Critical and Historical Essays Lectures delivered at Columbia University

Part 2

Chapter 24,215 wordsPublic domain

That the Pan's pipes are the originals of all these species seems hardly open to doubt. Even among the Greeks and Romans we see traces of them in the double trumpet and the double pipe. These trumpets became larger and larger in form, and the force required to play them was such that the player had to adopt a kind of leather harness to strengthen his cheeks. Before this development had been reached, however, I have no doubt that all wind instruments were of the Pan's pipes variety; that is to say, the instruments consisted of a hollow tube shut at one end, the sound being produced by the breath catching on the open edge of the tube.

Direct blowing into the tube doubtless came later. In this case the tube was open at both ends, and the sound was determined by its length and by the force given to the breath in playing. There is good reason for admitting this new instrument to be a descendant of the Pan's pipes, for it was evidently played by the nose at first. This would preclude its being considered as an originally forcible instrument, such as the trumpet.

Now that we have traced the history of the pipe and considered the different types of the instrument, we can see immediately that it brought no great new truth home to man as did the drum.

The savage who first climbed secretly to the top of the stockade around his village to investigate the cause of the mysterious sounds would naturally say that the Great Spirit had revealed a mystery to him; and he would also claim to be a wonder worker. But while his pipe would be accepted to a certain degree, it was nevertheless second in the field and could hardly replace the drum. Besides, mankind had already commenced to think on a higher plane, and the pipe was reduced to filling what gaps it could in the language of the emotions.

The second strongest emotion of the race is love. All over the world, wherever we find the pipe in its softer, earlier form, we find it connected with love songs. In time it degenerated into a synonym for something contemptibly slothful and worthless, so much so that Plato wished to banish it from his "Republic," saying that the Lydian pipe should not have a place in a decent community.

On the other hand, the trumpet branch of the family developed into something quite different. At the very beginning it was used for war, and as its object was to frighten, it became larger and larger in form, and more formidable in sound. In this respect it only kept pace with the drum, for we read of Assyrian and Thibetan trumpets two or three yards long, and of the Aztec war drum which reached the enormous height of ten feet, and could be heard for miles.

Now this, the trumpet species of pipe, we find also used as an auxiliary "spiritual" help to the drum. We are told by M. Huc, in his "Travels in Thibet," that the llamas of Thibet have a custom of assembling on the roofs of Lhassa at a stated period and blowing enormous trumpets, making the most hideous midnight din imaginable. The reason given for this was that in former days the city was terrorized by demons who rose from a deep ravine and crept through all the houses, working evil everywhere. After the priests had exorcised them by blowing these trumpets, the town was troubled no more. In Africa the same demonstration of trumpet blowing occurs at an eclipse of the moon; and, to draw the theory out to a thin thread, anyone who has lived in a small German Protestant town will remember the chorals which are so often played before sunrise by a band of trumpets, horns, and trombones from the belfry of some church tower. Almost up to the end of the last century trombones were intimately connected with the church service; and if we look back to Zoroaster we find the sacerdotal character of this species of instrument very plainly indicated.

Now let us turn back to the Pan's pipes and its direct descendants, the flute, the clarinet, and the oboe. We shall find that they had no connection whatever with religious observances. Even in the nineteenth century novel we are familiar with the kind of hero who played the flute--a very sentimental gentleman always in love. If he had played the clarinet he would have been very sorrowful and discouraged; and if it had been the oboe (which, to the best of my knowledge, has never been attempted in fiction) he would have needed to be a very ill man indeed.

Now we never hear of these latter kinds of pipes being considered fit for anything but the dance, love songs, or love charms. In the beginning of the seventeenth century Garcilaso de la Vega, the historian of Peru, tells of the astonishing power of a love song played on a flute. We find so-called "courting" flutes in Formosa and Peru, and Catlin tells of the Winnebago courting flute. The same instrument was known in Java, as the old Dutch settlers have told us. But we never hear of it as creating awe, or as being thought a fit instrument to use with the drum or trumpet in connection with religious rites. Leonardo da Vinci had a flute player make music while he painted his picture of Mona Lisa, thinking that it gave her the expression he wished to catch--that strange smile reproduced in the Louvre painting. The flute member of the pipe species, therefore, was more or less an emblem of eroticism, and, as I have already said, has never been even remotely identified with religious mysticism, with perhaps the one exception of Indra's flute, which, however, never seems to have been able to retain a place among religious symbols. The trumpet, on the other hand, has retained something of a mystical character even to our day. The most powerful illustration of this known to me is in the "Requiem" by Berlioz. The effect of those tremendous trumpet calls from the four corners of the orchestra is an overwhelming one, of crushing power and majesty, much of which is due to the rhythm.

To sum up. We may regard rhythm as the intellectual side of music, melody as its sensuous side. The pipe is the one instrument that seems to affect animals--hooded cobras, lizards, fish, etc. Animals' natures are purely sensuous, therefore the pipe, or to put it more broadly, melody, affects them. To rhythm, on the other hand, they are indifferent; it appeals to the intellect, and therefore only to man.

This theory would certainly account for much of the potency of what we moderns call music. All that aims to be dramatic, tragic, supernatural in our modern music, derives its impressiveness directly from rhythm.[01] What would that shudder of horror in Weber's "Freischuetz" be without that throb of the basses? Merely a diminished chord of the seventh. Add the pizzicato in the basses and the chord sinks into something fearsome; one has a sudden choking sensation, as if one were listening in fear, or as if the heart had almost stopped beating. All through Wagner's music dramas this powerful effect is employed, from "The Flying Dutchman" to "Parsifal." Every composer from Beethoven to Nicode has used the same means to express the same emotions; it is the medium that pre-historic man first knew; it produced the same sensation of fear in him that it does in us at the present day.

Rhythm denotes a thought; it is the expression of a purpose. There is will behind it; its vital part is intention, power; it is an act. Melody, on the other hand, is an almost unconscious expression of the senses; it translates feeling into sound. It is the natural outlet for sensation. In anger we raise the voice; in sadness we lower it. In talking we give expression to the emotions in sound. In a sentence in which fury alternates with sorrow, we have the limits of the melody of speech. Add to this rhythm, and the very height of expression is reached; for by it the intellect will dominate the sensuous.

[01] The strength of the "Fate" motive in Beethoven's fifth symphony undoubtedly lies in the succession of the four notes at equal intervals of time. Beethoven himself marked it _So pocht das Schicksal an die Pforte_.

II

ORIGIN OF SONG vs. ORIGIN OF INSTRUMENTAL MUSIC

Emerson characterized language as "fossil poetry," but "fossil music" would have described it even better; for as Darwin says, man _sang_ before he became human.

Gerber, in his "Sprache als Kunst," describing the degeneration of sound symbols, says "the saving point of language is that the original material meanings of words have become forgotten or lost in their acquired ideal meaning." This applies with special force to the languages of China, Egypt, and India. Up to the last two centuries our written music was held in bondage, was "fossil music," so to speak. Only certain progressions of sounds were allowed, for religion controlled music. In the Middle Ages folk song was used by the Church, and a certain amount of control was exercised over it; even up to the fifteenth and sixteenth centuries the use of sharps and flats was frowned upon in church music. But gradually music began to break loose from its old chains, and in our own century we see Beethoven snap the last thread of that powerful restraint which had held it so long.

The vital germ of music, as we know it, lay in the fact that it had always found a home in the hearts of the common people of all nations. While from time immemorial theory, mostly in the form of mathematical problems, was being fought over, and while laws were being laid down by religions and governments of all nations as to what music must be and what music was forbidden to be, the vital spark of the divine art was being kept alive deep beneath the ashes of life in the hearts of the oppressed common folk. They still sang as they felt; when the mood was sad the song mirrored the sorrow; if it were gay the song echoed it, despite the disputes of philosophers and the commands of governments and religion. Montaigne, in speaking of language, said with truth, "'Tis folly to attempt to fight custom with theories." This folk song, to use a Germanism, we can hardly take into account at the present moment, though later we shall see that spark fanned into fire by Beethoven, and carried by Richard Wagner as a flaming torch through the very home of the gods, "Walhalla."

Let us go back to our dust heap. Words have been called "decayed sentences," that is to say, every word was once a small sentence complete in itself. This theory seems true enough when we remember that mankind has three languages, each complementing the other. For even now we say many words in one, when that word is reinforced and completed by our vocabulary of sounds and expression, which, in turn, has its shadow, gesture. These shadow languages, which accompany all our words, give to the latter vitality and raise them from mere abstract symbols to living representatives of the idea. Indeed, in certain languages, this auxiliary expression even overshadows the spoken word. For instance, in Chinese, the _theng_ or intonation of words is much more important than the actual words themselves. Thus the third intonation or _theng_, as it is called in the Pekin dialect, is an upward inflection of the voice. A word with this upward inflection would be unintelligible if given the fourth _theng_ or downward inflection. For instance, the word "kwai" with a downward inflection means "honourable," but give it an upward inflection "kwai" and it means "devil."

Just as a word was originally a sentence, so was a tone in music something of a melody. One of the first things that impresses us in studying examples of savage music is the monotonic nature of the melodies; indeed some of the music consists almost entirely of one oft-repeated sound. Those who have heard this music say that the actual effect is not one of a steady repetition of a single tone, but rather that there seems to be an almost imperceptible rising and falling of the voice. The primitive savage is unable to sing a tone clearly and cleanly, the pitch invariably wavering. From this almost imperceptible rising and falling of the voice above and below one tone we are able to gauge more or less the state of civilization of the nation to which the song belongs. This phrase-tone corresponds, therefore, to the sentence-word, and like it, gradually loses its meaning as a phrase and fades into a tone which, in turn, will be used in new phrases as mankind mounts the ladder of civilization.

At last then we have a single tone clearly uttered, and recognizable as a musical tone. We can even make a plausible guess as to what that tone was. Gardiner, in his "Music of Nature," tells of experiments he made in order to determine the normal pitch of the human voice. By going often to the gallery of the London Stock Exchange he found that the roar of voices invariably amalgamated into one long note, which was always F. If we look over the various examples of monotonic savage music quoted by Fletcher, Fillmore, Baker, Wilkes, Catlin, and others, we find additional corroboration of the statement; song after song, it will be noticed, is composed entirely of F, G, and even F alone or G alone. Such songs are generally ancient ones, and have been crystallized and held intact by religion, in much the same way that the chanting heard in the Roman Catholic service has been preserved.

Let us assume then that the normal tone of the human voice in speaking is F or G [F: f g] for men, and for women the octave higher. This tone does very well for our everyday life; perhaps a pleasant impression may raise it somewhat, _ennui_ may depress it slightly; but the average tone of our "commonplace" talk, if I may call it that, will be about F. But let some sudden emotion come, and we find monotone speech abandoned for impassioned speech, as it has been called. Instead of keeping the voice evenly on one or two notes, we speak much higher or lower than our normal pitch.

And these sounds may be measured and classified to a certain extent according to the emotions which cause them, although it must be borne in mind that we are looking at the matter collectively; that is to say, without reckoning on individual idiosyncrasies of expression in speech. Of course we know that joy is apt to make us raise the voice and sadness to lower it. For instance, we have all heard gruesome stories, and have noticed how naturally the voice sinks in the telling. A ghost story told with an upward inflection might easily become humourous, so instinctively do we associate the upward inflection with a non-pessimistic trend of thought. Under stress of emotion we emphasize words strongly, and with this emphasis we almost invariably raise the voice a fifth or depress it a fifth; with yet stronger emotion the interval of change will be an octave. We raise the voice almost to a scream or drop it to a whisper. Strangely enough these primitive notes of music correspond to the first two of those harmonics which are part and parcel of every musical sound. Generally speaking, we may say that the ascending inflection carries something of joy or hope with it, while the downward inflection has something of the sinister and fearful. To be sure, we raise our voices in anger and in pain, but even then the inflection is almost always downward; in other words, we pitch our voices higher and let them fall slightly. For instance, if we heard a person cry "Ah/" we might doubt its being a cry of pain, but if it were "Ah\" we should at once know that it was caused by pain, either mental or physical.

The declamation at the end of Schubert's "Erlking" would have been absolutely false if the penultimate note had ascended to the tonic instead of descending a fifth. "The child lay dead."

How fatally hopeless would be the opening measures of "Tristan and Isolde" without that upward inflection which comes like a sunbeam through a rift in the cloud; with a downward inflection the effect would be that of unrelieved gloom. In the Prelude to "Lohengrin," Wagner pictures his angels in dazzling white. He uses the highest vibrating sounds at his command. But for the dwarfs who live in the gloom of Niebelheim he chooses deep shades of red, the lowest vibrating colour of the solar spectrum. For it is in the nature of the spiritual part of mankind to shrink from the earth, to aspire to something higher; a bird soaring in the blue above us has something of the ethereal; we give wings to our angels. On the other hand, a serpent impresses us as something sinister. Trees, with their strange fight against all the laws of gravity, striving upward unceasingly, bring us something of hope and faith; the sight of them cheers us. A land without trees is depressing and gloomy. As Ruskin says, "The sea wave, with all its beneficence, is yet devouring and terrible; but the silent wave of the blue mountain is lifted towards Heaven in a stillness of perpetual mercy; and while the one surges unfathomable in its darkness, the other is unshaken in its faithfulness."

And yet so strange is human nature that that which we call civilization strives unceasingly to nullify emotion. The almost childlike faith which made our church spires point heavenward also gave us Gothic architecture, that emblem of frail humanity striving towards the ideal. It is a long leap from that childlike faith to the present day of skyscrapers. For so is the world constituted. A great truth too often becomes gradually a truism, then a merely tolerated and uninteresting theory; gradually it becomes obsolete and sometimes even degenerates into a symbol of sarcasm or a servant of utilitarianism. This we are illustrating every day of our lives. We speak of a person's being "silly," and yet the word comes from "saelig," old English for "blessed"; to act "sheepishly" once had reference to divine resignation, "even as a sheep led to the slaughter," and so on _ad infinitum_. We build but few great cathedrals now. Our tall buildings generally point to utilitarianism and the almighty dollar.

But in the new art, music, we have found a new domain in which impulses have retained their freshness and warmth, in which, to quote Goethe, "first comes the act, then the word"; first the expression of emotion, then the theory that classifies it; a domain in which words cannot lose their original meanings entirely, as in speech. For in spite of the strange twistings of ultra modern music, a simple melody still embodies the same pathos for us that it did for our grandparents. To be sure the poignancy of harmony in our day has been heightened to an incredible degree. We deal in gorgeous colouring and mighty sound masses which would have been amazing in the last century; but still through it all we find in Haendel, Beethoven, and Schubert, up to Wagner, the same great truths of declamation that I have tried to explain to you.

Herbert Spencer, in an essay on "The Origin and Functions of Music," speaks of speech as the parent of music. He says, "utterance, which when languaged is speech, gave rise to music." The definition is incomplete, for "languaged utterance," as he calls it, which is speech, is a duality, is either an expression of emotion or a mere symbol of emotion, and as such has gradually sunk to the level of the commonplace. As Rowbotham points out, impassioned speech is the parent of music, while unimpassioned speech has remained the vehicle for the smaller emotions of life, the everyday expression of everyday emotions.

In studying the music of different nations we are confronted by one fact which seems to be part and parcel of almost every nationality, namely, the constant recurrence of what is called the five tone (pentatonic) scale. We find it in primitive forms of music all the world over, in China and in Scotland, among the Burmese, and again in North America. Why it is so seems almost doomed to remain a mystery. The following theory may nevertheless be advanced as being at least plausible:

Vocal music, as we understand it, and as I have already explained, began when the first tone could be given clearly; that is to say, when the sound sentence had amalgamated into the single musical tone. The pitch being sometimes F, sometimes G, sudden emotion gives us the fifth, C or D, and the strongest emotion the octave, F or G. Thus we have already the following sounds in our first musical scale.

[G: f' g' c'' d'' f'']

We know how singers slur from one tone to another. It is a fault that caused the fathers of harmony to prohibit what are called hidden fifths in vocal music. The jump from G to C in the above scale fragment would be slurred, for we must remember that the intoning of clear individual sounds was still a novelty to the savage. Now the distance from G to C is too small to admit two tones such as the savage knew; consequently, for the sake of uniformity, he would try to put but one tone between, singing a mixture of A and B[flat], which sound in time fell definitely to A, leaving the mystery of the half-tone unsolved. This addition of the third would thus fall in with the law of harmonics again. First we have the keynote; next in importance comes the fifth; and last of all the third. Thus again is the absence of the major seventh in our primitive scale perfectly logical; we may search in vain in our list of harmonics for the tone which forms that interval.

Now that we have traced the influence of passionate utterance on music, it still remains for us to consider the influence of something very different. The dance played an important role in the shaping of the art of music; for to it music owes periodicity, form, the shaping of phrases into measures, even its rests. And in this music is not the only debtor, for poetry owes its very "feet" to the dance.

Now the dance was, and is, an irresponsible thing. It had no _raison d'etre_ except purely physical enjoyment. This rhythmic swaying of the body and light tapping of the feet have always had a mysterious attraction and fascination for mankind, and music and poetry were caught in its swaying measures early in the dawn of art. When a man walks, he takes either long steps or short steps, he walks fast or slow. But when he takes one long step and one short one, when one step is slow and the other fast, he no longer walks, he dances. Thus we may say with reasonable certainty that triple time arose directly from the dance, for triple time is simply one strong, long beat followed by a short, light one, viz.: [2 4] or [- '], the "trochee" in our poetry. [4 2] [' -], Iambic. The spondee [2 2] or [- -], which is the rhythm of prose, we already possessed; for when we walk it is in spondees, namely, in groups of two equal steps. Now imagine dancing to spondees! At first the steps will be equal, but the body rests on the first beat; little by little the second beat, being thus relegated to a position of relative unimportance, becomes shorter and shorter, and we rest longer on the first beat. The result is the trochaic rhythm. We can see that this result is inevitable, even if only the question of physical fatigue is considered. And, to carry on our theory, this very question of fatigue still further develops rhythm. The strong beat always coming on one foot, and the light beat on the other, would soon tire the dancer; therefore some way must be found to make the strong beat alternate from one foot to the other. The simplest, and in fact almost the only way to do this, is to insert an additional short beat before the light beat. This gives us [- ' -] or [4. 8 4], the dactyl in poetry.

We have, moreover, here discovered the beginning of form, and have begun to group our musical tones in measures and phrases; for our second dactyl is slightly different from the first, because the right foot begins the first and the left foot the second. We have two measures [(4. 8 4 | 4. 8 4)] [(- ' - | - ' -)] and one phrase, for after the second measure the right foot will again have the beat and will begin another phrase of two measures.