we might either find that there was no real kindred between them, or we might find that there was a real kindred, but a kindred which must be traced up to another stock than that of the Slaves. In point of actual blood, instead of both being Slaves, it may be that one of them comes, it may be that both of them come of a stock which is not Slavonic or even Aryan. The Bulgarian may chance to be a Bulgarian in a truer sense than he thinks for; he may come of the blood of those original Finnish conquerors who gave the Bulgarian name to the Slaves among whom they were merged. And if this or that Bulgarian may chance to come of the stock of Finnish conquerors assimilated by their Slavonic subjects, this or that Russian may chance to come of the stock of Finnish subjects assimilated by their Slavonic conquerors. It may then so happen that the cry for help goes up, and is answered on a ground of kindred which in the eye of the physiologist has no existence. Or it may happen that the kindred is real in a way which neither the suppliant nor his helper thinks of. But in either case, for the practical purposes of human life, the plea is a good plea; the kindred on which it is founded is a real kindred. It is good by the law of adoption. It is good by the law the force of which we all admit whenever we count a man as an Englishman whose forefathers, two generations or twenty generations back, came to our shores as strangers. For all practical purposes, for all the purposes which guide men's actions, public or private, the Russian and the Bulgarian, kinsmen so long parted, perhaps in very truth no natural kinsmen at all, are members of the same race, bound together by the common sentiment of race. They belong to the same race, exactly as an Englishman whose forefathers came into Britain fourteen hundred years back, and an Englishman whose forefathers came only one or two hundred years back, are like members of the same nation, bound together by a tie of common nationality.

And now, having ruled that races and nations, though largely formed by the workings of an artificial law, are still real and living things, groups in which the idea of kindred is the idea around which everything has grown, how are we to define our races and our nations? How are we to mark them off one from the other? Bearing in mind the cautions and qualifications which have been already given, bearing in mind large classes of exceptions which will presently be spoken of, I say unhesitatingly that for practical purposes there is one test, and one only, and that that test is language. It is hardly needful to show that races and nations cannot be defined by the merely political arrangements which group men under various governments. For some purposes of ordinary language, for some purposes of ordinary politics, we are tempted, sometimes driven, to take this standard. And in some parts of the world, in our own western Europe for instance, nations and governments do, in a rough way, fairly answer to one another. And, in any case, political divisions are not without their influence on the formation of national divisions, while national divisions ought to have the greatest influence on political divisions. That is to say, _primâ facie_ a nation and government should coincide. I say only _primâ facie_; for this is assuredly no inflexible rule; there are often good reasons why it should be otherwise; only, whenever it is otherwise, there should be some good reason forthcoming. It might even be true that in no case did a government and a nation exactly coincide, and yet it would none the less be the rule that a government and a nation should coincide. That is to say, so far as a nation and a government coincide, we accept it as the natural state of things, and ask no question as to the cause. So far as they do not coincide, we mark the case as exceptional, by asking what is the cause. And by saying that a government and a nation should coincide we mean that, as far as possible, the boundaries of governments should be so laid out as to agree with the boundaries of nations. That is, we assume the nation as something already existing, something primary, to which the secondary arrangements of government should, as far as possible, conform. How then do we define the nation, which is, if there is no especial reason, to the contrary, to fix the limits of a government? Primarily, I say, as a rule, but a rule subject to exception--as a _primâ facie_ standard, subject to special reasons to the contrary--we define the nation by language. We may at least apply the test negatively. It would be unsafe to rule that all speakers of the same language must have a common nationality; but we may safely say that where there is not community of language, there is no common nationality in the highest sense. It is true that without community of language there may be an artificial nationality, a nationality which may be good for all political purposes, and which may engender a common national feeling. Still this is not quite the same thing as that fuller national unity which is felt where there is community of language. In fact, mankind instinctively takes language as the badge of nationality. We so far take it as the badge, that we instinctively assume community of language in a nation as the rule, and we set down anything that departs from that rule as an exception. The first idea suggested by the word Frenchman or German or any other national name, is that he is a man who speaks French or German as his mother-tongue. We take for granted, in the absence of anything to make us think otherwise, that a Frenchman is a speaker of French, and that a speaker of French is a Frenchman. Where in any case it is otherwise, we mark that case as an exception, and we ask the special cause. Again, the rule is none the less the rule, nor the exceptions the exceptions, because the exceptions may easily outnumber the instances which conform to the rule. The rule is still the rule, because we take the instances which conform to it as a matter of course, while in every case which does not conform to it we ask for the explanation. All the larger countries of Europe provide us with exceptions; but we treat them all as exceptions. We do not ask why a native of France speaks French. But when a native of France speaks as his mother-tongue some other tongue than French, when French, or something which popularly passes for French, is spoken as his mother-tongue by someone who is not a native of France, we at once ask the reason. And the reason will be found in each case in some, special historical cause which withdraws that case from the operation of the general law. A very good reason can be given why French, or something which popularly passes for French, is spoken in parts of Belgium and Switzerland, whose inhabitants are certainly not Frenchmen. But the reason has to be given, and it may fairly be asked.

In the like sort, if we turn to our own country, whenever within the bounds of Great Britain we find any tongue spoken other than English, we at once ask the reason, and we learn the special historic cause. In a part of France and a part of Great Britain we find tongues spoken which differ alike from English and from French, but which are strongly akin to one another. We find that these are the survivals of a group of tongues once common to Gaul and Britain, but which the settlement of other nations, the introduction and the growth of other tongues, have brought down to the level of survivals. So again we find islands which both speech and geographical position seem to mark as French, but which are dependencies, and loyal dependencies, of the English crown. We soon learn the cause of the phenomenon which seems so strange. Those islands are the remains of a State and a people which adopted the French tongue, but which, while it remained one, did not become a part of the French State. That people brought England by force of arms under the rule of their own sovereigns. The greater part of that people were afterward conquered by France, and gradually became French in feeling as well as in language. But a remnant clave to their connection with the land which their forefathers had conquered, and that remnant, while keeping the French tongue, never became French in feeling. This last case, that of the Norman islands, is a specially instructive one. Normandy and England were politically connected, while language and geography pointed rather to a union between Normandy and France. In the case of continental Normandy, where the geographical tie was strongest, language and geography together could carry the day, and the continental Norman became a Frenchman. In the islands, where the geographical tie was less strong, political traditions and manifest interest carried the day against language and a weaker geographical tie. The insular Norman did not become a Frenchman. But neither did he become an Englishman. He alone remained Norman, keeping his own tongue and his own laws, but attached to the English crown by a tie at once of tradition and of advantage. Between States of the relative size of England and the Norman islands, the relation naturally becomes a relation of dependence on the part of the smaller members of the union. But it is well to remember that our forefathers never conquered the forefathers of the men of the Norman islands, but that their forefathers did once conquer ours.

These instances, and countless others, bear out the position that, while community of language is the most obvious sign of common nationality, while it is the main element, or something more than an element, in the formation of nationality, the rule is open to exceptions of all kinds, and that the influence of language is at all times liable to be overruled by other influences. But all the exceptions confirm the rule, because we specially remark those cases which contradict the rule, and we do not specially remark those cases which do not conform to it.