Essays on education and kindred subjects
Chapter 7
_Phytology_, _Zoogeny_, _Physiology_, _Zoology_, _Psychology_.
A glance over this confused scheme shows that it is an attempt to classify knowledge, not after the order in which it has been, or may be, built up in the human consciousness; but after an assumed order of creation. It is a pseudo-scientific cosmogony, akin to those which men have enunciated from the earliest times downwards; and only a little more respectable. As such it will not be thought worthy of much consideration by those who, like ourselves, hold that experience is the sole origin of knowledge. Otherwise, it might have been needful to dwell on the incongruities of the arrangements--to ask how motion can be treated of before space? how there can be rotation without matter to rotate? how polarity can be dealt with without involving points and lines? But it will serve our present purpose just to point out a few of the extreme absurdities resulting from the doctrine which Oken seems to hold in common with Hegel, that "to philosophise on Nature is to re-think the great thought of Creation." Here is a sample:--
"Mathematics is the universal science; so also is Physio-philosophy, although it is only a part, or rather but a condition of the universe; both are one, or mutually congruent.
"Mathematics is, however, a science of mere forms without substance. Physio-philosophy is, therefore, _mathematics endowed with substance_."
From the English point of view it is sufficiently amusing to find such a dogma not only gravely stated, but stated as an unquestionable truth. Here we see the experiences of quantitative relations which men have gathered from surrounding bodies and generalised (experiences which had been scarcely at all generalised at the beginning of the historic period)--we find these generalised experiences, these intellectual abstractions, elevated into concrete actualities, projected back into Nature, and considered as the internal framework of things--the skeleton by which matter is sustained. But this new form of the old realism is by no means the most startling of the physio-philosophic principles. We presently read that,
"The highest mathematical idea, or the fundamental principle of all mathematics is the zero = 0."....
"Zero is in itself nothing. Mathematics is based upon nothing, and, _consequently_, arises out of nothing.
"Out of nothing, _therefore_, it is possible for something to arise; for mathematics, consisting of propositions, is something, in relation to 0."
By such "consequentlys" and "therefores" it is, that men philosophise when they "re-think the great thought of Creation." By dogmas that pretend to be reasons, nothing is made to generate mathematics; and by clothing mathematics with matter, we have the universe! If now we deny, as we _do_ deny, that the highest mathematical idea is the zero;--if, on the other hand, we assert, as we _do_ assert, that the fundamental idea underlying all mathematics, is that of equality; the whole of Oken's cosmogony disappears. And here, indeed, we may see illustrated, the distinctive peculiarity of the German method of procedure in these matters--the bastard _à priori_ method, as it may be termed. The legitimate _à priori_ method sets out with propositions of which the negation is inconceivable; the _à priori_ method as illegitimately applied, sets out either with propositions of which the negation is _not_ inconceivable, or with propositions like Oken's, of which the _affirmation_ is inconceivable.
It is needless to proceed further with the analysis; else might we detail the steps by which Oken arrives at the conclusions that "the planets are coagulated colours, for they are coagulated light; that the sphere is the expanded nothing;" that gravity is "a weighty nothing, a heavy essence, striving towards a centre;" that "the earth is the identical, water the indifferent, air the different; or the first the centre, the second the radius, the last the periphery of the general globe or of fire." To comment on them would be nearly as absurd as are the propositions themselves. Let us pass on to another of the German systems of knowledge--that of Hegel.
The simple fact that Hegel puts Jacob Boehme on a par with Bacon, suffices alone to show that his standpoint is far remote from the one usually regarded as scientific: so far remote, indeed, that it is not easy to find any common basis on which to found a criticism. Those who hold that the mind is moulded into conformity with surrounding things by the agency of surrounding things, are necessarily at a loss how to deal with those, who, like Schelling and Hegel, assert that surrounding things are solidified mind--that Nature is "petrified intelligence." However, let us briefly glance at Hegel's classification. He divides philosophy into three parts:--
1. _Logic_, or the science of the idea in itself, the pure idea.
2. _The Philosophy of Nature_, or the science of the idea considered under its other form--of the idea as Nature.
3. _The Philosophy of the Mind_, or the science of the idea in its return to itself.
Of these, the second is divided into the natural sciences, commonly so called; so that in its more detailed form the series runs thus:--Logic, Mechanics, Physics, Organic Physics, Psychology.
Now, if we believe with Hegel, first, that thought is the true essence of man; second, that thought is the essence of the world; and that, therefore, there is nothing but thought; his classification, beginning with the science of pure thought, may be acceptable. But otherwise, it is an obvious objection to his arrangement, that thought implies things thought of--that there can be no logical forms without the substance of experience--that the science of ideas and the science of things must have a simultaneous origin. Hegel, however, anticipates this objection, and, in his obstinate idealism, replies, that the contrary is true; that all contained in the forms, to become something, requires to be thought: and that logical forms are the foundations of all things.
It is not surprising that, starting from such premises, and reasoning after this fashion, Hegel finds his way to strange conclusions. Out of _space_ and _time_ he proceeds to build up _motion_, _matter_, _repulsion_, _attraction_, _weight_, and _inertia_. He then goes on to logically evolve the solar system. In doing this he widely diverges from the Newtonian theory; reaches by syllogism the conviction that the planets are the most perfect celestial bodies; and, not being able to bring the stars within his theory, says that they are mere formal existences and not living matter, and that as compared with the solar system they are as little admirable as a cutaneous eruption or a swarm of flies.[2]
Results so outrageous might be left as self-disproved, were it not that speculators of this class are not alarmed by any amount of incongruity with established beliefs. The only efficient mode of treating systems like this of Hegel, is to show that they are self-destructive--that by their first steps they ignore that authority on which all their subsequent steps depend. If Hegel professes, as he manifestly does, to develop his scheme by reasoning--if he presents successive inferences as _necessarily following_ from certain premises; he implies the postulate that a belief which necessarily follows after certain antecedents is a true belief: and, did an opponent reply to one of his inferences, that, though it was impossible to think the opposite, yet the opposite was true, he would consider the reply irrational. The procedure, however, which he would thus condemn as destructive of all thinking whatever, is just the procedure exhibited in the enunciation of his own first principles.
Mankind find themselves unable to conceive that there can be thought without things thought of. Hegel, however, asserts that there _can_ be thought without things thought of. That ultimate test of a true proposition--the inability of the human mind to conceive the negation of it--which in all other cases he considers valid, he considers invalid where it suits his convenience to do so; and yet at the same time denies the right of an opponent to follow his example. If it is competent for him to posit dogmas, which are the direct negations of what human consciousness recognises; then is it also competent for his antagonists to stop him at every step in his argument by saying, that though the particular inference he is drawing seems to his mind, and to all minds, necessarily to follow from the premises, yet it is not true, but the contrary inference is true. Or, to state the dilemma in another form:--If he sets out with inconceivable propositions, then may he with equal propriety make all his succeeding propositions inconceivable ones--may at every step throughout his reasoning draw exactly the opposite conclusion to that which seems involved.
Hegel's mode of procedure being thus essentially suicidal, the Hegelian classification which depends upon it falls to the ground. Let us consider next that of M. Comte.
As all his readers must admit, M. Comte presents us with a scheme of the sciences which, unlike the foregoing ones, demands respectful consideration. Widely as we differ from him, we cheerfully bear witness to the largeness of his views, the clearness of his reasoning, and the value of his speculations as contributing to intellectual progress. Did we believe a serial arrangement of the sciences to be possible, that of M. Comte would certainly be the one we should adopt. His fundamental propositions are thoroughly intelligible; and if not true, have a great semblance of truth. His successive steps are logically co-ordinated; and he supports his conclusions by a considerable amount of evidence--evidence which, so long as it is not critically examined, or not met by counter evidence, seems to substantiate his positions. But it only needs to assume that antagonistic attitude which _ought_ to be assumed towards new doctrines, in the belief that, if true, they will prosper by conquering objectors--it needs but to test his leading doctrines either by other facts than those he cites, or by his own facts differently applied, to at once show that they will not stand. We will proceed thus to deal with the general principle on which he bases his hierarchy of the sciences.
In the second chapter of his _Cours de Philosophic Positive_, M. Comte says:--"Our problem is, then, to find the one _rational_ order, amongst a host of possible systems." ... "This order is determined by the degree of simplicity, or, what comes to the same thing, of generality of their phenomena." And the arrangement he deduces runs thus: _Mathematics_, _Astronomy_, _Physics_, _Chemistry_, _Physiology_, _Social Physics_. This he asserts to be "the true _filiation_ of the sciences." He asserts further, that the principle of progression from a greater to a less degree of generality, "which gives this order to the whole body of science, arranges the parts of each science." And, finally, he asserts that the gradations thus established _à priori_ among the sciences, and the parts of each science, "is in essential conformity with the order which has spontaneously taken place among the branches of natural philosophy;" or, in other words--corresponds with the order of historic development.
Let us compare these assertions with the facts. That there may be perfect fairness, let us make no choice, but take as the field for our comparison, the succeeding section treating of the first science--Mathematics; and let us use none but M. Comte's own facts, and his own admissions. Confining ourselves to this one science, of course our comparisons must be between its several parts. M. Comte says, that the parts of each science must be arranged in the order of their decreasing generality; and that this order of decreasing generality agrees with the order of historical development. Our inquiry must be, then, whether the history of mathematics confirms this statement.
Carrying out his principle, M. Comte divides Mathematics into "Abstract Mathematics, or the Calculus (taking the word in its most extended sense) and Concrete Mathematics, which is composed of General Geometry and of Rational Mechanics." The subject-matter of the first of these is _number_; the subject-matter of the second includes _space_, _time_, _motion_, _force_. The one possesses the highest possible degree of generality; for all things whatever admit of enumeration. The others are less general; seeing that there are endless phenomena that are not cognisable either by general geometry or rational mechanics. In conformity with the alleged law, therefore, the evolution of the calculus must throughout have preceded the evolution of the concrete sub-sciences. Now somewhat awkwardly for him, the first remark M. Comte makes bearing upon this point is, that "from an historical point of view, mathematical analysis _appears to have risen out of_ the contemplation of geometrical and mechanical facts." True, he goes on to say that, "it is not the less independent of these sciences logically speaking;" for that "analytical ideas are, above all others, universal, abstract, and simple; and geometrical conceptions are necessarily founded on them."
We will not take advantage of this last passage to charge M. Comte with teaching, after the fashion of Hegel, that there can be thought without things thought of. We are content simply to compare the two assertions, that analysis arose out of the contemplation of geometrical and mechanical facts, and that geometrical conceptions are founded upon analytical ones. Literally interpreted they exactly cancel each other. Interpreted, however, in a liberal sense, they imply, what we believe to be demonstrable, that the two had _a simultaneous origin_. The passage is either nonsense, or it is an admission that abstract and concrete mathematics are coeval. Thus, at the very first step, the alleged congruity between the order of generality and the order of evolution does not hold good.
But may it not be that though abstract and concrete mathematics took their rise at the same time, the one afterwards developed more rapidly than the other; and has ever since remained in advance of it? No: and again we call M. Comte himself as witness. Fortunately for his argument he has said nothing respecting the early stages of the concrete and abstract divisions after their divergence from a common root; otherwise the advent of Algebra long after the Greek geometry had reached a high development, would have been an inconvenient fact for him to deal with. But passing over this, and limiting ourselves to his own statements, we find, at the opening of the next chapter, the admission, that "the historical development of the abstract portion of mathematical science has, since the time of Descartes, been for the most part _determined_ by that of the concrete." Further on we read respecting algebraic functions that "most functions were concrete in their origin--even those which are at present the most purely abstract; and the ancients discovered only through geometrical definitions elementary algebraic properties of functions to which a numerical value was not attached till long afterwards, rendering abstract to us what was concrete to the old geometers." How do these statements tally with his doctrine? Again, having divided the calculus into algebraic and arithmetical, M. Comte admits, as perforce he must, that the algebraic is more general than the arithmetical; yet he will not say that algebra preceded arithmetic in point of time. And again, having divided the calculus of functions into the calculus of direct functions (common algebra) and the calculus of indirect functions (transcendental analysis), he is obliged to speak of this last as possessing a higher generality than the first; yet it is far more modern. Indeed, by implication, M. Comte himself confesses this incongruity; for he says:--"It might seem that the transcendental analysis ought to be studied before the ordinary, as it provides the equations which the other has to resolve; but though the transcendental _is logically independent of the ordinary_, it is best to follow the usual method of study, taking the ordinary first." In all these cases, then, as well as at the close of the section where he predicts that mathematicians will in time "create procedures of _a wider generality_", M. Comte makes admissions that are diametrically opposed to the alleged law.
In the succeeding chapters treating of the concrete department of mathematics, we find similar contradictions M. Comte himself names the geometry of the ancients _special_ geometry, and that of moderns the _general_ geometry. He admits that while "the ancients studied geometry with reference to the bodies under notice, or specially; the moderns study it with reference to the _phenomena_ to be considered, or generally." He admits that while "the ancients extracted all they could out of one line or surface before passing to another," "the moderns, since Descartes, employ themselves on questions which relate to any figure whatever." These facts are the reverse of what, according to his theory, they should be. So, too, in mechanics. Before dividing it into statics and dynamics, M. Comte treats of the three laws of _motion_, and is obliged to do so; for statics, the more _general_ of the two divisions, though it does not involve motion, is impossible as a science until the laws of motion are ascertained. Yet the laws of motion pertain to dynamics, the more _special_ of the divisions. Further on he points out that after Archimedes, who discovered the law of equilibrium of the lever, statics made no progress until the establishment of dynamics enabled us to seek "the conditions of equilibrium through the laws of the composition of forces." And he adds--"At this day _this is the method universally employed_. At the first glance it does not appear the most rational--dynamics being more complicated than statics, and precedence being natural to the simpler. It would, in fact, be more philosophical to refer dynamics to statics, as has since been done." Sundry discoveries are afterwards detailed, showing how completely the development of statics has been achieved by considering its problems dynamically; and before the close of the section M. Comte remarks that "before hydrostatics could be comprehended under statics, it was necessary that the abstract theory of equilibrium should be made so general as to apply directly to fluids as well as solids. This was accomplished when Lagrange supplied, as the basis of the whole of rational mechanics, the single principle of virtual velocities." In which statement we have two facts directly at variance: with M. Comte's doctrine; first, that the simpler science, statics, reached its present development only by the aid of the principle of virtual velocities, which belongs to the more complex science, dynamics; and that this "single principle" underlying all rational mechanics--this _most general form_ which includes alike the relations of statical, hydro-statical, and dynamical forces--was reached so late as the time of Lagrange.
Thus it is _not_ true that the historical succession of the divisions of mathematics has corresponded with the order of decreasing generality. It is _not_ true that abstract mathematics was evolved antecedently to, and independently of concrete mathematics. It is _not_ true that of the subdivisions of abstract mathematics, the more general came before the more special. And it is _not_ true that concrete mathematics, in either of its two sections, began with the most abstract and advanced to the less abstract truths.
It may be well to mention, parenthetically, that in defending his alleged law of progression from the general to the special, M. Comte somewhere comments upon the two meanings of the word _general_, and the resulting liability to confusion. Without now discussing whether the asserted distinction can be maintained in other cases, it is manifest that it does not exist here. In sundry of the instances above quoted, the endeavours made by M. Comte himself to disguise, or to explain away, the precedence of the special over the general, clearly indicate that the generality spoken of is of the kind meant by his formula. And it needs but a brief consideration of the matter to show that, even did he attempt it, he could not distinguish this generality, which, as above proved, frequently comes last, from the generality which he says always comes first. For what is the nature of that mental process by which objects, dimensions, weights, times, and the rest, are found capable of having their relations expressed numerically? It is the formation of certain abstract conceptions of unity, duality and multiplicity, which are applicable to all things alike. It is the invention of general symbols serving to express the numerical relations of entities, whatever be their special characters. And what is the nature of the mental process by which numbers are found capable of having their relations expressed algebraically? It is just the same. It is the formation of certain abstract conceptions of numerical functions which are the same whatever be the magnitudes of the numbers. It is the invention of general symbols serving to express the relations between numbers, as numbers express the relations between things. And transcendental analysis stands to algebra in the same position that algebra stands in to arithmetic.
To briefly illustrate their respective powers--arithmetic can express in one formula the value of a _particular_ tangent to a _particular_ curve; algebra can express in one formula the values of _all_ tangents to a _particular_ curve; transcendental analysis can express in one formula the values of _all_ tangents to _all_ curves. Just as arithmetic deals with the common properties of lines, areas, bulks, forces, periods; so does algebra deal with the common properties of the numbers which arithmetic presents; so does transcendental analysis deal with the common properties of the equations exhibited by algebra. Thus, the generality of the higher branches of the calculus, when compared with the lower, is the same kind of generality as that of the lower branches when compared with geometry or mechanics. And on examination it will be found that the like relation exists in the various other cases above given.
Having shown that M. Comte's alleged law of progression does not hold among the several parts of the same science, let us see how it agrees with the facts when applied to separate sciences. "Astronomy," says M. Comte, at the opening of Book III., "was a positive science, in its geometrical aspect, from the earliest days of the school of Alexandria; but Physics, which we are now to consider, had no positive character at all till Galileo made his great discoveries on the fall of heavy bodies." On this, our comment is simply that it is a misrepresentation based upon an arbitrary misuse of words--a mere verbal artifice. By choosing to exclude from terrestrial physics those laws of magnitude, motion, and position, which he includes in celestial physics, M. Comte makes it appear that the one owes nothing to the other. Not only is this altogether unwarrantable, but it is radically inconsistent with his own scheme of divisions. At the outset he says--and as the point is important we quote from the original--"Pour la _physique inorganique_ nous voyons d'abord, en nous conformant toujours a l'ordre de généralité et de dépendance des phénomènes, qu'elle doit être partagée en deux sections distinctes, suivant qu'elle considère les phénomènes généraux de l'univers, ou, en particulier, ceux que présentent les corps terrestres. D'où la physique céleste, ou l'astronomie, soit géométrique, soit mechanique; et la physique terrestre."
Here then we have _inorganic physics_ clearly divided into _celestial physics_ and _terrestrial physics_--the phenomena presented by the universe, and the phenomena presented by earthly bodies. If now celestial bodies and terrestrial bodies exhibit sundry leading phenomena in common, as they do, how can the generalisation of these common phenomena be considered as pertaining to the one class rather than to the other? If inorganic physics includes geometry (which M. Comte has made it do by comprehending _geometrical_ astronomy in its sub-section--celestial physics); and if its sub-section--terrestrial physics, treats of things having geometrical properties; how can the laws of geometrical relations be excluded from terrestrial physics? Clearly if celestial physics includes the geometry of objects in the heavens, terrestrial physics includes the geometry of objects on the earth. And if terrestrial physics includes terrestrial geometry, while celestial physics includes celestial geometry, then the geometrical part of terrestrial physics precedes the geometrical part of celestial physics; seeing that geometry gained its first ideas from surrounding objects. Until men had learnt geometrical relations from bodies on the earth, it was impossible for them to understand the geometrical relations of bodies in the heavens.
So, too, with celestial mechanics, which had terrestrial mechanics for its parent. The very conception of _force_, which underlies the whole of mechanical astronomy, is borrowed from our earthly experiences; and the leading laws of mechanical action as exhibited in scales, levers, projectiles, etc., had to be ascertained before the dynamics of the solar system could be entered upon. What were the laws made use of by Newton in working out his grand discovery? The law of falling bodies disclosed by Galileo; that of the composition of forces also disclosed by Galileo; and that of centrifugal force found out by Huyghens--all of them generalisations of terrestrial physics. Yet, with facts like these before him, M. Comte places astronomy before physics in order of evolution! He does not compare the geometrical parts of the two together, and the mechanical parts of the two together; for this would by no means suit his hypothesis. But he compares the geometrical part of the one with the mechanical part of the other, and so gives a semblance of truth to his position. He is led away by a verbal delusion. Had he confined his attention to the things and disregarded the words, he would have seen that before mankind scientifically co-ordinated _any one class of phenomena_ displayed in the heavens, they had previously co-ordinated _a parallel class of phenomena_ displayed upon the surface of the earth.
Were it needful we could fill a score pages with the incongruities of M. Comte's scheme. But the foregoing samples will suffice. So far is his law of evolution of the sciences from being tenable, that, by following his example, and arbitrarily ignoring one class of facts, it would be possible to present, with great plausibility, just the opposite generalisation to that which he enunciates. While he asserts that the rational order of the sciences, like the order of their historic development, "is determined by the degree of simplicity, or, what comes to the same thing, of generality of their phenomena;" it might contrariwise be asserted, that, commencing with the complex and the special, mankind have progressed step by step to a knowledge of greater simplicity and wider generality. So much evidence is there of this as to have drawn from Whewell, in his _History of the Inductive Sciences_, the general remark that "the reader has already seen repeatedly in the course of this history, complex and derivative principles presenting themselves to men's minds before simple and elementary ones."
Even from M. Comte's own work, numerous facts, admissions, and arguments, might be picked out, tending to show this. We have already quoted his words in proof that both abstract and concrete mathematics have progressed towards a higher degree of generality, and that he looks forward to a higher generality still. Just to strengthen this adverse hypothesis, let us take a further instance. From the _particular_ case of the scales, the law of equilibrium of which was familiar to the earliest nations known, Archimedes advanced to the more _general_ case of the unequal lever with unequal weights; the law of equilibrium of which _includes_ that of the scales. By the help of Galileo's discovery concerning the composition of forces, D'Alembert "established, for the first time, the equations of equilibrium of _any_ system of forces applied to the different points of a solid body"--equations which include all cases of levers and an infinity of cases besides. Clearly this is progress towards a higher generality--towards a knowledge more independent of special circumstances--towards a study of phenomena "the most disengaged from the incidents of particular cases;" which is M. Comte's definition of "the most simple phenomena." Does it not indeed follow from the familiarly admitted fact, that mental advance is from the concrete to the abstract, from the particular to the general, that the universal and therefore most simple truths are the last to be discovered? Is not the government of the solar system by a force varying inversely as the square of the distance, a simpler conception than any that preceded it? Should we ever succeed in reducing all orders of phenomena to some single law--say of atomic action, as M. Comte suggests--must not that law answer to his test of being _independent_ of all others, and therefore most simple? And would not such a law generalise the phenomena of gravity, cohesion, atomic affinity, and electric repulsion, just as the laws of number generalise the quantitative phenomena of space, time, and force?
The possibility of saying so much in support of an hypothesis the very reverse of M. Comte's, at once proves that his generalisation is only a half-truth. The fact is, that neither proposition is correct by itself; and the actuality is expressed only by putting the two together. The progress of science is duplex: it is at once from the special to the general, and from the general to the special: it is analytical and synthetical at the same time.
M. Comte himself observes that the evolution of science has been accomplished by the division of labour; but he quite misstates the mode in which this division of labour has operated. As he describes it, it has simply been an arrangement of phenomena into classes, and the study of each class by itself. He does not recognise the constant effect of progress in each class upon _all_ other classes; but only on the class succeeding it in his hierarchical scale. Or if he occasionally admits collateral influences and intercommunications, he does it so grudgingly, and so quickly puts the admissions out of sight and forgets them, as to leave the impression that, with but trifling exceptions, the sciences aid each other only in the order of their alleged succession. The fact is, however, that the division of labour in science, like the division of labour in society, and like the "physiological division of labour" in individual organisms, has been not only a specialisation of functions, but a continuous helping of each division by all the others, and of all by each. Every particular class of inquirers has, as it were, secreted its own particular order of truths from the general mass of material which observation accumulates; and all other classes of inquirers have made use of these truths as fast as they were elaborated, with the effect of enabling them the better to elaborate each its own order of truths.
It was thus in sundry of the cases we have quoted as at variance with M. Comte's doctrine. It was thus with the application of Huyghens's optical discovery to astronomical observation by Galileo. It was thus with the application of the isochronism of the pendulum to the making of instruments for measuring intervals, astronomical and other. It was thus when the discovery that the refraction and dispersion of light did not follow the same law of variation, affected both astronomy and physiology by giving us achromatic telescopes and microscopes. It was thus when Bradley's discovery of the aberration of light enabled him to make the first step towards ascertaining the motions of the stars. It was thus when Cavendish's torsion-balance experiment determined the specific gravity of the earth, and so gave a datum for calculating the specific gravities of the sun and planets. It was thus when tables of atmospheric refraction enabled observers to write down the real places of the heavenly bodies instead of their apparent places. It was thus when the discovery of the different expansibilities of metals by heat, gave us the means of correcting our chronometrical measurements of astronomical periods. It was thus when the lines of the prismatic spectrum were used to distinguish the heavenly bodies that are of like nature with the sun from those which are not. It was thus when, as recently, an electro-telegraphic instrument was invented for the more accurate registration of meridional transits. It was thus when the difference in the rates of a clock at the equator, and nearer the poles, gave data for calculating the oblateness of the earth, and accounting for the precession of the equinoxes. It was thus--but it is needless to continue.
Here, within our own limited knowledge of its history, we have named ten additional cases in which the single science of astronomy has owed its advance to sciences coming _after_ it in M. Comte's series. Not only its secondary steps, but its greatest revolutions have been thus determined. Kepler could not have discovered his celebrated laws had it not been for Tycho Brahe's accurate observations; and it was only after some progress in physical and chemical science that the improved instruments with which those observations were made, became possible. The heliocentric theory of the solar system had to wait until the invention of the telescope before it could be finally established. Nay, even the grand discovery of all--the law of gravitation--depended for its proof upon an operation of physical science, the measurement of a degree on the Earth's surface. So completely indeed did it thus depend, that Newton _had actually abandoned his hypothesis_ because the length of a degree, as then stated, brought out wrong results; and it was only after Picart's more exact measurement was published, that he returned to his calculations and proved his great generalisation. Now this constant intercommunion, which, for brevity's sake, we have illustrated in the case of one science only, has been taking place with all the sciences. Throughout the whole course of their evolution there has been a continuous _consensus_ of the sciences--a _consensus_ exhibiting a general correspondence with the _consensus_ of faculties in each phase of mental development; the one being an objective registry of the subjective state of the other.
From our present point of view, then, it becomes obvious that the conception of a _serial_ arrangement of the sciences is a vicious one. It is not simply that the schemes we have examined are untenable; but it is that the sciences cannot be rightly placed in any linear order whatever. It is not simply that, as M. Comte admits, a classification "will always involve something, if not arbitrary, at least artificial;" it is not, as he would have us believe, that, neglecting minor imperfections a classification may be substantially true; but it is that any grouping of the sciences in a succession gives a radically erroneous idea of their genesis and their dependencies. There is no "one _rational_ order among a host of possible systems." There is no "true _filiation_ of the sciences." The whole hypothesis is fundamentally false. Indeed, it needs but a glance at its origin to see at once how baseless it is. Why a _series_? What reason have we to suppose that the sciences admit of a _linear_ arrangement? Where is our warrant for assuming that there is some _succession_ in which they can be placed? There is no reason; no warrant. Whence then has arisen the supposition? To use M. Comte's own phraseology, we should say, it is a metaphysical conception. It adds another to the cases constantly occurring, of the human mind being made the measure of Nature. We are obliged to think in sequence; it is the law of our minds that we must consider subjects separately, one after another: _therefore_ Nature must be serial--_therefore_ the sciences must be classifiable in a succession. See here the birth of the notion, and the sole evidence of its truth. Men have been obliged when arranging in books their schemes of education and systems of knowledge, to choose _some_ order or other. And from inquiring what is the best order, have naturally fallen into the belief that there is an order which truly represents the facts--have persevered in seeking such an order; quite overlooking the previous question whether it is likely that Nature has consulted the convenience of book-making.
For German philosophers, who hold that Nature is "petrified intelligence," and that logical forms are the foundations of all things, it is a consistent hypothesis that as thought is serial, Nature is serial; but that M. Comte, who is so bitter an opponent of all anthropomorphism, even in its most evanescent shapes, should have committed the mistake of imposing upon the external world an arrangement which so obviously springs from a limitation of the human consciousness, is somewhat strange. And it is the more strange when we call to mind how, at the outset, M. Comte remarks that in the beginning "_toutes les sciences sont cultivées simultanément par les mêmes esprits_;" that this is "_inevitable et même indispensable_;" and how he further remarks that the different sciences are "_comme les diverses branches d'un tronc unique_." Were it not accounted for by the distorting influence of a cherished hypothesis, it would be scarcely possible to understand how, after recognising truths like these, M. Comte should have persisted in attempting to construct "_une échelle encyclopédique_."
The metaphor which M. Comte has here so inconsistently used to express the relations of the sciences--branches of one trunk--is an approximation to the truth, though not the truth itself. It suggests the facts that the sciences had a common origin; that they have been developing simultaneously; and that they have been from time to time dividing and subdividing. But it does not suggest the yet more important fact, that the divisions and subdivisions thus arising do not remain separate, but now and again reunite in direct and indirect ways. They inosculate; they severally send off and receive connecting growths; and the intercommunion has been ever becoming more frequent, more intricate, more widely ramified. There has all along been higher specialisation, that there might be a larger generalisation; and a deeper analysis, that there might be a better synthesis. Each larger generalisation has lifted sundry specialisations still higher; and each better synthesis has prepared the way for still deeper analysis.
And here we may fitly enter upon the task awhile since indicated--a sketch of the Genesis of Science, regarded as a gradual outgrowth from common knowledge--an extension of the perceptions by the aid of the reason. We propose to treat it as a psychological process historically displayed; tracing at the same time the advance from qualitative to quantitative prevision; the progress from concrete facts to abstract facts, and the application of such abstract facts to the analysis of new orders of concrete facts; the simultaneous advance in generalisation and specialisation; the continually increasing subdivision and reunion of the sciences; and their constantly improving _consensus_.
To trace out scientific evolution from its deepest roots would, of course, involve a complete analysis of the mind. For as science is a development of that common knowledge acquired by the unaided senses and uncultured reason, so is that common knowledge itself gradually built up out of the simplest perceptions. We must, therefore, begin somewhere abruptly; and the most appropriate stage to take for our point of departure will be the adult mind of the savage.
Commencing thus, without a proper preliminary analysis, we are naturally somewhat at a loss how to present, in a satisfactory manner, those fundamental processes of thought out of which science ultimately originates. Perhaps our argument may be best initiated by the proposition, that all intelligent action whatever depends upon the discerning of distinctions among surrounding things. The condition under which only it is possible for any creature to obtain food and avoid danger is, that it shall be differently affected by different objects--that it shall be led to act in one way by one object, and in another way by another. In the lower orders of creatures this condition is fulfilled by means of an apparatus which acts automatically. In the higher orders the actions are partly automatic, partly conscious. And in man they are almost wholly conscious.
Throughout, however, there must necessarily exist a certain classification of things according to their properties--a classification which is either organically registered in the system, as in the inferior creation, or is formed by experience, as in ourselves. And it may be further remarked, that the extent to which this classification is carried, roughly indicates the height of intelligence--that while the lowest organisms are able to do little more than discriminate organic from inorganic matter; while the generality of animals carry their classifications no further than to a limited number of plants or creatures serving for food, a limited number of beasts of prey, and a limited number of places and materials; the most degraded of the human race possess a knowledge of the distinctive natures of a great variety of substances, plants, animals, tools, persons, etc., not only as classes but as individuals.
What now is the mental process by which classification is effected? Manifestly it is a recognition of the _likeness_ or _unlikeness_ of things, either in respect of their sizes, colours, forms, weights, textures, tastes, etc., or in respect of their modes of action. By some special mark, sound, or motion, the savage identifies a certain four-legged creature he sees, as one that is good for food, and to be caught in a particular way; or as one that is dangerous; and acts accordingly. He has classed together all the creatures that are _alike_ in this particular. And manifestly in choosing the wood out of which to form his bow, the plant with which to poison his arrows, the bone from which to make his fish-hooks, he identifies them through their chief sensible properties as belonging to the general classes, wood, plant, and bone, but distinguishes them as belonging to sub-classes by virtue of certain properties in which they are _unlike_ the rest of the general classes they belong to; and so forms genera and species.
And here it becomes manifest that not only is classification carried on by grouping together in the mind things that are _like_; but that classes and sub-classes are formed and arranged according to the _degrees of unlikeness_. Things widely contrasted are alone distinguished in the lower stages of mental evolution; as may be any day observed in an infant. And gradually as the powers of discrimination increase, the widely contrasted classes at first distinguished, come to be each divided into sub-classes, differing from each other less than the classes differ; and these sub-classes are again divided after the same manner. By the continuance of which process, things are gradually arranged into groups, the members of which are less and less _unlike_; ending, finally, in groups whose members differ only as individuals, and not specifically. And thus there tends ultimately to arise the notion of _complete likeness_. For, manifestly, it is impossible that groups should continue to be subdivided in virtue of smaller and smaller differences, without there being a simultaneous approximation to the notion of _no difference_.
Let us next notice that the recognition of likeness and unlikeness, which underlies classification, and out of which continued classification evolves the idea of complete likeness--let us next notice that it also underlies the process of _naming_, and by consequence _language_. For all language consists, at the beginning, of symbols which are as _like_ to the things symbolised as it is practicable to make them. The language of signs is a means of conveying ideas by mimicking the actions or peculiarities of the things referred to. Verbal language is also, at the beginning, a mode of suggesting objects or acts by imitating the sounds which the objects make, or with which the acts are accompanied. Originally these two languages were used simultaneously. It needs but to watch the gesticulations with which the savage accompanies his speech--to see a Bushman or a Kaffir dramatising before an audience his mode of catching game--or to note the extreme paucity of words in all primitive vocabularies; to infer that at first, attitudes, gestures, and sounds, were all combined to produce as good a _likeness_ as possible, of the things, animals, persons, or events described; and that as the sounds came to be understood by themselves the gestures fell into disuse: leaving traces, however, in the manners of the more excitable civilised races. But be this as it may, it suffices simply to observe, how many of the words current among barbarous peoples are like the sounds appertaining to the things signified; how many of our own oldest and simplest words have the same peculiarity; how children tend to invent imitative words; and how the sign-language spontaneously formed by deaf mutes is invariably based upon imitative actions--to at once see that the nation of _likeness_ is that from which the nomenclature of objects takes its rise.
Were there space we might go on to point out how this law of life is traceable, not only in the origin but in the development of language; how in primitive tongues the plural is made by a duplication of the singular, which is a multiplication of the word to make it _like_ the multiplicity of the things; how the use of metaphor--that prolific source of new words--is a suggesting of ideas that are _like_ the ideas to be conveyed in some respect or other; and how, in the copious use of simile, fable, and allegory among uncivilised races, we see that complex conceptions, which there is yet no direct language for, are rendered, by presenting known conceptions more or less _like_ them.
This view is further confirmed, and the predominance of this notion of likeness in primitive times further illustrated, by the fact that our system of presenting ideas to the eye originated after the same fashion. Writing and printing have descended from picture-language. The earliest mode of permanently registering a fact was by depicting it on a wall; that is--by exhibiting something as _like_ to the thing to be remembered as it could be made. Gradually as the practice grew habitual and extensive, the most frequently repeated forms became fixed, and presently abbreviated; and, passing through the hieroglyphic and ideographic phases, the symbols lost all apparent relations to the things signified: just as the majority of our spoken words have done.
Observe again, that the same thing is true respecting the genesis of reasoning. The _likeness_ that is perceived to exist between cases, is the essence of all early reasoning and of much of our present reasoning. The savage, having by experience discovered a relation between a certain object and a certain act, infers that the _like_ relation will be found in future cases. And the expressions we constantly use in our arguments--"_analogy_ implies," "the cases are not _parallel_," "by _parity_ of reasoning," "there is no _similarity_,"--show how constantly the idea of likeness underlies our ratiocinative processes.
Still more clearly will this be seen on recognising the fact that there is a certain parallelism between reasoning and classification; that the two have a common root; and that neither can go on without the other. For on the one hand, it is a familiar truth that the attributing to a body in consequence of some of its properties, all those other properties in virtue of which it is referred to a particular class, is an act of inference. And, on the other hand, the forming of a generalisation is the putting together in one class all those cases which present like relations; while the drawing a deduction is essentially the perception that a particular case belongs to a certain class of cases previously generalised. So that as classification is a grouping together of _like things_; reasoning is a grouping together of _like relations_ among things. Add to which, that while the perfection gradually achieved in classification consists in the formation of groups of _objects_ which are _completely alike_; the perfection gradually achieved in reasoning consists in the formation of groups of _cases_ which are _completely alike_.
Once more we may contemplate this dominant idea of likeness as exhibited in art. All art, civilised as well as savage, consists almost wholly in the making of objects _like_ other objects; either as found in Nature, or as produced by previous art. If we trace back the varied art-products now existing, we find that at each stage the divergence from previous patterns is but small when compared with the agreement; and in the earliest art the persistency of imitation is yet more conspicuous. The old forms and ornaments and symbols were held sacred, and perpetually copied. Indeed, the strong imitative tendency notoriously displayed by the lowest human races, ensures among them a constant reproducing of likeness of things, forms, signs, sounds, actions, and whatever else is imitable; and we may even suspect that this aboriginal peculiarity is in some way connected with the culture and development of this general conception, which we have found so deep and widespread in its applications.
And now let us go on to consider how, by a further unfolding of this same fundamental notion, there is a gradual formation of the first germs of science. This idea of likeness which underlies classification, nomenclature, language spoken and written, reasoning, and art; and which plays so important a part because all acts of intelligence are made possible only by distinguishing among surrounding things, or grouping them into like and unlike;--this idea we shall find to be the one of which science is the especial product. Already during the stage we have been describing, there has existed _qualitative_ prevision in respect to the commoner phenomena with which savage life is familiar; and we have now to inquire how the elements of _quantitative_ prevision are evolved. We shall find that they originate by the perfecting of this same idea of likeness; that they have their rise in that conception of _complete likeness_ which, as we have seen, necessarily results from the continued process of classification.
For when the process of classification has been carried as far as it is possible for the uncivilised to carry it--when the animal kingdom has been grouped not merely into quadrupeds, birds, fishes, and insects, but each of these divided into kinds--when there come to be sub-classes, in each of which the members differ only as individuals, and not specifically; it is clear that there must occur a frequent observation of objects which differ so little as to be indistinguishable. Among several creatures which the savage has killed and carried home, it must often happen that some one, which he wished to identify, is so exactly like another that he cannot tell which is which. Thus, then, there originates the notion of _equality_. The things which among ourselves are called _equal_--whether lines, angles, weights, temperatures, sounds or colours--are things which produce in us sensations that cannot be distinguished from each other. It is true we now apply the word _equal_ chiefly to the separate phenomena which objects exhibit, and not to groups of phenomena; but this limitation of the idea has evidently arisen by subsequent analysis. And that the notion of equality did thus originate, will, we think, become obvious on remembering that as there were no artificial objects from which it could have been abstracted, it must have been abstracted from natural objects; and that the various families of the animal kingdom chiefly furnish those natural objects which display the requisite exactitude of likeness.
The same order of experiences out of which this general idea of equality is evolved, gives birth at the same time to a more complex idea of equality; or, rather, the process just described generates an idea of equality which further experience separates into two ideas--_equality of things_ and _equality of relations_. While organic, and more especially animal forms, occasionally exhibit this perfection of likeness out of which the notion of simple equality arises, they more frequently exhibit only that kind of likeness which we call _similarity_; and which is really compound equality. For the similarity of two creatures of the same species but of different sizes, is of the same nature as the similarity of two geometrical figures. In either case, any two parts of the one bear the same ratio to one another as the homologous parts of the other. Given in any species, the proportions found to exist among the bones, and we may, and zoologists do, predict from any one, the dimensions of the rest; just as, when knowing the proportions subsisting among the parts of a geometrical figure, we may, from the length of one, calculate the others. And if, in the case of similar geometrical figures, the similarity can be established only by proving exactness of proportion among the homologous parts; if we express this relation between two parts in the one, and the corresponding parts in the other, by the formula A is to B as _a_ is to _b_; if we otherwise write this, A to B = _a_ to _b_; if, consequently, the fact we prove is that the relation of A to B _equals_ the relation of _a_ to _b_; then it is manifest that the fundamental conception of similarity is _equality of relations_.
With this explanation we shall be understood when we say that the notion of equality of relations is the basis of all exact reasoning. Already it has been shown that reasoning in general is a recognition of _likeness_ of relations; and here we further find that while the notion of likeness of things ultimately evolves the idea of simple equality, the notion of likeness of relations evolves the idea of equality of relations: of which the one is the concrete germ of exact science, while the other is its abstract germ.
Those who cannot understand how the recognition of similarity in creatures of the same kind can have any alliance with reasoning, will get over the difficulty on remembering that the phenomena among which equality of relations is thus perceived, are phenomena of the same order and are present to the senses at the same time; while those among which developed reason perceives relations, are generally neither of the same order, nor simultaneously present. And if further, they will call to mind how Cuvier and Owen, from a single part of a creature, as a tooth, construct the rest by a process of reasoning based on this equality of relations, they will see that the two things are intimately connected, remote as they at first seem. But we anticipate. What it concerns us here to observe is, that from familiarity with organic forms there simultaneously arose the ideas of _simple equality_, and _equality of relations_.
At the same time, too, and out of the same mental processes, came the first distinct ideas of _number_. In the earliest stages, the presentation of several like objects produced merely an indefinite conception of multiplicity; as it still does among Australians, and Bushmen, and Damaras, when the number presented exceeds three or four. With such a fact before us we may safely infer that the first clear numerical conception was that of duality as contrasted with unity. And this notion of duality must necessarily have grown up side by side with those of likeness and equality; seeing that it is impossible to recognise the likeness of two things without also perceiving that there are two. From the very beginning the conception of number must have been as it is still, associated with the likeness or equality of the things numbered. If we analyse it, we find that simple enumeration is a registration of repeated impressions of any kind. That these may be capable of enumeration it is needful that they be more or less alike; and before any _absolutely true_ numerical results can be reached, it is requisite that the units be _absolutely equal_. The only way in which we can establish a numerical relationship between things that do not yield us like impressions, is to divide them into parts that _do_ yield us like impressions. Two unlike magnitudes of extension, force, time, weight, or what not, can have their relative amounts estimated only by means of some small unit that is contained many times in both; and even if we finally write down the greater one as a unit and the other as a fraction of it, we state, in the denominator of the fraction, the number of parts into which the unit must be divided to be comparable with the fraction.
It is, indeed, true, that by an evidently modern process of abstraction, we occasionally apply numbers to unequal units, as the furniture at a sale or the various animals on a farm, simply as so many separate entities; but no true result can be brought out by calculation with units of this order. And, indeed, it is the distinctive peculiarity of the calculus in general, that it proceeds on the hypothesis of that absolute equality of its abstract units, which no real units possess; and that the exactness of its results holds only in virtue of this hypothesis. The first ideas of number must necessarily then have been derived from like or equal magnitudes as seen chiefly in organic objects; and as the like magnitudes most frequently observed magnitudes of extension, it follows that geometry and arithmetic had a simultaneous origin.
Not only are the first distinct ideas of number co-ordinate with ideas of likeness and equality, but the first efforts at numeration displayed the same relationship. On reading the accounts of various savage tribes, we find that the method of counting by the fingers, still followed by many children, is the aboriginal method. Neglecting the several cases in which the ability to enumerate does not reach even to the number of fingers on one hand, there are many cases in which it does not extend beyond ten--the limit of the simple finger notation. The fact that in so many instances, remote, and seemingly unrelated nations, have adopted _ten_ as their basic number; together with the fact that in the remaining instances the basic number is either _five_ (the fingers of one hand) or _twenty_ (the fingers and toes); almost of themselves show that the fingers were the original units of numeration. The still surviving use of the word _digit_, as the general name for a figure in arithmetic, is significant; and it is even said that our word _ten_ (Sax. _tyn_; Dutch, _tien_; German, _zehn_) means in its primitive expanded form _two hands_. So that originally, to say there were ten things, was to say there were two hands of them.
From all which evidence it is tolerably clear that the earliest mode of conveying the idea of any number of things, was by holding up as many fingers as there were things; that is--using a symbol which was _equal_, in respect of multiplicity, to the group symbolised. For which inference there is, indeed, strong confirmation in the recent statement that our own soldiers are even now spontaneously adopting this device in their dealings with the Turks. And here it should be remarked that in this recombination of the notion of equality with that of multiplicity, by which the first steps in numeration are effected, we may see one of the earliest of those inosculations between the diverging branches of science, which are afterwards of perpetual occurrence.
Indeed, as this observation suggests, it will be well, before tracing the mode in which exact science finally emerges from the merely approximate judgments of the senses, and showing the non-serial evolution of its divisions, to note the non-serial character of those preliminary processes of which all after development is a continuation. On reconsidering them it will be seen that not only are they divergent growths from a common root, not only are they simultaneous in their progress; but that they are mutual aids; and that none can advance without the rest. That completeness of classification for which the unfolding of the perceptions paves the way, is impossible without a corresponding progress in language, by which greater varieties of objects are thinkable and expressible. On the one hand it is impossible to carry classification far without names by which to designate the classes; and on the other hand it is impossible to make language faster than things are classified.
Again, the multiplication of classes and the consequent narrowing of each class, itself involves a greater likeness among the things classed together; and the consequent approach towards the notion of complete likeness itself allows classification to be carried higher. Moreover, classification necessarily advances _pari passu_ with rationality--the classification of _things_ with the classification of _relations_. For things that belong to the same class are, by implication, things of which the properties and modes of behaviour--the co-existences and sequences--are more or less the same; and the recognition of this sameness of co-existences and sequences is reasoning. Whence it follows that the advance of classification is necessarily proportionate to the advance of generalisations. Yet further, the notion of _likeness_, both in things and relations, simultaneously evolves by one process of culture the ideas of _equality_ of things and _equality_ of relations; which are the respective bases of exact concrete reasoning and exact abstract reasoning--Mathematics and Logic. And once more, this idea of equality, in the very process of being formed, necessarily gives origin to two series of relations--those of magnitude and those of number: from which arise geometry and the calculus. Thus the process throughout is one of perpetual subdivision and perpetual intercommunication of the divisions. From the very first there has been that _consensus_ of different kinds of knowledge, answering to the _consensus_ of the intellectual faculties, which, as already said, must exist among the sciences.
Let us now go on to observe how, out of the notions of _equality_ and _number_, as arrived at in the manner described, there gradually arose the elements of quantitative prevision.
Equality, once having come to be definitely conceived, was readily applicable to other phenomena than those of magnitude. Being predicable of all things producing indistinguishable impressions, there naturally grew up ideas of equality in weights, sounds, colours, etc.; and indeed it can scarcely be doubted that the occasional experience of equal weights, sounds, and colours, had a share in developing the abstract conception of equality--that the ideas of equality in size, relations, forces, resistances, and sensible properties in general, were evolved during the same period. But however this may be, it is clear that as fast as the notion of equality gained definiteness, so fast did that lowest kind of quantitative prevision which is achieved without any instrumental aid, become possible.
The ability to estimate, however roughly, the amount of a foreseen result, implies the conception that it will be _equal to_ a certain imagined quantity; and the correctness of the estimate will manifestly depend upon the accuracy at which the perceptions of sensible equality have arrived. A savage with a piece of stone in his hand, and another piece lying before him of greater bulk of the same kind (a fact which he infers from the _equality_ of the two in colour and texture) knows about what effort he must put forth to raise this other piece; and he judges accurately in proportion to the accuracy with which he perceives that the one is twice, three times, four times, etc., as large as the other; that is--in proportion to the precision of his ideas of equality and number. And here let us not omit to notice that even in these vaguest of quantitative previsions, the conception of _equality of relations_ is also involved. For it is only in virtue of an undefined perception that the relation between bulk and weight in the one stone is _equal_ to the relation between bulk and weight in the other, that even the roughest approximation can be made.
But how came the transition from those uncertain perceptions of equality which the unaided senses give, to the certain ones with which science deals? It came by placing the things compared in juxtaposition. Equality being predicated of things which give us indistinguishable impressions, and no accurate comparison of impressions being possible unless they occur in immediate succession, it results that exactness of equality is ascertainable in proportion to the closeness of the compared things. Hence the fact that when we wish to judge of two shades of colour whether they are alike or not, we place them side by side; hence the fact that we cannot, with any precision, say which of two allied sounds is the louder, or the higher in pitch, unless we hear the one immediately after the other; hence the fact that to estimate the ratio of weights, we take one in each hand, that we may compare their pressures by rapidly alternating in thought from the one to the other; hence the fact, that in a piece of music we can continue to make equal beats when the first beat has been given, but cannot ensure commencing with the same length of beat on a future occasion; and hence, lastly, the fact, that of all magnitudes, those of _linear extension_ are those of which the equality is most accurately ascertainable, and those to which by consequence all others have to be reduced. For it is the peculiarity of linear extension that it alone allows its magnitudes to be placed in _absolute_ juxtaposition, or, rather, in coincident position; it alone can test the equality of two magnitudes by observing whether they will coalesce, as two equal mathematical lines do, when placed between the same points; it alone can test _equality_ by trying whether it will become _identity_. Hence, then, the fact, that all exact science is reducible, by an ultimate analysis, to results measured in equal units of linear extension.
Still it remains to be noticed in what manner this determination of equality by comparison of linear magnitudes originated. Once more may we perceive that surrounding natural objects supplied the needful lessons. From the beginning there must have been a constant experience of like things placed side by side--men standing and walking together; animals from the same herd; fish from the same shoal. And the ceaseless repetition of these experiences could not fail to suggest the observation, that the nearer together any objects were, the more visible became any inequality between them. Hence the obvious device of putting in apposition things of which it was desired to ascertain the relative magnitudes. Hence the idea of _measure_. And here we suddenly come upon a group of facts which afford a solid basis to the remainder of our argument; while they also furnish strong evidence in support of the foregoing speculations. Those who look sceptically on this attempted rehabilitation of the earliest epochs of mental development, and who more especially think that the derivation of so many primary notions from organic forms is somewhat strained, will perhaps see more probability in the several hypotheses that have been ventured, on discovering that all measures of _extension_ and _force_ originated from the lengths and weights of organic bodies; and all measures of _time_ from the periodic phenomena of either organic or inorganic bodies.
Thus, among linear measures, the cubit of the Hebrews was the _length of the forearm_ from the elbow to the end of the middle finger; and the smaller scriptural dimensions are expressed in _hand-breadths_ and _spans_. The Egyptian cubit, which was similarly derived, was divided into digits, which were _finger-breadths_; and each finger-breadth was more definitely expressed as being equal to four _grains of barley_ placed breadthwise. Other ancient measures were the orgyia or _stretch of the arms_, the _pace_, and the _palm_. So persistent has been the use of these natural units of length in the East, that even now some of the Arabs mete out cloth by the forearm. So, too, is it with European measures. The _foot_ prevails as a dimension throughout Europe, and has done since the time of the Romans, by whom, also, it was used: its lengths in different places varying not much more than men's feet vary. The heights of horses are still expressed in _hands_. The inch is the length of the terminal joint of _the thumb_; as is clearly shown in France, where _pouce_ means both thumb and inch. Then we have the inch divided into three _barley-corns_.
So completely, indeed, have these organic dimensions served as the substrata of all mensuration, that it is only by means of them that we can form any estimate of some of the ancient distances. For example, the length of a degree on the Earth's surface, as determined by the Arabian astronomers shortly after the death of Haroun-al-Raschid, was fifty-six of their miles. We know nothing of their mile further than that it was 4000 cubits; and whether these were sacred cubits or common cubits, would remain doubtful, but that the length of the cubit is given as twenty-seven inches, and each inch defined as the thickness of six barley-grains. Thus one of the earliest measurements of a degree comes down to us in barley-grains. Not only did organic lengths furnish those approximate measures which satisfied men's needs in ruder ages, but they furnished also the standard measures required in later times. One instance occurs in our own history. To remedy the irregularities then prevailing, Henry I. commanded that the ulna, or ancient ell, which answers to the modern yard, should be made of the exact length of _his own arm_.
Measures of weight again had a like derivation. Seeds seem commonly to have supplied the unit. The original of the carat used for weighing in India is _a small bean_. Our own systems, both troy and avoirdupois, are derived primarily from wheat-corns. Our smallest weight, the grain, is _a grain of wheat_. This is not a speculation; it is an historically registered fact. Henry III. enacted that an ounce should be the weight of 640 dry grains of wheat from the middle of the ear. And as all the other weights are multiples or sub-multiples of this, it follows that the grain of wheat is the basis of our scale. So natural is it to use organic bodies as weights, before artificial weights have been established, or where they are not to be had, that in some of the remoter parts of Ireland the people are said to be in the habit, even now, of putting a man into the scales to serve as a measure for heavy commodities.
Similarly with time. Astronomical periodicity, and the periodicity of animal and vegetable life, are simultaneously used in the first stages of progress for estimating epochs. The simplest unit of time, the day, nature supplies ready made. The next simplest period, the mooneth or month, is also thrust upon men's notice by the conspicuous changes constituting a lunation. For larger divisions than these, the phenomena of the seasons, and the chief events from time to time occurring, have been used by early and uncivilised races. Among the Egyptians the rising of the Nile served as a mark. The New Zealanders were found to begin their year from the reappearance of the Pleiades above the sea. One of the uses ascribed to birds, by the Greeks, was to indicate the seasons by their migrations. Barrow describes the aboriginal Hottentot as denoting periods by the number of moons before or after the ripening of one of his chief articles of food. He further states that the Kaffir chronology is kept by the moon, and is registered by notches on sticks--the death of a favourite chief, or the gaining of a victory, serving for a new era. By which last fact, we are at once reminded that in early history, events are commonly recorded as occurring in certain reigns, and in certain years of certain reigns: a proceeding which practically made a king's reign a measure of duration.
And, as further illustrating the tendency to divide time by natural phenomena and natural events, it may be noticed that even by our own peasantry the definite divisions of months and years are but little used; and that they habitually refer to occurrences as "before sheep-shearing," or "after harvest," or "about the time when the squire died." It is manifest, therefore, that the more or less equal periods perceived in Nature gave the first units of measure for time; as did Nature's more or less equal lengths and weights give the first units of measure for space and force.
It remains only to observe, as further illustrating the evolution of quantitative ideas after this manner, that measures of value were similarly derived. Barter, in one form or other, is found among all but the very lowest human races. It is obviously based upon the notion of _equality of worth_. And as it gradually merges into trade by the introduction of some kind of currency, we find that the _measures of worth_, constituting this currency, are organic bodies; in some cases _cowries_, in others _cocoa-nuts_, in others _cattle_, in others _pigs_; among the American Indians peltry or _skins_, and in Iceland _dried fish_.
Notions of exact equality and of measure having been reached, there came to be definite ideas of relative magnitudes as being multiples one of another; whence the practice of measurement by direct apposition of a measure. The determination of linear extensions by this process can scarcely be called science, though it is a step towards it; but the determination of lengths of time by an analogous process may be considered as one of the earliest samples of quantitative prevision. For when it is first ascertained that the moon completes the cycle of her changes in about thirty days--a fact known to most uncivilised tribes that can count beyond the number of their fingers--it is manifest that it becomes possible to say in what number of days any specified phase of the moon will recur; and it is also manifest that this prevision is effected by an opposition of two times, after the same manner that linear space is measured by the opposition of two lines. For to express the moon's period in days, is to say how many of these units of measure are contained in the period to be measured--is to ascertain the distance between two points in time by means of a _scale of days_, just as we ascertain the distance between two points in space by a scale of feet or inches: and in each case the scale coincides with the thing measured--mentally in the one; visibly in the other. So that in this simplest, and perhaps earliest case of quantitative prevision, the phenomena are not only thrust daily upon men's notice, but Nature is, as it were, perpetually repeating that process of measurement by observing which the prevision is effected. And thus there may be significance in the remark which some have made, that alike in Hebrew, Greek, and Latin, there is an affinity between the word meaning moon, and that meaning measure.
This fact, that in very early stages of social progress it is known that the moon goes through her changes in about thirty days, and that in about twelve moons the seasons return--this fact that chronological astronomy assumes a certain scientific character even before geometry does; while it is partly due to the circumstance that the astronomical divisions, day, month, and year, are ready made for us, is partly due to the further circumstances that agricultural and other operations were at first regulated astronomically, and that from the supposed divine nature of the heavenly bodies their motions determined the periodical religious festivals. As instances of the one we have the observation of the Egyptians, that the rising of the Nile corresponded with the heliacal rising of Sirius; the directions given by Hesiod for reaping and ploughing, according to the positions of the Pleiades; and his maxim that "fifty days after the turning of the sun is a seasonable time for beginning a voyage." As instances of the other, we have the naming of the days after the sun, moon, and planets; the early attempts among Eastern nations to regulate the calendar so that the gods might not be offended by the displacement of their sacrifices; and the fixing of the great annual festival of the Peruvians by the position of the sun. In all which facts we see that, at first, science was simply an appliance of religion and industry.
After the discoveries that a lunation occupies nearly thirty days, and that some twelve lunations occupy a year--discoveries of which there is no historical account, but which may be inferred as the earliest, from the fact that existing uncivilised races have made them--we come to the first known astronomical records, which are those of eclipses. The Chaldeans were able to predict these. "This they did, probably," says Dr. Whewell in his useful history, from which most of the materials we are about to use will be drawn, "by means of their cycle of 223 months, or about eighteen years; for at the end of this time, the eclipses of the moon begin to return, at the same intervals and in the same order as at the beginning." Now this method of calculating eclipses by means of a recurring cycle,--the _Saros_ as they called it--is a more complex case of prevision by means of coincidence of measures. For by what observations must the Chaldeans have discovered this cycle? Obviously, as Delambre infers, by inspecting their registers; by comparing the successive intervals; by finding that some of the intervals were alike; by seeing that these equal intervals were eighteen years apart; by discovering that _all_ the intervals that were eighteen years apart were equal; by ascertaining that the intervals formed a series which repeated itself, so that if one of the cycles of intervals were superposed on another the divisions would fit. This once perceived, and it manifestly became possible to use the cycle as a scale of time by which to measure out future periods. Seeing thus that the process of so predicting eclipses is in essence the same as that of predicting the moon's monthly changes, by observing the number of days after which they repeat--seeing that the two differ only in the extent and irregularity of the intervals, it is not difficult to understand how such an amount of knowledge should so early have been reached. And we shall be less surprised, on remembering that the only things involved in these previsions were _time_ and _number_; and that the time was in a manner self-numbered.
Still, the ability to predict events recurring only after so long a period as eighteen years, implies a considerable advance in civilisation--a considerable development of general knowledge; and we have now to inquire what progress in other sciences accompanied, and was necessary to, these astronomical previsions. In the first place, there must clearly have been a tolerably efficient system of calculation. Mere finger-counting, mere head-reckoning, even with the aid of a regular decimal notation, could not have sufficed for numbering the days in a year; much less the years, months, and days between eclipses. Consequently there must have been a mode of registering numbers; probably even a system of numerals. The earliest numerical records, if we may judge by the practices of the less civilised races now existing, were probably kept by notches cut on sticks, or strokes marked on walls; much as public-house scores are kept now. And there seems reason to believe that the first numerals used were simply groups of straight strokes, as some of the still-extant Roman ones are; leading us to suspect that these groups of strokes were used to represent groups of fingers, as the groups of fingers had been used to represent groups of objects--a supposition quite in conformity with the aboriginal system of picture writing and its subsequent modifications. Be this so or not, however, it is manifest that before the Chaldeans discovered their _Saros_, there must have been both a set of written symbols serving for an extensive numeration, and a familiarity with the simpler rules of arithmetic.
Not only must abstract mathematics have made some progress, but concrete mathematics also. It is scarcely possible that the buildings belonging to this era should have been laid out and erected without any knowledge of geometry. At any rate, there must have existed that elementary geometry which deals with direct measurement--with the apposition of lines; and it seems that only after the discovery of those simple proceedings, by which right angles are drawn, and relative positions fixed, could so regular an architecture be executed. In the case of the other division of concrete mathematics--mechanics, we have definite evidence of progress. We know that the lever and the inclined plane were employed during this period: implying that there was a qualitative prevision of their effects, though not a quantitative one. But we know more. We read of weights in the earliest records; and we find weights in ruins of the highest antiquity. Weights imply scales, of which we have also mention; and scales involve the primary theorem of mechanics in its least complicated form--involve not a qualitative but a quantitative prevision of mechanical effects. And here we may notice how mechanics, in common with the other exact sciences, took its rise from the simplest application of the idea of _equality_. For the mechanical proposition which the scales involve, is, that if a lever with _equal_ arms, have _equal_ weights suspended from them, the weights will remain at _equal_ altitudes. And we may further notice how, in this first step of rational mechanics, we see illustrated that truth awhile since referred to, that as magnitudes of linear extension are the only ones of which the equality is exactly ascertainable, the equalities of other magnitudes have at the outset to be determined by means of them. For the equality of the weights which balance each other in scales, wholly depends upon the equality of the arms: we can know that the weights are equal only by proving that the arms are equal. And when by this means we have obtained a system of weights,--a set of equal units of force, then does a science of mechanics become possible. Whence, indeed, it follows, that rational mechanics could not possibly have any other starting-point than the scales.
Let us further remember, that during this same period there was a limited knowledge of chemistry. The many arts which we know to have been carried on must have been impossible without a generalised experience of the modes in which certain bodies affect each other under special conditions. In metallurgy, which was extensively practised, this is abundantly illustrated. And we even have evidence that in some cases the knowledge possessed was, in a sense, quantitative. For, as we find by analysis that the hard alloy of which the Egyptians made their cutting tools, was composed of copper and tin in fixed proportions, there must have been an established prevision that such an alloy was to be obtained only by mixing them in these proportions. It is true, this was but a simple empirical generalisation; but so was the generalisation respecting the recurrence of eclipses; so are the first generalisations of every science.
Respecting the simultaneous advance of the sciences during this early epoch, it only remains to remark that even the most complex of them must have made some progress--perhaps even a greater relative progress than any of the rest. For under what conditions only were the foregoing developments possible? There first required an established and organised social system. A long continued registry of eclipses; the building of palaces; the use of scales; the practice of metallurgy--alike imply a fixed and populous nation. The existence of such a nation not only presupposes laws, and some administration of justice, which we know existed, but it presupposes successful laws--laws conforming in some degree to the conditions of social stability--laws enacted because it was seen that the actions forbidden by them were dangerous to the State. We do not by any means say that all, or even the greater part, of the laws were of this nature; but we do say, that the fundamental ones were. It cannot be denied that the laws affecting life and property were such. It cannot be denied that, however little these were enforced between class and class, they were to a considerable extent enforced between members of the same class. It can scarcely be questioned, that the administration of them between members of the same class was seen by rulers to be necessary for keeping their subjects together. And knowing, as we do, that, other things equal, nations prosper in proportion to the justness of their arrangements, we may fairly infer that the very cause of the advance of these earliest nations out of aboriginal barbarism was the greater recognition among them of the claims to life and property.
But supposition aside, it is clear that the habitual recognition of these claims in their laws implied some prevision of social phenomena. Even thus early there was a certain amount of social science. Nay, it may even be shown that there was a vague recognition of that fundamental principle on which all the true social science is based--the equal rights of all to the free exercise of their faculties. That same idea of _equality_ which, as we have seen, underlies all other science, underlies also morals and sociology. The conception of justice, which is the primary one in morals; and the administration of justice, which is the vital condition of social existence; are impossible without the recognition of a certain likeness in men's claims in virtue of their common humanity. _Equity_ literally means _equalness_; and if it be admitted that there were even the vaguest ideas of equity in these primitive eras, it must be admitted that there was some appreciation of the equalness of men's liberties to pursue the objects of life--some appreciation, therefore, of the essential principle of national equilibrium.
Thus in this initial stage of the positive sciences, before geometry had yet done more than evolve a few empirical rules--before mechanics had passed beyond its first theorem--before astronomy had advanced from its merely chronological phase into the geometrical; the most involved of the sciences had reached a certain degree of development--a development without which no progress in other sciences was possible.
Only noting as we pass, how, thus early, we may see that the progress of exact science was not only towards an increasing number of previsions, but towards previsions more accurately quantitative--how, in astronomy, the recurring period of the moon's motions was by and by more correctly ascertained to be nineteen years, or two hundred and thirty-five lunations; how Callipus further corrected this Metonic cycle, by leaving out a day at the end of every seventy-six years; and how these successive advances implied a longer continued registry of observations, and the co-ordination of a greater number of facts--let us go on to inquire how geometrical astronomy took its rise.
The first astronomical instrument was the gnomon. This was not only early in use in the East, but it was found also among the Mexicans; the sole astronomical observations of the Peruvians were made by it; and we read that 1100 B.C., the Chinese found that, at a certain place, the length of the sun's shadow, at the summer solstice, was to the height of the gnomon as one and a half to eight. Here again it is observable, not only that the instrument is found ready made, but that Nature is perpetually performing the process of measurement. Any fixed, erect object--a column, a dead palm, a pole, the angle of a building--serves for a gnomon; and it needs but to notice the changing position of the shadow it daily throws to make the first step in geometrical astronomy. How small this first step was, may be seen in the fact that the only things ascertained at the outset were the periods of the summer and winter solstices, which corresponded with the least and greatest lengths of the mid-shadow; and to fix which, it was needful merely to mark the point to which each day's shadow reached.
And now let it not be overlooked that in the observing at what time during the next year this extreme limit of the shadow was again reached, and in the inference that the sun had then arrived at the same turning point in his annual course, we have one of the simplest instances of that combined use of _equal magnitudes_ and _equal relations_, by which all exact science, all quantitative prevision, is reached. For the relation observed was between the length of the sun's shadow and his position in the heavens; and the inference drawn was that when, next year, the extremity of his shadow came to the same point, he occupied the same place. That is, the ideas involved were, the equality of the shadows, and the equality of the relations between shadow and sun in successive years. As in the case of the scales, the equality of relations here recognised is of the simplest order. It is not as those habitually dealt with in the higher kinds of scientific reasoning, which answer to the general type--the relation between two and three equals the relation between six and nine; but it follows the type--the relation between two and three, equals the relation between two and three; it is a case of not simply _equal_ relations, but _coinciding_ relations. And here, indeed, we may see beautifully illustrated how the idea of equal relations takes its rise after the same manner that that of equal magnitude does. As already shown, the idea of equal magnitudes arose from the observed coincidence of two lengths placed together; and in this case we have not only two coincident lengths of shadows, but two coincident relations between sun and shadows.
From the use of the gnomon there naturally grew up the conception of angular measurements; and with the advance of geometrical conceptions there came the hemisphere of Berosus, the equinoctial armil, the solstitial armil, and the quadrant of Ptolemy--all of them employing shadows as indices of the sun's position, but in combination with angular divisions. It is obviously out of the question for us here to trace these details of progress. It must suffice to remark that in all of them we may see that notion of equality of relations of a more complex kind, which is best illustrated in the astrolabe, an instrument which consisted "of circular rims, movable one within the other, or about poles, and contained circles which were to be brought into the position of the ecliptic, and of a plane passing through the sun and the poles of the ecliptic"--an instrument, therefore, which represented, as by a model, the relative positions of certain imaginary lines and planes in the heavens; which was adjusted by putting these representative lines and planes into parallelism and coincidence with the celestial ones; and which depended for its use upon the perception that the relations between these representative lines and planes were _equal_ to the relations between those represented.
Were there space, we might go on to point out how the conception of the heavens as a revolving hollow sphere, the discovery of the globular form of the earth, the explanation of the moon's phases, and indeed all the successive steps taken, involved this same mental process. But we must content ourselves with referring to the theory of eccentrics and epicycles, as a further marked illustration of it. As first suggested, and as proved by Hipparchus to afford an explanation of the leading irregularities in the celestial motions, this theory involved the perception that the progressions, retrogressions, and variations of velocity seen in the heavenly bodies, might be reconciled with their assumed uniform movement in circles, by supposing that the earth was not in the centre of their orbits; or by supposing that they revolved in circles whose centres revolved round the earth; or by both. The discovery that this would account for the appearances, was the discovery that in certain geometrical diagrams the relations were such, that the uniform motion of a point would, when looked at from a particular position, present analogous irregularities; and the calculations of Hipparchus involved the belief that the relations subsisting among these geometrical curves were _equal_ to the relations subsisting among the celestial orbits.
Leaving here these details of astronomical progress, and the philosophy of it, let us observe how the relatively concrete science of geometrical astronomy, having been thus far helped forward by the development of geometry in general, reacted upon geometry, caused it also to advance, and was again assisted by it. Hipparchus, before making his solar and lunar tables, had to discover rules for calculating the relations between the sides and angles of triangles--_trigonometry_ a subdivision of pure mathematics. Further, the reduction of the doctrine of the sphere to the quantitative form needed for astronomical purposes, required the formation of a _spherical trigonometry_, which was also achieved by Hipparchus. Thus both plane and spherical trigonometry, which are parts of the highly abstract and simple science of extension, remained undeveloped until the less abstract and more complex science of the celestial motions had need of them. The fact admitted by M. Comte, that since Descartes the progress of the abstract division of mathematics has been determined by that of the concrete division, is paralleled by the still more significant fact that even thus early the progress of mathematics was determined by that of astronomy.
And here, indeed, we may see exemplified the truth, which the subsequent history of science frequently illustrates, that before any more abstract division makes a further advance, some more concrete division must suggest the necessity for that advance--must present the new order of questions to be solved. Before astronomy presented Hipparchus with the problem of solar tables, there was nothing to raise the question of the relations between lines and angles; the subject-matter of trigonometry had not been conceived. And as there must be subject-matter before there can be investigation, it follows that the progress of the concrete divisions is as necessary to that of the abstract, as the progress of the abstract to that of the concrete.
Just incidentally noticing the circumstance that the epoch we are describing witnessed the evolution of algebra, a comparatively abstract division of mathematics, by the union of its less abstract divisions, geometry and arithmetic--a fact proved by the earliest extant samples of algebra, which are half algebraic, half geometric--we go on to observe that during the era in which mathematics and astronomy were thus advancing, rational mechanics made its second step; and something was done towards giving a quantitative form to hydrostatics, optics, and harmonics. In each case we shall see, as before, how the idea of equality underlies all quantitative prevision; and in what simple forms this idea is first applied.
As already shown, the first theorem established in mechanics was, that equal weights suspended from a lever with equal arms would remain in equilibrium. Archimedes discovered that a lever with unequal arms was in equilibrium when one weight was to its arm as the other arm to its weight; that is--when the numerical relation between one weight and its arm was _equal_ to the numerical relation between the other arm and its weight.
The first advance made in hydrostatics, which we also owe to Archimedes, was the discovery that fluids press _equally_ in all directions; and from this followed the solution of the problem of floating bodies: namely, that they are in equilibrium when the upward and downward pressures are _equal_.
In optics, again, the Greeks found that the angle of incidence is _equal_ to the angle of reflection; and their knowledge reached no further than to such simple deductions from this as their geometry sufficed for. In harmonics they ascertained the fact that three strings of _equal_ lengths would yield the octave, fifth and fourth, when strained by weights having certain definite ratios; and they did not progress much beyond this. In the one of which cases we see geometry used in elucidation of the laws of light; and in the other, geometry and arithmetic made to measure the phenomena of sound.
Did space permit, it would be desirable here to describe the state of the less advanced sciences--to point out how, while a few had thus reached the first stages of quantitative prevision, the rest were progressing in qualitative prevision--how some small generalisations were made respecting evaporation, and heat, and electricity, and magnetism, which, empirical as they were, did not in that respect differ from the first generalisations of every science--how the Greek physicians had made advances in physiology and pathology, which, considering the great imperfection of our present knowledge, are by no means to be despised--how zoology had been so far systematised by Aristotle, as, to some extent, enabled him from the presence of certain organs to predict the presence of others--how in Aristotle's _Politics_ there is some progress towards a scientific conception of social phenomena, and sundry previsions respecting them--and how in the state of the Greek societies, as well as in the writings of Greek philosophers, we may recognise not only an increasing clearness in that conception of equity on which the social science is based, but also some appreciation of the fact that social stability depends upon the maintenance of equitable regulations. We might dwell at length upon the causes which retarded the development of some of the sciences, as, for example, chemistry; showing that relative complexity had nothing to do with it--that the oxidation of a piece of iron is a simpler phenomenon than the recurrence of eclipses, and the discovery of carbonic acid less difficult than that of the precession of the equinoxes--but that the relatively slow advance of chemical knowledge was due, partly to the fact that its phenomena were not daily thrust on men's notice as those of astronomy were; partly to the fact that Nature does not habitually supply the means, and suggest the modes of investigation, as in the sciences dealing with time, extension, and force; and partly to the fact that the great majority of the materials with which chemistry deals, instead of being ready to hand, are made known only by the arts in their slow growth; and partly to the fact that even when known, their chemical properties are not self-exhibited, but have to be sought out by experiment.
Merely indicating all these considerations, however, let us go on to contemplate the progress and mutual influence of the sciences in modern days; only parenthetically noticing how, on the revival of the scientific spirit, the successive stages achieved exhibit the dominance of the same law hitherto traced--how the primary idea in dynamics, a uniform force, was defined by Galileo to be a force which generates _equal_ velocities in _equal_ successive times--how the uniform action of gravity was first experimentally determined by showing that the time elapsing before a body thrown up, stopped, was _equal_ to the time it took to fall--how the first fact in compound motion which Galileo ascertained was, that a body projected horizontally will have a uniform motion onwards and a uniformly accelerated motion downwards; that is, will describe _equal_ horizontal spaces in _equal_ times, compounded with _equal_ vertical increments in _equal_ times--how his discovery respecting the pendulum was, that its oscillations occupy _equal_ intervals of time whatever their length--how the principle of virtual velocities which he established is, that in any machine the weights that balance each other are reciprocally as their virtual velocities; that is, the relation of one set of weights to their velocities _equals_ the relation of the other set of velocities to their weights; and how thus his achievements consisted in showing the equalities of certain magnitudes and relations, whose equalities had not been previously recognised.
When mechanics had reached the point to which Galileo brought it--when the simple laws of force had been disentangled from the friction and atmospheric resistance by which all their earthly manifestations are disguised--when progressing knowledge of _physics_ had given a due insight into these disturbing causes--when, by an effort of abstraction, it was perceived that all motion would be uniform and rectilinear unless interfered with by external forces--and when the various consequences of this perception had been worked out; then it became possible, by the union of geometry and mechanics, to initiate physical astronomy. Geometry and mechanics having diverged from a common root in men's sensible experiences; having, with occasional inosculations, been separately developed, the one partly in connection with astronomy, the other solely by analysing terrestrial movements; now join in the investigations of Newton to create a true theory of the celestial motions. And here, also, we have to notice the important fact that, in the very process of being brought jointly to bear upon astronomical problems, they are themselves raised to a higher phase of development. For it was in dealing with the questions raised by celestial dynamics that the then incipient infinitesimal calculus was unfolded by Newton and his continental successors; and it was from inquiries into the mechanics of the solar system that the general theorems of mechanics contained in the _Principia_,--many of them of purely terrestrial application--took their rise. Thus, as in the case of Hipparchus, the presentation of a new order of concrete facts to be analysed, led to the discovery of new abstract facts; and these abstract facts having been laid hold of, gave means of access to endless groups of concrete facts before incapable of quantitative treatment.
Meanwhile, physics had been carrying further that progress without which, as just shown, rational mechanics could not be disentangled. In hydrostatics, Stevinus had extended and applied the discovery of Archimedes. Torricelli had proved atmospheric pressure, "by showing that this pressure sustained different liquids at heights inversely proportional to their densities;" and Pascal "established the necessary diminution of this pressure at increasing heights in the atmosphere:" discoveries which in part reduced this branch of science to a quantitative form. Something had been done by Daniel Bernouilli towards the dynamics of fluids. The thermometer had been invented; and a number of small generalisations reached by it. Huyghens and Newton had made considerable progress in optics; Newton had approximately calculated the rate of transmission of sound; and the continental mathematicians had succeeded in determining some of the laws of sonorous vibrations. Magnetism and electricity had been considerably advanced by Gilbert. Chemistry had got as far as the mutual neutralisation of acids and alkalies. And Leonardo da Vinci had advanced in geology to the conception of the deposition of marine strata as the origin of fossils. Our present purpose does not require that we should give particulars. All that it here concerns us to do is to illustrate the _consensus_ subsisting in this stage of growth, and afterwards. Let us look at a few cases.
The theoretic law of the velocity of sound enunciated by Newton on purely mechanical considerations, was found wrong by one-sixth. The error remained unaccounted for until the time of Laplace, who, suspecting that the heat disengaged by the compression of the undulating strata of the air, gave additional elasticity, and so produced the difference, made the needful calculations and found he was right. Thus acoustics was arrested until thermology overtook and aided it. When Boyle and Marriot had discovered the relation between the density of gases and the pressures they are subject to; and when it thus became possible to calculate the rate of decreasing density in the upper parts of the atmosphere, it also became possible to make approximate tables of the atmospheric refraction of light. Thus optics, and with it astronomy, advanced with barology. After the discovery of atmospheric pressure had led to the invention of the air-pump by Otto Guericke; and after it had become known that evaporation increases in rapidity as atmospheric pressure decreases; it became possible for Leslie, by evaporation in a vacuum, to produce the greatest cold known; and so to extend our knowledge of thermology by showing that there is no zero within reach of our researches. When Fourier had determined the laws of conduction of heat, and when the Earth's temperature had been found to increase below the surface one degree in every forty yards, there were data for inferring the past condition of our globe; the vast period it has taken to cool down to its present state; and the immense age of the solar system--a purely astronomical consideration.
Chemistry having advanced sufficiently to supply the needful materials, and a physiological experiment having furnished the requisite hint, there came the discovery of galvanic electricity. Galvanism reacting on chemistry disclosed the metallic bases of the alkalies, and inaugurated the electro-chemical theory; in the hands of Oersted and Ampère it led to the laws of magnetic action; and by its aid Faraday has detected significant facts relative to the constitution of light. Brewster's discoveries respecting double refraction and dipolarisation proved the essential truth of the classification of crystalline forms according to the number of axes, by showing that the molecular constitution depends upon the axes. In these and in numerous other cases, the mutual influence of the sciences has been quite independent of any supposed hierarchical order. Often, too, their inter-actions are more complex than as thus instanced--involve more sciences than two. One illustration of this must suffice. We quote it in full from the _History of the Inductive Sciences_. In book xi., chap, ii., on "The Progress of the Electrical Theory," Dr. Whewell writes:--
"Thus at that period, mathematics was behind experiment, and a problem was proposed, in which theoretical results were wanted for comparison with observation, but could not be accurately obtained; as was the case in astronomy also, till the time of the approximate solution of the problem of three bodies, and the consequent formation of the tables of the moon and planets, on the theory of universal gravitation. After some time, electrical theory was relieved from this reproach, mainly in consequence of the progress which astronomy had occasioned in pure mathematics. About 1801 there appeared in the _Bulletin des Sciences_, an exact solution of the problem of the distribution of electric fluid on a spheroid, obtained by Biot, by the application of the peculiar methods which Laplace had invented for the problem of the figure of the planets. And, in 1811, M. Poisson applied Laplace's artifices to the case of two spheres acting upon one another in contact, a case to which many of Coulomb's experiments were referrible; and the agreement of the results of theory and observation, thus extricated from Coulomb's numbers obtained above forty years previously, was very striking and convincing."
Not only do the sciences affect each other after this direct manner, but they affect each other indirectly. Where there is no dependence, there is yet analogy--_equality of relations_; and the discovery of the relations subsisting among one set of phenomena, constantly suggests a search for the same relations among another set. Thus the established fact that the force of gravitation varies inversely as the square of the distance, being recognised as a necessary characteristic of all influences proceeding from a centre, raised the suspicion that heat and light follow the same law; which proved to be the case--a suspicion and a confirmation which were repeated in respect to the electric and magnetic forces. Thus again the discovery of the polarisation of light led to experiments which ended in the discovery of the polarisation of heat--a discovery that could never have been made without the antecedent one. Thus, too, the known refrangibility of light and heat lately produced the inquiry whether sound also is not refrangible; which on trial it turns out to be.
In some cases, indeed, it is only by the aid of conceptions derived from one class of phenomena that hypotheses respecting other classes can be formed. The theory, at one time favoured, that evaporation is a solution of water in air, was an assumption that the relation between water and air is _like_ the relation between salt and water; and could never have been conceived if the relation between salt and water had not been previously known. Similarly the received theory of evaporation--that it is a diffusion of the particles of the evaporating fluid in virtue of their atomic repulsion--could not have been entertained without a foregoing experience of magnetic and electric repulsions. So complete in recent days has become this _consensus_ among the sciences, caused either by the natural entanglement of their phenomena, or by analogies in the relations of their phenomena, that scarcely any considerable discovery concerning one order of facts now takes place, without very shortly leading to discoveries concerning other orders.
To produce a tolerably complete conception of this process of scientific evolution, it would be needful to go back to the beginning, and trace in detail the growth of classifications and nomenclatures; and to show how, as subsidiary to science, they have acted upon it, and it has reacted upon them. We can only now remark that, on the one hand, classifications and nomenclatures have aided science by continually subdividing the subject-matter of research, and giving fixity and diffusion to the truths disclosed; and that on the other hand, they have caught from it that increasing quantitativeness, and that progress from considerations touching single phenomena to considerations touching the relations among many phenomena, which we have been describing.
Of this last influence a few illustrations must be given. In chemistry it is seen in the facts, that the dividing of matter into the four elements was ostensibly based upon the single property of weight; that the first truly chemical division into acid and alkaline bodies, grouped together bodies which had not simply one property in common, but in which one property was constantly related to many others; and that the classification now current, places together in groups _supporters of combustion_, _metallic and non-metallic bases_, _acids_, _salts_, etc., bodies which are often quite unlike in sensible qualities, but which are like in the majority of their _relations_ to other bodies. In mineralogy again, the first classifications were based upon differences in aspect, texture, and other physical attributes. Berzelius made two attempts at a classification based solely on chemical constitution. That now current, recognises as far as possible the _relations_ between physical and chemical characters. In botany the earliest classes formed were _trees_, _shrubs_, and _herbs_: magnitude being the basis of distinction. Dioscorides divided vegetables into _aromatic_, _alimentary_, _medicinal_, and _vinous_: a division of chemical character. Cæsalpinus classified them by the seeds, and seed-vessels, which he preferred because of the _relations_ found to subsist between the character of the fructification and the general character of the other parts.
While the "natural system" since developed, carrying out the doctrine of Linnæus, that "natural orders must be formed by attention not to one or two, but to _all_ the parts of plants," bases its divisions on like peculiarities which are found to be _constantly related_ to the greatest number of other like peculiarities. And similarly in zoology, the successive classifications, from having been originally determined by external and often subordinate characters not indicative of the essential nature, have been gradually more and more determined by those internal and fundamental differences, which have uniform _relations_ to the greatest number of other differences. Nor shall we be surprised at this analogy between the modes of progress of positive science and classification, when we bear in mind that both proceed by making generalisations; that both enable us to make previsions differing only in their precision; and that while the one deals with equal properties and relations, the other deals with properties and relations that approximate towards equality in variable degrees.
Without further argument, it will, we think, be sufficiently clear that the sciences are none of them separately evolved--are none of them independent either logically or historically; but that all of them have, in a greater or less degree, required aid and reciprocated it. Indeed, it needs but to throw aside these, and contemplate the mixed character of surrounding phenomena, to at once see that these notions of division and succession in the kinds of knowledge are none of them actually true, but are simple scientific fictions: good, if regarded merely as aids to study; bad, if regarded as representing realities in Nature. Consider them critically, and no facts whatever are presented to our senses uncombined with other facts--no facts whatever but are in some degree disguised by accompanying facts: disguised in such a manner that all must be partially understood before any one can be understood. If it be said, as by M. Comte, that gravitating force should be treated of before other forces, seeing that all things are subject to it, it may on like grounds be said that heat should be first dealt with; seeing that thermal forces are everywhere in action; that the ability of any portion of matter to manifest visible gravitative phenomena depends on its state of aggregation, which is determined by heat; that only by the aid of thermology can we explain those apparent exceptions to the gravitating tendency which are presented by steam and smoke, and so establish its universality, and that, indeed, the very existence of the solar system in a solid form is just as much a question of heat as it is one of gravitation.
Take other cases:--All phenomena recognised by the eyes, through which only are the data of exact science ascertainable, are complicated with optical phenomena; and cannot be exhaustively known until optical principles are known. The burning of a candle cannot be explained without involving chemistry, mechanics, thermology. Every wind that blows is determined by influences partly solar, partly lunar, partly hygrometric; and implies considerations of fluid equilibrium and physical geography. The direction, dip, and variations of the magnetic needle, are facts half terrestrial, half celestial--are caused by earthly forces which have cycles of change corresponding with astronomical periods. The flowing of the gulf-stream and the annual migration of icebergs towards the equator, depending as they do on the balancing of the centripetal and centrifugal forces acting on the ocean, involve in their explanation the Earth's rotation and spheroidal form, the laws of hydrostatics, the relative densities of cold and warm water, and the doctrines of evaporation. It is no doubt true, as M. Comte says, that "our position in the solar system, and the motions, form, size, equilibrium of the mass of our world among the planets, must be known before we can understand the phenomena going on at its surface." But, fatally for his hypothesis, it is also true that we must understand a great part of the phenomena going on at its surface before we can know its position, etc., in the solar system. It is not simply that, as we have already shown, those geometrical and mechanical principles by which celestial appearances are explained, were first generalised from terrestrial experiences; but it is that the very obtainment of correct data, on which to base astronomical generalisations, implies advanced terrestrial physics.
Until after optics had made considerable advance, the Copernican system remained but a speculation. A single modern observation on a star has to undergo a careful analysis by the combined aid of various sciences--has to _be digested by the organism of the sciences_; which have severally to assimilate their respective parts of the observation, before the essential fact it contains is available for the further development of astronomy. It has to be corrected not only for nutation of the earth's axis and for precession of the equinoxes, but for aberration and for refraction; and the formation of the tables by which refraction is calculated, presupposes knowledge of the law of decreasing density in the upper atmospheric strata; of the law of decreasing temperature, and the influence of this on the density; and of hygrometric laws as also affecting density. So that, to get materials for further advance, astronomy requires not only the indirect aid of the sciences which have presided over the making of its improved instruments, but the direct aid of an advanced optics, of barology, of thermology, of hygrometry; and if we remember that these delicate observations are in some cases registered electrically, and that they are further corrected for the "personal equation"--the time elapsing between seeing and registering, which varies with different observers--we may even add electricity and psychology. If, then, so apparently simple a thing as ascertaining the position of a star is complicated with so many phenomena, it is clear that this notion of the independence of the sciences, or certain of them, will not hold.
Whether objectively independent or not, they cannot be subjectively so--they cannot have independence as presented to our consciousness; and this is the only kind of independence with which we are concerned. And here, before leaving these illustrations, and especially this last one, let us not omit to notice how clearly they exhibit that increasingly active _consensus_ of the sciences which characterises their advancing development. Besides finding that in these later times a discovery in one science commonly causes progress in others; besides finding that a great part of the questions with which modern science deals are so mixed as to require the co-operation of many sciences for their solution; we find in this last case that, to make a single good observation in the purest of the natural sciences, requires the combined assistance of half a dozen other sciences.
Perhaps the clearest comprehension of the interconnected growth of the sciences may be obtained by contemplating that of the arts, to which it is strictly analogous, and with which it is inseparably bound up. Most intelligent persons must have been, at one time or other, struck with the vast array of antecedents pre-supposed by one of our processes of manufacture. Let him trace the production of a printed cotton, and consider all that is implied by it. There are the many successive improvements through which the power-looms reached their present perfection; there is the steam-engine that drives them, having its long history from Papin downwards; there are the lathes in which its cylinder was bored, and the string of ancestral lathes from which those lathes proceeded; there is the steam-hammer under which its crank shaft was welded; there are the puddling-furnaces, the blast-furnaces, the coal-mines and the iron-mines needful for producing the raw material; there are the slowly improved appliances by which the factory was built, and lighted, and ventilated; there are the printing engine, and the die house, and the colour laboratory with its stock of materials from all parts of the world, implying cochineal-culture, logwood-cutting, indigo-growing; there are the implements used by the producers of cotton, the gins by which it is cleaned, the elaborate machines by which it is spun: there are the vessels in which cotton is imported, with the building-slips, the rope-yards, the sail-cloth factories, the anchor-forges, needful for making them; and besides all these directly necessary antecedents, each of them involving many others, there are the institutions which have developed the requisite intelligence, the printing and publishing arrangements which have spread the necessary information, the social organisation which has rendered possible such a complex co-operation of agencies.
Further analysis would show that the many arts thus concerned in the economical production of a child's frock, have each of them been brought to its present efficiency by slow steps which the other arts have aided; and that from the beginning this reciprocity has been ever on the increase. It needs but on the one hand to consider how utterly impossible it is for the savage, even with ore and coal ready, to produce so simple a thing as an iron hatchet; and then to consider, on the other hand, that it would have been impracticable among ourselves, even a century ago, to raise the tubes of the Britannia bridge from lack of the hydraulic press; to at once see how mutually dependent are the arts, and how all must advance that each may advance. Well, the sciences are involved with each other in just the same manner. They are, in fact, inextricably woven into the same complex web of the arts; and are only conventionally independent of it. Originally the two were one. How to fix the religious festivals; when to sow: how to weigh commodities; and in what manner to measure ground; were the purely practical questions out of which arose astronomy, mechanics, geometry. Since then there has been a perpetual inosculation of the sciences and the arts. Science has been supplying art with truer generalisations and more completely quantitative previsions. Art has been supplying science with better materials and more perfect instruments. And all along the interdependence has been growing closer, not only between art and science, but among the arts themselves, and among the sciences themselves.
How completely the analogy holds throughout, becomes yet clearer when we recognise the fact that _the sciences are arts to each other_. If, as occurs in almost every case, the fact to be analysed by any science, has first to be prepared--to be disentangled from disturbing facts by the afore discovered methods of other sciences; the other sciences so used, stand in the position of arts. If, in solving a dynamical problem, a parallelogram is drawn, of which the sides and diagonal represent forces, and by putting magnitudes of extension for magnitudes of force a measurable relation is established between quantities not else to be dealt with; it may be fairly said that geometry plays towards mechanics much the same part that the fire of the founder plays towards the metal he is going to cast. If, in analysing the phenomena of the coloured rings surrounding the point of contact between two lenses, a Newton ascertains by calculation the amount of certain interposed spaces, far too minute for actual measurement; he employs the science of number for essentially the same purpose as that for which the watchmaker employs tools. If, before writing down his observation on a star, the astronomer has to separate from it all the errors resulting from atmospheric and optical laws, it is manifest that the refraction-tables, and logarithm-books, and formulæ, which he successively uses, serve him much as retorts, and filters, and cupels serve the assayer who wishes to separate the pure gold from all accompanying ingredients.
So close, indeed, is the relationship, that it is impossible to say where science begins and art ends. All the instruments of the natural philosopher are the products of art; the adjusting one of them for use is an art; there is art in making an observation with one of them; it requires art properly to treat the facts ascertained; nay, even the employing established generalisations to open the way to new generalisations, may be considered as art. In each of these cases previously organised knowledge becomes the implement by which new knowledge is got at: and whether that previously organised knowledge is embodied in a tangible apparatus or in a formula, matters not in so far as its essential relation to the new knowledge is concerned. If, as no one will deny, art is applied knowledge, then such portion of a scientific investigation as consists of applied knowledge is art. So that we may even say that as soon as any prevision in science passes out of its originally passive state, and is employed for reaching other previsions, it passes from theory into practice--becomes science in action--becomes art. And when we thus see how purely conventional is the ordinary distinction, how impossible it is to make any real separation--when we see not only that science and art were originally one; that the arts have perpetually assisted each other; that there has been a constant reciprocation of aid between the sciences and arts; but that the sciences act as arts to each other, and that the established part of each science becomes an art to the growing part--when we recognise the closeness of these associations, we shall the more clearly perceive that as the connection of the arts with each other has been ever becoming more intimate; as the help given by sciences to arts and by arts to sciences, has been age by age increasing; so the interdependence of the sciences themselves has been ever growing greater, their mutual relations more involved, their _consensus_ more active.
* * * * *
In here ending our sketch of the Genesis of Science, we are conscious of having done the subject but scant justice. Two difficulties have stood in our way: one, the having to touch on so many points in such small space; the other, the necessity of treating in serial arrangement a process which is not serial--a difficulty which must ever attend all attempts to delineate processes of development, whatever their special nature. Add to which, that to present in anything like completeness and proportion, even the outlines of so vast and complex a history, demands years of study. Nevertheless, we believe that the evidence which has been assigned suffices to substantiate the leading propositions with which we set out. Inquiry into the first stages of science confirms the conclusion which we drew from the analysis of science as now existing, that it is not distinct from common knowledge, but an outgrowth from it--an extension of the perception by means of the reason.
That which we further found by analysis to form the more specific characteristic of scientific previsions, as contrasted with the previsions of uncultured intelligence--their quantitativeness--we also see to have been the characteristic alike in the initial steps in science, and of all the steps succeeding them. The facts and admissions cited in disproof of the assertion that the sciences follow one another, both logically and historically, in the order of their decreasing generality, have been enforced by the sundry instances we have met with, in which the more general or abstract sciences have been advanced only at the instigation of the more special or concrete--instances serving to show that a more general science as much owes its progress to the presentation of new problems by a more special science, as the more special science owes its progress to the solutions which the more general science is thus led to attempt--instances therefore illustrating the position that scientific advance is as much from the special to the general as from the general to the special.
Quite in harmony with this position we find to be the admissions that the sciences are as branches of one trunk, and that they were at first cultivated simultaneously; and this harmony becomes the more marked on finding, as we have done, not only that the sciences have a common root, but that science in general has a common root with language, classification, reasoning, art; that throughout civilisation these have advanced together, acting and reacting upon each other just as the separate sciences have done; and that thus the development of intelligence in all its divisions and subdivisions has conformed to this same law which we have shown that the sciences conform to. From all which we may perceive that the sciences can with no greater propriety be arranged in a succession, than language, classification, reasoning, art, and science, can be arranged in a succession; that, however needful a succession may be for the convenience of books and catalogues, it must be recognised merely as a convention; and that so far from its being the function of a philosophy of the sciences to establish a hierarchy, it is its function to show that the linear arrangements required for literary purposes, have none of them any basis either in Nature or History.
There is one further remark we must not omit--a remark touching the importance of the question that has been discussed. Unfortunately it commonly happens that topics of this abstract nature are slighted as of no practical moment; and, we doubt not, that many will think it of very little consequence what theory respecting the genesis of science may be entertained. But the value of truths is often great, in proportion as their generality is wide. Remote as they seem from practical application, the highest generalisations are not unfrequently the most potent in their effects, in virtue of their influence on all those subordinate generalisations which regulate practice. And it must be so here. Whenever established, a correct theory of the historical development of the sciences must have an immense effect upon education; and, through education, upon civilisation. Greatly as we differ from him in other respects, we agree with M. Comte in the belief that, rightly conducted, the education of the individual must have a certain correspondence with the evolution of the race.
No one can contemplate the facts we have cited in illustration of the early stages of science, without recognising the _necessity_ of the processes through which those stages were reached--a necessity which, in respect to the leading truths, may likewise be traced in all after stages. This necessity, originating in the very nature of the phenomena to be analysed and the faculties to be employed, more or less fully applies to the mind of the child as to that of the savage. We say more or less fully, because the correspondence is not special but general only. Were the _environment_ the same in both cases, the correspondence would be complete. But though the surrounding material out of which science is to be organised, is, in many cases, the same to the juvenile mind and the aboriginal mind, it is not so throughout; as, for instance, in the case of chemistry, the phenomena of which are accessible to the one, but were inaccessible to the other. Hence, in proportion as the environment differs, the course of evolution must differ. After admitting sundry exceptions, however, there remains a substantial parallelism; and, if so, it becomes of great moment to ascertain what really has been the process of scientific evolution. The establishment of an erroneous theory must be disastrous in its educational results; while the establishments of a true one must eventually be fertile in school-reforms and consequent social benefits.
[1] _British Quarterly Review_, July 1854.
[2] It is somewhat curious that the author of _The Plurality of Worlds_, with quite other aims, should have persuaded himself into similar conclusions.
ON THE PHYSIOLOGY OF LAUGHTER[1]
Why do we smile when a child puts on a man's hat? or what induces us to laugh on reading that the corpulent Gibbon was unable to rise from his knees after making a tender declaration? The usual reply to such questions is, that laughter results from a perception of incongruity. Even were there not on this reply the obvious criticism that laughter often occurs from extreme pleasure or from mere vivacity, there would still remain the real problem--How comes a sense of the incongruous to be followed by these peculiar bodily actions? Some have alleged that laughter is due to the pleasure of a relative self-elevation, which we feel on seeing the humiliation of others. But this theory, whatever portion of truth it may contain, is, in the first place, open to the fatal objection, that there are various humiliations to others which produce in us anything but laughter; and, in the second place, it does not apply to the many instances in which no one's dignity is implicated: as when we laugh at a good pun. Moreover, like the other, it is merely a generalisation of certain conditions to laughter; and not an explanation of the odd movements which occur under these conditions. Why, when greatly delighted, or impressed with certain unexpected contrasts of ideas, should there be a contraction of particular facial muscles, and particular muscles of the chest and abdomen? Such answer to this question as may be possible can be rendered only by physiology.
* * * * *
Every child has made the attempt to hold the foot still while it is tickled, and has failed; and probably there is scarcely any one who has not vainly tried to avoid winking, when a hand has been suddenly passed before the eyes. These examples of muscular movements which occur independently of the will, or in spite of it, illustrate what physiologists call reflex-action; as likewise do sneezing and coughing. To this class of cases, in which involuntary motions are accompanied by sensations, has to be added another class of cases, in which involuntary motions are unaccompanied by sensations:--instance the pulsations of the heart; the contractions of the stomach during digestion. Further, the great mass of seemingly-voluntary acts in such creatures as insects, worms, molluscs, are considered by physiologists to be as purely automatic as is the dilatation or closure of the iris under variations in quantity of light; and similarly exemplify the law, that an impression on the end of an afferent nerve is conveyed to some ganglionic centre, and is thence usually reflected along an efferent nerve to one or more muscles which it causes to contract.
In a modified form this principle holds with voluntary acts. Nervous excitation always _tends_ to beget muscular motion; and when it rises to a certain intensity, always does beget it. Not only in reflex actions, whether with or without sensation, do we see that special nerves, when raised to a state of tension, discharge themselves on special muscles with which they are indirectly connected; but those external actions through which we read the feelings of others, show us that under any considerable tension, the nervous system in general discharges itself on the muscular system in general: either with or without the guidance of the will. The shivering produced by cold, implies irregular muscular contractions, which, though at first only partly involuntary, become, when the cold is extreme, almost wholly involuntary. When you have severely burnt your finger, it is very difficult to preserve a dignified composure: contortion of face, or movement of limb, is pretty sure to follow. If a man receives good news with neither change of feature nor bodily motion, it is inferred that he is not much pleased, or that he has extraordinary self-control--either inference implying that joy almost universally produces contraction of the muscles; and so, alters the expression, or attitude, or both. And when we hear of the feats of strength which men have performed when their lives were at stake--when we read how, in the energy of despair, even paralytic patients have regained for a time the use of their limbs, we see still more clearly the relations between nervous and muscular excitements. It becomes manifest both that emotions and sensations tend to generate bodily movements and that the movements are vehement in proportion as the emotions or sensations are intense.[2]
This, however, is not the sole direction in which nervous excitement expends itself. Viscera as well as muscles may receive the discharge. That the heart and blood-vessels (which, indeed, being all contractile, may in a restricted sense be classed with the muscular system) are quickly affected by pleasures and pains, we have daily proved to us. Every sensation of any acuteness accelerates the pulse; and how sensitive the heart is to emotions, is testified by the familiar expressions which use heart and feeling as convertible terms. Similarly with the digestive organs. Without detailing the various ways in which these may be influenced by our mental states, it suffices to mention the marked benefits derived by dyspeptics, as well as other invalids, from cheerful society, welcome news, change of scene, to show how pleasurable feeling stimulates the viscera in general into greater activity.
There is still another direction in which any excited portion of the nervous system may discharge itself; and a direction in which it usually does discharge itself when the excitement is not strong. It may pass on the stimulus to some other portion of the nervous system. This is what occurs in quiet thinking and feeling. The successive states which constitute consciousness, result from this. Sensations excite ideas and emotions; these in their turns arouse other ideas and emotions; and so, continuously. That is to say, the tension existing in particular nerves, or groups of nerves, when they yield us certain sensations, ideas, or emotions, generates an equivalent tension in some other nerves, or groups of nerves, with which there is a connection: the flow of energy passing on, the one idea or feeling dies in producing the next.
Thus, then, while we are totally unable to comprehend how the excitement of certain nerves should generate feeling--while, in the production of consciousness by physical agents acting on physical structure, we come to an absolute mystery never to be solved; it is yet quite possible for us to know by observation what are the successive forms which this absolute mystery may take. We see that there are three channels along which nerves in a state of tension may discharge themselves; or rather, I should say, three classes of channels. They may pass on the excitement to other nerves that have no direct connections with the bodily members, and may so cause other feelings and ideas; or they may pass on the excitement to one or more motor nerves, and so cause muscular contractions; or they may pass on the excitement to nerves which supply the viscera, and may so stimulate one or more of these.
For simplicity's sake, I have described these as alternative routes, one or other of which any current of nerve-force must take; thereby, as it may be thought, implying that such current will be exclusively confined to some one of them. But this is by no means the case. Rarely, if ever, does it happen that a state of nervous tension, present to consciousness as a feeling, expends itself in one direction only. Very generally it may be observed to expend itself in two; and it is probable that the discharge is never absolutely absent from any one of the three. There is, however, variety in the _proportions_ in which the discharge is divided among these different channels under different circumstances. In a man whose fear impels him to run, the mental tension generated is only in part transformed into a muscular stimulus: there is a surplus which causes a rapid current of ideas. An agreeable state of feeling produced, say by praise, is not wholly used up in arousing the succeeding phase of the feeling, and the new ideas appropriate to it; but a certain portion overflows into the visceral nervous system, increasing the action of the heart, and probably facilitating digestion. And here we come upon a class of considerations and facts which open the way to a solution of our special problem.
For starting with the unquestionable truth, that at any moment the existing quantity of liberated nerve-force, which in an inscrutable way produces in us the state we call feeling, _must_ expend itself in some direction--_must_ generate an equivalent manifestation of force somewhere--it clearly follows that, if of the several channels it may take, one is wholly or partially closed, more must be taken by the others; or that if two are closed, the discharge along the remaining one must be more intense; and that, conversely, should anything determine an unusual efflux in one direction, there will be a diminished efflux in other directions.
Daily experience illustrates these conclusions. It is commonly remarked, that the suppression of external signs of feeling, makes feeling more intense. The deepest grief is silent grief. Why? Because the nervous excitement not discharged in muscular action, discharges itself in other nervous excitements--arouses more numerous and more remote associations of melancholy ideas, and so increases the mass of feelings. People who conceal their anger are habitually found to be more revengeful than those who explode in loud speech and vehement action. Why? Because, as before, the emotion is reflected back, accumulates, and intensifies. Similarly, men who, as proved by their powers of representation, have the keenest appreciation of the comic, are usually able to do and say the most ludicrous things with perfect gravity.
On the other hand, all are familiar with the truth that bodily activity deadens emotion. Under great irritation we get relief by walking about rapidly. Extreme effort in the bootless attempt to achieve a desired end greatly diminishes the intensity of the desire. Those who are forced to exert themselves after misfortunes, do not suffer nearly so much as those who remain quiescent. If any one wishes to check intellectual excitement, he cannot choose a more efficient method than running till he is exhausted. Moreover, these cases, in which the production of feeling and thought is hindered by determining the nervous energy towards bodily movements, have their counterparts in the cases in which bodily movements are hindered by extra absorption of nervous energy in sudden thoughts and feelings. If, when walking along, there flashes on you an idea that creates great surprise, hope, or alarm, you stop; or if sitting cross-legged, swinging your pendent foot, the movement is at once arrested. From the viscera, too, intense mental action abstracts energy. Joy, disappointment, anxiety, or any moral perturbation rising to a great height, will destroy appetite; or if food has been taken, will arrest digestion; and even a purely intellectual activity, when extreme, will do the like.
Facts, then, fully bear out these _à priori_ inferences, that the nervous excitement at any moment present to consciousness as feeling, must expend itself in some way or other; that of the three classes of channels open to it, it must take one, two, or more, according to circumstances; that the closure or obstruction of one, must increase the discharge through the others; and conversely, that if to answer some demand, the efflux of nervous energy in one direction is unusually great, there must be a corresponding decrease of the efflux in other directions. Setting out from these premises, let us now see what interpretation is to be put on the phenomena of laughter.
* * * * *
That laughter is a display of muscular excitement, and so illustrates the general law that feeling passing a certain pitch habitually vents itself in bodily action, scarcely needs pointing out. It perhaps needs pointing out, however, that strong feeling of almost any kind produces this result. It is not a sense of the ludicrous, only, which does it; nor are the various forms of joyous emotion the sole additional causes. We have, besides, the sardonic laughter and the hysterical laughter, which result from mental distress; to which must be added certain sensations, as tickling, and, according to Mr. Bain, cold, and some kinds of acute pain.
Strong feeling, mental or physical, being, then, the general cause of laughter, we have to note that the muscular actions constituting it are distinguished from most others by this, that they are purposeless. In general, bodily motions that are prompted by feelings are directed to special ends; as when we try to escape a danger, or struggle to secure a gratification. But the movements of chest and limbs which we make when laughing have no object. And now remark that these quasi-convulsive contractions of the muscles, having no object, but being results of an uncontrolled discharge of energy, we may see whence arise their special characters--how it happens that certain classes of muscles are affected first, and then certain other classes. For an overflow of nerve-force, undirected by any motive, will manifestly take first the most habitual routes; and if these do not suffice, will next overflow into the less habitual ones. Well, it is through the organs of speech that feeling passes into movement with the greatest frequency. The jaws, tongue, and lips are used not only to express strong irritation or gratification; but that very moderate flow of mental energy which accompanies ordinary conversation, finds its chief vent through this channel. Hence it happens that certain muscles round the mouth, small and easy to move, are the first to contract under pleasurable emotion. The class of muscles which, next after those of articulation, are most constantly set in action (or extra action, we should say) by feelings of all kinds, are those of respiration. Under pleasurable or painful sensations we breathe more rapidly: possibly as a consequence of the increased demand for oxygenated blood. The sensations that accompany exertion also bring on hard-breathing; which here more evidently responds to the physiological needs. And emotions, too, agreeable and disagreeable, both, at first, excite respiration; though the last subsequently depress it. That is to say, of the bodily muscles, the respiratory are more constantly implicated than any others in those various acts which our feelings impel us to; and, hence, when there occurs an undirected discharge of nervous energy into the muscular system, it happens that, if the quantity be considerable, it convulses not only certain of the articulatory and vocal muscles, but also those which expel air from the lungs.
Should the feeling to be expended be still greater in amount--too great to find vent in these classes of muscles--another class comes into play. The upper limbs are set in motion. Children frequently clap their hands in glee; by some adults the hands are rubbed together; and others, under still greater intensity of delight, slap their knees and sway their bodies backwards and forwards. Last of all, when the other channels for the escape of the surplus nerve-force have been filled to overflowing, a yet further and less-used group of muscles is spasmodically affected: the head is thrown back and the spine bent inwards--there is a slight degree of what medical men call opisthotonos. Thus, then, without contending that the phenomena of laughter in all their details are to be so accounted for, we see that in their _ensemble_ they conform to these general principles:--that feeling excites to muscular action; that when the muscular action is unguided by a purpose, the muscles first affected are those which feeling most habitually stimulates; and that as the feeling to be expended increases in quantity, it excites an increasing number of muscles, in a succession determined by the relative frequency with which they respond to the regulated dictates of feeling.
There still, however, remains the question with which we set out. The explanation here given applies only to the laughter produced by acute pleasure or pain: it does not apply to the laughter that follows certain perceptions of incongruity. It is an insufficient explanation that, in these cases, laughter is a result of the pleasure we take in escaping from the restraint of grave feelings. That this is a part-cause is true. Doubtless very often, as Mr. Bain says, "it is the coerced form of seriousness and solemnity without the reality that gives us that stiff position from which a contact with triviality or vulgarity relieves us, to our uproarious delight." And in so far as mirth is caused by the gush of agreeable feeling that follows the cessation of mental strain, it further illustrates the general principle above set forth. But no explanation is thus afforded of the mirth which ensues when the short silence between the _andante_ and _allegro_ in one of Beethoven's symphonies, is broken by a loud sneeze. In this, and hosts of like cases, the mental tension is not coerced but spontaneous--not disagreeable but agreeable; and the coming impressions to which the attention is directed, promise a gratification that few, if any, desire to escape. Hence, when the unlucky sneeze occurs, it cannot be that the laughter of the audience is due simply to the release from an irksome attitude of mind: some other cause must be sought.
This cause we shall arrive at by carrying our analysis a step further. We have but to consider the quantity of feeling that exists under such circumstances, and then to ask what are the conditions that determine the direction of its discharge, to at once reach a solution. Take a case. You are sitting in a theatre, absorbed in the progress of an interesting drama. Some climax has been reached which has aroused your sympathies--say, a reconciliation between the hero and heroine, after long and painful misunderstanding. The feelings excited by this scene are not of a kind from which you seek relief; but are, on the contrary, a grateful relief from the painful feelings with which you have witnessed the previous estrangement. Moreover, the sentiments these fictitious personages have for the moment inspired you with, are not such as would lead you to rejoice in any indignity offered to them; but rather, such as would make you resent the indignity. And now, while you are contemplating the reconciliation with a pleasurable sympathy, there appears from behind the scenes a tame kid, which, having stared round at the audience, walks up to the lovers and sniffs at them. You cannot help joining in the roar which greets this _contretemps_. Inexplicable as is this irresistible burst on the hypothesis of a pleasure in escaping from mental restraint; or on the hypothesis of a pleasure from relative increase of self-importance, when witnessing the humiliation of others; it is readily explicable if we consider what, in such a case, must become of the feeling that existed at the moment the incongruity arose. A large mass of emotion had been produced; or, to speak in physiological language, a large portion of the nervous system was in a state of tension. There was also great expectation with respect to the further evolution of the scene--a quantity of vague, nascent thought and emotion, into which the existing quantity of thought and emotion was about to pass.
Had there been no interruption, the body of new ideas and feelings next excited would have sufficed to absorb the whole of the liberated nervous energy. But now, this large amount of nervous energy, instead of being allowed to expend itself in producing an equivalent amount of the new thoughts and emotions which were nascent, is suddenly checked in its flow. The channels along which the discharge was about to take place are closed. The new channel opened--that afforded by the appearance and proceedings of the kid--is a small one; the ideas and feelings suggested are not numerous and massive enough to carry off the nervous energy to be expended. The excess must therefore discharge itself in some other direction; and in the way already explained, there results an efflux through the motor nerves to various classes of the muscles, producing the half-convulsive actions we term laughter.
This explanation is in harmony with the fact, that when, among several persons who witness the same ludicrous occurrence, there are some who do not laugh; it is because there has arisen in them an emotion not participated in by the rest, and which is sufficiently massive to absorb all the nascent excitement. Among the spectators of an awkward tumble, those who preserve their gravity are those in whom there is excited a degree of sympathy with the sufferer, sufficiently great to serve as an outlet for the feeling which the occurrence had turned out of its previous course. Sometimes anger carries off the arrested current; and so prevents laughter. An instance of this was lately furnished me by a friend who had been witnessing the feats at Franconi's. A tremendous leap had just been made by an acrobat over a number of horses. The clown, seemingly envious of this success, made ostentatious preparations for doing the like; and then, taking the preliminary run with immense energy, stopped short on reaching the first horse, and pretended to wipe some dust from its haunches. In the majority of the spectators, merriment was excited; but in my friend, wound up by the expectation of the coming leap to a state of great nervous tension, the effect of the baulk was to produce indignation. Experience thus proves what the theory implies: namely, that the discharge of arrested feelings into the muscular system, takes place only in the absence of other adequate channels--does not take place if there arise other feelings equal in amount to those arrested.
Evidence still more conclusive is at hand. If we contrast the incongruities which produce laughter with those which do not, we at once see that in the non-ludicrous ones the unexpected state of feeling aroused, though wholly different in kind, is not less in quantity or intensity. Among incongruities that may excite anything but a laugh, Mr. Bain instances--"A decrepit man under a heavy burden, five loaves and two fishes among a multitude, and all unfitness and gross disproportion; an instrument out of tune, a fly in ointment, snow in May, Archimedes studying geometry in a siege, and all discordant things; a wolf in sheep's clothing, a breach of bargain, and falsehood in general; the multitude taking the law in their own hands, and everything of the nature of disorder; a corpse at a feast, parental cruelty, filial ingratitude, and whatever is unnatural; the entire catalogue of the vanities given by Solomon, are all incongruous, but they cause feelings of pain, anger, sadness, loathing, rather than mirth." Now in these cases, where the totally unlike state of consciousness suddenly produced is not inferior in mass to the preceding one, the conditions to laughter are not fulfilled. As above shown, laughter naturally results only when consciousness is unawares transferred from great things to small--only when there is what we call a _descending_ incongruity.
And now observe, finally, the fact, alike inferable _à priori_ and illustrated in experience, that an _ascending_ incongruity not only fails to cause laughter, but works on the muscular system an effect of exactly the reverse kind. When after something very insignificant there arises without anticipation something very great, the emotion we call wonder results; and this emotion is accompanied not by an excitement of the muscles, but by a relaxation of them. In children and country people, that falling of the jaw which occurs on witnessing something that is imposing and unexpected exemplifies this effect. Persons who have been wonder-struck at the production of very striking results by a seemingly inadequate cause, are frequently described as unconsciously dropping the things they held in their hands. Such are just the effects to be anticipated. After an average state of consciousness, absorbing but a small quantity of nervous energy, is aroused without the slightest notice, a strong emotion of awe, terror, or admiration, joined with the astonishment due to an apparent want of adequate causation. This new state of consciousness demands far more nervous energy than that which it has suddenly replaced; and this increased absorption of nervous energy in mental changes involves a temporary diminution of the outflow in other directions: whence the pendent jaw and the relaxing grasp.
One further observation is worth making. Among the several sets of channels into which surplus feeling might be discharged, was named the nervous system of the viscera. The sudden overflow of an arrested mental excitement, which, as we have seen, results from a descending incongruity, must doubtless stimulate not only the muscular system, as we see it does, but also the internal organs; the heart and stomach must come in for a share of the discharge. And thus there seems to be a good physiological basis for the popular notion that mirth-creating excitement facilitates digestion.
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Though in doing so I go beyond the boundaries of the immediate topic, I may fitly point out that the method of inquiry here followed, is one which enables us to understand various phenomena besides those of laughter. To show the importance of pursuing it, I will indicate the explanation it furnishes of another familiar class of facts.
All know how generally a large amount of emotion disturbs the action of the intellect, and interferes with the power of expression. A speech delivered with great facility to tables and chairs, is by no means so easily delivered to an audience. Every schoolboy can testify that his trepidation, when standing before a master, has often disabled him from repeating a lesson which he had duly learnt. In explanation of this we commonly say that the attention is distracted--that the proper train of ideas is broken by the intrusion of ideas that are irrelevant. But the question is, in what manner does unusual emotion produce this effect; and we are here supplied with a tolerably obvious answer. The repetition of a lesson, or set speech previously thought out, implies the flow of a very moderate amount of nervous excitement through a comparatively narrow channel. The thing to be done is simply to call up in succession certain previously-arranged ideas--a process in which no great amount of mental energy is expended. Hence, when there is a large quantity of emotion, which must be discharged in some direction or other; and when, as usually happens, the restricted series of intellectual actions to be gone through, does not suffice to carry it off; there result discharges along other channels besides the one prescribed: there are aroused various ideas foreign to the train of thought to be pursued; and these tend to exclude from consciousness those which should occupy it.
And now observe the meaning of those bodily actions spontaneously set up under these circumstances. The school-boy saying his lesson commonly has his fingers actively engaged--perhaps in twisting about a broken pen, or perhaps squeezing the angle of his jacket; and if told to keep his hands still, he soon again falls into the same or a similar trick. Many anecdotes are current of public speakers having incurable automatic actions of this class: barristers who perpetually wound and unwound pieces of tape; members of parliament ever putting on and taking off their spectacles. So long as such movements are unconscious, they facilitate the mental actions. At least this seems a fair inference from the fact that confusion frequently results from putting a stop to them: witness the case narrated by Sir Walter Scott of his school-fellow, who became unable to say his lesson after the removal of the waistcoat-button that he habitually fingered while in class. But why do they facilitate the mental actions? Clearly because they draw off a portion of the surplus nervous excitement. If, as above explained, the quantity of mental energy generated is greater than can find vent along the narrow channel of thought that is open to it; and if, in consequence, it is apt to produce confusion by rushing into other channels of thought; then by allowing it an exit through the motor nerves into the muscular system, the pressure is diminished, and irrelevant ideas are less likely to intrude on consciousness.
This further illustration will, I think, justify the position that something may be achieved by pursuing in other cases this method of psychological inquiry. A complete explanation of the phenomena, requires us to trace out _all_ the consequences of any given state of consciousness; and we cannot do this without studying the effects, bodily and mental, as varying in quantity at each other's expense. We should probably learn much if we in every case asked--Where is all the nervous energy gone?
[1] _Macmillan's Magazine_, March 1860.
[2] For numerous illustrations see essay on "The Origin and Function of Music."
ON THE ORIGIN AND FUNCTION OF MUSIC[1]
When Carlo, standing, chained to his kennel, sees his master in the distance, a slight motion of the tail indicates his but faint hope that he is about to be let out. A much more decided wagging of the tail, passing by and by into lateral undulations of the body, follows his master's nearer approach. When hands are laid on his collar, and he knows that he is really to have an outing, his jumping and wriggling are such that it is by no means easy to loose his fastenings. And when he finds himself actually free, his joy expends itself in bounds, in pirouettes, and in scourings hither and thither at the top of his speed. Puss, too, by erecting her tail, and by every time raising her back to meet the caressing hand of her mistress, similarly expresses her gratification by certain muscular actions; as likewise do the parrot by awkward dancing on his perch, and the canary by hopping and fluttering about his cage with unwonted rapidity. Under emotions of an opposite kind, animals equally display muscular excitement. The enraged lion lashes his sides with his tail, knits his brows, protrudes his claws. The cat sets up her back; the dog retracts his upper lip; the horse throws back his ears. And in the struggles of creatures in pain, we see that the like relation holds between excitement of the muscles and excitement of the nerves of sensation.
In ourselves, distinguished from lower creatures as we are by feelings alike more powerful and more varied, parallel facts are at once more conspicuous and more numerous. We may conveniently look at them in groups. We shall find that pleasurable sensations and painful sensations, pleasurable emotions and painful emotions, all tend to produce active demonstrations in proportion to their intensity.
In children, and even in adults who are not restrained by regard for appearances, a highly agreeable taste is followed by a smacking of the lips. An infant will laugh and bound in its nurse's arms at the sight of a brilliant colour or the hearing of a new sound. People are apt to beat time with head or feet to music which particularly pleases them. In a sensitive person an agreeable perfume will produce a smile; and smiles will be seen on the faces of a crowd gazing at some splendid burst of fireworks Even the pleasant sensation of warmth felt on getting to the fireside out of a winter's storm, will similarly express itself in the face.
Painful sensations, being mostly far more intense than pleasurable ones, cause muscular actions of a much more decided kind. A sudden twinge produces a convulsive start of the whole body. A pain less violent, but continuous, is accompanied by a knitting of the brows, a setting of the teeth or biting of the lip, and a contraction of the features generally. Under a persistent pain of a severer kind, other muscular actions are added: the body is swayed to and fro; the hands clench anything they can lay hold of; and should the agony rise still higher, the sufferer rolls about on the floor almost convulsed.
Though more varied, the natural language of the pleasurable emotions comes within the same generalisation. A smile, which is the commonest expression of gratified feeling, is a contraction of certain facial muscles; and when the smile broadens into a laugh, we see a more violent and more general muscular excitement produced by an intenser gratification. Rubbing together of the hands, and that other motion which Dickens somewhere describes as "washing with impalpable soap in invisible water," have like implications. Children may often be seen to "jump for joy." Even in adults of excitable temperament, an action approaching to it is sometimes witnessed. And dancing has all the world through been regarded as natural to an elevated state of mind. Many of the special emotions show themselves in special muscular actions. The gratification resulting from success, raises the head and gives firmness to the gait. A hearty grasp of the hand is currently taken as indicative of friendship. Under a gush of affection the mother clasps her child to her breast, feeling as though she could squeeze it to death. And so in sundry other cases. Even in that brightening of the eye with which good news is received we may trace the same truth; for this appearance of greater brilliancy is due to an extra contraction of the muscle which raises the eyelid, and so allows more light to fall upon, and be reflected from, the wet surface of the eyeball.
The bodily indications of painful emotions are equally numerous, and still more vehement. Discontent is shown by raised eyebrows and wrinkled forehead; disgust by a curl of the lip; offence by a pout. The impatient man beats a tattoo with his fingers on the table, swings his pendent leg with increasing rapidity, gives needless pokings to the fire, and presently paces with hasty strides about the room. In great grief there is wringing of the hands, and even tearing of the hair. An angry child stamps, or rolls on its back and kicks its heels in the air; and in manhood, anger, first showing itself in frowns, in distended nostrils, in compressed lips, goes on to produce grinding of the teeth, clenching of the fingers, blows of the fist on the table, and perhaps ends in a violent attack on the offending person, or in throwing about and breaking the furniture. From that pursing of the mouth indicative of slight displeasure, up to the frantic struggles of the maniac, we shall find that mental irritation tends to vent itself in bodily activity.
All feelings, then--sensations or emotions, pleasurable or painful--have this common characteristic, that they are muscular stimuli. Not forgetting the few apparently exceptional cases in which emotions exceeding a certain intensity produce prostration, we may set it down as a general law that, alike in man and animals, there is a direct connection between feeling and motion; the last growing more vehement as the first grows more intense. Were it allowable here to treat the matter scientifically, we might trace this general law down to the principle known among physiologists as that of _reflex action_.[2] Without doing this, however, the above numerous instances justify the generalisation, that mental excitement of all kinds ends in excitement of the muscles; and that the two preserve a more or less constant ratio to each other.
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"But what has all this to do with _The Origin and Function of Music_?" asks the reader. Very much, as we shall presently see. All music is originally vocal. All vocal sounds are produced by the agency of certain muscles. These muscles, in common with those of the body at large, are excited to contraction by pleasurable and painful feelings. And therefore it is that feelings demonstrate themselves in sounds as well as in movements. Therefore it is that Carlo barks as well as leaps when he is let out--that puss purrs as well as erects her tail--that the canary chirps as well as flutters. Therefore it is that the angry lion roars while he lashes his sides, and the dog growls while he retracts his lip. Therefore it is that the maimed animal not only struggles, but howls. And it is from this cause that in human beings bodily suffering expresses itself not only in contortions, but in shrieks and groans--that in anger, and fear, and grief, the gesticulations are accompanied by shouts and screams--that delightful sensations are followed by exclamations--and that we hear screams of joy and shouts of exultation.
We have here, then, a principle underlying all vocal phenomena; including those of vocal music, and by consequence those of music in general. The muscles that move the chest, larynx, and vocal chords, contracting like other muscles in proportion to the intensity of the feelings; every different contraction of these muscles involving, as it does, a different adjustment of the vocal organs; every different adjustment of the vocal organs causing a change in the sound emitted;--it follows that variations of voice are the physiological results of variations of feeling; it follows that each inflection or modulation is the natural outcome of some passing emotion or sensation; and it follows that the explanation of all kinds of vocal expression must be sought in this general relation between mental and muscular excitements. Let us, then, see whether we cannot thus account for the chief peculiarities in the utterance of the feelings: grouping these peculiarities under the heads of _loudness_, _quality_, _or_ _timbre_, _pitch_, _intervals_, and _rate of variation_.
* * * * *
Between the lungs and the organs of voice there is much the same relation as between the bellows of an organ and its pipes. And as the loudness of the sound given out by an organ-pipe increases with the strength of the blast from the bellows; so, other things equal, the loudness of a vocal sound increases with the strength of the blast from the lungs. But the expulsion of air from the lungs is effected by certain muscles of the chest and abdomen. The force with which these muscles contract, is proportionate to the intensity of the feeling experienced. Hence, _à priori_, loud sounds will be the habitual results of strong feelings. That they are so we have daily proof. The pain which, if moderate, can be borne silently, causes outcries if it becomes extreme. While a slight vexation makes a child whimper, a fit of passion calls forth a howl that disturbs the neighbourhood. When the voices in an adjacent room become unusually audible, we infer anger, or surprise, or joy. Loudness of applause is significant of great approbation; and with uproarious mirth we associate the idea of high enjoyment. Commencing with the silence of apathy, we find that the utterances grow louder as the sensations or emotions, whether pleasurable or painful, grow stronger.
That different _qualities_ of voice accompany different mental states, and that under states of excitement the tones are more sonorous than usual, is another general fact admitting of a parallel explanation. The sounds of common conversation have but little resonance; those of strong feeling have much more. Under rising ill temper the voice acquires a metallic ring. In accordance with her constant mood, the ordinary speech of a virago has a piercing quality quite opposite to that softness indicative of placidity. A ringing laugh marks an especially joyous temperament. Grief unburdening itself uses tones approaching in _timbre_ to those of chanting: and in his most pathetic passages an eloquent speaker similarly falls into tones more vibratory than those common to him. Now any one may readily convince himself that resonant vocal sounds can be produced only by a certain muscular effort additional to that ordinarily needed. If after uttering a word in his speaking voice, the reader, without changing the pitch or the loudness, will _sing_ this word, he will perceive that before he can sing it, he has to alter the adjustment of the vocal organs; to do which a certain force must be used; and by putting his fingers on that external prominence marking the top of the larynx, he will have further evidence that to produce a sonorous tone the organs must be drawn out of their usual position. Thus, then, the fact that the tones of excited feeling are more vibratory than those of common conversation is another instance of the connection between mental excitement and muscular excitement. The speaking voice, the recitative voice, and the singing voice, severally exemplify one general principle.
That the _pitch_ of the voice varies according to the action of the vocal muscles scarcely needs saying. All know that the middle notes, in which they converse, are made without any appreciable effort; and all know that to make either very high or very low notes requires a considerable effort. In either ascending or descending from the pitch of ordinary speech, we are conscious of an increasing muscular strain, which, at both extremes of the register, becomes positively painful. Hence it follows from our general principle, that while indifference or calmness will use the medium tones, the tones used during excitement will be either above or below them; and will rise higher and higher, or fall lower and lower, as the feelings grow stronger. This physiological deduction we also find to be in harmony with familiar facts. The habitual sufferer utters his complaints in a voice raised considerably above the natural key; and agonising pain vents itself in either shrieks or groans--in very high or very low notes. Beginning at his talking pitch, the cry of the disappointed urchin grows more shrill as it grows louder. The "Oh!" of astonishment or delight, begins several notes below the middle voice, and descends still lower. Anger expresses itself in high tones, or else in "curses not loud but _deep_." Deep tones, too, are always used in uttering strong reproaches. Such an exclamation as "Beware!" if made dramatically--that is, if made with a show of feeling--must be many notes lower than ordinary. Further, we have groans of disapprobation, groans of horror, groans of remorse. And extreme joy and fear are alike accompanied by shrill outcries.
Nearly allied to the subject of pitch, is that of _intervals_; and the explanation of them carries our argument a step further. While calm speech is comparatively monotonous, emotion makes use of fifths, octaves, and even wider intervals. Listen to any one narrating or repeating something in which he has no interest, and his voice will not wander more than two or three notes above or below his medium note, and that by small steps; but when he comes to some exciting event he will be heard not only to use the higher and lower notes of his register, but to go from one to the other by larger leaps. Being unable in print to imitate these traits of feeling, we feel some difficulty in fully realising them to the reader. But we may suggest a few remembrances which will perhaps call to mind a sufficiency of others. If two men living in the same place, and frequently seeing one another, meet, say at a public assembly, any phrase with which one may be heard to accost the other--as "Hallo, are you here?"--will have an ordinary intonation. But if one of them, after long absence, has unexpectedly returned, the expression of surprise with which his friend may greet him--"Hallo! how came you here?"--will be uttered in much more strongly contrasted tones. The two syllables of the word "Hallo" will be, the one much higher and the other much lower than before; and the rest of the sentence will similarly ascend and descend by longer steps.
Again, if, supposing her to be in an adjoining room, the mistress of the house calls "Mary," the two syllables of the name will be spoken in an ascending interval of a third. If Mary does not reply, the call will be repeated probably in a descending fifth; implying the slightest shade of annoyance at Mary's inattention. Should Mary still make no answer, the increasing annoyance will show itself by the use of a descending octave on the next repetition of the call. And supposing the silence to continue, the lady, if not of a very even temper, will show her irritation at Mary's seemingly intentional negligence by finally calling her in tones still more widely contrasted--the first syllable being higher and the last lower than before.
Now, these and analogous facts, which the reader will readily accumulate, clearly conform to the law laid down. For to make large intervals requires more muscular action than to make small ones. But not only is the _extent_ of vocal intervals thus explicable as due to the relation between nervous and muscular excitement, but also in some degree their _direction_, as ascending or descending. The middle notes being those which demand no appreciable effort of muscular adjustment; and the effort becoming greater as we either ascend or descend; it follows that a departure from the middle notes in either direction will mark increasing emotion; while a return towards the middle notes will mark decreasing emotion. Hence it happens that an enthusiastic person uttering such a sentence as--"It was the most splendid sight I ever saw!" will ascend to the first syllable of the word "splendid," and thence will descend: the word "splendid" marking the climax of the feeling produced by the recollection. Hence, again, it happens that, under some extreme vexation produced by another's stupidity, an irascible man, exclaiming--"What a confounded fool the fellow is!" will begin somewhat below his middle voice, and descending to the word "fool," which he will utter in one of his deepest notes, will then ascend again. And it may be remarked, that the word "fool" will not only be deeper and louder than the rest, but will also have more emphasis of articulation--another mode in which muscular excitement is shown.
There is some danger, however, in giving instances like this; seeing that as the mode of rendering will vary according to the intensity of the feeling which the reader feigns to himself, the right cadence may not be hit upon. With single words there is less difficulty. Thus the "Indeed!" with which a surprising fact is received, mostly begins on the middle note of the voice, and rises with the second syllable; or, if disapprobation as well as astonishment is felt, the first syllable will be below the middle note, and the second lower still. Conversely, the word "Alas!" which marks not the rise of a paroxysm of grief, but its decline, is uttered in a cadence descending towards the middle note; or, if the first syllable is in the lower part of the register, the second ascends towards the middle note. In the "Heigh-ho!" expressive of mental and muscular prostration, we may see the same truth; and if the cadence appropriate to it be inverted, the absurdity of the effect clearly shows how the meaning of intervals is dependent on the principle we have been illustrating.
The remaining characteristic of emotional speech which we have to notice is that of _variability of pitch_. It is scarcely possible here to convey adequate ideas of this more complex manifestation. We must be content with simply indicating some occasions on which it may be observed. On a meeting of friends, for instance--as when there arrives a party of much-wished-for-visitors--the voices of all will be heard to undergo changes of pitch not only greater but much more numerous than usual. If a speaker at a public meeting is interrupted by some squabble among those he is addressing, his comparatively level tones will be in marked contrast with the rapidly changing one of the disputants. And among children, whose feelings are less under control than those of adults, this peculiarity is still more decided. During a scene of complaint and recrimination between two excitable little girls, the voices may be heard to run up and down the gamut several times in each sentence. In such cases we once more recognise the same law: for muscular excitement is shown not only in strength of contraction but also in the rapidity with which different muscular adjustments succeed each other.
Thus we find all the leading vocal phenomena to have a physiological basis. They are so many manifestations of the general law that feeling is a stimulus to muscular action--a law conformed to throughout the whole economy, not of man only, but of every sensitive creature--a law, therefore, which lies deep in the nature of animal organisation. The expressiveness of these various modifications of voice is therefore innate. Each of us, from babyhood upwards, has been spontaneously making them, when under the various sensations and emotions by which they are produced. Having been conscious of each feeling at the same time that we heard ourselves make the consequent sound, we have acquired an established association of ideas between such sound and the feeling which caused it. When the like sound is made by another, we ascribe the like feeling to him; and by a further consequence we not only ascribe to him that feeling, but have a certain degree of it aroused in ourselves: for to become conscious of the feeling which another is experiencing, is to have that feeling awakened in our own consciousness, which is the same thing as experiencing the feeling. Thus these various modifications of voice become not only a language through which we understand the emotions of others, but also the means of exciting our sympathy with such emotions.
Have we not here, then, adequate data for a theory of music? These vocal peculiarities which indicate excited feeling _are those which especially distinguish song from ordinary speech_. Every one of the alterations of voice which we have found to be a physiological result of pain or pleasure, _is carried to its greatest extreme in vocal music_. For instance, we saw that, in virtue of the general relation between mental and muscular excitement, one characteristic of passionate utterance is _loudness_. Well, its comparative loudness is one of the distinctive marks of song as contrasted with the speech of daily life; and further, the _forte_ passages of an air are those intended to represent the climax of its emotion. We next saw that the tones in which emotion expresses itself are, in conformity with this same law, of a more sonorous _timbre_ than those of calm conversation. Here, too, song displays a still higher degree of the peculiarity; for the singing tone is the most resonant we can make. Again, it was shown that, from a like cause, mental excitement vents itself in the higher and lower notes of the register; using the middle notes but seldom. And it scarcely needs saying that vocal music is still more distinguished by its comparative neglect of the notes in which we talk, and its habitual use of those above or below them and, moreover, that its most passionate effects are commonly produced at the two extremities of its scale, but especially the upper one.
A yet further trait of strong feeling, similarly accounted for, was the employment of larger intervals than are employed in common converse. This trait, also, every ballad and _aria_ carries to an extent beyond that heard in the spontaneous utterances of emotion: add to which, that the direction of these intervals, which, as diverging from or converging towards the medium tones, we found to be physiologically expressive of increasing or decreasing emotion, may be observed to have in music like meanings. Once more, it was pointed out that not only extreme but also rapid variations of pitch are characteristic of mental excitement; and once more we see in the quick changes of every melody, that song carries the characteristic as far, if not farther. Thus, in respect alike of _loudness_, _timbre_, _pitch_, _intervals_, and _rate of variation_, song employs and exaggerates the natural language of the emotions;--it arises from a systematic combination of those vocal peculiarities which are the physiological effects of acute pleasure and pain.
Besides these chief characteristics of song as distinguished from common speech, there are sundry minor ones similarly explicable as due to the relation between mental and muscular excitement; and before proceeding further these should be briefly noticed. Thus, certain passions, and perhaps all passions when pushed to an extreme, produce (probably through their influence over the action of the heart) an effect the reverse of that which has been described: they cause a physical prostration, one symptom of which is a general relaxation of the muscles, and a consequent trembling. We have the trembling of anger, of fear, of hope, of joy; and the vocal muscles being implicated with the rest, the voice too becomes tremulous. Now, in singing, this tremulousness of voice is very effectively used by some vocalists in highly pathetic passages; sometimes, indeed, because of its effectiveness, too much used by them--as by Tamberlik, for instance.
Again, there is a mode of musical execution known as the _staccato_, appropriate to energetic passages--to passages expressive of exhilaration, of resolution, of confidence. The action of the vocal muscles which produces this staccato style is analogous to the muscular action which produces the sharp decisive, energetic movements of body indicating these states of mind; and therefore it is that the staccato style has the meaning we ascribe to it. Conversely, slurred intervals are expressive of gentler and less active feelings; and are so because they imply the smaller muscular vivacity due to a lower mental energy. The difference of effect resulting from difference of _time_ in music is also attributable to the same law. Already it has been pointed out that the more frequent changes of pitch which ordinarily result from passion are imitated and developed in song; and here we have to add, that the various rates of such changes, appropriate to the different styles of music, are further traits having the same derivation. The slowest movements, _largo_ and _adagio_, are used where such depressing emotions as grief, or such unexciting emotions as reverence, are to be portrayed; while the more rapid movements, _andante_, _allegro_, _presto_, represent successively increasing degrees of mental vivacity; and do this because they imply that muscular activity which flows from this mental vivacity. Even the _rhythm_, which forms a remaining distinction between song and speech, may not improbably have a kindred cause. Why the actions excited by strong feeling should tend to become rhythmical is not very obvious; but that they do so there are divers evidences. There is the swaying of the body to and fro under pain or grief, of the leg under impatience or agitation. Dancing, too, is a rhythmical action natural to elevated emotion. That under excitement speech acquires a certain rhythm, we may occasionally perceive in the highest efforts of an orator. In poetry, which is a form of speech used for the better expression of emotional ideas, we have this rhythmical tendency developed. And when we bear in mind that dancing, poetry, and music are connate--are originally constituent parts of the same thing, it becomes clear that the measured movement common to them all implies a rhythmical action of the whole system, the vocal apparatus included; and that so the rhythm of music is a more subtle and complex result of this relation between mental and muscular excitement.
But it is time to end this analysis, which possibly we have already carried too far. It is not to be supposed that the more special peculiarities of musical expression are to be definitely explained. Though probably they may all in some way conform to the principle that has been worked out, it is obviously impracticable to trace that principle in its more ramified applications. Nor is it needful to our argument that it should be so traced. The foregoing facts sufficiently prove that what we regard as the distinctive traits of song, are simply the traits of emotional speech intensified and systematised. In respect of its general characteristics, we think it has been made clear that vocal music, and by consequence all music, is an idealisation of the natural language of passion.
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As far as it goes, the scanty evidence furnished by history confirms this conclusion. Note first the fact (not properly an historical one, but fitly grouped with such) that the dance-chants of savage tribes are very monotonous; and in virtue of their monotony are much more nearly allied to ordinary speech than are the songs of civilised races. Joining with this the fact that there are still extant among boatmen and others in the East, ancient chants of a like monotonous character, we may infer that vocal music originally diverged from emotional speech in a gradual, unobtrusive manner; and this is the inference to which our argument points. Further evidence to the same effect is supplied by Greek history. The early poems of the Greeks--which, be it remembered, were sacred legends embodied in that rhythmical, metaphorical language which strong feeling excites--were not recited, but chanted: the tones and the cadences were made musical by the same influences which made the speech poetical.
By those who have investigated the matter, this chanting is believed to have been not what we call singing, but nearly allied to our recitative (far simpler indeed, if we may judge from the fact that the early Greek lyre, which had but _four_ strings, was played in _unison_ with the voice, which was therefore confined to four notes), and as such, much less remote from common speech than our own singing is. For recitative, or musical recitation, is in all respects intermediate between speech and song. Its average effects are not so _loud_ as those of song. Its tones are less sonorous in _timbre_ than those of song. Commonly it diverges to a smaller extent from the middle notes--uses notes neither so high nor so low in _pitch_. The _intervals_ habitual to it are neither so wide nor so varied. Its _rate of variation_ is not so rapid. And at the same time that its primary _rhythm_ is less decided, it has none of that secondary rhythm produced by recurrence of the same or parallel musical phrases, which is one of the marked characteristics of song. Thus, then, we may not only infer, from the evidence furnished by existing barbarous tribes, that the vocal music of pre-historic times was emotional speech very slightly exalted; but we see that the earliest vocal music of which we have any account differed much less from emotional speech than does the vocal music of our days.
That recitative--beyond which, by the way, the Chinese and Hindoos seem never to have advanced--grew naturally out of the modulations and cadences of strong feeling, we have indeed still current evidence. There are even now to be met with occasions on which strong feeling vents itself in this form. Whoever has been present when a meeting of Quakers was addressed by one of their preachers (whose practice it is to speak only under the influence of religious emotion), must have been struck by the quite unusual tones, like those of a subdued chant, in which the address was made. It is clear, too, that the intoning used in some churches is representative of this same mental state; and has been adopted on account of the instinctively felt congruity between it and the contrition, supplication, or reverence verbally expressed.
And if, as we have good reason to believe, recitative arose by degrees out of emotional speech, it becomes manifest that by a continuance of the same process song has arisen out of recitative. Just as, from the orations and legends of savages, expressed in the metaphorical, allegorical style natural to them, there sprung epic poetry, out of which lyric poetry was afterwards developed; so, from the exalted tones and cadences in which such orations and legends were delivered, came the chant or recitative music, from whence lyrical music has since grown up. And there has not only thus been a simultaneous and parallel genesis, but there is also a parallelism of results. For lyrical poetry differs from epic poetry, just as lyrical music differs from recitative: each still further intensifies the natural language of the emotions. Lyrical poetry is more metaphorical, more hyperbolic, more elliptical, and adds the rhythm of lines to the rhythm of feet; just as lyrical music is louder, more sonorous, more extreme in its intervals, and adds the rhythm of phrases to the rhythm of bars. And the known fact that out of epic poetry the stronger passions developed lyrical poetry as their appropriate vehicle, strengthens the inference that they similarly developed lyrical music out of recitative.
Nor indeed are we without evidences of the transition. It needs but to listen to an opera to hear the leading gradations. Between the comparatively level recitative of ordinary dialogue, the more varied recitative with wider intervals and higher tones used in exciting scenes, the still more musical recitative which preludes an air, and the air itself, the successive steps are but small; and the fact that among airs themselves gradations of like nature may be traced, further confirms the conclusion that the highest form of vocal music was arrived at by degrees.
Moreover, we have some clue to the influences which have induced this development; and may roughly conceive the process of it. As the tones, intervals, and cadences of strong emotion were the elements out of which song was elaborated, so we may expect to find that still stronger emotion produced the elaboration: and we have evidence implying this. Instances in abundance may be cited, showing that musical composers are men of extremely acute sensibilities. The Life of Mozart depicts him as one of intensely active affections and highly impressionable temperament. Various anecdotes represent Beethoven as very susceptible and very passionate. Mendelssohn is described by those who knew him to have been full of fine feeling. And the almost incredible sensitiveness of Chopin has been illustrated in the memoirs of George Sand. An unusually emotional nature being thus the general characteristic of musical composers, we have in it just the agency required for the development of recitative and song. Intenser feeling producing intenser manifestations, any cause of excitement will call forth from such a nature tones and changes of voice more marked than those called forth from an ordinary nature--will generate just those exaggerations which we have found to distinguish the lower vocal music from emotional speech, and the higher vocal music from the lower. Thus it becomes credible that the four-toned recitative of the early Greek poets (like all poets, nearly allied to composers in the comparative intensity of their feelings), was really nothing more than the slightly exaggerated emotional speech natural to them, which grew by frequent use into an organised form. And it is readily conceivable that the accumulated agency of subsequent poet-musicians, inheriting and adding to the products of those who went before them, sufficed, in the course of the ten centuries which we know it took, to develop this four-toned recitative into a vocal music having a range of two octaves.
Not only may we so understand how more sonorous tones, greater extremes of pitch, and wider intervals, were gradually introduced; but also how there arose a greater variety and complexity of musical expression. For this same passionate, enthusiastic temperament, which naturally leads the musical composer to express the feelings possessed by others as well as himself, in extremer intervals and more marked cadences than they would use, also leads him to give musical utterance to feelings which they either do not experience, or experience in but slight degrees. In virtue of this general susceptibility which distinguishes him, he regards with emotion, events, scenes, conduct, character, which produce upon most men no appreciable effect. The emotions so generated, compounded as they are of the simpler emotions, are not expressible by intervals and cadences natural to these, but by combinations of such intervals and cadences: whence arise more involved musical phrases, conveying more complex, subtle, and unusual feelings. And thus we may in some measure understand how it happens that music not only so strongly excites our more familiar feelings, but also produces feelings we never had before--arouses dormant sentiments of which we had not conceived the possibility and do not know the meaning; or, as Richter says--tells us of things we have not seen and shall not see.
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Indirect evidences of several kinds remain to be briefly pointed out. One of them is the difficulty, not to say impossibility, of otherwise accounting for the expressiveness of music. Whence comes it that special combinations of notes should have special effects upon our emotions?--that one should give us a feeling of exhilaration, another of melancholy, another of affection, another of reverence? Is it that these special combinations have intrinsic meanings apart from the human constitution?--that a certain number of aerial waves per second, followed by a certain other number, in the nature of things signify grief, while in the reverse order they signify joy; and similarly with all other intervals, phrases, and cadences? Few will be so irrational as to think this. Is it, then, that the meanings of these special combinations are conventional only?--that we learn their implications, as we do those of words, by observing how others understand them? This is an hypothesis not only devoid of evidence, but directly opposed to the experience of every one. How, then, are musical effects to be explained? If the theory above set forth be accepted, the difficulty disappears. If music, taking for its raw material the various modifications of voice which are the physiological results of excited feelings, intensifies, combines, and complicates them--if it exaggerates the loudness, the resonance, the pitch, the intervals, and the variability, which, in virtue of an organic law, are the characteristics of passionate speech--if, by carrying out these further, more consistently, more unitedly, and more sustainedly, it produces an idealised language of emotion; then its power over us becomes comprehensible. But in the absence of this theory, the expressiveness of music appears to be inexplicable.
Again, the preference we feel for certain qualities of sound presents a like difficulty, admitting only of a like solution. It is generally agreed that the tones of the human voice are more pleasing than any others. Grant that music takes its rise from the modulations of the human voice under emotion, and it becomes a natural consequence that the tones of that voice should appeal to our feelings more than any others; and so should be considered more beautiful than any others. But deny that music has this origin, and the only alternative is the untenable position that the vibrations proceeding from a vocalist's throat are, objectively considered, of a higher order than those from a horn or a violin. Similarly with harsh and soft sounds. If the conclusiveness of the foregoing reasonings be not admitted, it must be supposed that the vibrations causing the last are intrinsically better than those causing the first; and that, in virtue of some pre-established harmony, the higher feelings and natures produce the one, and the lower the other. But if the foregoing reasonings be valid, it follows, as a matter of course, that we shall like the sounds that habitually accompany agreeable feelings, and dislike those that habitually accompany disagreeable feelings.
Once more, the question--How is the expressiveness of music to be otherwise accounted for? may be supplemented by the question--How is the genesis of music to be otherwise accounted for? That music is a product of civilisation is manifest; for though savages have their dance-chants, these are of a kind scarcely to be dignified by the title musical: at most, they supply but the vaguest rudiment of music, properly so called. And if music has been by slow steps developed in the course of civilisation, it must have been developed out of something. If, then, its origin is not that above alleged, what is its origin?
Thus we find that the negative evidence confirms the positive, and that, taken together, they furnish strong proof. We have seen that there is a physiological relation, common to man and all animals, between feeling and muscular action; that as vocal sounds are produced by muscular action, there is a consequent physiological relation between feeling and vocal sounds; that all the modifications of voice expressive of feeling are the direct results of this physiological relation; that music, adopting all these modifications, intensifies them more and more as it ascends to its higher and higher forms, and becomes music simply in virtue of thus intensifying them; that, from the ancient epic poet chanting his verses, down to the modern musical composer, men of unusually strong feelings prone to express them in extreme forms, have been naturally the agents of these successive intensifications; and that so there has little by little arisen a wide divergence between this idealised language of emotion and its natural language: to which direct evidence we have just added the indirect--that on no other tenable hypothesis can either the expressiveness or the genesis of music be explained.
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And now, what is the _function_ of music? Has music any effect beyond the immediate pleasure it produces? Analogy suggests that it has. The enjoyments of a good dinner do not end with themselves, but minister to bodily well-being. Though people do not marry with a view to maintain the race, yet the passions which impel them to marry secure its maintenance. Parental affection is a feeling which, while it conduces to parental happiness, ensures the nurture of offspring. Men love to accumulate property, often without thought of the benefits it produces; but in pursuing the pleasure of acquisition they indirectly open the way to other pleasures. The wish for public approval impels all of us to do many things which we should otherwise not do,--to undertake great labours, face great dangers, and habitually rule ourselves in a way that smooths social intercourse: that is, in gratifying our love of approbation we subserve divers ulterior purposes. And, generally, our nature is such that in fulfilling each desire, we in some way facilitate the fulfilment of the rest. But the love of music seems to exist for its own sake. The delights of melody and harmony do not obviously minister to the welfare either of the individual or of society. May we not suspect, however, that this exception is apparent only? Is it not a rational inquiry--What are the indirect benefits which accrue from music, in addition to the direct pleasure it gives?
But that it would take us too far out of our track, we should prelude this inquiry by illustrating at some length a certain general law of progress;--the law that alike in occupations, sciences, arts, the divisions that had a common root, but by continual divergence have become distinct, and are now being separately developed, are not truly independent, but severally act and react on each other to their mutual advancement. Merely hinting thus much, however, by way of showing that there are many analogies to justify us, we go on to express the opinion that there exists a relationship of this kind between music and speech.
All speech is compounded of two elements, the words and the tones in which they are uttered--the signs of ideas and the signs of feelings. While certain articulations express the thought, certain vocal sounds express the more or less of pain or pleasure which the thought gives. Using the word _cadence_ in an unusually extended sense, as comprehending all modifications of voice, we may say that _cadence is the commentary of the emotions upon the propositions of the intellect_. The duality of spoken language, though not formally recognised, is recognised in practice by every one; and every one knows that very often more weight attaches to the tones than to the words. Daily experience supplies cases in which the same sentence of disapproval will be understood as meaning little or meaning much, according to the inflections of voice which accompany it; and daily experience supplies still more striking cases in which words and tones are in direct contradiction--the first expressing consent, while the last express reluctance; and the last being believed rather than the first.
These two distinct but interwoven elements of speech have been undergoing a simultaneous development. We know that in the course of civilisation words have been multiplied, new parts of speech have been introduced, sentences have grown more varied and complex; and we may fairly infer that during the same time new modifications of voice have come into use, fresh intervals have been adopted, and cadences have become more elaborate. For while, on the one hand, it is absurd to suppose that, along with the undeveloped verbal forms of barbarism, there existed a developed system of vocal inflections; it is, on the other hand, necessary to suppose that, along with the higher and more numerous verbal forms needed to convey the multiplied and complicated ideas of civilised life, there have grown up those more involved changes of voice which express the feelings proper to such ideas. If intellectual language is a growth, so also, without doubt, is emotional language a growth.
Now, the hypothesis which we have hinted above, is, that beyond the direct pleasure which it gives, music has the indirect effect of developing this language of the emotions. Having its root, as we have endeavoured to show, in those tones, intervals, and cadences of speech which express feeling--arising by the combination and intensifying of these, and coming finally to have an embodiment of its own--music has all along been reacting upon speech, and increasing its power of rendering emotion. The use in recitative and song of inflections more expressive than ordinary ones, must from the beginning have tended to develop the ordinary ones. Familiarity with the more varied combinations of tones that occur in vocal music can scarcely have failed to give greater variety of combination to the tones in which we utter our impressions and desires. The complex musical phrases by which composers have conveyed complex emotions, may rationally be supposed to have influenced us in making those involved cadences of conversation by which we convey our subtler thoughts and feelings.
That the cultivation of music has no effect on the mind, few will be absurd enough to contend. And if it has an effect, what more natural effect is there than this of developing our perception of the meanings of inflections, qualities, and modulations of voice; and giving us a correspondingly increased power of using them? Just as mathematics, taking its start from the phenomena of physics and astronomy, and presently coming to be a separate science, has since reacted on physics and astronomy to their immense advancement--just as chemistry, first arising out of the processes of metallurgy and the industrial arts, and gradually growing into an independent study, has now become an aid to all kinds of production--just as physiology, originating out of medicine and once subordinate to it, but latterly pursued for its own sake, is in our day coming to be the science on which the progress of medicine depends;--so, music, having its root in emotional language, and gradually evolved from it, has ever been reacting upon and further advancing it. Whoever will examine the facts will find this hypothesis to be in harmony with the method of civilisation everywhere displayed.
It will scarcely be expected that much direct evidence in support of this conclusion can be given. The facts are of a kind which it is difficult to measure, and of which we have no records. Some suggestive traits, however, may be noted. May we not say, for instance, that the Italians, among whom modern music was earliest cultivated, and who have more especially practised and excelled in melody (the division of music with which our argument is chiefly concerned)--may we not say that these Italians speak in more varied and expressive inflections and cadences than any other nation? On the other hand, may we not say that, confined almost exclusively as they have hitherto been to their national airs, which have a marked family likeness, and therefore accustomed to but a limited range of musical expression, the Scotch are unusually monotonous in the intervals and modulations of their speech? And again, do we not find among different classes of the same nation, differences that have like implications? The gentleman and the clown stand in a very decided contrast with respect to variety of intonation. Listen to the conversation of a servant-girl, and then to that of a refined, accomplished lady, and the more delicate and complex changes of voice used by the latter will be conspicuous. Now, without going so far as to say that out of all the differences of culture to which the upper and lower classes are subjected, difference of musical culture is that to which alone this difference of speech is ascribable, yet we may fairly say that there seems a much more obvious connection of cause and effect between these than between any others. Thus, while the inductive evidence to which we can appeal is but scanty and vague, yet what there is favours our position.
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Probably most will think that the function here assigned to music is one of very little moment. But further reflection may lead them to a contrary conviction. In its bearings upon human happiness, we believe that this emotional language which musical culture develops and refines is only second in importance to the language of the intellect; perhaps not even second to it. For these modifications of voice produced by feelings are the means of exciting like feelings in others. Joined with gestures and expressions of face, they give life to the otherwise dead words in which the intellect utters its ideas; and so enable the hearer not only to _understand_ the state of mind they accompany, but to _partake_ of that state. In short, they are the chief media of _sympathy_. And if we consider how much both our general welfare and our immediate pleasures depend upon sympathy, we shall recognise the importance of whatever makes this sympathy greater. If we bear in mind that by their fellow-feeling men are led to behave justly, kindly, and considerately to each other--that the difference between the cruelty of the barbarous and the humanity of the civilised, results from the increase of fellow-feeling; if we bear in mind that this faculty which makes us sharers in the joys and sorrows of others, is the basis of all the higher affections--that in friendship, love, and all domestic pleasures, it is an essential element; if we bear in mind how much our direct gratifications are intensified by sympathy,--how, at the theatre, the concert, the picture gallery, we lose half our enjoyment if we have no one to enjoy with us; if, in short, we bear in mind that for all happiness beyond what the unfriended recluse can have, we are indebted to this same sympathy;--we shall see that the agencies which communicate it can scarcely be overrated in value.
The tendency of civilisation is more and more to repress the antagonistic elements of our characters and to develop the social ones--to curb our purely selfish desires and exercise our unselfish ones--to replace private gratifications by gratifications resulting from, or involving, the happiness of others. And while, by this adaptation to the social state, the sympathetic side of our nature is being unfolded, there is simultaneously growing up a language of sympathetic intercourse--a language through which we communicate to others the happiness we feel, and are made sharers in their happiness.
This double process, of which the effects are already sufficiently appreciable, must go on to an extent of which we can as yet have no adequate conception. The habitual concealment of our feelings diminishing, as it must, in proportion as our feelings become such as do not demand concealment, we may conclude that the exhibition of them will become much more vivid than we now dare allow it to be; and this implies a more expressive emotional language. At the same time, feelings of a higher and more complex kind, as yet experienced only by the cultivated few, will become general; and there will be a corresponding development of the emotional language into more involved forms. Just as there has silently grown up a language of ideas, which, rude as it at first was, now enables us to convey with precision the most subtle and complicated thoughts; so, there is still silently growing up a language of feelings, which, notwithstanding its present imperfection, we may expect will ultimately enable men vividly and completely to impress on each other all the emotions which they experience from moment to moment.
Thus if, as we have endeavoured to show, it is the function of music to facilitate the development of this emotional language, we may regard music as an aid to the achievement of that higher happiness which it indistinctly shadows forth. Those vague feelings of unexperienced felicity which music arouses--those indefinite impressions of an unknown ideal life which it calls up, may be considered as a prophecy, to the fulfilment of which music is itself partly instrumental. The strange capacity which we have for being so affected by melody and harmony may be taken to imply both that it is within the possibilities of our nature to realise those intenser delights they dimly suggest, and that they are in some way concerned in the realisation of them. On this supposition the power and the meaning of music become comprehensible; but otherwise they are a mystery.
We will only add, that if the probability of these corollaries be admitted, then music must take rank as he highest of the fine arts--as the one which, more than any other, ministers to human welfare. And thus, even leaving out of view the immediate gratifications it is hourly giving, we cannot too much applaud that progress of musical culture which is becoming one of the characteristics of our age.
[1] _Fraser's Magazine_, October 1857.
[2] Those who seek information on this point may find it in an interesting tract by Mr. Alexander Bain, on _Animal Instinct and Intelligence_.