Critical and Historical Essays Lectures delivered at Columbia University

Part 17

Chapter 174,071 wordsPublic domain

Now to do all this, there must be rules; or, to put it more broadly, there must be some innate quality that enables this art of sounds to move in sympathy with our feelings. I have no wish to go into detailed analysis of the subject; but a superficial survey of it may clear up certain points with regard to the potency of music that we are too often willing to refer back to the mere pleasing physical sensations of sound.

Some consideration of this subject may enable us to understand the much discussed question of programme music. It may also help us to recognize the astonishing advance we have made in the art; an advance, which, strange to say, consists in successively throwing off all the trammels and conventionalities of what is generally considered artificial, and the striking development of an art which, with all its astounding wealth of exterior means, aims at the expression of elemental sensations.

Music may be divided into four classes, each class marking an advance in receptive power on the part of the listener and poetic subtlety on that of the composer. We may liken the first stage to that of the savage Indians who depict their exploits in war and peace on the rocks, fragments of bone, etc. If the painter has in mind, say, an elephant, he carves it so that its principal characteristics are vastly exaggerated. A god in such delineation is twice the size of the ordinary man, and so it is in descriptive music. For instance, in Beethoven's "Pastoral" symphony, the cuckoo is not a bird which mysteriously hides itself far away in a thicket, the sound of whose voice comes to one like a strange, abrupt call from the darkness of the forest; no, it is unmistakably a cuckoo, reminding one strangely of those equally advanced and extremely cheap art products of Nuremberg, made of pine wood, and furnished with a movable tail.

The next stage is still a question of delineation; but of delineation that leads us into strange countries, and the sounds we hear are but the small door through which we pass. This music _suggests_; by way of example, the opening of the last movement of the "Pastoral" symphony, the march from Tchaikovsky's "Symphonie Pathetique," the opening of Raff's "Im Walde," and Goldmark's "Sakuntala." Such music hints, and there is a certain potency in its suggestion which makes us see things. These two divisions of music have been termed "programme" or "objective" music.

The other two classes of music have been termed subjective. The first is declamation, pure and simple; the singer may be telling a lie, or his sentiment may be insincere or false; what these sounds stand for, we know from the words, their grade of passion, etc. The last phase of our art is much more subtle, and is not amenable to such accurate analysis. If we may liken music to painting, we may, I think, compare the latter to the first three stages of this new language of music; but it can go no further. For that art must touch its audience through a palpable delineation of something more or less material; whereas music is of the stuff dreams are made of. It is hardly necessary to say, however, that our dreams are often much more poignant than the actual sensations caused by real occurrences would be. And it is because of this strange quality, I think, that dreams and music affect us in much the same manner.

The vital principle of Wagner's art was that he not only made startlingly vivid pictures in his music, but that he made the people in these pictures actually walk out of the frame and directly address the audience. In other words, his orchestra forms a kind of pictorial and psychological background from which his characters detach themselves and actually speak. If they speak falsely, the ever present orchestra, forming as it were a halo, unmercifully tears away the mask, like the mirror in old fairy tales.

In Wagner's operas, however, the intrusion of gross palpable machinery of the stage, as well as that of the actor's art, too often clouds the perfect working of this wonderful art conception. It is just this intrusion of materialism in Wagner's music dramas which constitutes their only weakness.

At this point I wish to insist upon the fact that in music it is always through declamation that the public is addressed most directly; not only that, but declamation is not necessarily tied by any of the fetters of the spoken word; nor is it subservient to any of the laws of articulate speech as we meet with them in language. This being admitted, I have no hesitation in giving my opinion that opera, or rather the music drama, is not the highest or the most perfect form of our art. The music drama as represented by Wagner (and he alone represents it) is the most perfect union of painting, poetry, and music imaginable to our nineteenth-century minds. But as regards representing the highest development of music, I find it too much hampered by the externals of art, necessary materialism in the production of palpable acts, and its enforced subjection to the laws that govern the spoken word.

Music is universal; Wagner's operas, by the inherent necessities of speech, are necessarily and irrevocably Germanic. "Les Maitres Chanteurs," "The Dwarfs of Niebelheim," "Elizabeta," are impossibilities, whereas, for instance, Beethoven's "Eroica" labours under no such disadvantage. "Goodbye, My Dearest Swan," invests part of "Lohengrin" with a certain grotesque colour that no one would ever dream of if there were no necessity for the singer to be tied down to the exigencies of palpable and certainly most materialistic language. The thought in itself is beautiful, but the necessity for the words drags it into the mud.

This certainly shows the difference between the language of music and what is called articulate speech, the purely symbolic and artificial character of the latter, and the direct, unhampered utterance of the former. Music can invariably heighten the poignancy of mere spoken words (which mean nothing in themselves), but words can but rarely, in fact I doubt whether they can ever, heighten the effect of musical declamation. To my mind, listening to Wagner's operas may be likened to watching a circus with three rings. That containing the music should have our closest attention, for it offers the most wonderful sounds ever imagined by any man. At the same time it is impossible for any human being not to have his attention often lured away to the other rings, in one of which Fricke's rams vie with the bird and the dragon; or where the phantom ship seems as firmly fixed as the practical rainbow, which so closely betrays the carpenter. In the other ring you can actually hear the dull jokes of Mimi and the Wanderer, or hear Walther explain that he has passed a comfortable night and slept well.

The music to these remarkable scenes, however, does not deign to stoop so low, but soars in wonderful poetry by itself, thus rejecting a union which, to speak in the jargon of our day, is one of the convincing symptoms of decadence; in other words, it springs from the same impulse as that which has produced the circus with three rings.

Summing up, I wish to state what I consider the four elements of music, namely, music that paints, music that suggests, music that actually speaks, and music that almost defies analysis, and is composed of the other three elements.

When we were considering the early works for harpsichord, I said that music could define certain things with quite reasonable exactitude. Just as in the Egyptian hieroglyphics a wavy line stands for water, so it can in music, with the latitude that it can mean anything in nature that we might consider of the same genre. Thus, the figure in Wagner's "Waldweben" means in that instance waves of air, and we know it by the context. His swaying figure of the "Prelude to Rheingold" is as plainly water as is the same figure used by Mendelssohn in his "Lovely Melusina." Not that Wagner plagiarized, but that he and Mendelssohn recognized the definiteness of musical suggestions; which is more than proved by their adopting the same musical ideas to indicate the same things.

More indefinite is the analysis of our second type or element of music. The successful recognition of this depends not only upon the susceptibility of the hearer to delicate shades of sensation, but also upon the receptivity of the hearer and his power to accept freely and unrestrictedly the mood shadowed forth by the composer. Such music cannot be looked upon objectively. To those who would analyze it in such a manner it must remain an unknown language; its potency depends entirely upon a state of willing subjectivity on the part of the hearer.

The third element, as we know, consists of the spoken word or phrase; in other words, declamation. In this, however, the composer cuts loose entirely from what we call language. It is the medium of expression of emotion of every kind. It is not restricted to the voice or to any instrument, or even to our sharps, flats, and naturals. Through stress of emotion the sharps become sharper, with depression the flats become flatter, thus adding poignancy to the declamation. Being unfettered by words, this emotion has free rein. The last element, as I have said, is extremely difficult to define. It is declamation that suggests and paints at the same time. We find hardly a bar of Wagner's music in which this complex form of music is not present. Thus, the music dramas of Wagner, shorn of the fetters of the actual spoken word, emancipated from the materialism of acting, painting, and furniture, may be considered as the greatest achievement in our art, an art that does not include the spoken word called poetry, or painting, or sculpture, and most decidedly not architecture (form), but the essence of all these. What these aim to do through passive exterior influences, music accomplishes by actual living vibration.

XXI

SUGGESTION IN MUSIC

In speaking of the power of suggestion in music I wish at the outset to make certain reservations. In the first place I speak for myself, and what I have to present is merely an expression of my personal opinion; if in any way these should incite to further investigation or discussion, my object will in part have been attained.

In the second place, in speaking of this art, one is seriously hampered by a certain difficulty in making oneself understood. To hear and to enjoy music seems sufficient to many persons, and an investigation as to the causes of this enjoyment seems to them superfluous. And yet, unless the public comes into closer touch with the tone poet than that objective state Which accepts with the ears what is intended for the spirit, which hears the sounds and is deaf to their import, unless the public can separate the physical pleasure of music from its ideal significance, our art, in my opinion, cannot stand on a sound basis.

The first step toward an appreciation of music should be taken in our preparatory schools. Were young people taught to distinguish between tones as between colours, to recognize rhythmic values, and were they taught so to use their voices as to temper the nasal tones of speech, in after life they would be better able to appreciate and cherish an art of which mere pleasure-giving sounds are but a very small part.

Much of the lack of independence of opinion about music arises from want of familiarity with its material. Thus, after dinner, our forefathers were accustomed to sing catches which were entirely destitute of anything approaching music.

Music contains certain elements which affect the nerves of the mind and body, and thus possesses the power of direct appeal to the public,--a power to a great extent denied to the other arts. This sensuous influence over the hearer is often mistaken for the aim and end of all music. With this in mind, one may forgive the rather puzzling remarks so often met with; for instance, those of a certain English bishop that "Music did not affect him either intellectually or emotionally, only pleasurably," adding, "Every art should keep within its own realm; and that of music was concerned with pleasing combinations of sound." In declaring that the sensation of hearing music was pleasant to him, and that to produce that sensation was the entire mission of music, the Bishop placed our art on a level with good things to eat and drink. Many colleges and universities of this land consider music as a kind of _boutonniere_.

This estimate of music is, I believe, unfortunately a very general one, and yet, low as it is, there is a possibility of building on such a foundation. Could such persons be made to recognize the existence of decidedly unpleasant music, it would be the first step toward a proper appreciation of the art and its various phases.

Mere beauty of sound is, in itself, purely sensuous. It is the Chinese conception of music that the texture of a sound is to be valued; the long, trembling tone-tint of a bronze gong, or the high, thin streams of sound from the pipes are enjoyed for their ear-filling qualities. In the _Analects_ of Confucius and the writings of Mencius there is much mention of music, and "harmony of sound that shall fill the ears" is insisted upon. The Master said, "When the music maker Che first entered on his office, the finish with the Kwan Ts'eu was magnificent. How it filled the ears!" Pere Amiot says, "Music must fill the ears to penetrate the soul." Referring to the playing of some pieces by Couperin on a spinet, he says that Chinese hearers thought these pieces barbarous; the movement was too rapid, and did not allow sufficient time for them to enjoy each tone by itself. Now this is colour without form, or sound without music. For it to become music, it must possess some quality which will remove it from the purely sensuous. To my mind, it is in the power of suggestion that the vital spark of music lies.

Before speaking of this, however, I wish to touch upon two things: first, on what is called the science of music; and secondly, on one of the sensuous elements of music which enters into and encroaches upon all suggestion.

If one were called upon to define what is called the intellectual side of music, he would probably speak of "form," contrapuntal design, and the like. Let us take up the matter of form. If by the word "form" our theorists meant the most poignant expression of poetic thought in music, if they meant by this word the art of arranging musical sounds into the most telling presentation of a musical idea, I should have nothing to say: for if this were admitted instead of the recognized forms of modern theorists for the proper utterance, we should possess a study of the power of musical sounds which might truly justify the title of musical intellectuality. As it is, the word "form" stands for what have been called "stoutly built periods," "subsidiary themes," and the like, a happy combination of which in certain prescribed keys was supposed to constitute good form. Such a device, originally based upon the necessities and fashions of the dance, and changing from time to time, is surely not worthy of the strange worship it has received. A form of so doubtful an identity that the first movement of a certain Beethoven sonata can be dubbed by one authority "sonata-form," and by another "free fantasia," certainly cannot lay claim to serious intellectual value.

Form should be a synonym for _coherence_. No idea, whether great or small, can find utterance without form, but that form will be inherent to the idea, and there will be as many forms as there are adequately expressed ideas. In the musical idea, _per se_, analysis will reveal form.

The term "contrapuntal development" is to most tone poets of the present day a synonym for the device of giving expression to a musically poetic idea. _Per se_, counterpoint is a puerile juggling with themes, which may be likened to high-school mathematics. Certainly the entire web and woof of this "science," as it is called, never sprang from the necessities of poetic musical utterance. The entire pre-Palestrina literature of music is a conclusive testimony as to the non-poetic and even uneuphonious character of the invention.

In my opinion, Johann Sebastian Bach, one of the world's mightiest tone poets, accomplished his mission, not by means of the contrapuntal fashion of his age, but in spite of it. The laws of canon and fugue are based upon as prosaic a foundation as those of the rondo and sonata form; I find it impossible to imagine their ever having been a spur, or an incentive to poetic musical speech. Neither, pure tonal beauty, so-called "form," nor what is termed the intellectual side of music (the art of counterpoint, canon, and fugue), constitutes a really vital factor in music. This narrows our analysis down to two things, namely, the physical effect of musical sound, and suggestion.

The simplest manifestations of the purely sensuous effect of sound are to be found in the savage's delight in noise. In the more civilized state, this becomes the sensation of mere pleasure in hearing pleasing sounds. It enters into folk song in the form of the "Scotch snap," which is first cousin to the Swiss _jodel_, and is undoubtedly the origin of the skips of the augmented and (to a lesser degree) diminished intervals to be found in the music of many nations. It consists of the trick of alternating chest tones with falsetto. It is a kind of quirk in the voice which pleases children and primitive folk alike, a simple thing which has puzzled folklorists the world over.

The other sensuous influence of sound is one of the most powerful elements of music, and all musical utterance is involved with and inseparable from it. It consists of repetition, recurrence, periodicity.

Now this repetition may be one of rhythm, tone tint, texture, or colour, a repetition of figure or of pitch. We know that savages, in their incantation ceremonies, keep up a continuous drum beating or chant which, gradually increasing in violence, drives the hearers into such a state of frenzy that physical pain seems no longer to exist for them.

The value of the recurring rhythms and phrases of the march is well recognized in the army. A body of men will instinctively move in cadence with such music. The ever recurring lilt of a waltz rhythm will set the feet moving unconsciously, and as the energy of the repetition increases and decreases, so will the involuntary accompanying physical sympathy increase or decrease.

Berlioz jokingly tells a story of a ballet dancer who objected to the high pitch in which the orchestra played, and insisted that the music be transposed to a lower key. Cradle songs are fashioned on the same principle.

This sensuous sympathy with recurring sounds, rhythm, and pitch has something in common with hypnotism, and leads up to what I have called suggestion in music.

This same element in a modified form is made use of in poetry, for instance, in Poe's "Raven,"

Quoth the raven, nevermore,

and the repetition of colour in the same author's "Scarlet Death." It is the mainspring (I will not call it the vital spark) of many so-called popular songs, the recipe for which is exceedingly simple. A strongly marked rhythmic figure is selected, and incessantly repeated until the hearer's body beats time to it. The well-known tunes "There'll Be a Hot Time," etc., and "Ta-ra-ra, Boom-de-ay" are good examples of this kind of music.

There are two kinds of suggestion in music: one has been called tone-painting, the other almost evades analysis.

The term tone-painting is somewhat unsatisfactory, and reminds one of the French critic who spoke of a poem as "beautiful painted music." I believe that music can suggest forcibly certain things and ideas as well as vague emotions encased in the so-called "form" and "science" of music.

If we wish to begin with the most primitive form of suggestion in music, we shall find it in the direct imitation of sounds in nature. We remember that Helmholtz, Hanslick, and their followers denied to music the power to suggest things in nature; but it was somewhat grudgingly admitted that music might express the emotions caused by them. In the face of this, to quote a well-known instance, we have the "Pastoral" symphony of Beethoven, with the thrush, cuckoo, and thunderstorm. The birds and the storm are very plainly indicated; but it is not possible for the music to be an expression of the emotions caused by them, for the very simple reason that no emotions are caused by the cuckoo and thrush, and those caused by thunderstorms range all the way from depression and fear to exhilaration, according to the personality of individuals.

That music may imitate any rhythmic sounds or melodic figure occurring in nature, hardly needs affirmation. Such devices may be accepted almost as quotations, and not be further considered here. The songs of birds, the sound made by galloping horses' feet, the moaning of the wind, etc., are all things which are part and parcel of the musical vocabulary, intelligible alike to people of every nationality. I need hardly say that increasing intensity of sound will suggest vehemence, approach, and its visual synonym, growth, as well as that decreasing intensity will suggest withdrawal, dwindling, and placidity.

The suggestion brought about by pattern is very familiar. It was one of the first signs of the breaking away from the conventional trammels of the contrapuntal style of the sixteenth and seventeenth centuries. The first madrigal of Thomas Weelkes (1590) begins with the words, "Sit down," and the musical pattern falls a fifth. The suggestion was crude, but it was caused by the same impulse as that which supplied the material for Wagner's "Waldweben," Mendelssohn's "Lovely Melusina," and a host of other works.

The fact that the pattern of a musical phrase can suggest kinds of motion may seem strange; but could we, for example, imagine a spinning song with broken arpeggios? Should we see a spear thrown or an arrow shot on the stage and hear the orchestra playing a phrase of an undulating pattern, we should at once realize the contradiction. Mendelssohn, Schumann, Wagner, Liszt, and practically everyone who has written a spinning song, has used the same pattern to suggest the turning of a wheel. That such widely different men as Wagner and Mendelssohn should both have adopted the same pattern to suggest undulating waves is not a mere chance, but clearly shows the potency of the suggestion.

The suggestion conveyed by means of pitch is one of the strongest in music. Vibrations increasing beyond two hundred and fifty trillions a second become luminous. It is a curious coincidence that our highest vibrating musical sounds bring with them a well-defined suggestion of light, and that as the pitch is lowered we get the impression of ever increasing obscurity. To illustrate this, I have but to refer you to the Prelude to "Lohengrin." Had we no inkling as to its meaning, we should still receive the suggestion of glittering shapes in the blue ether.

Let us take the opening of the "Im Walde" symphony by Raff as an example; deep shadow is unmistakably suggested. Herbert Spencer's theory of the influence of emotion on pitch is well known and needs no confirmation. This properly comes under the subject of musical speech, a matter not to be considered here. Suffice it to say that the upward tendency of a musical phrase can suggest exaltation, and that a downward trend may suggest depression, the intensity of which will depend upon the intervals used. As an instance we may quote the "Faust" overture of Wagner, in which the pitch is used emotionally as well as descriptively. If the meaning I have found in this phrase seems to you far-fetched, we have but to give a higher pitch to the motive to render the idea absolutely impossible.