ii. Every day for at least ten years together did my father resolve to
have it mended; 'tis not mended yet. No family but ours would have borne with it an hour, and what is most astonishing, there was not a subject in the world upon which my father was so eloquent as upon that of door-hinges. And yet, at the same time, he was certainly one of the greatest bubbles to them, I think, that history can produce; his rhetoric and conduct were at perpetual handy-cuffs. Never did the parlour door open but his philosophy or his principles fell a victim to it; three drops of oil with a feather, and a smart stroke of a hammer, had saved his honour for ever.
Inconsistent soul that man is; languishing under wounds which he has the power to heal; his whole life a contradiction to his knowledge; his reason, that precious gift of God to him (instead of pouring in oil), serving but to sharpen his sensibilities, to multiply his pains, and render him more melancholy and uneasy under them! Poor unhappy creature, that he should do so! Are not the necessary causes of misery in this life enough, but he must add voluntary ones to his stock of sorrow? Struggle against evils which cannot be avoided, and submit to others which a tenth part of the trouble they create him would remove from his heart for ever.
By all that is good and virtuous, if there are three drops of oil to be got and a hammer to be found within ten miles of Shandy Hall, the parlour door hinge shall be mended this reign.
The passage last quoted is, of course, out of _Tristram Shandy_. The other passage was from Virginia Woolf. She and Sterne are both fantasists. They start with a little object, take a flutter from it, and settle on it again. They combine a humorous appreciation of the muddle of life with a keen sense of its beauty. There is even the same tone in their voices--a rather deliberate bewilderment, an announcement to all and sundry that they do not know where they are going. No doubt their scales of value are not the same. Sterne is a sentimentalist, Virginia Woolf (except perhaps in her latest work, _To the Lighthouse_) is extremely aloof. Nor are their achievements on the same scale. But their medium is similar, the same odd effects are obtained by it, the parlour door is never mended, the mark on the wall turns out to be a snail, life is such a muddle, oh, dear, the will is so weak, the sensations fidgety--philosophy--God--oh, dear, look at the mark--listen to the door--existence is really too ... what were we saying?
Does not chronology seem less important now that we have visualized six novelists at their jobs? If the novel develops, is it not likely to develop on different lines from the British Constitution, or even the Women's Movement? I say "even the Women's Movement" because there happened to be a close association between fiction in England and that movement during the nineteenth century--a connection so close that it has misled some critics into thinking it an organic connection. As women bettered their position the novel, they asserted, became better too. Quite wrong. A mirror does not develop because an historical pageant passes in front of it. It only develops when it gets a fresh coat of quicksilver--in other words, when it acquires new sensitiveness; and the novel's success lies in its own sensitiveness, not in the success of its subject matter. Empires fall, votes are accorded, but to those people writing in the circular room it is the feel of the pen between their fingers that matters most. They may decide to write a novel upon the French or the Russian Revolution, but memories, associations, passions, rise up and cloud their objectivity, so that at the close, when they re-read, some one else seems to have been holding their pen and to have relegated their theme to the background. That "some one else" is their self no doubt, but not the self that is so active in time and lives under George IV or V. All through history writers while writing have felt more or less the same. They have entered a common state which it is convenient to call inspiration,[2] and having regard to that state, we may say that History develops, Art stands still.
History develops, Art stands still, is a crude motto, indeed it is almost a slogan, and though forced to adopt it we must not do so without admitting it vulgarily. It contains only a partial truth.
It debars us in the first place from considering whether the human mind alters from generation to generation; whether, for instance, Thomas Deloney, who wrote humorously about shops and pubs in the reign of Queen Elizabeth, differs fundamentally from his modern representative--who would be some one of the calibre of Neil Lyons or Pett Ridge. As a matter of fact Deloney did not differ; differed as an individual, but not fundamentally, not because he lived four hundred years ago. Four thousand, fourteen thousand years might give us pause, but four hundred years is nothing in the life of our race, and does not allow room for any measurable change. So our slogan here is no practical hindrance. We can chant it without shame.
It is more serious when we turn to the development of tradition and see what we lose through being debarred from examining that. Apart from schools and influences and fashions, there has been a technique in English fiction, and this does alter from generation to generation. The technique of laughing at characters for instance: to smoke and to rag are not identical; the Elizabethan humorist picks up his victim in a different way from the modern, raises his laugh by other tricks. Or the technique of fantasy: Virginia Woolf, though her aim and general effect both resemble Sterne's, differs from him in execution; she belongs to the same tradition but to a later phase of it. Or the technique of conversation: in my pairs of examples I could not include a couple of dialogues, though I wanted to, for the reason that the use of the "he said" and "she said" varies so much through the centuries that it colours its surroundings, and though the speakers may be similarly conceived they will not seem so in an extract. Well, we cannot examine questions like these, and must admit we are the poorer, though we can abandon the development of subject matter and the development of the human race without regret. Literary tradition is the borderland lying between literature and history, and the well-equipped critic will spend much time there and enrich his judgment accordingly. We cannot go there because we have not read enough. We must pretend it belongs to history and cut it off accordingly. We must refuse to have anything to do with chronology.
Let me quote here for our comfort from my immediate predecessor in this lectureship, Mr. T. S. Eliot. Mr. Eliot enumerates, in the introduction to _The Sacred Wood_, the duties of the critic. "It is part of his business to preserve tradition--when a good tradition exists. It is part of his business to see literature steadily and to see it whole; and this is eminently to see it not as consecrated by time, but to see it beyond time." The first duty we cannot perform, the second we must try to perform. We can neither examine nor preserve tradition. But we can visualize the novelists as sitting in one room, and force them, by our very ignorance, from the limitations of date and place. I think that is worth doing, or I should not have ventured to undertake this course.
How then are we to attack the novel--that spongy tract, those fictions in prose of a certain extent which extend so indeterminately? Not with any elaborate apparatus. Principles and systems may suit other forms of art, but they cannot be applicable here--or if applied their results must be subjected to re-examination. And who is the re-examiner? Well, I am afraid it will be the human heart, it will be this man-to-man business, justly suspect in its cruder forms. The final test of a novel will be our affection for it, as it is the test of our friends, and of anything else which we cannot define. Sentimentality--to some a worse demon than chronology--will lurk in the background saying, "Oh, but I like that," "Oh, but that doesn't appeal to me," and all I can promise is that sentimentality shall not speak too loudly or too soon. The intensely, stiflingly human quality of the novel is not to be avoided; the novel is sogged with humanity; there is no escaping the uplift or the downpour, nor can they be kept out of criticism. We may hate humanity, but if it is exorcised or even purified the novel wilts, little is left but a bunch of words.
And I have chosen the title "Aspects" because it is unscientific and vague, because it leaves us the maximum of freedom, because it means both the different ways we can look at a novel and the different ways a novelist can look at his work. And the aspects selected for discussion are seven in number: The Story; People; The Plot; Fantasy; Prophecy; Pattern and Rhythm.
[Footnote 1: _Le Roman Anglais de Notre Temps_. By Abel Chevalley, (Oxford University Press, New York.)]
[Footnote 2: I have touched on this theory of inspiration in a short essay called "Anonymity." (Hogarth Press, London.)]
II
THE STORY
WE shall all agree that the fundamental aspect of the novel is its story-telling aspect, but we shall voice our assent in different tones, and it is on the precise tone of voice we employ now that our subsequent conclusions will depend.
Let us listen to three voices. If you ask one type of man, "What does a novel do?" he will reply placidly: "Well--I don't know--it seems a funny sort of question to ask--a novel's a novel--well, I don't know--I suppose it kind of tells a story, so to speak." He is quite good-tempered and vague, and probably driving a motor-bus at the same time and paying no more attention to literature than it merits. Another man, whom I visualize as on a golf-course, will be aggressive and brisk. He will reply: "What does a novel do? Why, tell a story of course, and I've no use for it if it didn't. I like a story. Very bad taste on my part, no doubt, but I like a story. You can take your art, you can take your literature, you can take your music, but give me a good story. And I like a story to be a story, mind, and my wife's the same." And a third man he says in a sort of drooping regretful voice, "Yes--oh, dear, yes--the novel tells a story." I respect and admire the first speaker. I detest and fear the second. And the third is myself. Yes--oh, dear, yes—the novel tells a story. That is the fundamental aspect without which it could not exist. That is the highest factor common to all novels, and I wish that it was not so, that it could be something different--melody, or perception of the truth, not this low atavistic form.
For the more we look at the story (the story that is a story, mind), the more we disentangle it from the finer growths that it supports, the less shall we find to admire. It runs like a backbone--or may I say a tape-worm, for its beginning and end are arbitrary. It is immensely old--goes back to neolithic times, perhaps to palæolithic. Neanderthal man listened to stories, if one may judge by the shape of his skull. The primitive audience was an audience of shock-heads, gaping round the camp-fire, fatigued with contending against the mammoth or the woolly rhinoceros, and only kept awake by suspense. What would happen next? The novelist droned on, and as soon as the audience guessed what happened next, they either fell asleep or killed him. We can estimate the dangers incurred when we think of the career of Scheherazade in somewhat later times. Scheherazade avoided her fate because she knew how to wield the weapon of suspense--the only literary tool that has any effect upon tyrants and savages. Great novelist though she was,--exquisite in her descriptions, tolerant in her judgments, ingenious in her incidents, advanced in her morality, vivid in her delineations of character, expert in her knowledge of three Oriental capitals--it was yet on none of these gifts that she relied when trying to save her life from her intolerable husband. They were but incidental. She only survived because she managed to keep the king wondering what would happen next. Each time she saw the sun rising she stopped in the middle of a sentence, and left him gaping. "At this moment Scheherazade saw the morning appearing and, discreet, was silent." This uninteresting little phrase is the backbone of the _One Thousand and One Nights_, the tape-worm by which they are tied together and the life of a most accomplished princess was preserved.
We are all like Scheherazade's husband, in that we want to know what happens next. That is universal and that is why the backbone of a novel has to be a story. Some of us want to know nothing else--there is nothing in us but primeval curiosity, and consequently our other literary judgments are ludicrous. And now the story can be defined. It is a narrative of events arranged in their time sequence--dinner coming after breakfast, Tuesday after Monday, decay after death, and so on. Qua story, it can only have one merit: that of making the audience want to know what happens next. And conversely it can only have one fault: that of making the audience not want to know what happens next. These are the only two criticisms that can be made on the story that is a story. It is the lowest and simplest of literary organisms. Yet it is the highest factor common to all the very complicated organisms known as novels.
When we isolate the story like this from the nobler aspects through which it moves, and hold it out on the forceps--wriggling and interminable, the naked worm of time--it presents an appearance that is both unlovely and dull. But we have much to learn from it. Let us begin by considering it in connection with daily life.
Daily life is also full of the time-sense. We think one event occurs after or before another, the thought is often in our minds, and much of our talk and action proceeds on the assumption. Much of our talk and action, but not all; there seems something else in life besides time, something which may conveniently be called "value," something which is measured not by minutes or hours, but by intensity, so that when we look at our past it does not stretch back evenly but piles up into a few notable pinnacles, and when we look at the future it seems sometimes a wall, sometimes a cloud, sometimes a sun, but never a chronological chart. Neither memory nor anticipation is much interested in Father Time, and all dreamers, artists and lovers are partially delivered from his tyranny; he can kill them, but he cannot secure their attention, and at the very moment of doom, when the dock collected in the tower its strength and struck, they may be looking the other way. So daily life, whatever it may be really, is practically composed of two lives--the life in time and the life by values--and our conduct reveals a double allegiance. "I only saw her for five minutes, but it was worth it." There you have both allegiances in a single sentence. And what the story does is to narrate the life in time. And what the entire novel does--if it is a good novel--is to include the life by values as well; using devices hereafter to be examined. It, also, pays a double allegiance. But in it, in the novel, the allegiance to time is imperative: no novel could be written without it. Whereas in daily life the allegiance may not be necessary: we do not know, and the experience of certain mystics suggests, indeed, that it is not necessary, and that we are quite mistaken in supposing that Monday is followed by Tuesday, or death by decay. It is always possible for you or me in daily life to deny that time exists and act accordingly even if we become unintelligible and are sent by our fellow citizens to what they choose to call a lunatic asylum. But it is never possible for a novelist to deny time inside the fabric of his novel: he must cling however lightly to the thread of his story, he must touch the interminable tapeworm, otherwise he becomes unintelligible, which, in his case, is a blunder.
I am trying not to be philosophic about time, for it is (experts assure us) a most dangerous hobby for an outsider, far more fatal than place; and quite eminent metaphysicians have been dethroned through referring to it improperly. I am only trying to explain that as I lecture now I hear that clock ticking or do not hear it ticking, I retain or lose the time sense; whereas in a novel there is always a clock. The author may dislike his clock. Emily Brontë in _Wuthering Heights_ tried to hide hers. Sterne, in _Tristram Shandy_, turned his upside down. Marcel Proust, still more ingenious, kept altering the hands, so that his hero was at the same period entertaining a mistress to supper and playing ball with his nurse in the park. All these devices are legitimate, but none of them contravene our thesis: the basis of a novel is a story, and a story is a narrative of events arranged in time sequence. (A story, by the way, is not the same as a plot. It may form the basis of one, but the plot is an organism of a higher type, and will be defined and discussed in a future lecture.)
Who shall tell us a story?
Sir Walter Scott of course.
Scott is a novelist over whom we shall violently divide. For my own part I do not care for him, and find it difficult to understand his continued reputation. His reputation in his day--that is easy to understand. There are important historical reasons for it, which we should discuss if our scheme was chronological. But when we fish him out of the river of time and set him to write in that circular room with the other novelists, he presents a less impressive figure. He is seen to have a trivial mind and a heavy style. He cannot construct. He has neither artistic detachment nor passion, and how can a writer who is devoid of both, create characters who will move us deeply? Artistic detachment--perhaps it is priggish to ask for that. But passion--surely passion is low brow enough, and think how all Scott's laborious mountains and scooped-out glens and carefully ruined abbeys call out for passion, passion and how it is never there! If he had passion he would be a great writer--no amount of clumsiness or artificiality would matter then. But he only has a temperate heart and gentlemanly feelings, and an intelligent affection for the country-side: and this is not basis enough for great novels. And his integrity--that is worse than nothing, for it was a purely moral and commercial integrity. It satisfied his highest needs and he never dreamt that another sort of loyalty exists.
His fame is due to two causes. In the first place, many of the elder generation had him read aloud to them when they were young; he is entangled with happy sentimental memories, with holidays in or residence in Scotland. They love him indeed for the same reason that I loved and still love _The Swiss Family Robinson_. I could lecture to you now on _The Swiss Family Robinson_ and it would be a glowing lecture, because of the emotions felt in boyhood. When my brain decays entirely I shall not bother any more over great literature. I shall go back to the romantic shore where the "ship struck with a fearful shock," emitting four demigods named Fritz, Ernest, Jack and little Franz, together with their father, their mother, and a cushion, which contained all the appliances necessary for a ten years' residence in the tropics. That is my eternal summer, that is what _The Swiss Family Robinson_ means to me, and is not it all that Sir Walter Scott means to some of you? Is he really more than a reminder of early happiness? And until our brains do decay, must not we put all this aside when we attempt to understand books?
In the second place, Scott's fame rests upon one genuine basis. He could tell a story. He had the primitive power of keeping the reader in suspense and playing on his curiosity. Let us paraphrase _The Antiquary_--not analyze it, analysis is the wrong method, but paraphrase. Then we shall see the story unrolling itself, and be able to study its simple devices.
THE ANTIQUARY