Benedetto Croce: An Introduction to His Philosophy
Part 9
A recent literary polemic in America offered some striking examples of these prejudices. A critic of the older school, in a discussion of the moral tendencies of the age, introduced a criticism of the proposition that art is not concerned either with truth or morality, by affirming that this negative proposition could legitimately be converted into the positive one: the object of art is to deny that which truth and morality affirm. The sophism of this conversion is based on a confusion between the two logical concepts of distinction and opposition. The critic was not deducing a logical consequence of the first proposition, any more than if he were interpreting my saying that I am not interested as a student of literature in the law of gravitation, as implying a disbelief in the law of gravitation: he was merely stating his own conception of art as a conceptual and moral function, and of the value of art as an intellectual and moral value; which is the error of intellectualism and moralism. In his reply to the older critic, a writer of the younger generation contended that æsthetic values are higher than either logical or moral values, and in some mysterious way transcend and comprehend them both. The younger writer was evidently using the same kind of logic as his adversary, and affirming on his own account the error of a variety of æstheticism.
What the original proposition actually implies is that judgments regarding the logical truth or the historical verity, the moral merit or demerit of a work of art, do not treat art as art, but dissolve the work itself into its abstract elements, and deal with these elements in an entirely different context. If I discuss the theology and philosophy of Dante, I shall find a number of propositions which to my mind are untrue; but the beauty of Dante's poetry is incommensurable with the truth or falsehood of his logical thought. The beauty of Francesca's episode is not impaired by the quite reasonable suspicion that the poetical idealization of a guilty passion might have a dangerous influence on weak and sentimental souls.
The imperfect distinction between art and logical or scientific truth is responsible for the critical prejudice of art as expressive of the typical. The typical is a product of abstract thought, of the kind that is employed in the natural sciences. The expressions of art are essentially individual and particular, and when we consider them as typical, we merely use them as the starting point for our own abstractions, that is, for the purposes of a quite different mental process. Similar to the concept of the typical are those of the allegory and symbol, which are mechanical constructions of the intellect, and which art is unable to represent unless it reduces them to the particular and concrete.
The confusion between art and morality, being ultimately founded on the supposition that art is not a theoretical function, but an act of the will, gives rise to the theories of the ends of art, and of the so-called choice of the subject. But the end of art is art itself, expression or beauty, or whatever other name we shall give to the æsthetic value, just as the end of science is truth and the end of morality is goodness; that is, the concept of end coincides in every case with the concept of value. And the artist cannot choose his subject, since there is no abstract subject present to his mind, but only the world of his own already formed intuitions and expressions; which he can neither will nor not will. This is the truth contained in the old idea of poetical inspiration, which was merely another word for the spontaneity and unreflectiveness of art. A choice of the subject according to ends other than æsthetic is a certain cause of failure. The only conceivable meaning that advice as to the choice of a subject may have, is a kind of artistic _know thyself_, a warning to the artist to be true to himself, to follow his inspiration, and that which is deepest and most genuine in it. It is, however, a tautological meaning, and the reverse of the one which is given to it by the moralistic critic.
If it is impossible for us either to will or not will our æsthetic vision, the internal image which is the true "work of art," it is clear that an element of will enters into the production of the physical or external image, made of sounds or lines or colours or shapes, which we call works of art in a naturalistic or empirical sense. The complete process of æsthetic production is symbolized by Croce in the four following stages: _a_, the impression; _b_ the expression or æsthetic spiritual synthesis; _c_, the feeling of pleasure or pain which accompanies the æsthetic as well as any other form of spiritual activity; d, the translation of the æsthetic fact into physical phenomena. The only true æsthetic moment of the whole process is in b, which alone is real expression, while _d_ is expression in the naturalistic and abstract sense of the word. Such a conception clashes against a number of deep-rooted fallacies, which in their turn are the source of innumerable æsthetic prejudices. It is clear, however, that what we call a printed poem is no poem at all, but only a collection of conventional black signs on a white page, which suggest to me a number of movements of my vocal organs destined to the production of certain sounds; and again, that these sounds are not the poem in itself, apart from my understanding of their meaning, from my re-creation of the internal image which prompted their original production now recorded in the pages of a book. Physically, a painting is constituted by colours on a wall, or board, or canvas: here, the first stage of reproduction which is required for the written poem is not necessary: the material (visual, as it was auditive for the poem) on which the original image fixed itself is directly present to me; and yet, again, that material object is not the æsthetic vision, but a mere stimulus for its reproduction. Starting from the material object, Croce symbolized the inverse process of æsthetic reproduction in the following series: _e_, the physical stimulus; _d-b_, the perception of physical facts (sound, colours, etc.), which is at the same time the æsthetic synthesis previously produced; _c_, the æsthetic pleasure or pain. Here, again, the only moment of true æsthetic activity is in _b_ where, at least in the hypothesis of a perfect understanding, my vision coincides with the orignal creation.
It must be understood, however, that these successive stages are not real, but abstract or symbolical distinctions. We cannot re-create an æsthetic vision except through the sounds or colours in which it originally expressed itself; and those sounds or colours coincide with the original expression. The words and rhythm of a poem are to it what the body is to the soul, and once you have dissolved that form, there is nothing left. Hence the theoretical impossibility of a translation, which can only exist as a new creation. But when we consider those words or that rhythm not within the expressive synthesis, in which their reality is spiritual and not physical, but outside it, as words, as rhythm, we build up by abstraction a category of physical facts, to which we attribute a reality not inferior to that of the spiritual activity. _B_ and _d_, in the preceding analysis, are not different realities, but different elaborations, the first, ideal, the second, naturalistic, of the same fact.
We have now established a relation between the æsthetic and the practical activity: the physical expression is an act of the will, and as such it falls legitimately in the domain of both economic and ethical judgments. We may buy or sell the physical stimuli, books, statues, and paintings, though no amount of wealth can give the æsthetic vision: the possession of the objects of art is of another order than the possession of the spiritual creation. We may consider that the communication of a certain intuition is in certain cases morally undesirable, and censure the artist for having willed it, or try to prevent him from accomplishing it. The principle of the spiritual autonomy of art, necessary to establish the nature of æsthetic value, cannot be understood to imply the absolute practical freedom of the artist from the laws that bind all other men. But even from this point of view, there is no doubt that art is more likely to suffer from excessive constraint than from excessive freedom; and that the fanatics of morality in art are only too often inclined to mistake a set of arbitrary rulings for morality, and to overlook the intention of the artist. It is a significant fact, and one which deserves more attention than it seems to have ever received, that the so-called moral condemnation of a true work of art has never outlasted one or two generations, and their prejudices and weaknesses.
The existence of the physical stimuli or material helps for the æsthetic reproduction, fosters the illusion of beauty as an intrinsic attribute of physical objects, first as artistic, and then as natural beauty. It is hardly necessary to criticise this illusion at this point of our discussion: beauty is not an objective attribute, but a spiritual value. In the same way as there is no intrinsic beauty, independent dent of our either creative or re-creative activity, in words or notes or lines or colours, there is also no category of natural beauty. What we call beauty of nature is either that which in nature is merely pleasureable from a practical and sensuous standpoint, or the presence of certain stimuli for the reproduction of a preëxistent æsthetic vision. We recognise the obvious truth of this fact, when we remark that the beauty of a certain landscape is not visible to everybody, but only to him who looks at it with an artist's eye. And it would be possible to write a history of the progressive development of beauty in nature, which would practically coincide with, or follow at a short distance of time, the various stages of the history of poetry and painting.
Closely related with the confusion between the physical attributes of the objects of art, and the true æsthetic value, are all the theories of æsthetics which consider that the end of art is pleasure, or æsthetic hedonism in its various forms. Of these the most ancient is the one that considers beautiful that which gives pleasure to the higher senses, he hearing and the sight; and other forms of it can still be found, if not among artists and critics, at least among psychologists. Two of the most recent interpretations of æsthetic facts, the theory of empathy or _Einfühlung_ and the theory of tactile values, are merely modern scientific variations of the old prejudice. But no hedonistic theory can ever give a consistent account of æsthetic facts, as it is impossible to draw a distinction, on a purely psychological plane, between those pleasures of the senses which may precede or accompany the æsthetic fact, and those that are purely sensuous; and the inevitable result is a complete reduction of the æsthetic to the sensual. In such theories, the real æsthetic problem does not even reach the stage of being formulated.
The truth that the hedonist obscurely foresees is that every spiritual activity is constantly accompanied by the practical reflex of satisfaction and dissatisfaction, pleasure and pain, value and dis-value. Value is every activity that unfolds itself freely, dis-value is the contrasted, hindered, impeded unfolding of the same activity. If we call beauty the æsthetic value, then beauty is but the successful expression, or better, the expression, since an unsuccessful expression is not an expression at all. And it is not necessary to repeat that by expression we distinctly mean not the physical stimulus, but the spiritual synthesis.
With this definition of æsthetic value we reach one of the most important points of Croce's thought: the solution of what he calls the dualism of values, or ideals, to the concrete realities. As the beautiful expression is simply expression, the true thought is simply thought, and so on, so the ugly expression or the false thought are non-expression and non-thought, the non-being which has no reality outside the moment of its opposition and criticism.
IV. TECHNIQUE AND CRITICISM
Art and technique--Errors deriving from the common conception of technique--The theories of the particular arts--The literary genres --The rhetorical categories--The categories of language--Genius and taste--The æsthetic judgment--The idolatry of standards--The æsthetic standard: the true objectivity--Criticism and history.
The relation between the æsthetic activity and the practical moment of the production of the physical objects of art may be regarded under the aspect of the relation between art and technique. The only legitimate meaning of the word technique is that of a body of naturalistic knowledge in the service of the practical activity of the artist. In this sense we can conceive of a great artist who is a poor technician, as in the case of a painter who should use Colours subject to rapid change and deterioration, a musician who should be a bad singer or pianist, a poet who should not be able to recite his own poetry. But in the common language of critics, we mean by technique something quite different--in painting what we call drawing or composition, in music, harmony or orchestration, in poetry, metre and construction. Now it is quite clear that we cannot conceive of a great painter who could not draw, a great musician unable to harmonize or to orchestrate, a great poet whose lines are defective. What we here isolate as the technical handling of an artistic subject is but the process of æsthetic creation itself, the succession and progression of intuitions in the artist's mind; using the naturalistic or psychological method, we abstract certain moments of the creative process, and we attribute a reality to such abstractions. We talk of the technique of a poem or of a painting as being something that has been superadded to the original intuition; we see the poet or the artist engaged in learning the technique of his art; we see him correcting or modifying his original expression according to certain technical standards. But what we call the technique of a poem or of a painting is that particular poem or painting in its concreteness; and no poet or artist can learn a technique except by re-creating in his own spirit the work of the great masters, his technical education being but one with his æsthetic education; and finally, the process of correction or modification is merely a stage of the expressive process itself: no poet can correct a line in his poem, no painter change a line or a shade in his picture, if the internal image has not first spontaneously undergone such corrections and changes in his mind.
The consequences of the common conception of technique in criticism are more dangerous, because more subtle and affecting a more intimate knowledge of art, than those of any other æsthetic error. The talk of the connoisseur and of the average musical or dramatic critic is full of such fallacies as the technical errors of great painters, the harmonic or orchestral wonders of poor music, the faulty construction of a great play; fallacies which may sometimes have originated from some real character of the æsthetic fact, but which are mere contradictions in terms. And the literary critic will speak of the _fine frenzy_ and the _quiet eye_, meaning by the one, the abstract inspiration, and by the other the abstract production, and so miss the true æsthetic moment which is neither the one nor the other, but the synthesis of the two. Or he will oppose romanticism to classicism, in a similar sense, without realizing that all art is at the same time romantic and classic, truly inspired, and because truly inspired, able to express itself.
Mere variations of the naturalistic or psychological conception of technique, as an actual moment of the æsthetic creation, are a series of theories which Croce has extensively criticised, and of which we can give but a cursory account.
The theories of the particular arts and of their limits originate from the manuals of practical precepts useful to architects, sculptors, painters or musicians, and are founded on the assumed possibility of finding a field of the æsthetic activity corresponding to the physical means employed by each category of artists. But we have already seen that in the æsthetic fact there is no distinction between means and end: we can speak of the various arts in a purely empirical sense, as an external classification of the objects of art, but not as classes of æsthetic activity.
A similar kind of classification is the one which gives rise to the literary genre, and to similar abstractions in the other arts: legitimate instruments of work as long as we do not forget that there does not exist anything like the idea of a tragedy or sonata apart from all concrete tragedies or sonatas, and as long as we do not condemn a new tragedy or a new sonata simply because it is not like the old ones, that is, as long as we do not transform an abstract type into a law. Every new æsthetic creation, far from being bound to obey external laws, establishes new laws, or rather is its own law. It must, and will, answer only for itself, and the only claim that we can put upon it is that of internal coherence. Both the theories of the arts and the theories of the genres, when we try to treat them as true and rigorous, and not as mere practical expedients, manifest the absurdity of their task through their incapacity to give precise and absolute definitions. Every work of art expresses a state of mind, and every state of mind is irreducibly individual and new: a complete classification would therefore be only that in which every class has under itself a single intuition.
Another form of the technical prejudice is the creation of rhetorical categories, which are also abstract classes of expressions tending to transform themselves into precepts. The main prejudice of rhetoric, in literature as well as in all other arts, is that of the distinction between the simple and the ornate, which is founded on a conception of beauty not as the value of the expression, but as something that can be added, so to speak, mechanically, to the expression. Because of its preceptive character, rhetoric has done more harm in the history of poetry and art, than any of the other classifications of the same order; and though it is generally discredited among artists and critics to-day, in its pure original form, yet rhetorical prejudices, both in the creation and judgment of art, are still endowed with an obstinately vigorous life.
These naturalistic classifications in art have their counterpart in the study of language, in the creation of grammatical genres or categories or parts of speech, and in the attempts to reduce the empirical grammars to preceptive or normative grammars: that is, a practical or pedagogic expedient, to a rhetoric or technique of language. But the individuality and indivisibility of expression is in the nature of language as well as of art, and language obeys not the abstract precepts of grammarians, but the law of the æsthetic spirit which makes us find a new expression for every new intuition. Even phonetic laws, the modern scientific instruments of grammar, are mere descriptive summaries of observed facts, of physical moments abstracted from their spiritual reality, and therefore abstract or naturalistic laws, and never actually represent the concrete, individually determined facts of language.
A coherent theory of æsthetic (literary and artistic) criticism can be deduced from the concept of art as intuition, and we have already anticipated its main theses in the discussion of the concept itself. We have seen that in the process of reproduction of an æsthetic process, the actual moment in which the original image, through the medium of what we have abstracted as the physical stimulus, reproduces itself in a mind other than that of the creator (or, in what we might consider as a particular case, in the mind of the creator himself at a time other than that of the original creation), is a moment of æsthetic activity identical with that of creation. Given an identity of circumstances, that which takes place within my mind is the same æsthetic process which took place originally in the mind of the artist. If we call genius the creative, and taste the reproductive activity, the corollary of these considerations is that of the identity of genius and taste: in the act of contemplating and judging a work of art, our spirit becomes one with the spirit of the artist. Though in practice this identity may never be attained (because of variations in the material conditions of the physical stimulus, or in the spiritual attitude of the contemplator), yet if we deny it, and establish a difference in kind between these two aspects of æsthetic activity, we find ourselves inevitably led to exclude the possibility not of the æsthetic judgment only, but of all forms of æsthetic communication. There is a sense in which we can speak of the relativity of taste, and which accounts for the actual variety of judgments, not in relation to art only, but to all forms of human activity: every judgment is relative to our knowledge, at a particular moment, of the actual conditions in which the work of art was originally produced. But this is the intrinsic relativity of all the particular determinations of reality, not a relativity peculiar to æsthetic values, which are as real, though of a different order, as those of logic or morality.
But the æsthetic judgment itself is not the mere intuitive reproduction of the work of art, made possible by what we call historical criticism in the narrow sense of the word, that is, by interpretation and comment. These are the antecedent of the æsthetic judgment, which consists in a logical proposition of the form: "A is art," or "A is not art," "A is art in a b c, A is not art in d e f"; or again: "There is a fact, A, which is a work of art," "There is a fact, A, which is falsely believed to be a work of art." The æsthetic judgment, like all other judgments, establishes a relation between a particular, concrete fact, and a universal category, which is that of art. And, like all other judgments, it is at the same time a judgment of value and an historical judgment, which is the obvious consequence of Croce's identification of value and fact. Æsthetic criticism therefore coincides with the history of the æsthetic activity, with the history of poetry or art.
A frequent reaction to Croce's æsthetics, and to its implications in the theory of criticism, especially among literary critics, is a sense of irritation caused by the loss of the so-called standards of judgment. It would be interesting to analyze these supposed standards, which generally are not explicitly enunciated (probably because their clear enunciation would manifest their true nature, and annul them as standards of æsthetic judgment), but only more or less obscurely referred to with a mixture of pride and reverence. They would then show themselves to be the critical duplicates of the various æsthetic errors which we have already discussed.