Definitions: Essays in Contemporary Criticism [First Series]
Chapter 5
Many sex stories are popular simply because they satisfy curiosity, but curiosity in a broader sense is a human craving which deserves a separate category. Popular novels seldom depend upon it entirely, but they profit by it, sometimes hugely. A novel like Dos Passos's "Three Soldiers," or Mrs. Wharton's "Age of Innocence," or Mrs. Atherton's "Sleeping Fires," makes its first, though not usually its strongest, appeal to our curiosity as to how others live or were living. This was the strength of the innumerable New England, Creole, mountaineer, Pennsylvania Dutch stories in the flourishing days of local color. It is a prop of the historical novel and a strong right arm for the picture melodrama of the underworld or the West. Indeed, the pictures, by supplying a photographic background of real scenes inaccessible to the audience have gained a point upon the written story.
Curiosity is a changeable factor, a sure play for immediate popularity, but not to be depended upon for long life. It waxes and wanes and changes its object. Just now we are curious about Russia, the South Sea Islanders, and night life on Broadway; to- morrow it may be New Zealand and Australia, the Argentine millionaire, and quite certainly the Chinese and China. Books appealing to the craving for escape have a longer life, for a story that takes a generation out of itself into fairyland keeps some of its power for the next. Nevertheless, the writer who guesses where curious minds are reaching and gives them what they want, puts money in his purse.
A fourth craving, which is as general as fingers and toes, is for revenge. We laugh now at the plays of revenge before "Hamlet," where the stage ran blood, and even the movie audience no longer enjoys a story the single motive of which is physical revenge. Blood for blood means to us either crime or rowdyism. And yet revenge is just as popular in literature now as in the sixteenth century. Only its aspect has changed. Our fathers are not butchered in feuds, our sons are not sold into slavery, and except in war or in street robberies we are not insulted by brute physical force. Nevertheless we are cheated by scoundrels, oppressed by financial tyranny, wounded by injustice, suppressed by self-sufficiency, rasped by harsh tempers, annoyed by snobbery, and often ruined by unconscious selfishness. We long to strike back at the human traits which have wronged us, and the satiric depiction of hateful characters whose seeming virtues are turned upside down to expose their impossible hearts feeds our craving for vicarious revenge. We dote upon vinegarish old maids, self- righteous men, and canting women when they are exposed by narrative art, and especially when poetic justice wrecks them. The books that contain them bid for popularity. It happens that in rapid succession we have seen three novels in which this element of popular success was strong: Miss Sinclair's "Mr. Waddington of Wyck," "Vera," by the author of "Elizabeth in Her German Garden," and Mr. Hutchinson's "If Winter Comes." The first two books focus upon this quality, and their admirable unity gives them superior force; but it is noteworthy that "If Winter Comes," which adds other popular elements in large measure to its release of hate, has been financially the most successful of the three.
To these deep cravings of the heart must be added another of major importance. I mean aspiration, the deep desire of all human without exception sometimes to be better, nobler, finer, truer. Stories of daring in the face of unconquerable odds, stories of devotion, above all stories of self-sacrifice are made to gratify this emotion. They are purges for the restless soul. Some critic of our short story discovered not long ago that the bulk of the narratives chosen for reprinting had self-sacrifice as theme. This is precisely what one would expect of comfortable, ease-loving peoples, like the Germans before the empire and the Americans of our generation. When no real sacrifice of goods, of energy, of love, or of life is necessary, then the craving for stories of men who give up all and women who efface themselves is particularly active. The hard, individualistic stories of selfish characters-- Ben Hecht's for example, and Scott Fitzgerald's--have been written after a war period of enforced self-sacrifice and by young men who were familiar with suffering for a cause. But most American readers of our generation live easily and have always lived easily, and that undoubtedly accounts for the extraordinary popularity here of aspiring books. Reading of a fictitious hero who suffers for others is a tonic for our conscience, and like massage takes the place of exercise. By a twist in the same argument, it may be seen that the cheerful optimist in fiction, who Pollyannawise believes all is for the best, satisfies the craving to justify our well-being. I do not, however, mean to disparage this element of popularity. It is after all the essential quality of tragedy where the soul rises above misfortune. It is a factor in noble literature as well as in popular success.
So much for some of the typical and instinctive cravings which cry for satisfaction and are the causes of popularity. To them may be added others of course, notably the desire for sudden wealth, which is a factor in "Treasure Island" as in all treasure stories, and the prime cause of success in the most popular of all plots, the tale of Cinderella, which, after passing through feudal societies with a prince's hand as reward, changed its sloven sister for a shopgirl and King Cophetua into a millionaire, and swept the American stage. To this may also be added simpler stimulants of instinctive emotion, humor stirring to pleasant laughter, pathos that exercises sympathy, the happy ending that makes for joy. Stories which succeed because they stir and satisfy in this fashion are like opera in a foreign tongue, which moves us even when we do not fully understand the reason for our emotion. They differ from another kind of popular story, in which a popular idea rather than an instinctive emotion is crystallized, and which now must be considered.
Each generation has its fixed ideas. A few are inherited intact by the generation that follows, a few are passed on with slight transformation, but most crumble or change into different versions of the old half-truths. Among the most enduring of prejudices is the fallacy of the good old times. Upon that formula nine-tenths of the successful historical romances are built. That American wives suffer from foreign husbands, that capital is ruthless, that youth is right and age wrong, that energy wins over intellect, that virtue is always rewarded, are American conceptions of some endurance that have given short but lofty flights to thousands of native stories.
More important, however, in the history of fiction are those wide and slow moving currents of opinion, for which prejudice is perhaps too narrow a name, which flow so imperceptibly through the minds of a generation or a whole century that there is little realization of their novelty. Such a slow-moving current was the humanitarianism which found such vigorous expression in Dickens, the belief in industrial democracy which is being picked up as a theme by novelist after novelist to-day, or the sense of the value of personality and human experience which so intensely characterizes the literature of the early Renaissance.
If a novel draws up into itself one of these ideas, filling it with emotion, it gains perhaps its greatest assurance of immediate popularity. If the idea is of vast social importance, this popularity may continue. But if it is born of immediate circumstance, like the hatred of slavery in "Uncle Tom's Cabin," or if it is still more transient, say, the novelty of a new invention, like the airplane or wireless, then the book grows stale with its theme. The like is true of a story that teaches a lesson a generation are willing to be taught--it lives as long as the lesson. What has become of Charles Kingsley's novels, of the apologues of Maria Edgeworth? "Main Street" is such a story; so was "Mr. Britling Sees It Through"; so probably "A Doll's House." Decay is already at their hearts. Only the student knows how many like tales that preached fierily a text for the times have died in the past. But I am writing of popularity not of permanence. In four popular novels out of five, even in those where the appeal to the instinctive emotions is dominant, suspect some prejudice of the times embodied and usually exploited. It is the most potent of lures for that ever increasing public which has partly trained intelligence as well as emotions.
Perhaps it is already clear that most popular novels combine many elements of popularity, although usually one is dominant. Among the stories, for instance, which I have mentioned most frequently, "Main Street" depends upon a popular idea, but makes use also of the revenge motive. It is not at all, as many hasty critics said, an appeal to curiosity. We know our Main Streets well enough already. And therefore in England, which also was not curious about Main Streets, and where the popular idea that Sinclair Lewis seized upon was not prevalent, the book has had only a moderate success. "If Winter Comes" combines the revenge motive with aspiration. Scott Fitzgerald's first novel made its strong appeal to curiosity. We had heard of the wild younger generation and were curious. His second book depends largely upon the craving for sex experience, in which it resembles Mr. Hergesheimer's "Cytherea," but also plays heavily upon the motive of escape, and upon sheer curiosity. "Miss Lulu Bett" was a story of revenge. Booth Tarkington's "Alice Adams"--to bring in a new title--is a good illustration of a story where for once a popular novelist slurred over the popular elements in order to concentrate upon a study of character. His book received tardy recognition but it disappointed his less critical admirers. Mr. White's "Andivius Hedulio" depends for its popularity upon curiosity and escape.
The popular story, then, the financially successful, the immediately notorious story, should appeal to the instinctive emotions and may be built upon popular prejudice. What is the moral for the writer? Is he to lay out the possible fields of emotion as a surveyor prepares for his blue print? By no means. Unless he follows his own instinct in the plan, or narrates because of his own excited thinking he will produce a thinly clad formula rather than a successful story. There is no moral for the writer, only some rays of light thrown upon the nature of his achievement. The way to accomplish popularity, if that is what you want, is to write for the people, and let formula, once it is understood, take care of itself. As an editor, wise in popularity, once said to me, "Oppenheim and the rest are popular because they think like the people not for them."
What is the moral of this discussion for the critical reader? A great one, for if he does not wish to be tricked constantly by his own emotions into supposing that what is timely is therefore fine, and what moves him is therefore great, he must distinguish between the elements of popularity and the essence of greatness. It is evident, I think, from the argument that every element of popularity described above may be made effective upon our weak human nature with only an approximation to truth. The craving for escape may be, and usually is, answered by sentimental romance, where every emotion, from patriotism to amorousness, is mawkish and unreal. Every craving may be played upon in the same fashion just because it is a craving, and the result be often more popular for the exaggeration. Also it is notorious that a prejudice--or a popular idea, if you prefer the term--which is seized upon for fiction, almost inevitably is strained beyond logic and beyond truth, so much so that in rapid years, like those of 1916 to 1920 which swept us into propaganda and out again, the emphatic falsity of a book's central thesis may be recognized before the first editions are exhausted. It would be interesting to run off, in the midst of a 1922 performance, some of the war films that stirred audiences of 1918. It will be interesting to reread some of the cheaper and more popular war stories that carried even you, O judicious reader, off your even balance not five years ago to-day!
We have always known, of course, that a novel can be highly popular without being truly excellent. Nevertheless, it is a valuable discipline to specify the reasons. And it is good discipline also in estimating the intrinsic value of a novel to eliminate as far as is possible the temporal and the accidental; and in particular the especial appeal it may have to your own private craving--for each of us has his soft spot where the pen can pierce. On the contrary, if the highly speculative business of guessing the probable circulation of a novel ever becomes yours, then you must doubly emphasize the importance of these very qualities; search for them, analyze them out of the narrative, equate them with the tendencies of the times, the new emotions stirring, the new interests, new thoughts abroad, and then pick best sellers in advance.
Yet in eliminating the accidental in the search for real excellence, it would be disastrous to eliminate all causes of popularity with it. That would be to assume that the good story cannot be popular, which is nonsense. The best books are nearly always popular, if not in a year, certainly in a decade or a century. Often they spread more slowly than less solid achievements for the same reason that dear things sell less rapidly than cheap. The best books cost more to read because they contain more, and to get much out the reader must always put much in. Nevertheless, the good novel will always contain one or more of the elements of popularity in great intensity. I make but one exception, and that for those creations of the sheer intellect, like the delicate analyses of Henry James, where the appeal is to the subtle mind, and the emotion aroused an intellectual emotion. Such novels are on the heights, but they are never at the summit of literary art. They are limited by the partiality of their appeal, just as they are exalted by the perfection of their accomplishment. They cannot be popular, and are not.
The "best seller" therefore may be great but does not need to be. It is usually a weak book, no matter how readable, because ordinarily it has only the elements of popularity to go on, and succeeds by their number and timeliness instead of by fineness and truth. A second-rate man can compound a best seller if his sense for the popular is first-rate. In his books the instinctive emotions are excited over a broad area, and arise rapidly to sink again. No better examples can be found than in the sword-and- buckler romance of our 'nineties which set us all for a while thinking feudal thoughts and talking shallow gallantry. Now it is dead, stone dead. Not even the movies can revive it. The emotions it aroused went flat over night. Much the same is true of books that trade in prejudice, like the white slave stories of a decade ago. For a moment we were stirred to the depths. We swallowed the concept whole and raged with a furious indigestion of horrible fact. And then it proved to be colic only.
With such a light ballast of prejudice or sentiment can the profitable ship popularity be kept upright for a little voyage, and this, prevailingly, is all her cargo. But the wise writer, if he is able, as Scott, and Dickens, and Clemens were able, freights her more deeply. As for the good reader, he will go below to investigate before the voyage commences; or, if in midcourse he likes not his carrier, take off in his mental airplane and seek another book.
II
ON THE AMERICAN TRADITION
THE AMERICAN TRADITION
I remember a talk in Dublin with an Irish writer whose English prose has adorned our period. It was 1918, and the eve of forced conscription, and his indignation with English policy was intense. "I will give up their language," he said, "all except Shakespeare. I will write only Gaelic." Unfortunately, he could read Gaelic much better than he could write it. In his heart, indeed, he knew how mad he would have been to give up the only literary tradition which, thanks to language, could be his own; and in a calmer mood since he has enriched that tradition with admirable translations from the Irish. He was suffering from a mild case of Anglomania.
Who is the real Anglomaniac in America? Not the now sufficiently discredited individual with a monocle and a pseudo-Oxford accent, who tries to be more English than the English. Not the more subtly dangerous American who refers his tastes, his enthusiasms, his culture, and the prestige of his compatriots to an English test before he dare assert them. The real Anglomaniac is the American who tries to be less English than his own American tradition. He is the man who is obsessed with the fear of "Anglo-Saxon domination."
How many Anglomaniacs by this definition are at large in America each reader may judge for himself. Personally, I find them extraordinarily numerous, and of so many varieties, from the mere borrower of opinions to the deeply convinced zealot, that it seems wiser to analyze Anglomania than to discuss the various types that possess it. And in this analysis let us exclude from the beginning such very real, but temporary, grievances against the English as spring from Irish oppressions, trade rivalries, or the provocations which always arise between allies in war. All such causes of anti-English and anti-"Anglo-Saxon" sentiment belong in a different category from the underlying motives which I propose to discuss.
These new Anglomaniacs, with their talk of Anglo-Saxon domination, cannot mean English domination. That would be absurd, although even absurdities are current coin in restless years like these. At least one Irishman of my acquaintance _knows_ that King George cabled Wilson to bring America into the war, and that until that cable came Wilson dared not act. I can conceive of an English influence upon literature that is worth attacking, and also worth defending. I can conceive of a far less important English influence upon our social customs. But in neither case, domination. That England dominates our finance, our industry, our politics, is just now, especially, the suspicion of a paranoiac, or the idea of an ignoramus.
"Anglo-Saxon domination," even in an anti-British meeting, cannot and does not mean English domination; it can mean only control of America by the so-called Anglo-Saxon element in our population. The quarrel is local, not international. The "Anglo-Saxon" three thousand miles away who cannot hit back is a scapegoat, a whipping boy for the so-called "Anglo-Saxon" American at home.
What is an "Anglo-Saxon" American? Presumably he is the person familiar in "want" advertisements: "American family wants boarder for the summer. References exchanged." But this does not help us much. He is certainly not English. Nothing is better established than the admixture of bloods since the earliest days of our nationality. That I, myself, for example, have ancestral portions of French, German, Welsh, and Scotch, as well as English blood in my veins, makes me, by any historical test, characteristically more rather than less American. Race, indeed, within very broad limits, is utterly different from nationality, and it is usually many, many centuries before the two become even approximately identical. The culture I have inherited, the political ideals I live by, the literature which is my own, most of all the language that I speak, are far more important than the ultimate race or races I stem from, obviously more important, since in thousands of good Americans it is impossible to determine what races have gone to their making. There is no such thing as an Anglo-Saxon American--and so few English Americans that they are nationally insignificant.
An American with a strong national individuality there certainly is, and it is true that his traditions, irrespective of the race of his forbears, are mainly English; from England he drew his political and social habits, his moral ideas, his literature, and his language. This does not make him a "slave to England," as our most recent propagandists would have it; it does not put him in England's debt. We owe no debt to England. Great Britain, Canada, Australia, New Zealand, South Africa, and ourselves are deeply in debt to our intellectual, our spiritual, our aesthetic ancestors who were the molders of English history and English thought, the interpreters of English emotion, the masters of the developing English _mores_ that became our _mores_, and have since continued evolution with a difference. Chaucer, Shakespeare, Spenser, and Milton, Wycliffe, Bunyan, Fox, and Wesley, Elizabeth, Cromwell, and the great Whigs, these made the only tradition that can be called Anglo-Saxon, and if we have an American tradition, as we assuredly have, here are its roots. This is our "Anglo-Saxon domination."
But if the roots of this tradition are English, its trunk is thoroughly American, seasoned and developed through two centuries of specifically American history. As we know it to-day it is no longer "Anglo-Saxon," it is as American as our cities, our soil, our accent upon English. If we are going to discuss "domination" let us be accurate and speak of the domination of American tradition. It is against the American tradition that the new Anglomaniac actually protests.
Dominating this American tradition is, dominating, almost tyrannical, for one reason only, but that a strong one, a fact not a convention, a factor, not a mere influence--dominating because of the English language.
In our century language has become once again as powerful as in the Roman Empire--and its effects, thanks to printing and easy transportation, are far more quickly attained. Hordes from all over Europe have swarmed into the domain of English. They have come to a country where the new language was indispensable. They have learned it, or their children have learned it. English has become their means of communication with their neighbors, with business, with the state. Sooner or later even the news of Europe has come to them through English, and sometimes unwillingly, but more often unconsciously, they have come under the American, the real "Anglo-Saxon" domination.
For a language, of course, is more than words. It is a body of literature, it is a method of thinking, it is a definition of emotions, it is the exponent and the symbol of a civilization. You cannot adopt English without adapting yourself in some measure to the English, or the Anglo-American tradition. You cannot adopt English political words, English literary words, English religious words, the terms of sport or ethics, without in some measure remaking your mind on a new model. If you fail or refuse, your child will not. He is forcibly made an American, in ideas at least, and chiefly by language.
I submit that it is impossible for an alien _thoroughly_ to absorb and understand Lincoln's Gettysburg Speech or Hawthorne's "Scarlet Letter" without working a slight but perceptible transformation in the brain, without making himself an heir of a measure of English tradition. And the impact of English as a spoken tongue, and the influence of its literature as the only read literature, are great beyond ordinary conception. Communities where a foreign language is read or spoken only delay the process, they cannot stop it.