Critical And Historical Essays Lectures Delivered At Columbia U
Chapter 9
Now that music began taking a more definite rhythmic form than before, a more regular dividing off of the phrases became necessary. This was accomplished by the use of a dot, and another form, the perpendicular line, which we have noticed in the song of the King of Navarre (1250). At first a means to indicate triple time was invented, and the measure corresponding to our [9/8] was indicated by placing the sign [O.] at the beginning of the line. This was called perfect. Then, for plain triple time the dot was omitted [O]; for [6/8] time the sign [C.] was adopted, and for ordinary common time [C] was taken. Consequently, when these signs were placed at the beginning of the line they changed the value of the notes to correspond to the time marked. Thus in [O.] (_tempus perfectum_, _prolatio major_) or [9/8], the _brevis_ was reckoned worth three _semibrevi_ [B = S S S] ([1. = 4. 4. 4.]); the _semibrevis_ three _minimi_ [S = M M M] ([4. = 8 8 8]). In [O] or [3/4] time [B = S S S] ([2. = 4 4 4]); but the _semibrevis_ was only as long as two _minimi_ [S = M M] ([4 = 8 8]). In [C.] or [6/8] time [B = S S] ([2. = 4. 4.]), but [S = M M M] ([4. = 8 8 8]). In [C] or [2/2] time [B = S S] ([1 = 2 2]), and [S = M M] ([2 = 4 4]).
In the beginning of the fifteenth century the notes began to be written in an open form
The rests for the _fusa_ and _semifusa_ were turned to the left in order to avoid the confusion that would ensue if the rest [illustration] stood for [fusa]. Besides, the sign would have easily become confused with the C clef [illustration].
Signs for the changes of _tempo_, that is to say changes from quick to slow, etc., were introduced in the fifteenth century. The oldest of them consists of drawing a line through the _tempus_ sign [O|]. This meant that the notes were to be played or sung twice as rapidly as would usually be the case, without, however, affecting the relative value of the notes to one another. Now we remember that the sign [C] stood for our modern [4/4] time; when a line was drawn through it, [C|] it indicated that two _brevi_ were counted as one, and the movement was said to be _alla breve_. This is the one instance of time signatures that has come down to us unaltered.
IX
THE SYSTEMS OF HUCBALD AND GUIDO D'AREZZO--THE BEGINNING OF COUNTERPOINT
We have seen that by order of Charlemagne, Ambrosian chant was superseded by that of Gregory, and from any history of music we may learn how he caused the Gregorian chant to be taught to the exclusion of all other music. Although Notker, in the monastery of St. Gall, in Switzerland, and others developed the Gregorian chant, until the time of Hucbald this music remained mere wandering melody, without harmonic support of any kind.
Hucbald (840-930) was a monk of the monastery of St. Armand in Flanders. As we know from our studies in notation, he was the first to improve the notation by introducing a system of lines and spaces, of which, however, the spaces only were utilized for indicating the notes, viz.:
His attempt to reconstruct the musical scale was afterwards overshadowed by the system invented by Guido d'Arezzo, and it is therefore unnecessary to describe it in detail. His great contribution to progress was the discovery that more than one sound could be played or sung simultaneously, thus creating a composite sound, the effect which we call a chord. However, in deciding which sounds should be allowed to be played or sung together, he was influenced partly by the mysticism of his age, and partly by a blind adherence to the remnants of musical theory which had been handed down from the Greeks. As Franco of Cologne, later (1200), in systematizing rhythm into measure, was influenced by the idea of the Trinity in making his [3/8] or [9/8] time _tempus perfectum_, and adopting for its symbol the Pythagorean circle [O.] or [O], so Hucbald, in choosing his series of concords or sounds that harmonize well together, took the first three notes of the overtones of every sonorous fundamental, or, to express it differently, of the series of natural harmonics, that is to say, he admitted the octave and fifth: [F: g, d g]. But from the fifth to the octave gives the interval of the fourth, therefore he permitted this combination also.
From the works of Boethius (_circa_ 400) and others, he had derived and accepted the Pythagorean division of the scale, making thirds and sixths dissonant intervals; and so his perfect chord (from which our later triad gets its name of _perfect_) was composed of a root, fifth or fourth, and octave.
Hucbald, as I have already explained, changed the Greek tone system somewhat by arranging it in four regular disjunct tetrachords, namely:
[F: (g, a, b-, c) (d e f g) G: (a b c' d') (e' f+' g' a')]
This system permitted the addition of a fifth to each note indiscriminately, and the fifths would always be _perfect_; but in regard to the octaves it was faulty, for obvious reasons. As his system of notation consisted of merely writing T for tone and S for semitone between the lines of his staff, it was only necessary to change the order of these letters for the octave at the beginning of each line. With the fourth, however, this device was impossible, and therefore he laid down the rule that when the voices proceeded in fourths, and a discord (or augmented fourth) was unavoidable, the lower voice was to remain on the same note until it could jump to another fourth forming a perfect interval:
[F: {g b} {g b} {g a} {g b} {d a} {d g} {c f} {c e} {a, d} {g, c}]
This at least brought into the harmony an occasional third, which gradually became a recognized factor in music.
We probably know that the year 1000 was generally accepted as the time when the world was to come to an end. In the _Bibliotheque Nationale_ in Paris there is a manuscript containing the prophecy which had been handed down for many centuries; also the signs for the notes to which it was to be sung, viz.:
[Figure 07]
The text is:
The Judge will speak and the earth shall tremble with awe. The stars shall be destroyed and the glory of the moon shall die, the mountains shall be crushed and the world with all in it shall utterly perish.
With the opening of the eleventh century, such was the relief from this fear which had been oppressing Christendom, that even the church reflected it in such strange rites as the _Feast of Asses_ (January 14th), which was a burlesque of the Mass.
In this travesty of the Mass a young girl, dressed to represent the Virgin, riding on an ass and carrying a child in her arms, was conducted to the church door. Upon being admitted and riding up the aisle to the altar, the girl tethered the ass to the railing and sat on the steps until the service was finished. The _Credo_, _Gloria_, etc., all ended with a "hee-haw," and at the conclusion of the service the officiating priest brayed three times, and was answered by the congregation. The mixing of the vernacular with Latin in this service is the first instance of the use of any language but Latin in church music.
This quasi-symbolical pantomime gave rise in time to the mediaeval Passion Plays, or Mysteries, as they were called. That these travesties of the Mass took different forms in various countries is very evident when we remember the description of the "Abbot of Unreason," in Scott's "Abbot." In England, among other absurdities such as the "Pope of Fools," the "Ball Dance," etc., they also had the festival of the "Boy Bishop," in which, between the sixth and twenty-eighth of December, a boy was made to perform all the functions of a bishop.
It would seem that all this has but little bearing upon the development of music. As a matter of fact it was a most potent factor in it, for music was essentially and exclusively a church property. By permitting the people to secularize the church rites at certain seasons, it was inevitable that church music would also become common property for a time, with this difference, however, that the common people could carry the tunes away with them, and the music would be the only thing remaining as a recollection of the carnival. Indeed, the prevalence of popular songs soon became such that writers of church music began to use them instead of their being derived from church music, as was originally the case. This continued to such an extent that almost up to 1550 a mass was known by the name of the popular song it was based upon, as, for instance, the mass of the "Man in Armour," by Josquin des Pres, and those entitled "_Je prends conge_" and "_Je veult cent mille ecus_."
Now we know that the _tempus perfectum_ was _par excellence_ [9/8] and [3/4] time. It was natural therefore that these first church tunes should have been changed to dances in the hands of the common people. Even in these dances it is interesting to note that the same symbolic significance appears to be present, for the earliest form of these dances was the "round song," or roundelay, and it was danced in a circle.
Duple time did not come into general use until the beginning of the fourteenth century. About the same time, the organum (as it was called) or system of harmonization of Hucbald was discarded, and Johannes de Muris and Philippe de Vitry championed the consonant quality of the third and sixth, both major and minor. The fifth was retained as a consonant, but the fourth was passed over in silence by the French school of writers, or classed with the dissonants. Successive fifths were prohibited as being too harshly dissonant, but successive fourths were necessarily permitted, as it would be an impossibility to do without them. Nevertheless, the fourth was still considered a dissonance, and was permitted only between the upper parts of the music. Thus the harsh consecutive passages in fifths and fourths of the organum of Hucbald disappeared in favour of the softer progressions of thirds and sixths.
In order to make clear how the new science of counterpoint came into existence, I must again revert to Hucbald.[09]
Before his time, all "recognized" music was a more or less melodious succession of tones, generally of the same length, one syllable being sometimes used for many notes. He discovered that a melody might be sung by several singers, each commencing at a different pitch instead of all singing the same notes at the same time. He also laid down rules as to how this was to be done to produce the best effect. We remember why he chose the fourth, fifth, and octave in preference to the third and sixth. He called his system an "organum" or "diaphony," and to sing according to his rules was called to "organize" or "organate." We must remember that at that time fourths and fifths were not always indicated in the written music; only the melody, which was called the principal or subject. By studying the rules prescribed for the organum, the singers could add the proper intervals to the melody. We must keep in mind, however, that later fourths were preferred to fifths (being considered less harsh), and that the musical scale of the period compelled the different voices to vary slightly, that is to say, two voices could not sing exactly the same melody at the interval of a fourth without the use of sharps or flats; therefore one voice continued on the same note until the awkward place was passed, and then proceeded in fourths again with the other voice as before:
[G: {e' a'} {d' g'} {d' f+'} {d' e'}]
On account of the augmented fourth that would occur by a strict adherence to the melodic structure of the subject, the following would have been impossible: [G: {e' a'} {d' g'} ({c' f+'})] Thus we find the first instance of the use of thirds, and also of oblique motion as opposed to the earlier inevitable parallel motion of the voices. This necessary freedom in singing the organum or diaphony led to the attempt to sing two _different_ melodies, one against the other--"note against note," or "point counter point,"[10] point or _punct_ being the name for the written note. There being now two distinct melodies, both had to be _noted_ instead of leaving it to the singers to add their parts extemporaneously, according to the rules of the organum, as they had done previously. Already earlier than this (in 1100), owing to the tendency to discard consecutive fourths and fifths, the intermovement of the voices, from being parallel and oblique, became _contrary_, thus avoiding the parallel succession of intervals. The name "organum" was dropped and the new system became known as tenor and descant, the tenor being the principal or foundation melody, and the descant or descants (for there could be as many as there were parts or voices to the music) taking the place of the organum. The difference between _discantus_ and _diaphony_ was that the latter consisted of several parts or voices, which, however, were more or less exact reproductions, at different pitch, of the principal or given melody, while the former was composed of entirely different melodic and rhythmic material. This gave rise to the science of counterpoint, which, as I have said, consists of the trick of making a number of voices sing different melodies at the same time without violating certain given rules. The given melody or "principal" soon acquired the name of _cantus firmus_, and the other parts were each called _contrapunctus_,[11] as before they had been called tenor and descant. These names were first used by Gerson, Chancellor of Notre Dame, Paris, about 1400.
In the meantime (about 1300-1375), the occasional use of thirds and sixths in the diaphonies previously explained led to an entirely different kind of singing, called _falso bordone_ or _faux bourdon_ (_bordonizare_, "to drone," comes from a kind of pedal in organum that first brought the third into use). This system, contrary to the old organum, consisted of using only thirds and sixths together, excluding the fourth and fifth entirely, except in the first and last bars. This innovation has been ascribed to the Flemish singers attached to the Papal Choir (about 1377), when Pope Gregory XI returned from Avignon to Rome. In the British Museum, however, there are manuscripts dating from the previous century, showing that the _faux bourdon_ had already commenced to make its way against the old systems of Hucbald and Guido. The combination of the _faux bourdon_ and the remnant of the organum gives us the foundation for our modern tone system. The old rules, making plagal motion of the different voices preferable to parallel motion, and contrary motion preferable to either, still hold good in our works on theory; so also in regard to the rules forbidding consecutive fifths and octaves, leaving the question of the fourth in doubt.
To sum up, we may say, therefore, that up to the sixteenth century, all music was composed of the slender material of thirds, sixths, fifths, and octaves, fourths being permitted only _between_ the voices; consecutive successions of fourths, however, were permitted, a license not allowed in the use of fifths or octaves. This leads us directly to a consideration of the laws of counterpoint and fugue, laws that have remained practically unchanged up to the present, with the one difference that, instead of being restricted to the meagre material of the so-called consonants, the growing use of what were once called dissonant chords, such as the dominant seventh, ninth, diminished seventh, and latterly the so-called altered chords, has brought new riches to the art.
Instead of going at once into a consideration of the laws of counterpoint, it will be well to take up the development of the instrumental resources of the time. There were three distinct types of music: the ecclesiastical type (which of course predominated) found its expression in melodies sung by church choirs, four or more melodies being sometimes sung simultaneously, in accordance with certain fixed rules, as I have already explained. These melodies or chants were often accompanied by the organ, of which we will speak later. The second type was purely instrumental, and served as an accompaniment for the dance, or consisted of _fanfares_ (ceremonial horn signals), or hunting signals. The third type was that of the so-called _trouveres_ or _troubadours_, with their _jongleurs_, and the minnesingers, and, later, the mastersingers. All these "minstrels," as we may call them, accompanied their singing by some instrument, generally one of the lute type or the psaltery.
[09] There is much question as to Hucbald's organum. That actually these dissonances were used even up to 1500 is proved by Franco Gafurius of Milan, who mentions a Litany for the Dead (_De Profundis_) much used at that time:
[G: {f' g'} {f' g'} {g' a'} {g' a'} {g' c''} {e' a'} {f' g'}] [W: De profundis, etc.]
[10] Counterpoint is first mentioned by Muris (1300).
[11] Only principal (tenor or cantus firmus) was sung to words.
X
MUSICAL INSTRUMENTS--THEIR HISTORY AND DEVELOPMENT
In church music, the organ is perhaps the first instrument to be considered. In 951, Elfeg, the Bishop of Winchester had built in his cathedral a great organ which had four hundred pipes and twenty-six pairs of bellows, to manage which seventy strong men were necessary. Wolstan, in his life of St. Swithin, the Benedictine monk, gives an account of the exhausting work required to keep the bellows in action.
Two performers were necessary to play this organ, just as nowadays we play four-hand music on the piano. The keys went down with such difficulty that the players had to use their elbows or fists on each key; therefore it is easy to see that, at the most, only four keys could be pressed down at the same time. On the other hand, each key when pressed down or pushed back (for in the early organs the keyboard was perpendicular) gave the wind from the bellows access to ten pipes each, which were probably tuned in octaves or, possibly, according to the organum of Hucbald, in fifths or fourths. This particular organ had two sets of keys (called manuals), one for each player; there were twenty keys to each manual, and every key caused ten pipes to sound. The compass of this organ was restricted to ten notes, repeated at the distance of an octave, and, there being four hundred pipes, forty pipes were available for each note. On each key was inscribed the name of the note. As may be imagined, the tone of this instrument was such that it could be heard at a great distance.
There were many smaller organs, as, for instance, the one in the monastery of Ramsey, which had copper pipes. Pictures of others from the twelfth century show that even where there were only ten pipes, the organ had two manuals, needed two players, and at least four men for the bellows. The great exertion required to play these instruments led to the invention of what is called "mixtures." From the moment fifths and fourths were considered to sound better together than the simple notes, the pipes were so arranged that the player did not need to press two of the ponderous organ keys for this combination of sounds. One key was made to open the valves of the two sets of pipes, so that each key, instead of sounding one note, would, at will, sound the open fifth, fourth, or octave. With the addition of the third, thus constituting a perfect major triad, this barbarous habit has come down to our present day almost unchanged, for by using what is called the "mixture stop" of our modern organs, each key of the manual gives not only the original note, but also its perfect major triad, several octaves higher.
Originally the organ was used only to give the right intonation for the chanting of the priests. From the twelfth century, small portable organs of limited compass were much used; although the tone of these instruments was necessarily slight, and, owing to the shortness of the pipes, high in pitch, the principle of the mechanism was similar to that of the larger instruments. They were hung by means of a strap passed over the shoulders; one hand pressed the keys in front of the pipes (which were arranged perpendicularly), and the other hand operated the small bellows behind the pipes. These small instruments rarely had more than eight pipes, consequently they possessed only the compass of an octave. With slight variations, they were quite universally used up to the seventeenth century. Organ pedals were invented in Germany about 1325. Bernhard, organist of St. Mark's, Venice (1445-1459), has been credited with the invention of organ pedals, but it is probable that he merely introduced them into Italy.
As the Greek modes formed the basis for the musical system of the church, so the Greek monochord is the type from which the monks evolved what they called the clavichord. The monochord has a movable bridge, therefore some time is lost in adjusting it in order to get the different tones. To obviate this inconvenience, a number of strings were placed side by side, and a mechanism inserted which, by pressing a key (_clavis_), would move the bridge to the point at which the string must divide to give the note indicated by the key. This made it possible to use one string for several different notes, and explains why the clavichord or clavicembalo needed comparatively few strings. This instrument became obsolete toward the end of the eighteenth century.
The other species of instrument, the harpsichord, which was invented about 1400, and which may be considered as having sprung from the clavichord, consisted of a separate string for each sound; the key, instead of setting in action a device for striking and at the same time _dividing_ the strings, caused the strings to be plucked by quills. Thus, in these instruments, not only was an entirely different quality of tone produced, but the pitch of a string remained unaltered. These instruments were called _bundfrei_, "unbound," in opposition to the _clavicembalo_, which was called _gebunden_, or "bound." The harpsichord was much more complicated than the clavichord, in that the latter ceased to sound when the key which moved the bridge was released, whereas the harpsichord required what is called a "damper" to stop the sound when the key came up; once the string was touched by the quill, all command of the tone by the key was lost. To regulate this, a device was added to the instrument by means of which a damper fell on the string when the key was released, thereby stopping the sound.
We have now to consider the instrumental development of the Middle Ages.