Direct Legislation by the Citizenship through the Initiative and Referendum

Part 2

Chapter 23,846 wordsPublic domain

In round numbers, 2,092,000 of the Swiss people speak German, 637,000 French, 156,000 Italian, and 30,000 Romansch. Of the principal cities, in 1887, Zurich, with suburbs, had 92,685 inhabitants; Bâle, 73,963; Geneva, with suburbs, 73,504; Berne, 50,220; Lausanne, 32,954; and five others from 17,000 to 25,000. Fourteen per cent of the inhabitants (410,000) live in cities of more than 15,000. The factory workers number 161,000, representing about half a million inhabitants, and the peasant proprietors nearly 260,000, representing almost two millions. The area of Switzerland is 15,892 square miles,--slightly in excess of double that of New Jersey. The population is slightly less than that of Ohio.

_Switzerland--The Youngest of Republics._

It is misleading to suppose, as is often done, that the Switzerland of today is the republic which has stood for six hundred years. In truth, it is the youngest of republics. Its chief governmental features, cantonal and federal, are the work of the present generation. Its unique executive council, its democratic army organization, its republican railway management, its federal post-office, its system of taxation, its two-chambered congress, the very Confederation itself--all were originated in the constitution of 1848, the first that was anything more than a federal compact. The federal Referendum began only in 1874. The federal Initiative has been just adopted (1891.)[C] The form of cantonal Referendum now practiced was but begun (in St. Gall) in 1830, and forty years ago only five cantons had any Referendum whatever, and these in the optional form. It is of very recent years that the movement has become steady toward the general adoption of the cantonal Referendum. In 1860 but 34 per cent of the Swiss possessed it, 66 per cent delegating their sovereign rights to representatives. But in 1870 the referendariship had risen to 71 per cent, only 29 submitting to lawmaking officials; and today the proportions are more than 90 per cent to less than 10.

[Footnote C: For constitutional amendments only.]

The thoughtful reader will ask: Why this continual progress toward a purer democracy? Wherein lie the inducements to this persistent revolution?

The answer is this: The masses of the citizens of Switzerland found it necessary to revolt against their plutocracy and the corrupt politicians who were exploiting the country through the representative system. For a peaceful revolution these masses found the means in the working principles of their communal meetings--the Initiative and Referendum,--and these principles they are applying throughout the republic as fast as circumstances admit.[D]

[Footnote D: While the reports of the Secretary of State and "The History of the Referendum," by Th. Curti, will bear out many of the statements here made as to how the change from representative to direct legislation came about, the story as I give it has been written me by Herr Carl Bürkli, of Zurich, known in his canton as the "Father of the Referendum."]

The great movement for democracy in Europe that culminated in the uprising of 1848 brought to the front many original men, who discussed innovations in government from every radical point of view. Among these thinkers were Martin Rittinghausen, Emile Girardin, and Louis Blanc. From September, 1850, to December, 1851, the date of the _coup d'état_ of Louis Bonaparte, these reformers discussed, in the "Democratic pacifique," a weekly newspaper of Paris, the subject of direct legislation by the citizens. Their essays created a sensation in France, and more than thirty journals actively supported the proposed institution, when the _coup d'état_ put an end to free speech. The articles were reprinted in book form in Brussels, and other works on the subject were afterward issued by Rittinghausen and his co-worker Victor Considérant. Among Considérant's works was "Solution, ou gouvernement direct du peuple," and this and companion works that fell into the hands of Carl Bürkli convinced the latter and other citizens of Zurich ("an unknown set of men," says Bürkli) of the practicability of the democratic methods advocated. The subject was widely agitated and studied in Switzerland, and the fact that the theory was already to some extent in practice there (and in ancient times had been much practiced) led to further experiments, and these, attaining success, to further, and thus the work has gone on. The cantonal Initiative was almost unknown outside the Landsgemeinde when it was established in Zurich in 1869. Soon, however, through it and the obligatory Referendum (to use Herr Bürkli's words): "The plutocratic government and the Grand Council of Zurich, which had connived with the private banks and railroads, were pulled down in one great voting swoop. The people had grown tired of being beheaded by the office-holders after every election." And politicians and the privileged classes have ever since been going down before these instruments in the hands of the people. The doctrines of the French theorists needed but to be engrafted on ancient Swiss custom, the Frenchmen in fact having drawn upon Swiss experience.

_The Optional and the Obligatory Referendum._

To-day the movement in the Swiss cantons is not only toward the Referendum, but toward its obligatory form. The practice of the optional form has revealed defects in it which are inherent.[E]

[Footnote E: The facts relative to the operation of these two forms of the Referendum have been given me by Monsieur P. Jamin, of Geneva.]

Geneva's management of the optional cantonal Referendum is typical. The constitution provides that, certain of the laws being excepted from the Referendum, and a prerequisite of its operation being the presentation to the Grand Council of a popular petition, the people may sanction or reject not only the bulk of the laws passed by the Grand Council but also the decrees issued by the legislative and executive powers. The exceptions are (1) "measures of urgence" and (2) the items of the annual budget, save such as establish a new tax, increase one in force, or necessitate an issue of bonds. The Referendum cannot be exercised against the budget as a whole, the Grand Council indicating the sections which are to go to public vote. In case of opposition to any measure, a petition for the Referendum is put in circulation. To prevent the measure from becoming law, the petition must receive the legally attested signatures of at least 3,500 citizens--about one in six of the cantonal vote--within thirty days after the publication of the proposed measure. After this period--known as "the first delay"--the referendary vote, if the petition has been successful, must take place within forty days--"the second delay."

The power of declaring measures to be "of urgence" lies with the Grand Council, the body passing the measures. Small wonder, then, that in its eyes many bills are of too much and too immediate importance to go to the people. "The habit," protested Grand Councilor M. Putet, on one occasion, "tends more and more to introduce itself here of decreeing urgence unnecessarily, thus taking away from the Referendum expenses which have nothing of urgence. This is contrary to the spirit of the constitutional law. Public necessity alone can authorize the Grand Council to take away any of its acts from the public control."

Another defect in the optional Referendum is that it can be transformed into a partisan weapon--politicians being ready, in Geneva, as in San Francisco, to take advantage of the law for party purposes. For example, the representatives of a minority party, seeking a concession from a majority which has just passed a bill, will threaten, if their demands are not granted, to agitate for the Referendum on the bill; this, though the minority itself may favor the measure, some of its members, perhaps, having voted for it. As the majority may be uncertain of the outcome of a struggle at the polls, it will probably be inclined to make peace on the terms dictated by the minority.

But the most serious objections to the optional form arise in connection with the petitioning. Easy though it be for a rich and strong party to bear the expense of printing, mailing, and distributing petitions and circulars, in case of opposition from the poorer classes the cost may prove an insurmountable obstacle. Especially is it difficult to get up a petition after several successive appeals coming close together, the constant agitation growing tiresome as well as financially burdensome. Hence, measures have sometimes become law simply because the people have not had time to recover from the prolonged agitation in connection with preceding propositions. Besides, each measure submitted to the optional Referendum brings with it two separate waves of popular discussion--one on the petition and one on the subsequent vote. On this point ex-President Numa Droz has said: "The agitation which takes place while collecting the necessary signatures, nearly always attended with strong feeling, diverts the mind from the object of the law, perverts in advance public opinion, and, not permitting later the calm discussion of the measure proposed, establishes an almost irresistible current toward rejection." Finally, a fact as notorious in Switzerland as vote-buying in America, a large number of citizens who are hostile to a proposed law may fear to record an adverse opinion by signing a Referendum list. Their signatures may be seen and the unveiling of their sentiments imperil their means of livelihood.

Zurich furnishes the example of the cantons having the obligatory Referendum. There the law provides: 1. That all laws, decrees, and changes in the constitution must be submitted to the people. 2. That all decisions of the Grand Council on existing law must be voted on. 3. That the Grand Council may submit decisions which it itself proposes to make, and that, besides the voting on the whole law, the Council may ask a vote on a special point. The Grand Council cannot put in force provisionally any law or decree. The propositions must be sent to the voters at least thirty days before voting. The regular referendary ballotings take place twice a year, spring and autumn, but in urgent cases the Grand Council may call for a special election. The law in this canton assists the lawmakers--the voters--in their task; when a citizen is casting his own vote he may also deposit that of one or two relatives and friends, upon presenting their electoral card or a certificate of authorization.

In effect, the obligatory Referendum makes of the entire citizenship a deliberative body in perpetual session--this end being accomplished in Zurich in the face of every form of opposing argument. Formerly, its adversaries made much of the fact that it was ever calling the voters to the urns; but this is now avoided by the semi-annual elections. It was once feared that party tickets would be voted without regard to the merits of the various measures submitted; but it has been proved beyond doubt that the fate of one proposition has no effect whatever on that of another decided at the same time. Zurich has pronounced on ninety-one laws in twenty-eight elections, the votes indicating surprising independence of judgment. When the obligatory form was proposed for Zurich, its supporters declared it a sure instrument, but that it might prove a costly one they were not prepared by experiment to deny. Now, however, they have the data to show that taxes--unfailing reflexes of public expenditure--are lower than ever, those for police, for example, being only about half those of optional Geneva, a less populous canton. To the prophets who foresaw endless partisan strife in case the Referendum was to be called in force on every measure, Zurich has replied by reducing partisanship to its feeblest point, the people indifferent to parties since an honest vote of the whole body of citizens must be the final issue of every question.

The people of Zurich have proved that the science of politics is simple. By refusing special legislation, they evade a flood of bills. By deeming appropriations once revised as in most part necessary, they pay attention chiefly to new items. By establishing principles in law, they forbid violations. Thus there remain no profound problems of state, no abstruse questions as to authorities, no conflict as to what is the law. Word fresh from the people is law.

_The Federal Referendum._

The Federal Referendum, first established by the constitution of 1874, is optional. The demand for it must be made by 30,000 citizens or by eight cantons. The petition for a vote under it must be made within ninety days after the publication of the proposed law. It is operative with respect either to a statute as passed by the Federal Assembly (congress), or a decree of the executive power. Of 149 Federal laws and decrees subject to the Referendum passed up to the close of 1891 under the constitution of 1874, twenty-seven were challenged by the necessary 30,000 petitioners, fifteen being rejected and twelve accepted. The Federal Initiative was established by a vote taken on Sunday, July 5, 1891. It requires 50,000 petitioners, whose proposal must be discussed by the Federal assembly and then sent within a prescribed delay to the whole citizenship for a vote. The Initiative is not a petition to the legislative body; it is a demand made on the entire citizenship.

Where the cantonal Referendum is optional, a successful petition for it frequently secures a rejection of the law called in question. In 1862 and again in 1878, the canton of Geneva rejected proposed changes in its constitution, on the latter occasion by a majority of 6,000 in a vote of 11,000. Twice since 1847 the same canton has decided against an increase of official salaries, and lately it has declined to reduce the number of its executive councilors from seven to five. The experience of the Confederation has been similar. Between 1874 and 1880 five measures recommended by the Federal Executive and passed by the Federal Assembly were vetoed by a national vote.

_Revision of Constitutions._

Revision of a constitution through the popular vote is common. Since 1814, there have been sixty revisions by the people of cantonal constitutions alone. Geneva asks its citizens every fifteen years if they wish to revise their organic law, thus twice in a generation practically determining whether they are in this respect content. The Federal constitution may be revised at any time. Fifty thousand voters petitioning for it, or the Federal Assembly (congress) demanding it, the question is submitted to the country. If the vote is in the affirmative, the Council of States (the senate) and the National Council (the house) are both dissolved. An election of these bodies takes place at once; the Assembly, fresh from the people, then makes the required revision and submits the revised constitution to the country. To stand, it must be supported by a majority of the voters and a majority of the twenty-two cantons.

_Summary._

To sum up: In Switzerland, in this generation, direct legislation has in many respects been established for the federal government, while in so large a canton as Zurich, with nearly 340,000 inhabitants, it has also been made applicable to every proposed cantonal law, decree, and order,--the citizens of that canton themselves disposing by vote of all questions of taxation, public finance, executive acts, state employment, corporation grants, public works, and similar operations of government commonly, even in republican states, left to legislators and other officials. In every canton having the Initiative and the obligatory Referendum, all power has been stripped from the officials except that of a stewardship which is continually and minutely supervised and controlled by the voters. Moreover, it is possible that yet a few years and the affairs not only of every canton of Switzerland but of the Confederation itself will thus be taken in hand at every step.

* * * * *

Here, then, is evidence incontrovertible that pure democracy, through direct legislation by the citizenship, is practicable--more, is now practiced--in large communities. Next as to its effects, proven and probable.

THE PUBLIC STEWARDSHIP OF SWITZERLAND.

If it be conceived that the fundamental principles of a free society are these: That the bond uniting the citizens should be that of contract; that rights, including those in natural resources, should be equal, and that each producer should retain the full product of his toil, it must be conceded on examination that toward this ideal Switzerland has made further advances than any other country, despite notable points in exception and the imperfect form of its federal Initiative and Referendum. Before particulars are entered into, some general observations on this head may be made.

_The Political Status in Switzerland._

An impressive fact in Swiss politics to-day is its peace. Especially is this true of the contents and tone of the press. In Italy and Austria, on the south and east, the newspapers are comparatively few, mostly feeble, and in general subservient to party or government; in Germany, on the north, where State Socialism is strong, the radical press is at times turbulent and the government journals reflect the despotism they uphold; in France, on the west and southwest, the public writers are ever busy over the successive unstable central administrations at Paris, which exercise a bureaucratic direction of every commune in the land. In all these countries, men rather than measures are the objects of discussion, an immediate important campaign question inevitably being whether, when once in office, candidates may make good their ante-election promises. Thus, on all sides, over the border from Switzerland, political turmoil, with its rancor, personalities, false reports, hatreds, and corruptions, is endless. But in Switzerland, debate uniformly bears not on men but on measures. The reasons are plain. Where the veto is possessed by the people, in vain may rogues go to the legislature. With few or no party spoils, attention to public business, and not to patronage or private privilege, is profitable to office holders as well as to the political press.

In the number of newspapers proportionate to population, Switzerland stands with the United States at the head of the statistical list for the world. In their general character, Swiss political journals are higher than American. They are little tempted to knife reputations, to start false campaign issues, to inflame partisan feeling; for every prospective cantonal measure undergoes sober popular discussion the year round, with the certain vote of the citizenship in view in the cantons having the Landsgemeinde or the obligatory Referendum, and a possible vote in most of the other cantons, while federal measures also may be met with the federal optional Referendum.

The purity and peacefulness of Swiss press and politics are due to the national development of today as expressed in appropriate institutions. Of these institutions the most effective, the fundamental, is direct legislation, accompanied as it is with general education. In education the Swiss are preëminent among nations. Illiteracy is at a lower percentage than in any other country; primary instruction is free and compulsory in all the cantons; and that the higher education is general is shown in the four universities, employing three hundred instructors.

An enlightened people, employing the ballot freely, directly, and in consequence effectively--this is the true sovereign governing power in Switzerland. As to what, in general terms, have been the effects of this power on the public welfare, as to how the Swiss themselves feel toward their government, and as to what are the opinions of foreign observers on the recent changes through the Initiative and Referendum, some testimony may at this point be offered.

In the present year, Mr. W.D. McCrackan has published in the "Arena" of Boston his observations of Swiss politics. He found, he says, the effects of the Referendum to be admirable. Jobbery and extravagance are unknown, and politics, as there is no money in it, has ceased to be a trade. The men elected to office are taken from the ranks of the citizens, and are chosen because of their fitness for the work. The people take an intelligent interest in every kind of local and federal legislation, and have a full sense of their political responsibility. The mass of useless or evil laws which legislatures in other countries are constantly passing with little consideration, and which have constantly to be repealed, are in Switzerland not passed at all.

In a study of the direct legislation of Switzerland, the "Westminster Review," February, 1888, passed this opinion: "The bulk of the people move more slowly than their representatives, are more cautious in adopting new and trying legislative experiments, and have a tendency to reject propositions submitted to them for the first time." Further: "The issue which is presented to the sovereign people is invariably and necessarily reduced to its simplest expression, and so placed before them as to be capable of an affirmative or negative answer. In practice, therefore, the discussion of details is left to the representative assemblies, while the people express approval or disapproval of the general principle or policy embraced in the proposed measure. Public attention being confined to the issue, leaders are nothing. The collective wisdom judges of merits."

A.V. Dicey, the critic of constitutions, writes in the "Nation," October 8, 1885: "The Referendum must be considered, on the whole, a conservative arrangement. It tends at once to hinder rapid change and also to get rid of that inflexibility or immutability which, in the eyes of Englishmen at least, is a defect in the constitution of the United States."

A Swiss radical has written me as follows: "The development given to education during the last quarter of a century will have without doubt as a consequence an improved judgment on the part of a large number of electors. The press also has a rôle more preponderant than formerly. Everybody reads. Certainly the ruling classes profit largely by the power of the printing press, but with the electors who have received some instruction the capitalist newspapers are taken with due allowance for their sincerity. Their opinion is not accepted without inquiry. We see a rapid development of ideas, if not completely new, at least renewed and more widespread. More or less radical reviews and periodicals, in large number, are not without influence, and their appearance proves that great changes are imminent."

Professor Dicey has contrasted the Referendum with the _plébiscite_: "The Referendum looks at first sight like a French _plébiscite_, but no two institutions can be marked by more essential differences. The _plébiscite_ is a revolutionary or at least abnormal proceeding. It is not preceded by debate. The form and nature of the questions to be submitted to the nation are chosen and settled by the men in power, and Frenchmen are asked whether they will or will not accept a given policy. Rarely, indeed, when it has been taken, has the voting itself been full or fair. Deliberation and discussion are the requisite conditions for rational decision. Where effective opposition is an impossibility, nominal assent is an unmeaning compliment. These essential characteristics, the lack of which deprives a French _plébiscite_, of all moral significance, are the undoubted properties of the Swiss Referendum."