Appletons' Popular Science Monthly, April 1899 Volume LIV, No. 6, April 1899
Part 2
My own explanation was immediately suggested by the following dream. I dreamed that I was watching a girl acrobat, in appropriate costume, who was rhythmically rising to a great height in the air and then falling, without touching the floor, though each time she approached quite close to it. At last she ceased, exhausted and perspiring, and had to be led away. Her movements were not controlled by mechanism, and apparently I did not regard mechanism as necessary. It was a vivid dream, and I awoke with a distinct sensation of oppression in the chest. In trying to account for this dream, which was not founded on any memory, it occurred to me that probably I had here the key to a great group of dreams. The rhythmic rising and falling of the acrobat was simply the objectivation of the rhythmic rising and falling of my own respiratory muscles under the influence of some slight and unknown physical oppression, and this oppression was further translated into a condition of perspiring exhaustion in the girl, just as it is recorded that a man with heart disease dreamed habitually of sweating and panting horses climbing up hill. We may recall also the curious sensation as of the body being transformed into a vast bellows which is often the last sensation felt before the unconsciousness produced by nitrous oxide gas. When we are lying down there is a real rhythmic rising and falling of the chest and abdomen, centering in the diaphragm, a series of oscillations which at both extremes are only limited by the air. Moreover, in this position we have to recognize that the whole internal organism--the circulatory, nervous, and other systems--are differently balanced from what they are in the upright position, and that a disturbance of internal equilibrium always accompanies falling. Further, it is possible that the misinterpretation is confirmed to sleeping consciousness by sensations from without, by the absence of the tactile pressure produced by boots on the foot, or the contact of the ground with the soles; we are at once conscious of movement and conscious that the soles of the feet are in contact only with the air. Thus in normal sleep the conditions may be said to be always favorable for producing dreams of flying or of floating in the air, and any slight thoracic disturbance, even in healthy persons, arising from lungs, heart, or stomach, and serving to bring these conditions to sleeping consciousness, may determine such a dream.
There is another common class of dreams which, it seems fairly evident to me, must also find their psychological explanation chiefly in the visceral sensations--I mean dreams of murder. Many psychologists have referred with profound concern to the facility and prevalence of murder in dreams, sometimes as a proof of the innate wickedness of human nature made manifest in the unconstraint of sleep, sometimes as evidence of an atavistic return to the modes of feeling of our ancestors, the thin veneer of civilization being removed during sleep. Maudsley and Mme. de Manacéïne, for example, find evidence in such dreams of a return to primitive modes of feeling. It may well be that there is some element of truth in this view, but even if so we still have to account for the production of such dreams. For this we must, in part at least, fall back upon the logical outcome of dream confusions, owing to which, for instance, a lady who has carved a duck at dinner may a few hours later wake up exhausted by the imaginary effort of cutting off her husband's head. But I think we may find evidence that the dream of murder is often a falsely logical deduction from abnormal visceral and especially digestive sensations.
I may illustrate such dreams by the following example: A lady dreamed that her husband called her aside and said: "Now, do not scream or make a fuss; I am going to tell you something. I have to kill a man. It is necessary, to put him out of his agony." He then took her into his study and showed her a young man lying on the floor with a wound in his breast, and covered with blood. "But how will you do it?" she asked. "Never mind," he replied, "leave that to me." He took something up and leaned over the man. She turned aside and heard a horrible gurgling sound. Then all was over. "Now," he said, "we must get rid of the body. I want you to send for So-and-so's cart, and tell him I wish to drive it." The cart came. "You must help me to make the body into a parcel," he said to his wife; "give me plenty of brown paper." They made it into a parcel, and with terrible difficulty and effort the wife assisted her husband to get the body down stairs and lift it into the cart. At every stage, however, she presented to him the difficulties of the situation. But he carelessly answered all objections, said he would take the body up to the moor, among the stones, remove the brown paper, and people would think the murdered man had killed himself. He drove off and soon returned with the empty cart. "What's this blood in my cart?" asked the man to whom it belonged, looking inside. "Oh, that's only paint," replied the husband. But the dreamer had all along been full of apprehension lest the deed should be discovered, and the last thing she could recall, before waking in terror, was looking out of the window at a large crowd which surrounded the house with shouts of "Murder!" and threats.
This tragedy, with its almost Elizabethan air, was built up out of a few commonplace impressions received during the previous day, none of which impressions contained any suggestion of murder. The tragic element appears to have been altogether due to the psychic influences of indigestion arising from a supper of pheasant. To account for our oppression during sleep, sleeping consciousness assumes moral causes which alone appear to it of sufficient gravity to be the adequate cause of the immense emotions we are experiencing. Even in our waking and fully conscious states we are inclined to give the preference to moral over physical causes, quite irrespective of the justice of our preferences; in our sleeping states this tendency is exaggerated, and the reign of purely moral causes is not disturbed by even a suggestion of mere physical causation.
There is certainly no profounder emotional excitement during sleep than that which arises from a disturbed or distended stomach, and is reflected by the pneumogastric to the accelerated heart and the impeded respiration.[4] We are thereby thrown into a state of uninhibited emotional agitation, a state of agony and terror such as we rarely or never attain during waking life. Sleeping consciousness, blindfolded and blundering, a prey to these massive waves from below, and fumbling about desperately for some explanation, jumps at the idea that only the attempt to escape some terrible danger or the guilty consciousness of some awful crime can account for this immense emotional uproar. Thus the dream is suffused by a conviction which the continued emotion serves to support. We do not--it seems most simple and reasonable to conclude--experience terror because we think we have committed a crime, but we think we have committed a crime because we experience terror. And the fact that in such dreams we are far more concerned with escape from the results of crime than with any agony of remorse is not, as some have thought, due to our innate indifference to crime, but simply to the fact that our emotional state suggests to us active escape from danger rather than the more passive grief of remorse. Thus our dreams bear witness to the fact that our intelligence is often but a tool in the hands of our emotions.[5]
I have had frequent occasion to refer to the objectivation of subjective sensations as a phenomenon of dreaming. It is, indeed, so frequent and so important a phenomenon that it needs some further reference. In hysteria (which by some of the most recent authorities, like Sollier, is regarded as a species of somnambulism), in "demon-possession," and many other abnormal phenomena it is well known that there is, as it were, a doubling of personality; the _ego_ is split up into two or more parts, each of which may act as a separate personality. The literature of morbid psychology is full of extraordinary and varied cases exhibiting this splitting up of personality. But it is usually forgotten that in dreams the doubling of personality is a normal and constant phenomenon in all healthy people. In dreaming we can divide our body between ourselves and another person. Thus a medical friend dreamed that in conversation with a lady patient he found his hand resting on her knee and was unable to remove it; awakening in horror from this unprofessional situation he found his own hand firmly clasped between his knees; the hand had remained his own, the knee had become another person's, the hand being claimed, rather than the knee, on account of its greater tactile sensibility. Again, we sometimes objectify our own physical discomforts felt during sleep in the emotions of some other person, or even in some external situations. And, possibly, every dream in which there is any dramatic element is an instance of the same splitting up of personality; in our dreams we may experience shame or confusion from the rebuke or the arguments of other persons, but the persons who administer the rebuke or apply the argument are still ourselves.
When we consider that this dream process, with its perpetual dramatization of our own personality, has been going on as long as man has been man--and probably much longer, for it is evident that animals dream--it is impossible to overestimate its immense influence on human belief. Men's primitive conceptions of religion, of morals, of many of the mightiest phenomena of life, especially the more exceptional phenomena, have certainly been influenced by this constant dream experience. It is the universal primitive explanation of abnormal psychic and even physical phenomena that some other person or spirit is working within the subject of the abnormal experience. Certainly dreaming is not the sole source of such conceptions, but they could scarcely have been found convincing, and possibly could not ever have arisen, among races who were wholly devoid of dream experiences. A large part of all progress in psychological knowledge, and, indeed, a large part of civilization itself, lies in realizing that the apparently objective is really subjective, that the angels and demons and geniuses of all sorts that seemed at first to take possession of the feeble and vacant individuality are themselves but modes of action of marvelously rich and varied personalities. But in our dreams we are brought back into the magic circle of early culture, and we shrink and shudder in the presence of imaginative phantoms that are built up of our own thoughts and emotions, and are really our own flesh.
There is one other general characteristic of dreams that is worth noting, because its significance is not usually recognized. In dreams we are always reasoning. It is sometimes imagined that reason is in abeyance during sleep. So far from this being the case, we may almost be said to reason much more during sleep than when we are awake. That our reasoning is bad, even preposterous, that it constantly ignores the most elementary facts of waking life, scarcely affects the question. All dreaming is a process of reasoning. That artful confusion of ideas and images which at the outset I referred to as the most constant feature of dream mechanism is nothing but a process of reasoning, a perpetual effort to argue out harmoniously the absurdly limited and incongruous data present to sleeping consciousness. Binet, grounding his conclusions on hypnotic experiments, has very justly determined that reasoning is the fundamental part of all thinking, the very texture of thought. It is founded on perception itself, which already contains all the elements of the ancient syllogism. For in all perception, as he shows, there is a succession of three images, of which the first fuses with the second, which in its turn suggests the third. Now this establishment of new associations, this construction of images, which, as we may easily convince ourselves, is precisely what takes place in dreaming, is reasoning itself.
Reasoning is a synthesis of images suggested by resemblance and contiguity, indeed a sort of logical vision, more intense even than actual vision, since it produces hallucinations. To reasoning all forms of mental activity may finally be reduced; mind, as Wundt has said, is a thing that reasons. When we apply these general statements to dreaming, we may see that the whole phenomenon of dreaming is really the same process of image-formation, based on resemblance and contiguity, which is at the basis of reasoning. Every dream is the outcome of this strenuous, wide-ranging instinct to reason. The supposed "imaginative faculty," regarded as so highly active during sleep, is simply the inevitable play of this automatic logic. The characteristic of the reasoning of dreams is that it is unusually bad, and this badness is due chiefly to the absence of memory elements that would be present to waking consciousness, and to the absence of sensory elements to check the false reasoning which without them appears to us conclusive. That is to say--to fall back on the excellent generalization which Parish has elaborately applied to all forms of hallucination--there is a process of dissociation by which ordinary channels of association are temporarily blocked and the conditions prepared for the formation of the hallucination. It is, as Parish has argued, in sleep and in those sleep-resembling states called hypnagogic that a condition of dissociation leading to hallucination is most apt to occur.
The following dream illustrates the part played by dissociation: A lady dreamed that an acquaintance wished to send a small sum of money to a person in Ireland. She rashly offered to take it over to Ireland. On arriving home she began to repent of her promise, as the weather was extremely wild and cold. She began, however, to make preparations for dressing warmly, and went to consult an Irish friend, who said she would have to be floated over to Ireland tightly jammed in a crab basket. On returning home she fully discussed the matter with her husband, who thought it would be folly to undertake such a journey, and she finally relinquished it, with great relief. In this dream--the elements of which could all be accounted for--the association between sending money and postal orders which would at once occur to waking consciousness was closed; consciousness was a prey to such suggestions as reached it, but on the basis of these suggestions it reasoned and concluded quite sagaciously. The phenomena of dreaming furnish a delightful illustration of the fact that reasoning, in its rough form, is only the crudest and most elementary form of intellectual operation, and that the finer forms of thinking only become possible when we hold in check this tendency to reason. "All the thinking in the world," as Goethe puts it, "will not lead us to thought."
It is in such characteristics as these--at once primitive, childlike, and insane--that we may find the charm of dreaming. In our sleeping emotional life we are much more like ourselves than we are in our sleeping intellectual life. It is a mistake to imagine that our moral and æsthetic instincts are abolished in dreams; they are often weakened, but by no means abolished. Such a result is natural when we remember that our emotions and instincts are both more primitive and less under the dominion of the external senses than are our ideas. Yet in both respects we are removed a stage backward in our dreams. The emotional intensity, the absurd logic, the tendency to personification--nearly all the points I have referred to as characterizing our dreams--are the characteristics of the child, the savage, and the madman. Time and space are annihilated, gravity is suspended, and we are joyfully borne up in the air, as it were, in the arms of angels; we are brought into a deeper communion with Nature, and in his dreams a man will listen to the arguments of his dog with as little surprise as Balaam heard the reproaches of his ass. The unexpected limitations of our dream world, the exclusion of so many elements which are present even unconsciously in waking life, imparts a splendid freedom and ease to the intellectual operations of the sleeping mind, and an extravagant romance, a poignant tragedy, to our emotions. "He has never known happiness," said Lamb, speaking out of his own experience, "who has never been mad." And there are many who taste in dreams a happiness they never know when awake. In the waking moments of our complex civilized life we are ever in a state of suspense which makes all great conclusions impossible; the multiplicity of the facts of life, always present to consciousness, restrains the free play of logic (except for that happy dreamer, the mathematician) and surrounds most of our pains and nearly all our pleasures with infinite qualifications; we are tied down to a sober tameness. In our dreams the fetters of civilization are loosened, and we know the fearful joy of freedom.
At the same time it is these characteristics which make dreams a fit subject of serious study. It was not until the present century that the psychological importance of the study of insanity was recognized. So recent is the study of savage mind that the workers who have laid its foundation are yet all living. The systematic investigation of children only began yesterday. To-day our dreams begin to seem to us an allied subject of study, inasmuch as they reveal within ourselves a means of entering sympathetically into ideas and emotional attitudes belonging to narrow or ill-adjusted states of consciousness which otherwise we are now unable to experience. And they have this further value, that they show us how many abnormal phenomena--possession, double consciousness, unconscious memory, and so forth--which have often led the ignorant and unwary to many strange conclusions, really have a simple explanation in the healthy normal experience of all of us during sleep. Here, also, it is true that we ourselves and our beliefs are to some extent "such stuff as dreams are made of."
FOOTNOTES:
[1] On Dreaming of the Dead. Psychological Review, September, 1895. In this paper I reported several cases showing the nature and evolution of dreams concerning dead friends. I have since received evidence from various friends and correspondents, scientific and unscientific, of both sexes, confirming my belief in a frequency of this type of dream. Professor Binet (L'Année Psychologique, 1896) has also furnished a case in support of my view, and is seeking for further evidence.
[2] In Japan stories of the returning of the dead are very common. Lafcadio Hearn gives one as told by a Japanese which closely resembles the type of dream I am discussing. "A lover resolves to commit suicide on the grave of his sweetheart. He found her tomb and knelt before it and prayed and wept, and whispered to her that which he was about to do. And suddenly he heard her voice cry to him 'Anata!' and felt her hand upon his hand; and he turned and saw her kneeling beside him, smiling and beautiful as he remembered her, only a little pale. Then his heart leaped so that he could not speak for the wonder and the doubt and the joy of that moment. But she said: 'Do not doubt; it is really I. I am not dead. It was all a mistake. I was buried because my parents thought me dead--buried too soon. Yet you see I am not dead, not a ghost. It is I; do not doubt it!'"
[3] Many saints (Saint Ida, of Louvain, for example) claimed the power of rising into the air, and one asks one's self whether this faith may not be based on dream experiences mistranslated by a disordered brain. M. Raffaelli, the eminent French painter, who is subject to these sleeping experiences of floating on the air, confesses that they are so convincing that he has jumped out of bed on awaking and attempted to repeat the experience. "I need not tell you," he adds, "that I have never been able to succeed."
[4] Other pains and discomforts--toothache, for instance--may, however, give rise to dreams of murder.
[5] It may be added that they also present evidence--to which attention has not, I believe, been previously called--in support of the James-Lange or physiological theory of emotion, according to which the element of bodily change in emotion is the cause and not the result of the emotion.
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The harmonious and equitable evolution of man, says President Dabney, of the University of Tennessee, "does not mean that every man must be educated just like his fellow. The harmony is within each individual. That community is most highly educated in which each individual has attained the maximum of his possibilities in the direction of his peculiar talents and opportunities."
THE BEST METHODS OF TAXATION.
BY THE LATE HON. DAVID A. WELLS.
PART I.
This historical survey of tax experience among peoples widely differing in their economic condition and social relations, and this examination of the scope and practice of taxation, with especial reference to the tax systems of the United States as defined and interpreted by judicial authority, prepare the way for a discussion of the best methods of taxation for a country situated as is the United States. General as are the theoretical principles underlying taxation, the application of these principles to existing conditions must be modified to meet the long usage and inherited prejudice of the people, and the form of production or manner of distributing wealth. This holds true in the face of appearances so opposed to it as to defy definition and acceptance. No less promising field for an income tax can be pictured than British India, and few more promising fields than France. Yet India has borne such a tax for years, while France will not permit a true tax on income to be adopted as a part of its revenue system. In the latter country the plea is made that the upper and middle classes already pay under other forms of taxation more than their due proportion of the public burdens, and an additional and necessarily discriminating duty laid upon them will only make this inequality the greater. Class interest may thus oppose its veto to a change that promises to reduce the burdens of one class of taxpayers at the expense of another; or may even oppose a change that offers the chance of collecting a larger revenue with less real difficulty and sacrifice on the part of the taxed. No opposition can set aside even temporarily the great rules that clearly define a tax from tribute, a legal and beneficial taking by the state of a certain part of the public wealth from a demand that involves waste or mischievous expenditure, for which the state or people derive no advantage commensurate with the cost, or from which individuals obtain a gain not defensible in justice, and at the expense of only one part of the community.