Elements of Criticism, Volume III.
Part 11
The marvellous is indeed so much promoted by machinery, that it is not wonderful to find it embraced by the bulk of writers, and perhaps of readers. If indulged at all, it is generally indulged to excess. Homer introduces his deities with no greater ceremony than his mortals; and Virgil has still less moderation: an over-watched pilot cannot fall asleep and drop into the sea by natural means: the two lovers, Æneas and Dido, cannot take the same bed, without the immediate interposition of superior powers. The ridiculous in such fictions, must appear even through the thickest vail of gravity and solemnity.
Angels and devils serve equally with the Heathen deities, as materials for figurative language, perhaps better among Christians, because we believe in them, and not in the Heathen deities. But every one is sensible, as well as Boileau, that the invisible powers in our creed make a much worse figure as actors in a modern poem, than the invisible powers in the Heathen creed did in ancient poems. The reason I take to be what follows. The Heathen deities, in the opinion of their votaries, were beings elevated one step only above mankind, actuated by the same passions, and directed by the same motives; therefore not altogether improper to mix with mankind in an important action. In our creed, superior beings are placed at such a mighty distance from us, and are of a nature so different, that with no propriety can they appear with us upon the same stage. Man is a creature so much inferior, that he loses all dignity when set in opposition.
There seems to be no doubt, that an historical poem admits the embellishment of allegory, as well as of metaphor, simile, or other figure. Moral truth, in particular, is finely illustrated in the allegorical manner. It amuses the fancy to find abstract terms, by a sort of magic, converted into active beings; and it is delightful to trace a general proposition in a pictured event. But allegorical beings should be confined within their own sphere; and never be admitted to mix in the principal action, nor to co-operate in retarding or advancing the catastrophe. This would have a still worse effect, than the introduction of invisible powers; and I am ready to assign the reason. An historical fable affords entertainment chiefly by making us conceive its personages to be really existing and acting in our presence: in an allegory, this agreeable delusion is denied; for we must not imagine an allegorical personage to be a real being, but the figure only of some virtue or vice; otherwise the allegory is lost. The impression of real existence, essential to an epic poem, is inconsistent with that figurative existence which is essential to an allegory; and therefore no method can be more effectual to destroy the impression of reality, than to introduce allegorical beings co-operating with those whom we conceive to be really existing. The love-episode in the _Henriade_[60], is insufferable by the discordant mixture of allegory with real life. This episode is copied from that of Rinaldo and Armida in the _Gierusalemme liberata_, which hath no merit to intitle it to be copied. An allegorical object, such as fame in the _Æneid_, and the temple of love in the _Henriade_, may find place in a description: but to introduce Discord as a real personage, imploring the assistance of Love as another real personage, to enervate the courage of the hero, is making these figurative beings act beyond their sphere, and creating a strange jumble of discordant materials, _viz._ truth and fiction. The allegory of Sin and Death in the _Paradise Lost_, is, I presume, not generally relished, though it is not entirely of the same nature with what I have been condemning. The _Paradise Lost_ is not confined to the history of our first parents; and in a work comprehending the achievements of superior beings, there is more room for fancy than where it is confined to human actions.
What is the true notion of an episode? or how is it to be distinguished from what is really a part of the principal action? Every incident that promotes or retards the catastrophe, must be a part of the principal action. This clears the nature of an episode; which may be defined, “An incident connected with the principal action, but which contributes not either to advance or retard it.” The descent of Æneas into hell doth not advance or retard the catastrophe; and therefore is an episode. The story of Nisus and Euryalus, producing an alteration in the affairs of the contending parties, is a part of the principal action. The family-scene in the sixth book of the _Iliad_ is of the same nature: by Hector’s retiring from the field of battle to visit his wife, the Grecians got liberty to breathe, and even to press upon the Trojans. It being thus the nature of an episode to break the unity of action, it ought never to be indulged unless to refresh and unbend the mind after the fatigue of a long narration. This purpose of an episode demands the following properties. It ought to be well connected with the principal action: it ought to be short: and it ought to be lively and interesting.
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Next, upon the peculiarities of a dramatic poem. And the first I shall mention is a double plot; being naturally led to it by what is said immediately above. One of these double plots must be of the nature of an episode in an epic poem; for it would distract the spectator, instead of entertaining him, if he were forc’d to attend, at the same time, to two capital plots equally interesting. An under-plot in a tragedy has seldom a good effect; because a passionate piece cannot be too simple. The sympathetic emotions once roused, cling to their objects, and cannot bear interruption: when a subject fills the mind, it leaves no room for any separate concern[61]. Variety is more tolerable in comedy, which pretends only to amuse, without totally occupying the mind. But even here, to make a double plot agreeable, a good deal of art is requisite. The under-plot ought not to vary greatly in its tone from that which is principal: passions may be varied, but discordant passions are unpleasant when jumbled together. This is a solid objection to tragi-comedy. For this reason, I blame the _Provok’d Husband_: all the scenes that bring the family of the Wrongheads into action, being ludicrous and farcical, agree very ill with the sharpness and severity of the principal subject, exhibiting the discord betwixt Lord Townly and his lady. The same objection touches not the double plot of the _Careless Husband_: the different subjects are sweetly connected; and have only so much variety as to resemble shades of colours harmoniously mixed. But this is not all. The under plot ought to be connected with the principal action, so as to employ the same persons: the intervals or pauses of the principal action ought to be filled with the under-plot; and both ought to be concluded together. This is the case of the _Merry Wives of Windsor_.
Violent action ought to be excluded from the stage. While the dialogue runs on, a thousand particulars concur to delude us into an impression of reality; genuine sentiments, passionate language, and persuasive gesture. The spectator once engaged, is willing to be deceived, loses sight of himself, and without scruple enjoys the spectacle as a reality. From this absent state, he is roused by violent action: he wakes as from a pleasing dream, and gathering his senses about him, finds all to be a fiction. Horace delivers the same rule; and sounds it upon the reason given:
Ne pueros coram populo Medea trucidet; Aut humana palam coquat exta nefarius Atreus; Aut in avem Progne vertatur, Cadmus in anguem. Quodcunque ostendis mihi sic, incredulus odi.
The French critics, as it appears to me, misapprehend the reason of this rule. Shedding blood upon the stage, say they, is barbarous and shocking to a polite audience. This no doubt is an additional reason for excluding bloodshed from the French stage, supposing the French to be in reality so delicate. But this evidently is not the reason that weighed with the Greeks: that polite people had no notion of such delicacy; witness the murder of Clytemnestra by her son Orestes, passing behind the scene, as represented by Sophocles. Her voice is heard calling out for mercy, bitter expostulations on his part, loud shrieks upon her being stabb’d, and then a deep silence. I appeal to every person of feeling, whether this scene be not more horrible, than if the deed had been committed in sight of the spectators upon a sudden gust of passion. According to the foregoing reasoning of the French critics, there is nothing to exclude from the stage a duel occasioned by an affair of honour, because in it there is nothing barbarous or shocking to a polite audience: yet a scene of this nature is excluded from the French stage; which shows, without more argument, that these critics have misapprehended the rule laid down by Horace. If Corneille, in representing the affair betwixt Horatius and his sister, upon which murder ensues behind the scene, had no other view than to remove from the spectators a scene of horror, he certainly was in a capital mistake: for murder in cold blood, which in some measure was the case as represented, is more horrible even where the conclusive stab is not seen, than the same act performed on the stage by violent and unpremeditated passion, as suddenly repented of as committed. I heartily agree with Addison[62], that no part of this incident ought to have been represented, but reserved for a narrative, with all the alleviating circumstances possible in favour of the hero. This is the only method to avoid the difficulties that unqualify this incident for representation, a deliberate murder on the one hand, and on the other a violent action performed on the stage, which must rouse the spectator from his dream of reality.
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I shall finish with a few words upon the dialogue; which ought to be so conducted as to be a true representation of nature. I talk not here of the sentiments, nor of the language; for these come under different heads. I talk of what properly belongs to dialogue-writing; where every single speech, short or long, ought to arise from what is said by the former speaker, and furnish matter for what comes after, till the end of the scene. In this view, the whole speeches, from first to last, represent so many links, all connected together in one regular chain. No author, ancient or modern, possesses the art of dialogue equal to Shakespear. Dryden, in this particular, may justly be placed as his opposite. He frequently introduces three or four persons speaking upon the same subject, each throwing out his own sentiments separately, without regarding what is said by the rest. I give for an example the first scene of _Aurenzebe_. Sometimes he makes a number club in relating an event, not to a stranger, supposed ignorant of it, but to one another, for the sake merely of speaking. Of this notable sort of dialogue, we have a specimen in the first scene of the first part of the _Conquest of Granada_. In the second part of the same tragedy, scene second, the King, Abenamar, and Zulema, make their separate observations, like so many soliloquies, upon the fluctuating temper of the mob. It puts one in mind of a pastoral, where two shepherds are introduced reciting couplets alternately, each in praise of his own mistress, as if they were contending for a prize.
The bandying sentiments in this manner, beside an unnatural air, has another bad effect. It stays the course of the action, because it is not productive of any consequence. In Congreve’s comedies, the action is often suspended to make way for a play of wit. But of this more particularly in the chapter immediately following.
CHAP. XXIII.
The three Unities.
The first chapter unfolds the pleasure we have in a chain of connected facts. In histories of the world, of a country, of a people, this pleasure is but faint; because the connections are slight or obscure. We find more entertainment in biography, where the incidents are connected by their relation to one person, who makes a figure and commands our attention. But the greatest entertainment of the kind, is afforded by the history of a single event, supposing it to be interesting. The history of one event produceth a more entire connection among the parts, than the history of one person. In the latter, the circumstances are not otherwise connected than by their relation to that person: in the former, the circumstances are connected by the strongest of all relations, that of cause and effect. Thus, the circumstances of a single event, having a mutual connection extremely intimate, form a delightful train: we survey with peculiar pleasure a number of facts that give birth to each other; and we pass with ease and satisfaction from the first to the last.
But this subject merits a more particular discussion. When we consider the chain of causes and effects in the material world, independent of purpose, design, or thought, we find a train of incidents in succession, without beginning, middle, or end. Every thing that happens is both a cause and an effect: it is the effect of something that goes before, and the cause of one or many things that follow. One incident may affect us more, another less; but all of them, great and small, are so many links in the universal chain. The mind, in viewing these incidents, cannot rest or settle ultimately upon any one; but is carried along in the train without any close.
But when the intellectual world is taken under view, in conjunction with the material, the scene is varied. Man acts with deliberation, will, and choice; he acts with a view to some end, glory, for example, or riches, or conquest, the procuring happiness to individuals, or to his country in general; and he proposes means and lays schemes to attain the end proposed. Here is recognised a capital end or event, connected with subordinate events or incidents by the relation of causation. In running over a series of subordinate events, we cannot rest upon any one; because they are presented to us as means only, leading to some end. But we rest with satisfaction upon the ultimate event; because there, the purpose, the plan, the aim, of the chief person or persons, is completed and brought to a final conclusion. This indicates a beginning, a middle, and an end, of what Aristotle calls _an entire action_[63]. The story naturally begins with describing those circumstances which move the distinguished person to form a plan, in order to compass some desired event. The prosecution of that plan, and the obstructions, carry the reader into the heat of action. The middle is properly where the action is the most involved; and the end is where the event is brought about, and the design accomplished.
A design or plan thus happily perfected, after many obstructions, affords wonderful delight to the reader. And to produce this delight, a principle mentioned above[64] mainly contributes; a principle that disposes the mind to complete every work commenced, and in general to carry every thing to its ultimate conclusion.
I have given the foregoing example of a plan laid down and completed, because it affords the clearest conception of a beginning, a middle, and an end, in which consists unity of action: and indeed stricter unity cannot be imagined than in this case. But an action may have unity, or a beginning, middle, and end, without so intimate a relation of parts. The catastrophe may be different from what is intended or desired; which is frequently the case in our best tragedies. The _Æneid_ is an instance of means employ’d to produce a certain event, and these means crowned with success. The _Iliad_ is formed upon a different model. It begins with the quarrel betwixt Achilles and Agamemnon: it goes on to describe the several effects produced by that cause; and ends in a reconciliation. Here is unity of action, no doubt, a beginning, a middle, and an end: it must however be acknowledged, that the _Æneid_ is more happy in point of connection. The mind hath a propensity to go forward in the chain of history: it keeps always in view the expected event; and when the incidents or under-parts are connected together by their relation to the event, the mind runs sweetly and easily along them. This pleasure we have in the _Æneid_. But it is not altogether so pleasant, as in the _Iliad_, to connect effects by their common cause; for such connection forces the mind to a continual retrospect: looking backward is like walking backward.
But Homer’s plan is still more imperfect, for another reason, That the events described are but imperfectly connected with the wrath of Achilles as their cause. His wrath did not exert itself in action; and the misfortunes of his countrymen were but negatively the effects of his wrath, by depriving them of his assistance.
If unity of action be a capital beauty in a fable imitative of human affairs, a double action must be a capital defect, by carrying on together two trains of unconnected objects. For the sake of variety, we indulge an under-plot that contributes to the principal event. But two unconnected events are a great deformity; and it lessens the deformity but a very little, to engage the same actors in both. Ariosto is quite licentious in this particular: he carries on at the same time a plurality of unconnected stories. His only excuse is, that his plan is perfectly well adjusted to his subject; for every thing in the _Orlando Furioso_ is wild and extravagant.
To state facts according to the order of time, is the most natural and the most simple method: a method however not so essential, in an historical fable especially, as not to yield to some conspicuous beauties[65]. If a noted story, cold and simple in its first movements, be made the subject of an epic poem, the reader may be hurried into the heat of action, reserving the preliminaries for a conversation-piece, if it shall be thought necessary. This method, at the same time, being dramatic, hath a peculiar beauty, which narration cannot reach[66]. Romance-writers, who give little attention to nature, deviate in this particular, among many, from a just standard. They make no difficulty of presenting to the reader, without the least preparation, unknown persons engaged in some adventure equally unknown. In _Cassandra_, two personages, who afterward are discovered to be the heroes of the story, start up completely armed upon the banks of the Euphrates, and engage in a single combat[67].
A play analyzed, is a chain of connected facts, of which each scene makes a link. Each scene, accordingly, ought to produce some incident relative to the catastrophe or ultimate event, by advancing or retarding it. If no incident be produced, such a scene, which may be termed barren, ought not to be indulged, because it breaks the unity of action. A barren scene can never be intitled to a place, because the chain is complete without it. In the _Old Bachelor_, the 3d scene of act 2. and all that follow to the end of that act, are mere conversation-pieces, without any consequence. The 10th and 11th scenes, act 3. _Double Dealer_, the 10th, 11th, 12th, 13th, and 14th scenes, act 1. _Love for Love_, are of the same kind. Neither is _The Way of the World_ entirely guiltless of such scenes. It will be no justification, that they help to display characters. It were better, like Dryden, in his _dramatis personæ_, to describe characters beforehand, which would not interrupt the chain of action. But a writer of genius has no occasion for such artifice: he can display the characters of his personages much more to the life in sentiment and action. How successfully is this done by Shakespear! in whose works there is not to be found a single barren scene.
Upon the whole, it appears, that all the facts in an historical fable, ought to have a mutual connection by their common relation to the grand event or catastrophe. And this relation, in which the _unity_ of action consists, is equally essential to epic and dramatic compositions.
How far the unities of time and of place are essential, is a question of greater intricacy. These unities were strictly observed in the Grecian and Roman theatres; and they are inculcated by the French and English critics as essential to every dramatic composition. In theory, these unities are also acknowledged by our best poets, though their practice is seldom correspondent: they are often forc’d to take liberties, which they pretend not to justify, against the practice of the Greeks and Romans, and against the solemn decision of their own countrymen. But in the course of this inquiry it will be made evident, that the example of the ancients ought, upon this point, to have no weight with us, and that our critics are guilty of a mistake, in admitting no greater latitude of place and time than was admitted in Greece and Rome.
Suffer me only to premise, that the unities of place and time, are not, by the most rigid critics, required in a narrative poem. In such a composition, if it pretend to copy nature, these unities would be absurd; because real events are seldom confined within narrow limits either of place or of time. And yet we can follow history, or an historical fable, through all its changes, with the greatest facility. We never once think of measuring the real time by what is taken in reading; nor of forming any connection betwixt the place of action and that which we occupy.
I am sensible, that the drama differs so far from the epic, as to admit different rules. It will be observed, “That an historical fable, which affords entertainment by reading solely, is under no limitation of time or of place, more than a genuine history; but that a dramatic composition cannot be accurately represented, unless it be limited, as its representation is, to one place and to a few hours; and therefore that no fable can be admitted but what has these properties, because it would be absurd to compose a piece for representation that cannot be justly represented.” This argument, I acknowledge, has at least a plausible appearance; and yet one is apt to suspect some fallacy, considering that no critic, however strict, has ventured to confine the unities of place and of time within so narrow bounds[68].
A view of the Grecian drama, and a comparison betwixt it and our own, may perhaps help to relieve us from this dilemma. If they be differently constructed, as shall by and by be made evident, it is possible that the foregoing reasoning may not be applicable with equal force to both. This is an article, that, with relation to the present subject, has not, so far as I know, been examined by any writer.