Critical and Historical Essays Lectures delivered at Columbia University
Part 13
If we take the next step in advance of instrumental music we come to the giving of meanings to these dances, and, as I have explained, these meanings will at first have reference to things; for instance, Couperin imitates an alarm clock; Rameau tries to make the music sound as if three hands were playing instead of two (_Les trois mains_); he imitates sighing (_Les soupirs_); the scolding voice; he even tries to express a mood musically (_L'indifferente_). In Germany, these attempts to make instrumental music expressive of something beyond rhythmic time-keeping continued, and we find Carl Philip Emanuel Bach attempting to express light-hearted amiability (_La complaisance_) and even languor (_Les tendres langueurs_). The suite, while it combined several dances in one general form, shows only a trace of _design_. There was more design in one of the small programme pieces already quoted than in most of the suites of this period (see, for example, Loeilly's "Suite").
Bach possessed instinctively the feeling for musical speech which seemed denied to his contemporaries whenever they had no actual story to guide their expression; and even in his dance music we find coherent musical sentences as, for instance, in the _Courante_ in A.
In art our opinions must, in all cases, rest directly on the thing under consideration and not on what is written about it. In my beliefs I am no respecter of the written word, that is to say, the mere fact that a statement is made by a well-known man, is printed in a well-known work, or is endorsed by many prominent names, means nothing to me if the thing itself is available for examination. Without a thorough knowledge of music, including its history and development, and, above all, musical "sympathy," individual criticism is, of course, valueless; at the same time the acquirement of this knowledge and sympathy is not difficult, and I hope that we may yet have a public in America that shall be capable of forming its own ideas, and not be influenced by tradition, criticism, or fashion.
We need to open our eyes and see for ourselves instead of trusting the direction of our steps to the guidance of others. Even an opinion based on ignorance, frankly given, is of more value to art than a platitude gathered from some outside source. If it is not a platitude but the echo of some fine thought, it only makes it worse, for it is not sincere, unless of course it is quoted understandingly. We need freshness and sincerity in forming our judgments in art, for it is upon these that art lives. All over the world we find audiences listening suavely to long concerts, and yet we do not see one person with the frankness of the little boy in Andersen's story of the "New Clothes of the Emperor." It is the same with the other arts. I have never heard anyone say that part of the foreground of Millet's "Angelus" is "muddy" or that the Fornarina's mysterious smile is anything but "hauntingly beautiful." People do not dare admire the London Law Courts; all things must be measured by the straight lines of Grecian architecture. Frankness! Let us have frankness, and if we have no feelings on a subject, let us remain silent rather than echo that drone in the hive of modern thought, the "_authority_ in art."
Every person with even the very smallest love and sympathy for art possesses ideas which are valuable to that art. From the tiniest seeds sometimes the greatest trees are grown. Why, therefore, allow these tender germs of individualism to be smothered by that flourishing, arrogant bay tree of tradition--fashion, authority, convention, etc.
My reason for insisting on the importance of all lovers of art being able to form their own opinions is obvious, when we consider that our musical public is obliged to take everything on trust. For instance, if we read on one page of some history (every history of music has such a page) that Mozart's sonatas are sublime, that they do not contain one note of mere filigree work, and that they far transcend anything written for the harpsichord or clavichord by Haydn or his contemporaries, we echo the saying, and, if necessary, quote the "authorities." Now if one had occasion to read over some of the clavichord music of the period, possibly it might seem strange that Mozart's sonatas did not impress with their magnificence. One might even harbour a lurking doubt as to the value of the many seemingly bare runs and unmeaning passages. Then one would probably turn back to the authorities for an explanation and find perhaps the following: "The inexpressible charm of Mozart's music leads us to forget the marvellous learning bestowed upon its construction. Later composers have sought to conceal the constructional points of the sonata which Mozart never cared to disguise, so that incautious students have sometimes failed to discern in them the veritable 'pillars of the house,' and have accused Mozart of poverty of style because he left them boldly exposed to view, as a great architect delights to expose the piers upon which the tower of his cathedral depends for its support." (Rockstro, "History of Music," p. 269.) Now this is all very fine, but it is nonsense, for Mozart's sonatas are anything but cathedrals. It is time to cast aside this shibboleth of printer's ink and paper and look the thing itself straight in the face. It is a fact that Mozart's sonatas are compositions entirely unworthy of the author of the "Magic Flute," or of any composer with pretensions to anything beyond mediocrity. They are written in a style of flashy harpsichord virtuosity such as Liszt never descended to, even in those of his works at which so many persons are accustomed to sneer.
Such a statement as I have just made may be cried down as rank heresy, first by the book readers and then by the general public; but I doubt if anyone among that public would or could actually turn to the music itself and analyze it intelligently, from both an aesthetic and technical standpoint, in order to verify or disprove the assertion.
Once a statement is made it seems to be exceedingly difficult to keep it from obtaining the universal acceptance which it gains by unthinking reiteration in other works. One of the strangest cases of this repetition of a careless statement may be found in the majority of histories of music, where we are told that musical expression (that is to say, the increasing and diminishing of a tone, crescendo and diminuendo) was first _discovered_ at Mannheim, in Germany, about 1760. This statement may be found in the works of Burney, Schubart, Reichardt, Sittard, Wasielewski, and even in Jahn's celebrated "Life of Mozart." The story is that Jommelli, an Italian, first "invented" the crescendo and diminuendo, and that when they were first used, the people in the audience gradually rose from their seats at the crescendo, and as the music "diminuendoed" they sat down again. The story is absurd, for the simple reason that even in 1705, Sperling, in his "Principae Musicae," describes crescendos from _ppp_ to _fff_, and we read in Plutarch of the same thing.
Shedlock, in his work "The Pianoforte Sonata," quotes as the first sonatas for the clavier those of Kuhnau, and cites especially the six _Bible_ sonatas. Now Kuhnau, although he was Bach's predecessor at St. Thomas' Church in Leipzig, was certainly a composer of the very lowest rank. The _Bible_ sonatas, which Shedlock paints to us in such glowing colours, are the merest trash, and not to be compared with the works of his contemporaries. I do not think that they have any place whatsoever in the history or development either of music or of that form called the sonata.
The development of the suite from dance forms has already been shown, and we will now trace the development of the sonata from the suite in Italy, Germany, and France. As an example of this development in Italy, a so-called sonata by G.B. Pescetti will serve (the sonatas by Domenico Scarlatti were not originally so named, and the sonatas before that were simply short pieces, so designated to distinguish them from dance music). This sonata was published about 1730, and was one of nine. The first movement is practically of the _allemande_ type, and its first period ends in the dominant key. There is but the slightest trace of a second theme in the first part; yet the improvement in contrapuntal design over the suites is evident. The second movement is in the same key, and retains the characteristic rhythm of the _sarabande_; at the end, the improvement, so far as design is concerned, is very noticeable. The last movement, still in the same key, is a _gigue_, thus keeping well in the shadow of the suite.
A sonata by the German Rolle (1718-1785) is valuable in that it shows a very decided second theme in the first period, thus tending toward the development of the original simple dance form into the more complex sonata form. The _adagio_, however, still has the _sarabande_ characteristics, and foreshadows many things. It contains many _words_ that later were shaped into great poems by others. "The Erlking" of Schubert is especially hinted at, just as the first movement was prophetic of Beethoven. In the last movement we have the _gigue_ rhythm again.
In France, music had become merely a court appendage, as was the case with the other arts, and had long served as a means for showing the divine grace with which Louis XIV or XV could turn out his toes in the minuet. In addition to this, the arranging of a scientific system of harmonization by Rameau (1683-1764) (which, by the way, is the basis of most of the treatises of harmony of the present century), caused the few French composers who could make headway against the prevailing Italian opera after Lully to turn their attention away from polyphonic writing; and having, after all, but little to express in other than the long-accustomed dance rhythms and tunes, their music cannot be said to have made any mark in the world. In order to show the poverty of this style, let us take a sonata by Mehul (1763-1817). The first movement has already a well-defined second theme, but otherwise is a mere collection of more or less commonplace progressions. The second part is a dance tune, pure and simple; indeed the first part had all the characteristics of the _farandole_ (see Bizet's "l'Arlesienne"). The last part is entitled rondo, "a round dance," and is evidently one in the literal sense of the word. In all these sonatas the increasing use of what is called the Alberti bass is noticeable.
To show the last link between the suite and the sonata, reference may be made to the well-known sonata in D major by Haydn. In this, as in those analyzed above, all the movements are in the same key. The adagio is a _sarabande_, and the last movement has the characteristics of the _gigue_. This, however, is only the starting point with Haydn; later we will consider the development of this form into what is practically our modern sonata, which, of course, includes the symphony, quartet, quintet, concerto, etc.
Our path of study in tracing the development of the sonata from the suite leads us through a sterile tract of seemingly bare desert. The compositions referred to are full of fragments, sometimes fine in themselves, but lying wherever they happened to fall, their sculptors having no perception of their value one with another. Disconnected phrases, ideas never completed; to quote Hamlet, "Words, words!" Later we find Beethoven and Schubert constructing wonderful temples out of these same fragments, and shaping these same words into marvellous tone poems.
The music of the period we have been considering is well described by Browning in "A Toccata of Galuppi's":
Yes you, like a ghostly cricket, Creaking where a house was burned: Dust and ashes, dead and done with, Venice spent what Venice earned.
XV
THE DEVELOPMENT OF PIANOFORTE MUSIC
Up to the time of Beethoven, music for the pianoforte consisted mainly of programme music of the purely descriptive order, that is to say, it was generally imitative of natural or artificial externals. To be sure, if we go back to the old clavecinists, and examine the sonatas of Kuhnau, sundry pieces by Couperin, Rameau, and the Germans, Froberger, C.P.E. Bach and others, we find the beginnings of that higher order of programme music which deals directly with the emotions; and not only that, but which aims at causing the hearer to go beyond the actual sounds heard, in pursuance of a train of thought primarily suggested by this music.
To find this art of programme music, as we may call it, brought to a full flower, we must seek in the mystic utterances of Robert Schumann. It is wise to keep in mind, however, that although Schumann's piano music certainly answers to our definition of the higher programme music, it also marks the dividing line between emotional programme music without a well-defined object and that dramatically emotional art which we have every reason to believe was aimed at by Beethoven in many of his sonatas, and which, in its logical development and broadened out by orchestral colours and other resources, is championed by Richard Strauss at the present day.
We have already learned that C.P.E. Bach had entirely broken with the contrapuntal style of his father and his age in order to gain freer utterance, and that the word "colour" began to be used in his time in connection with music for even one instrument. It is, perhaps, needless to say that the vastly enlarged possibilities, both technical and tonal, of the newly invented _forte-piano_ were largely the outcome of this seeking for colour in music. In addition to this, the new art of harmonic dissonances was already beginning to stretch out in the direction of new and strange tonal combinations, thus giving to the music written for the instrument many new possibilities in the way of causing and depicting emotions. That the first experiments were puerile, we know, as, for example, Haydn's attempts, in one of his pianoforte sonatas, to suggest the conversion of an obdurate sinner.
When we consider Mozart, it is impossible to forget the fact that in his piano works he was first and foremost a piano virtuoso, a child prodigy, of whom filigree work was expected by the public for which he wrote his sonatas. (We cannot call this orientalism, for it was more or less of German pattern, traced from the fioriture of the Italian opera singer.) Therefore, emotional utterance or even new or poetic colouring was not to be expected of him.
As has been said before, it remained for Beethoven to weld these new words and strange colours into poems, which, notwithstanding the many barnacles hanging to them (remnants of a past of timid adhesion to forms and fashions), are, in truth, the first lofty and dignified musical utterances with an object which we possess. I mean by this statement that his art was the first to cast aside the iron fetters of what then formed the canons of art. The latter may be described (even in reference to modern days) as constituting the shadow of a great man. And, although this is a digression, I may add that all students of piano music no doubt realize the weighty shadow that Beethoven cast over the first half of the nineteenth century, just as Wagner is doing at the present time.
Our purists are unable to realize that the shadows are the least vital part of the great men who cast them. We remember that the only wish expressed by Diogenes when Alexander came to see him was that the king should stand aside so that he could enjoy the light of the sun.
To return: We find that Beethoven was the first exponent of our modern art. Every revolution is bound to bring with it a reaction which seeks to consolidate and put in safe keeping, as it were, results attained by it. Certainly Beethoven alone can hardly be said to have furthered this end; for his revolt led him into still more remote and involved trains of thought, as in his later sonatas and quartets. Even the Ninth Symphony, hampered as it is by actual words for which declamation and a more or less well-defined form of musical speech are necessary, suffers from the same involved utterance that characterizes his last period.
Schubert, in his instrumental work, was too ardent a seeker and lover of the purely beautiful to build upon the forms of past generations, and thus his piano music, neither restrained nor supported by poetic declamation, was never held within the bounds of formalism.
It was Mendelssohn who first invested old and seemingly worn-out forms of instrumental music (especially for the pianoforte) with the new poetic license of speech, which was essentially the spirit of the age of revolution in which he lived.
In holding up Mendelssohn as a formalist against Beethoven, and at the same time presenting him as the composer directly responsible for our modern symphonic poem, there is a seeming contradiction, which, however, is more apparent than real. While Beethoven never hesitated to overturn form (harmonic or otherwise) to suit the exigencies of his inspiration, Mendelssohn cast all his pictures into well-defined and orthodox forms. Thus his symphonic poems, for example, the overtures to "The Lovely Melusina," "Fingal's Cave," "Ruy Blas," etc., are really overtures in form; whereas, the so-called "Moonlight" sonata of Beethoven, as well as many others, are sonatas only in name. The emotional and problematic significance given by Mendelssohn to many of his shorter piano pieces, including even such works as preludes and fugues, is familiar to us all. These works, however, but rarely departed from the orthodox forms represented by their names. His "Songs without Words" have been so often quoted as constituting a new art form that it is well to remember that they are practically all cast in the same mould, that of the most simple song form, with one, and sometimes two more or less similar verses, preceded by a short introduction and ending with a coda.
We may say then, broadly, that Beethoven invested instrumental music with a wonderful poignancy and power of expression, elevating it to the point of being the medium of expressing some of the greatest thoughts we possess. In so doing, however, he shattered many of the great idols of formalism by the sheer violence of his expression.
Schubert, let me say again, seemed indifferent to symmetry, or never thought of it in his piano music. Mendelssohn, possibly influenced by his early severe training with Zelter, accepted symmetry of form as the cornerstone of his musical edifice; although he was one of the first in the realms of avowed programme music, he never carried it beyond the boundary of good form. And, as in speaking a moment ago of the so-called canons of musical art, we compared them with the shadows that great men have cast upon their times, it may be as well to remember that just this formalism of Mendelssohn overshadowed and still overshadows England to the present day. On the other hand, Beethoven's last style still shows itself in Brahms, and even in Richard Strauss. Schumann was different from these three. His music is not avowed programme music; neither is it, as is much of Schubert's, pure delight in beautiful melodies and sounds. It did not break through formalism by sheer violence of emotion, as did Beethoven's; least of all has it Mendelssohn's orthodox dress. It represents, as well as I can put it, the rhapsodical reverie of a great poet to whom nothing seems strange, and who has the faculty of relating his visions, never attempting to give them coherence, until, perhaps, when awakened from his dream, he naively wonders what they may have meant. It will be remembered that Schumann added titles to his music after it was composed.
To all of this new, strange music, Liszt and Chopin added the wonderful tracery of orientalism. As I have said before, the difference between these two is that with Chopin this tracery enveloped poetic thought as with a thin gauze; whereas with Liszt, the embellishment itself made the starting point for almost a new art in tonal combination, the effects of which are seen on every hand to-day. To realize its influence, one need only compare the graceful arabesques of the most simple piano piece of to-day with the awkward and gargoyle-like figuration of Beethoven and his predecessors. We may justly attribute this to Liszt rather than to Chopin, whose nocturne embellishments are but first cousins to those of the Englishman, John Field, though naturally Chopin's Polish temperament gave his work that grace and profusion of design which we have called orientalism.
XVI
THE MYSTERY AND MIRACLE PLAY
It is interesting to recall the origin of our words "treble" and "discant." The latter was derived from the first attempts to break away from the monotony of several persons singing the same melody in unison, octaves, fifths, or fourths. In such cases the original melody was called _cantus firmus_ (a term still generally used in counterpoint to designate the given melody of an exercise to which the student is to write other parts), the new melody that was sung with it was called the _discant_, and when a third part was added, it received the name _triplum_ or _treble_. As Ambros remarks, this forcible welding together of different melodies, often well-known old tunes, secular or derived from the church chants, was on a direct line with the contemporary condition of the other arts. For instance, on the portal to the left of the Cathedral of Saint Mark, at Venice, is a relief, representing some Biblical scene, which is entirely made up of fragments of some older sculptured figures, placed together without regard to anatomy in much the same brutal fashion that the melodies of the time were sung together. The traces of this clumsy music-making extended down to Palestrina's time, and became the germ of counterpoint, canon, and fugue, constituting (apart from the folk song) the only music known at that time.
This music, however, very soon developed into two styles, one adopted by the church, the other, a secular style, furnishing the musical texture both of opera and other secular music. The opera, or rather the art form we know under that name (for the name itself conveys nothing, for which reason Wagner coined the term "music drama") broke away from the church in the guise of Mysteries, as they were called in mediaeval times. A Mystery (of which our modern oratorio is the direct descendant) was a kind of drama illustrating some sacred subject, and the earliest specimens laid the foundation for the Greek tragedy and comedy. We still see a relic of this primitive art form in the Oberammergau Passion Play.
We read of the efforts made, as early as the fifth century, to hold the people to the church; among other devices employed was that of illustrating the subjects of the services by the priests performing the offices being dressed in an appropriate costume. Little by little the popular songs of the people crept into the church service among the regular ecclesiastical chants, thus foreshadowing the beginnings of modern opera; for after a while, special Latin texts were substituted for the regular service, the mimetic part of which degenerated into the most extraordinary license as, for instance, in the "Feast of Asses" (January 14) which may be called a burlesque of the mass, and which has been described in a former chapter.
With this mixture of the vernacular and the official Latin,[14] these Miracle and Passion Plays, as well as the Mysteries and Moralities (as different forms of this ecclesiastical mumming were called) began to be given in other places besides the churches.