Harvard Classics Volume 28 Essays English and American
Chapter 23
The truth of all this cannot be called in question. We have too many instances in recorded history of nations laying aside the use of one language and taking to the use of another, for anyone who cares for accuracy to set down language as any sure test of race. In fact, the studies of the philologer and those of the ethnologer strictly so called are quite distinct, and they deal with two wholly different sets of phenomena. The science of the ethnologer is strictly a physical science. He has to deal with purely physical phenomena; his business lies with the different varieties of the human body, and specially, to take that branch of his inquiries which most impresses the unlearned, with the various conformations of the human skull. His researches differ in nothing from those of the zoölogist or the paleontologist, except that he has to deal with the physical phenomena of man, while they deal with the physical phenomena of other animals. He groups the different races of men, exactly as the others group the genera and species of living or extinct mammals or reptiles. The student of ethnology as a physical science may indeed strengthen his conclusions by evidence of other kinds, evidence from arms, ornaments, pottery, modes of burial. But all these are secondary; the primary ground of classification is the physical conformation of man himself. As to language, the ethnological method, left to itself, can find out nothing whatever. The science of the ethnologer then is primarily physical; it is historical only in that secondary sense in which paleontology, and geology itself, may fairly be called historical. It arranges the varieties of mankind according to a strictly physical classification; what the language of each variety may have been, it leaves to the professors of another branch of study to find out.
The science of the philologer, on the other hand, is strictly historical. There is doubtless a secondary sense in which purely philological science may be fairly called physical, just as there is a secondary sense in which pure ethnology may be called historical. That is to say, philology has to deal with physical phenomena, so far as it has to deal with the physical aspect of the sounds of which human language is made up. Its primary business, like the primary business of any other historical science, is to deal with phenomena which do not depend on physical laws, but which do depend on the human will. The science of language is, in this respect, like the science of human institutions or of human beliefs. Its subject-matter is not, like that of pure ethnology, what man is, but, like that of any other historical science, what man does. It is plain that no man's will can have any direct influence on the shape of his skull. I say no direct influence, because it is not for me to rule how far habits, places of abode, modes of life, a thousand things which do come under the control of the human will, may indirectly affect the physical conformation of a man himself or of his descendants. Some observers have made the remark that men of civilized nations who live in a degraded social state do actually approach to the physical type of inferior races. However this may be, it is quite certain, that as no man can by taking thought add a cubit to his stature, so no man can by taking thought make his skull brachycephalic or dolichocephalic. But the language which a man speaks does depend upon his will; he can by taking thought make his speech Romance or Teutonic. No doubt he has in most cases practically no choice in the matter. The language which he speaks is practically determined for him by fashion, habit, early teaching, a crowd of things over which he has practically no control. But still the control is not physical and inevitable, as it is in the case of the shape of his skull. If we say that he cannot help speaking in a particular way; that is, that he cannot help speaking a particular language, this simply means that his circumstances are such that no other way of speaking presents itself to his mind. And in many cases, he has a real choice between two or more ways of speaking; that is, between two or more languages. Every word that a man speaks is the result of a real, though doubtless unconscious, act of his free will. We are apt to speak of gradual changes in languages, as in institutions or anything else, as if they were the result of a physical law, acting upon beings who had no choice in the matter. Yet every change of the kind is simply the aggregate of various acts of the will on the part of all concerned. Every change in speech, every introduction of a new sound or a new word, was really the result of an act of the will of some one or other. The choice may have been unconscious; circumstances may have been such as practically to give him but one choice; still he did choose; he spoke in one way, when there was no physical hinderance to his speaking in another way, when there was no physical compulsion to speak at all. The Gauls need not have changed their own language for Latin; the change was not the result of a physical necessity, but of a number of acts of the will on the part of this and that Gaul. Moral causes directed their choice, and determined that Gaul should become a Latin-speaking land. But whether the skulls of the Gauls should be long or short, whether their hair should be black or yellow, those were points over which the Gauls themselves had no direct control whatever.
The study of men's skulls then is a study which is strictly physical, a study of facts over which the will of man has no direct control. The study of men's languages is strictly an historical study, a study of facts over which the will of man has a direct control. It follows therefore from the very nature of the two studies that language cannot be an absolutely certain test of physical descent. A man cannot, under any circumstances, choose his own skull; he may, under some circumstances, choose his own language. He must keep the skull which has been given him by his parents; he cannot, by any process of taking thought, determine what kind of skull he will hand on to his own children. But he may give up the use of the language which he has learned from his parents, and he may determine what language he will teach to his children. The physical characteristics of a race are unchangeable, or are changed only by influences over which the race itself has no direct control. The language which the race speaks may be changed, either by a conscious act of the will or by that power of fashion which is in truth the aggregate of countless unconscious acts of the will. And, as the very nature of the case thus shows that language is no sure test of race, so the facts of recorded history equally prove the same truth. Both individuals and whole nations do in fact often exchange the language of their forefathers for some other language. A man settles in a foreign country. He learns the language of that country; sometimes he forgets the use of his own language. His children may perhaps speak both tongues; if they speak one tongue only, it will be the tongue of the country where they live. In a generation or two all trace of foreign origin will have passed away. Here then language is no test of race. If the great-grandchildren speak the language of their great-grandfathers, it will simply be as they may speak any other foreign language. Here are men who by speech belong to one nation, by actual descent to another. If they lose the physical characteristics of the race to which the original settler belonged, it will be due to inter-marriage, to climate, to some cause altogether independent of language. Every nation will have some adopted children of this kind, more or fewer; men who belong to it by speech, but who do not belong to it by race. And what happens in the case of individuals happens in the case of whole nations. The pages of history are crowded with cases in which nations have cast aside the tongue of their forefathers, and have taken instead the tongue of some other people. Greek in the East, Latin in the West, became the familiar speech of millions who had not a drop of Greek or Italian blood in their veins. The same has been the case in later times with Arabic, Persian, Spanish, German, English. Each of those tongues has become the familiar speech of vast regions where the mass of the people are not Arabian, Spanish, or English, otherwise than by adoption. The Briton of Cornwall has, slowly but in the end thoroughly, adopted the speech of England. In the American continent full-blooded Indians preside over commonwealths which speak the tongue of Cortes and Pizarro. In the lands to which all eyes are now turned, the Greek, who has been busily assimilating strangers ever since he first planted his colonies in Asia and Sicily, goes on busily assimilating his Albanian neighbors. And between renegades, janizaries, and mothers of all nations, the blood of many a Turk must be physically anything rather than Turkish. The inherent nature of the case, and the witness of recorded history, join together to prove that language is no certain test of race, and that the scientific philologers are doing good service to accuracy of expression and accuracy of thought by emphatically calling attention to the fact that language is no such test.
But on the other hand, it is quite possible that the truth to which our attention is just now most fittingly called may, if put forth too broadly and without certain qualifications, lead to error quite as great as the error at which it is aimed. I do not suppose that anyone ever thought that language was, necessarily and in all cases, an absolute and certain test. If anybody does think so, he has put himself altogether out of court by shutting his eyes to the most manifest facts of the case. But there can be no doubt that many people have given too much importance to language as a test of race. Though they have not wholly forgotten the facts which tell the other way, they have not brought them out with enough prominence. But I can also believe that many people have written and spoken on the subject in a way which cannot be justified from a strictly scientific point of view, but which may have been fully justified from the point of view of the writers and speakers themselves. It may often happen that a way of speaking may not be scientifically accurate, but may yet be quite near enough to the truth for the purposes of the matter in hand. It may, for some practical or even historical purpose, be really more true than the statement which is scientifically more exact. Language is no certain test of race; but if a man, struck by this wholesome warning, should run off into the belief that language and race have absolutely nothing to do with one another, he had better have gone without the warning. For in such a case the last error would be worse than the first. The natural instinct of mankind connects race and language. It does not assume that language is an infallible test of race; but it does assume that language and race have something to do with one another. It assumes, that though language is not an accurately scientific test of race, yet it is a rough and ready test which does for many practical purposes. To make something more of an exact definition, one might say, that though language is not a test of race, it is, in the absence of evidence to the contrary, a presumption of race; that though it is not a test of race, yet it is a test of something which, for many practical purposes, is the same as race. Professor Max Müller warned us long ago that we must not speak of a Celtic skull. Mr. Sayce has more lately warned us that we must not infer from community of Aryan speech that there is any kindred in blood between this or that Englishman and this or that Hindoo. And both warnings are scientifically true. Yet anyone who begins his studies on these matters with Professor Müller's famous Oxford Essay will practically come to another way of looking at things. He will fill his mind with a vivid picture of the great Aryan family, as yet one, dwelling in one place, speaking one tongue, having already taken the first steps towards settled society, recognizing the domestic relations, possessing the first rudiments of government and religion, and calling all these first elements of culture by names of which traces still abide here and there among the many nations of the common stock. He will go on to draw pictures equally vivid of the several branches of the family parting off from the primeval home. One great branch he will see going to the southeast, to become the forefathers of the vast, yet isolated colony in the Asiatic lands of Persia and India. He watches the remaining mass sending off wave after wave, to become the forefathers of the nations of historical Europe. He traces out how each branch starts with its own share of the common stock--how the language, the creed, the institutions, once common to all, grow up into different, yet kindred, shapes, among the many parted branches which grew up, each with an independent life and strength of its own. This is what our instructors set before us as the true origin of nations and their languages. And, in drawing out the picture, we cannot avoid, our teachers themselves do not avoid, the use of words which imply that the strictly family relation, the relation of community of blood, is at the root of the whole matter. We cannot help talking about the family and its branches, about parents, children, brothers, sisters, cousins. The nomenclature of natural kindred exactly fits the case; it fits it so exactly that no other nomenclature could enable us to set forth the case with any clearness. Yet we cannot be absolutely certain that there was any real community of blood in the whole story. We really know nothing of the origin of language or the origin of society. We may make a thousand ingenious guesses; but we cannot prove any of them. It may be that the group which came together, and which formed the primeval society which spoke the primeval Aryan tongue, were not brought together by community of blood, but by some other cause which threw them in one another's way. If we accept the Hebrew genealogies, they need not have had any community of blood nearer than common descent from Adam and Noah. That is, they need not have been all children of Shem, of Ham, or of Japheth; some children of Shem, some of Ham, and some of Japheth may have been led by some cause to settle together. Or if we believe in independent creations of men, or in the development of men out of mollusks, the whole of the original society need not have been descendants of the same man or the same mollusk. In short, there is no theory of the origin of man which requires us to believe that the primeval Aryans were a natural family; they may have been more like an accidental party of fellow-travelers. And if we accept them as a natural family, it does not follow that the various branches which grew into separate races and nations, speaking separate though kindred languages, were necessarily marked off by more immediate kindred. It may be that there is no nearer kindred in blood between this or that Persian, this or that Greek, this or that Teuton, than the general kindred of all Aryans. For, when this or that party marched off from the common home, it does not follow that those who marched off together were necessarily immediate brothers or cousins. The party which grew into Hindoos or Teutons may not have been made up exclusively of one set of near kinsfolk. Some of the children of the same parents or forefathers may have marched one way, while others marched another way, or stayed behind. We may, if we please, indulge our fancy by conceiving that there may actually be family distinctions older than distinctions of nation and race. It may be that the Gothic _Amali_ and the Roman _Aemilii_--I throw out the idea as a mere illustration--were branches of a family which had taken a name before the division of Teuton and Italian. Some of the members of that family may have joined the band of which came the Goths, while other members joined the band of which came the Romans. There is no difference but the length of time to distinguish such a supposed case from the case of an English family, one branch of which settled in the seventeenth century at Boston in Massachusetts, while another branch stayed behind at Boston in Holland. Mr. Sayce says truly that the use of a kindred language does not prove that the Englishman and the Hindoo are really akin in race; for, as he adds, many Hindoos are men of non-Aryan race who have simply learned to speak tongues of Sanscrit origin. He might have gone on to say, with equal truth, that there is no positive certainty that there was any community in blood among the original Aryan group itself, and that if we admit such community of blood in the original Aryan group, it does not follow that there is any further special kindred between Hindoo and Hindoo or between Englishman and Englishman. The original group may not have been a family, but an artificial union. And if it was a family, those of its members who marched together east or west or north or south may have had no tie of kindred beyond the common cousinship of all.
Now the tendency of this kind of argument is to lead to something a good deal more startling than the doctrine that language is no certain test of race. Its tendency is to go on further, and to show that race is no certain test of community of blood. And this comes pretty nearly to saying that there is no such thing as race at all. For our whole conception of race starts from the idea of community of blood. If the word "race" does not mean community of blood, it is hard to see what it does mean. Yet it is certain that there can be no positive proof of real community of blood, even among those groups of mankind which we instinctively speak of as families and races. It is not merely that the blood has been mingled in after-times; there is no positive proof that there was any community of blood in the beginning. No living Englishman can prove with absolute certainty that he comes in the male line of any of the Teutonic settlers in Britain in the fifth or sixth centuries. I say in the male line, because anyone who is descended from any English king can prove such descent, though he can prove it only through a long and complicated web of female successions. But we may be sure that in no other case can such a pedigree be proved by the kind of proof which lawyers would require to make out the title to an estate or a peerage. The actual forefathers of the modern Englishman may chance to have been, not true-born Angles or Saxons, but Britons, Scots, in later days Frenchmen, Flemings, men of any other nation who learned to speak English and took to themselves English names. But supposing that a man could make out such a pedigree, supposing that he could prove that he came in the male line of some follower of Hengest or Cerdic, he would be no nearer to proving original community of blood either in the particular Teutonic race or in the general Aryan family. If direct evidence is demanded, we must give up the whole doctrine of families and races, as far as we take language, manners, institutions, anything but physical conformation, as the distinguishing marks of races and families. That is to say, if we wish never to use any word of whose accuracy we cannot be perfectly certain, we must leave off speaking of races and families at all from any but the purely physical side. We must content ourselves with saying that certain groups of mankind have a common history, that they have languages, creeds, and institutions in common, but that we have no evidence whatever to show how they came to have languages, creeds, and institutions in common. We cannot say for certain what was the tie which brought the members of the original group together, any more than we can name the exact time and the exact place when and where they came together.
We may thus seem to be landed in a howling wilderness of scientific uncertainty. The result of pushing our inquiries so far may seem to be to show that we really know nothing at all. But in truth the uncertainty is no greater than the uncertainty which attends all inquiries in the historical sciences. Though a historical fact may be recorded in the most trustworthy documents, though it may have happened in our own times, though we may have seen it happen with our own eyes, yet we cannot have the same certainty about it as the mathematician has about the proposition which he proves to absolute demonstration. We cannot have even that lower degree of certainty which the geologist has with regard to the order of succession between this and that stratum. For in all historical inquiries we are dealing with facts which themselves come within the control of human will and human caprice, and the evidence for which depends on the trustworthiness of human informants, who may either purposely deceive or unwittingly mislead. A man may lie; he may err. The triangles and the rocks can neither lie nor err. I may with my own eyes see a certain man do a certain act; he may tell me himself, or some one else may tell me, that he is the same man who did some other act; but as to his statement I cannot have absolute certainty, and no one but myself can have absolute certainty as to the statement which I make as to the facts which I saw with my own eyes. Historical evidence may range through every degree, from the barest likelihood to that undoubted moral certainty on which every man acts without hesitation in practical affairs. But it cannot get beyond this last standard. If, then, we are ever to use words like race, family, or even nation, to denote groups of mankind marked off by any kind of historical, as distinguished from physical, characteristics, we must be content to use those words, as we use many other words, without being able to prove that our use of them is accurate, as mathematicians judge of accuracy. I cannot be quite sure that William the Conqueror landed at Pevensey, though I have strong reasons for believing that he did so. And I have strong reasons for believing many facts about race and language about which I am much further from being quite sure than I am about William's landing at Pevensey. In short, in all these matters, we must be satisfied to let presumption very largely take the place of actual proof; and, if we only let presumption in, most of our difficulties at once fly away. Language is no certain test of race; but it is a presumption of race. Community of race, as we commonly understand race, is no certain proof of original community of blood; but it is a presumption of original community of blood. The presumption amounts to moral proof, if only we do not insist on proving such physical community of blood as would satisfy a genealogist. It amounts to moral proof, if all that we seek is to establish a relation in which the community of blood is the leading idea, and in which where natural community of blood does not exist, its place is supplied by something which by a legal fiction is looked upon as its equivalent.