An essay on the foundations of geometry

CHAPTER I.

Chapter 55,021 wordsPublic domain

A SHORT HISTORY OF METAGEOMETRY.

=10.= When a long established system is attacked, it usually happens that the attack begins only at a single point, where the weakness of the established doctrine is peculiarly evident. But criticism, when once invited, is apt to extend much further than the most daring, at first, would have wished.

"First cut the liquefaction, what comes last, But Fichte's clever cut at God himself?"

So it has been with Geometry. The liquefaction of Euclidean orthodoxy is the axiom of parallels, and it was by the refusal to admit this axiom without proof that Metageometry began. The first effort in this direction, that of Legendre[5], was inspired by the hope of deducing this axiom from the others--a hope which, as we now know, was doomed to inevitable failure. Parallels are defined by Legendre as lines in the same plane, such that, if a third line cut them, it makes the sum of the interior and opposite angles equal to two right angles. He proves without difficulty that such lines would not meet, but is unable to prove that non-parallel lines in a plane must meet. Similarly he can prove that the sum of the angles of a triangle cannot exceed two right angles, and that if any one triangle has a sum equal to two right angles, all triangles have the same sum; but he is unable to prove the existence of this one triangle.

=11.= Thus Legendre's attempt broke down; but mere failure could prove nothing. A bolder method, suggested by Gauss, was carried out by Lobatchewsky and Bolyai[6]. If the axiom of parallels is logically deducible from the others, we shall, by denying it and maintaining the rest, be led to contradictions. These three mathematicians, accordingly, attacked the problem indirectly: they denied the axiom of parallels, and yet obtained a logically consistent Geometry. They inferred that the axiom was logically independent of the others, and essential to the Euclidean system. Their works, being all inspired by this motive, may be distinguished as forming the first period in the development of Metageometry.

The second period, inaugurated by Riemann, had a much deeper import: it was largely philosophical in its aims and constructive in its methods. It aimed at no less than a logical analysis of all the essential axioms of Geometry, and regarded space as a particular case of the more general conception of a _manifold_. Taking its stand on the methods of analytical metrical Geometry, it established two non-Euclidean systems, the first that of Lobatchewsky, the second--in which the axiom of the straight line, in Euclid's form, was also denied--a new variety, by analogy called spherical. The leading conception in this period is the _measure of curvature_, a term invented by Gauss, but applied by him only to surfaces. Gauss had shown that free mobility on surfaces was only possible when the measure of curvature was constant; Riemann and Helmholtz extended this proposition to _n_ dimensions, and made it the fundamental property of space.

In the third period, which begins with Cayley, the philosophical motive, which had moved the first pioneers, is less apparent, and is replaced by a more technical and mathematical spirit. This period is chiefly distinguished from the second, in a mathematical point of view, by its method, which is projective instead of metrical. The leading mathematical conception here is the Absolute (_Grundgebild_), a figure by relation to which all metrical properties become projective. Cayley's work, which was very brief, and attracted little attention, has been perfected and elaborated by F. Klein, and through him has found general acceptance. Klein has added to the two kinds of non-Euclidean Geometry already known, a third, which he calls elliptic; this third kind closely resembles Helmholtz's spherical Geometry, but is distinguished by the important difference that, in it, two straight lines meet in only one point[7]. The distinctive mark of the spaces represented by both is that, like the surface of a sphere, they are finite but unbounded. The reduction of metrical to projective properties, as will be proved hereafter, has only a technical importance; at the same time, projective Geometry is able to deal directly with those purely descriptive or qualitative properties of space which are common to Euclid and Metageometry alike. The third period has, therefore, great philosophical importance, while its method has, mathematically, much greater beauty and unity than that of the second; it is able to treat all kinds of space at once, so that every symbolic proposition is, according to the meaning given to the symbols, a proposition in whichever Geometry we choose. This has the advantage of proving that further research cannot lead to contradictions in non-Euclidean systems, unless it at the same moment reveals contradictions in Euclid. These systems, therefore, are logically as sound as that of Euclid himself.

After this brief sketch of the characteristics of the three periods, I will proceed to a more detailed account. It will be my aim to avoid, as far as possible, all technical mathematics, and bring into relief only those fundamental points in the mathematical development, which seem of logical or philosophical importance.

First Period.

=12.= The originator of the whole system, _Gauss_, does not appear, as regards strictly non-Euclidean Geometry, in any of his hitherto published papers, to have given more than results; his proofs remain unknown to us. Nevertheless he was the first to investigate the consequences of denying the axiom of parallels[8], and in his letters he communicated these consequences to some of his friends, among whom was Wolfgang Bolyai. The first mention of the subject in his letters occurs when he was only 18; four years later, in 1799, writing to W. Bolyai, he enunciates the important theorem that, in hyperbolic Geometry, there is a maximum to the area of a triangle. From later writings it appears that he had worked out a system nearly, if not quite, as complete as those of Lobatchewsky and Bolyai[9].

It is important to remember, however, that Gauss's work on curvature, which _was_ published, laid the foundation for the whole method of the second period, and was undertaken, according to Riemann and Helmholtz[10], with a view to an (unpublished) investigation of the foundations of Geometry. His work in this direction will, owing to its method, be better treated of under the second period, but it is interesting to observe that he stood, like many pioneers, at the head of two tendencies which afterwards diverged.

=13.= _Lobatchewsky_, a professor in the University of Kasan, first published his results, in their native Russian, in the proceedings of that learned body for the years 1829-1830. Owing to this double obscurity of language and place, they attracted little attention, until he translated them into French[11] and German[12]: even then, they do not appear to have obtained the notice they deserved, until, in 1868, Beltrami unearthed the article in Crelle, and made it the theme of a brilliant interpretation.

In the introduction to his little German book, Lobatchewsky laments the slight interest shown in his writings by his compatriots, and the inattention of mathematicians, since Legendre's abortive attempt, to the difficulties in the theory of parallels. The body of the work begins with the enunciation of several important propositions which hold good in the system proposed as well as in Euclid: of these, some are in any case independent of the axiom of parallels, while others are rendered so by substituting, for the word "parallel," the phrase "not intersecting, however far produced." Then follows a definition, intentionally framed so as to contradict Euclid's: With respect to a given straight line, all others in the same plane may be divided into two classes, those which cut the given straight line, and those which do not cut it; a line which is the limit between the two classes is called _parallel_ to the given straight line. It follows that, from any external point, two parallels can be drawn, one in each direction. From this starting-point, by the Euclidean synthetic method, a series of propositions are deduced; the most important of these is, that in a triangle the sum of the angles is always less than, or always equal to two right angles, while in the latter case the whole system becomes orthodox. A certain analogy with spherical Geometry--whose meaning and extent will appear later--is also proved, consisting roughly in the substitution of hyperbolic for circular functions.

=14.= Very similar is the system of _Johann Bolyai_, so similar, indeed, as to make the independence of the two works, though a well-authenticated fact, seem all but incredible. Johann Bolyai first published his results in 1832, in an appendix to a work by his father Wolfgang, entitled; "Appendix, scientiam spatii absolute veram exhibens: a veritate aut falsitate Axiomatis XI. Euclidei (a priori haud unquam decidenda) independentem; adjecta ad casum falsitatis, quadratura circuli geometrica." Gauss, whose bosom friend he became at college and remained through life, was, as we have seen, the inspirer of Wolfgang Bolyai, and used to say that the latter was the only man who appreciated his philosophical speculations on the axioms of Geometry; nevertheless, Wolfgang appears to have left to his son Johann the detailed working out of the hyperbolic system. The works of both the Bolyai are very rare, and their method and results are known to me only through the renderings of Frischauf and Halsted[13]. Both as to method and as to results, the system is very similar to Lobatchewsky's, so that neither need detain us here. Only the initial postulates, which are more explicit than Lobatchewsky's, demand a brief attention. Frischauf's introduction, which has a philosophical and Newtonian air, begins by setting forth that Geometry deals with absolute (empty) space, obtained by abstracting from the bodies in it, that two figures are called congruent when they differ only in position, and that the axiom of Congruence is indispensable in all determination of spatial magnitudes. Congruence was to refer to geometrical bodies, with none of the properties of ordinary bodies except impenetrability (Erdmann, Axiome der Geometrie, p. 26). A straight line is defined as determined by two of its points[14], and a plane as determined by three. These premisses, with a slight exception as to the straight line, we shall hereafter find essential to every Geometry. I have drawn attention to them, as it is often supposed that non-Euclideans deny the axiom of Congruence, which, here and elsewhere, is never the case. The stress laid on this axiom by Bolyai is probably due to the influence of Gauss, whose work on the curvature of surfaces laid the foundation for the use made of congruence by Helmholtz.

=15.= It is important to remember that, throughout the period we have just reviewed, the purpose of hyperbolic Geometry is indirect: not the truth of the latter, but the logical independence of the axiom of parallels from the rest, is the guiding motive of the work. If, by denying the axiom of parallels while retaining the rest, we can obtain a system free from logical contradictions, it follows that the axiom of parallels cannot be implicitly contained in the others. If this be so, attempts to dispense with the axiom, like Legendre's, cannot be successful; Euclid must stand or fall with the suspected axiom. Of course, it remained possible that, by further development, latent contradictions might have been revealed in these systems. This possibility, however, was removed by the more direct and constructive work of the second period, to which we must now turn our attention.

Second Period.

=16.= The work of Lobatchewsky and Bolyai remained, for nearly a quarter of a century, without issue--indeed, the investigations of Riemann and Helmholtz, when they came, appear to have been inspired, not by these men, but rather by Gauss[15] and Herbart. We find, accordingly, very great difference, both of aim and method, between the first period and the second. The former, beginning with a criticism of one point in Euclid's system, preserved his synthetic method, while it threw over one of his axioms. The latter, on the contrary, being guided by a philosophical rather than a mathematical spirit, endeavoured to classify the conception of space as a species of a more general conception: it treated space algebraically, and the properties it gave to space were expressed in terms, not of intuition, but of algebra. The aim of Riemann and Helmholtz was to show, by the exhibition of logically possible alternatives, the empirical nature of the received axioms. For this purpose, they conceived space as a particular case of a manifold, and showed that various relations of magnitude (_Massverhältnisse_) were mathematically possible in an extended manifold. Their philosophy, which seems to me not always irreproachable, will be discussed in Chapter II.; here, while it is important to remember the philosophical motive of Riemann and Helmholtz, we shall confine our attention to the mathematical side of their work. In so doing, while we shall, I fear, somewhat maim the system of their thoughts, we shall secure a closer unity of subject, and a more compact account of the purely mathematical development. But there is, in my opinion, a further reason for separating their philosophy from their mathematics. While their philosophical purpose was, to prove that all the axioms of Geometry are empirical, and that a different content of our experience might have changed them all, the unintended result of their mathematical work was, if I am not mistaken, to afford material for an _à priori_ proof of certain axioms. These axioms, though they believed them to be unnecessary, were always introduced in their mathematical works, before laying the foundations of non-Euclidean systems. I shall contend, in Chapter III., that this retention was logically inevitable, and was not merely due, as they supposed, to a desire for conformity with experience. If I am right in this, there is a divergence between Riemann and Helmholtz the philosophers, and Riemann and Helmholtz the mathematicians. This divergence makes it the more desirable to trace the mathematical development apart from the accompanying philosophy.

=17.= _Riemann's_ epoch-making work, "_Ueber die Hypothesen, welche der Geometrie zu Grande liegen_[16]", was written, and read to a small circle, in 1854; owing, however, to some changes which he desired to make in it, it remained unpublished till 1867, when it was published by his executors. The two fundamental conceptions, on whose invention rests the historic importance of this dissertation, are that of a _manifold_, and that of the _measure of curvature_ of a manifold. The former conception serves a mainly philosophical purpose, and is designed, principally, to exhibit space as an instance of a more general conception. On this aspect of the manifold, I shall have much to say in Chapter II.; its mathematical aspect, which alone concerns us here, is less complicated and less fruitful of controversy. The latter conception also serves a double purpose, but its mathematical use is the more prominent. We will consider these two conceptions successively.

=18.= (1) _Conception of a manifold[17]._ The general purpose of Riemann's dissertation is, to exhibit the axioms as successive steps in the classification of the species space. The axioms of Geometry, like the marks of a scholastic definition, appear as successive determinations of class-conceptions, ending with Euclidean space. We have thus, from the analytical point of view, about as logical and precise a formulation as can be desired--a formulation in which, from its classificatory character, we seem certain of having nothing superfluous or redundant, and obtain the axioms explicitly in the most desirable form, namely as adjectives of the conception of space. At the same time, it is a pity that Riemann, in accordance with the metrical bias of his time, regarded space as primarily a magnitude[18], or assemblage of magnitudes, in which the main problem consists in assigning quantities to the different elements or points, without regard to the qualitative nature of the quantities assigned. Considerable obscurity thus arises as to the whole nature of magnitude[19]. This view of Geometry underlies the definition of the manifold, as the general conception of which space forms a special case. This definition, which is not very clear, may be rendered as follows.

=19.= Conceptions of magnitude, according to Riemann, are possible there only, where we have a general conception, capable of various determinations (_Bestimmungsweisen_). The various determinations of such a conception together form a _manifold_, which is continuous or discrete, according as the passage from one determination to another is continuous or discrete. Particular bits of a manifold, or quanta, can be compared by counting when discrete, and by measurement when continuous. "Measurement consists in a superposition of the magnitudes to be compared. If this be absent, magnitudes can only be compared when one is part of another, and then only the more or less, not the how much, can be decided" (p. 256). We thus reach the general conception of a manifold of several dimensions, of which space and colours are mentioned as special cases.

To the absence of this conception Riemann attributes the "obscurity" which, on the subject of the axioms, "lasted from Euclid to Legendre" (p. 254). And Riemann certainly has succeeded, from an algebraic point of view, in exhibiting, far more clearly than any of his predecessors, the axioms which distinguish spatial quantity from other quantities with which mathematics is conversant. But by the assumption, from the start, that space can be regarded as a quantity, he has been led to state the problem as: What sort of magnitude is space? rather than: What must space be in order that we may be able to regard it as a magnitude at all? He does not realise, either--indeed in his day there were few who realized--that an elaborate Geometry is possible which does not deal with space as a quantity at all. His definition of space as a species of manifold, therefore, though for analytical purposes it defines, most satisfactorily, the nature of spatial magnitudes, leaves obscure the true ground for this nature, which lies in the nature of space as a system of relations, and is anterior to the possibility of regarding it as a system of magnitudes at all.

But to proceed with the mathematical development of Riemann's ideas. We have seen that he declared measurement to consist in a superposition of the magnitudes to be compared. But in order that this may be a possible means of determining magnitudes, he continues, these magnitudes must be independent of their position in the manifold (p. 259). This can occur, he says, in several ways, as the simplest of which, he assumes that the lengths of lines are independent of their position. One would be glad to know what other ways are possible: for my part, I am unable to imagine any other hypothesis on which magnitude would be independent of place. Setting this aside, however, the problem, owing to the fact that measurement consists in superposition, becomes identical with the determination of the most general manifold in which magnitudes are independent of place. This brings us to Riemann's other fundamental conception, which seems to me even more fruitful than that of a manifold.

=20.= (2) _Measure of curvature._ This conception is due to Gauss, but was applied by him only to surfaces; the novelty in Riemann's dissertation was its extension to a manifold of _n_ dimensions. This extension, however, is rather briefly and obscurely expressed, and has been further obscured by Helmholtz's attempts at popular exposition. The term _curvature_, also, is misleading, so that the phrase has been the source of more misunderstanding, even among mathematicians, than any other in Pangeometry. It is often forgotten, in spite of Helmholtz's explicit statement[20], that the "measure of curvature" of an _n_-dimensional manifold is a purely analytical expression, which has only a symbolic affinity to ordinary curvature. As applied to three-dimensional space, the implication of a four-dimensional "plane" space is wholly misleading; I shall, therefore, generally use the term space-constant instead[21]. Nevertheless, as the conception grew, historically, out of that of curvature, I will give a very brief exposition of the historical development of theories of curvature.

Just as the notion of _length_ was originally derived from the straight line, and extended to other curves by dividing them into infinitesimal straight lines, so the notion of _curvature_ was derived from the circle, and extended to other curves by dividing them into infinitesimal circular arcs. Curvature may be regarded, originally, as a measure of the amount by which a curve departs from a straight line; in a circle, which is similar throughout, this amount is evidently constant, and is measured by the reciprocal of the radius. But in all other curves, the amount of curvature varies from point to point, so that it cannot be measured without infinitesimals. The measure which at once suggests itself is, the curvature of the circle most nearly coinciding with the curve at the point considered. Since a circle is determined by three points, this circle will pass through three consecutive points of the curve. We have thus defined the curvature of any curve, plane or tortuous; for, since any three points lie in a plane, such a circle can always be described.

If we now pass to a surface, what we want is, by analogy, a measure of its departure from a plane. The curvature, as above defined, has become indeterminate, for through any point of the surface we can draw an infinite number of arcs, which will not, in general, all have the same curvature. Let us, then, draw all the geodesics joining the point in question to neighbouring points of the surface in all directions. Since these arcs form a singly infinite manifold, there will be among them, if they have not all the same curvature, one arc of maximum, and one of minimum curvature[22]. The product of these maximum and minimum curvatures is called the _measure of curvature_ of the surface at the point under consideration. To illustrate by a few simple examples: on a sphere, the curvatures of all such lines are equal to the reciprocal of the radius of the sphere, hence the measure of curvature everywhere is the square of the reciprocal of the radius of the sphere. On any surface, such as a cone or a cylinder, on which straight lines can be drawn, these have no curvature, so that the measure of curvature is everywhere zero--this is the case, in particular, with the plane. In general, however, the measure of curvature of a surface varies from point to point.

Gauss, the inventor of this conception[23], proved that, in order that two surfaces may be developable upon each other--_i.e._ may be such that one can be bent into the shape of the other without stretching or tearing--it is necessary that the two surfaces should have equal measures of curvature at corresponding points. When this is the case, every figure which is possible on the one is, in general, possible on the other, and the two have practically the same Geometry[24]. As a corollary, it follows that a necessary condition, for the free mobility of figures on any surface, is the constancy of the measure of curvature[25]. This condition was proved to be sufficient, as well as necessary, by Minding[26].

=21.= So far, all has been plain sailing--we have been dealing with purely geometrical ideas in a purely geometrical manner--but we have not, as yet, found any sense of the measure of curvature, in which it can be extended to space, still less to an _n_-dimensional manifold. For this purpose, we must examine Gauss's method, which enables us to determine the measure of curvature of a surface at any point as an inherent property, quite independent of any reference to the third dimension.

The method of determining the measure of curvature from within is, briefly, as follows: If any point on the surface be determined by two coordinates, _u_, _v_, then small arcs of the surface are given by the formula

ds^{2} = Edu^{2} + 2Fdu dv + Gdv^{2},

where _E_, _F_, _G_ are, in general, functions of _u_, _v_.[27] From this formula alone, without reference to any space outside the surface, we can determine the measure of curvature at the point _u_, _v_, as a function of _E_, _F_, _G_ and their differentials with respect to _u_ and _v_. Thus we may regard the measure of curvature of a surface as an inherent property, and the above geometrical definition, which involved a reference to the third dimension, may be dropped. But at this point a caution is necessary. It will appear in Chap. III. (§ 176), that it is logically impossible to set up a precise coordinate system, in which the coordinates represent spatial magnitudes, without the axiom of Free Mobility, and this axiom, as we have just seen, holds on surfaces only when the measure of curvature is constant. Hence our definition of the measure of curvature will only be _really_ free from reference to the third dimension, when we are dealing with a surface of constant measure of curvature--a point which Riemann entirely overlooks. This caution, however, applies only in space, and if we take the coordinate system as presupposed in the conception of a manifold, we may neglect the caution altogether--while remembering that the possibility of a coordinate system in space involves axioms to be investigated later. We can thus see how a meaning might be found, without reference to any higher dimension, for a constant measure of curvature of three-dimensional space, or for any measure of curvature of an _n_-dimensional manifold in general.

=22.= Such a meaning is supplied by Riemann's dissertation, to which, after this long digression, we can now return. We may define a continuous manifold as any continuum of elements, such that a single element is defined by _n_ continuously variable magnitudes. This definition does not really include space, for coordinates in space do not define a point, but its relations to the origin, which is itself arbitrary. It includes, however, the analytical conception of space with which Riemann deals, and may, therefore, be allowed to stand for the moment. Riemann then assumes that the difference--or distance, as it may be loosely called--between any two elements is comparable, as regards magnitude, to the difference between any other two. He assumes further, what it is Helmholtz's merit to have proved, that the difference _ds_ between two consecutive elements can be expressed as the square root of a quadratic function of the differences of the coordinates: _i.e._

ds^{2} = Σ{1}^{n} Σ{1}^{n} a{ik} dx{i}.dx{k},

where the coefficients _a{ik}_ are, in general, functions of the coordinates _x{1} x{2} ... x{n}_.[28] The question is: How are we to obtain a definition of the measure of curvature out of this formula? It is noticeable, in the first place, that, just as in a surface we found an infinite number of _radii_ of curvature at a point, so in a manifold of three or more dimensions we must find an infinite number of _measures_ of curvature at a point, one for every two-dimensional manifold passing through the point, and contained in the higher manifold. What we have first to do, therefore, is to define such two-dimensional manifolds. They must consist, as we saw on the surface, of a singly infinite series of geodesics through the point. Now a geodesic is completely determined by one point and its direction at that point, or by one point and the next consecutive point. Hence a geodesic through the point considered is determined by the ratios of the increments of coordinates, _dx{1} dx{2} ... dx{n}_. Suppose we have two such geodesics, in which the _i_′th increments are respectively _d′x{i}_ and _d″x{i}_. Then all the geodesics given by

dx{i} = λ′d′x{i} + λ″d″x{i}

form a singly infinite series, since they contain one parameter, namely λ′: λ″. Such a series of geodesics, therefore, must form a two-dimensional manifold, with a measure of curvature in the ordinary Gaussian sense. This measure of curvature can be determined from the above formula for the elementary arc, by the help of Gauss's general formula alluded to above. We thus obtain an infinite number of measures of curvature at a point, but from n.(n - 1)/2 of these, the rest can be deduced (Riemann, Gesammelte Werke, p. 262). When all the measures of curvature at a point are constant, and equal to all the measures of curvature at any other point, we get what Riemann calls a manifold of constant curvature. In such a manifold free mobility is possible, and positions do not differ intrinsically from one another. If _a_ be the measure of curvature, the formula for the arc becomes, in this case,

ds^{2} = Σdx^{2}/(1 + a/4 Σx^{2})^{2}.

In this case only, as I pointed out above, can the term "measure of curvature" be properly applied to space without reference to a higher dimension, since free mobility is logically indispensable to the existence of quantitative or metrical Geometry.

=23.= The mathematical result of Riemann's dissertation may be summed up as follows. Assuming it possible to apply magnitude to space, _i.e._ to determine its elements and figures by means of algebraical quantities, it follows that space can be brought under the conception of a manifold, as a system of quantitatively determinable elements. Owing, however, to the peculiar nature of spatial measurement, the quantitative determination of space demands that magnitudes shall be independent of place--in so far as this is not the case, our measurement will be necessarily inaccurate. If we now assume, as the quantitative relation of distance between two elements, the square root of a quadratic function of the coordinates--a formula subsequently proved by Helmholtz and Lie--then it follows, since magnitudes are to be independent of place, that space must, within the limits of observation, have a constant measure of curvature, or must, in other words, be homogeneous in all its parts. In the infinitesimal, Riemann says (p. 267), observation could not detect a departure from constancy on the part of the measure of curvature; but he makes no attempt to show how Geometry could remain possible under such circumstances, and the only Geometry he has constructed is based entirely on Free Mobility. I shall endeavour to prove, in