An Essay on Laughter: Its Forms, Its Causes, Its Development and Its Value
CHAPTER VII.
DEVELOPMENT OF LAUGHTER DURING THE FIRST THREE YEARS OF LIFE.
Having examined the earliest and distinctly hereditary germs of the laughing impulse in the child, we may pass to the consideration of its expansion and specialisation during the first years. Although, so far as I am aware, the new child-study has not yet produced a methodical record of the changes which this interesting expression of feeling undergoes, we may by help of such data as are accessible be able to trace out some of the main directions of its development.
Two closely connected problems are involved here: (_a_) how the expressive movements, the laugh and the smile, themselves change and get differentiated; and (_b_) how the psychical process which precedes and excites these expressive movements grows in complexity and differences itself into the various forms of gaiety or amusement enumerated above.
In dealing with these early manifestations we shall, of course, look for reactions which are spontaneous, in the sense of not being due to imitation and the lead of others. Yet it will not always be easy to determine what are such. It has been pointed out above that laughter is one of the most contagious of the expressive movements. Children, therefore, who are much given to imitation may be {187} expected to show this contagiousness in a particularly clear manner.
The difficulties are, however, not really so formidable as they might at first seem to be. If a child is, on the one hand, highly susceptible to the contagion of laughter, there is, on the other, no expression of his feeling in which he is more spontaneous. The swift directness of the “natural” or spontaneous laugh may be readily discriminated by a fine observer. Not only so, but a difference may be detected in the tone of the laughter when it is perfectly natural and real, and when it is merely imitative and artificial. The note of affected laughter is well known to careful observers of children. It is particularly plain where a child is not merely reproducing the laughter of others at the moment, but has it suggested to him by others that a thing is laughable. Miss Shinn’s niece developed at the end of the second year a forced laugh on hearing the word “funny” employed by others.
The best safeguard against this error is to choose an only child who is well isolated from mirthful surroundings. This need not be so cruel an experiment as it looks. In the social world of the merry little Ruth, nobody, we are told, was a “laughing person”. This circumstance gives great value to the observations made on this child. Her laughter was probably as purely self-initiated as anything in child-life can be.
It may be added that, even if we could not eliminate the imitative and the artificial element, there would still be a pretty wide field for careful observation in the child’s own freer type of mirth. For, as all his friends know, his hearty laughter is frequently a response to things which leave us dull “grown-ups” wholly unaffected, or affected in quite another way. {188}
With regard to the development of the expressive movements themselves I can find but few data at hand. These are enough, however, to show that the process of differentiation commences during the first year. Mrs. Moore tells us that her boy in the thirty-third week acquired a new form of smile “which gradually but not entirely supplanted the (earlier) broad open-mouthed smile. . . . The nose was wrinkled up, the eyes nearly closed. . . . This smile seemed to express an extreme and more conscious enjoyment.”[120] Preyer remarks that his boy developed in the last three months of the first year “a more conscious movement of laughter,” which, presumably, had a different character as an expressive movement. In the case of the boy C., of whom I have written elsewhere, a new and clearly differenced note was detected in the laugh of defiance (to be referred to later) which appeared early in the second year. Mrs. Hogan says she noticed a “mischievous laugh” at the age of fifty-five weeks, whereas Preyer remarks that the first “roguish laugh” occurred in his boy’s case at the end of the second year. A more precise record of the phonetic changes in laughter during the first two or three years is greatly to be desired.
The movements of laughter are subject to the laws of movement in general, Repetition and Habit. They tend to perfect themselves by practice; and the result probably involves a strengthening and an expansion of the wide-ranging organic commotion which makes up the reaction. A child of four will laugh on being tickled much more vigorously than one of two.[121] Moreover, the effect of repeated exercises of the function would seem, as already {189} hinted, to involve the setting up in the motor-centres, from which the discharge in laughter issues, a condition of high instability, so that a very slight application of the stimulus, or (as in the case of tickling) the mere threat to apply this, suffices to evoke the reaction. Lastly, this work of organisation will plainly involve a fixing of the connection in the brain-centres between the effect of the stimulation and the motor reaction. We say that the impulse of laughter has become associated with a definite kind of sense-presentation. The instant response of a child to the threatening fingers is a clear example of the result of such an associative co-ordination. Other examples are seen when a particular sight or sound takes on permanently a funny character. A child that has come to regard a figure in a picture book or an odd sound made by the nurse as funny will laugh whenever this recurs or is spoken of, provided that the mood of the moment is favourable. This is a noteworthy illustration of the way in which the action of the novel and unexpected—which, as we all allow, has a large _rôle_ in the excitation of laughter—may be replaced by that of an antagonistic force, namely, habit, which itself appears to secure the hilarious response.
It may be added that so far as Habit comes in, reducing the importance of the initial psychical stage, and rendering the reaction automatic, the theory of Lange and James applies fairly well. The feeling of genial hilarity is in this case largely the reflex mental effect of the movements themselves, including the whole organic commotion brought about.
Coming now to the development of the psychical element in laughter, we may, by way of introduction, refer to certain principles which ought to be useful.
(_a_) To begin with, any variety of emotional reaction {190} excited by a particular kind of presentation appears, as it is repeated, to undergo a process of development, taking on more of fulness and complexity. A feeling of attachment to a person or to a place, or of admiration for a cherished work of art, grows fuller and deeper with the establishment of a relation of intimacy. Dimly realised resonances of former like experiences melt into, and deepen the feeling, and new elements are woven into it by associative complication, and by growing reflection. This increasing complexity affects both the ideational basis of the emotion and the closely connected emotional tone itself.[122]
At first sight we might be disposed to think that the feeling of sudden joy at the back of a merry explosion would prove to be an exception to this law. Since an element of novelty, a sense of joyous mental collapse under a sudden, yet harmless stimulus, runs through all our laughter, there might seem to be no room for any increase of depth and volume. But this is not so. A child’s feeling of the “fun of it” at the approach of the tickling hand seems to gain in volume and force with the repetition of the experience. The zest of the enjoyment of a laughing romp with the nurse, or, better, with the father, of watching the funny ways of a kitten, and so forth, grows fuller because of the increasing complication of the psychosis behind the laughter.[123]
(_b_) In the second place the development of an emotion is essentially a differentiation of it, not merely into a more definite kind of experience as a whole, but into a number of {191} distinguishable sub-varieties of feeling. In other words, the reaction is called forth by new excitants and new modes of stimulation which give rise to mental complexes somewhat different from those caused by the earlier excitants. Thus, as we mentally develop, admirations having a richer ideational structure and more complexity of feeling-tone take the place of the first simple ones, which last die out or survive only as rudimentary processes.
This enlargement of the field of exciting objects, with the concomitant differencing of the emotional state into a larger and larger number of shades, is the outcome of the whole process of mental growth. It means, first of all, the growing differentiation of the child’s experience, that is, of his perceptions and ideas, as well as the expansion of his reflective processes. In this way a modified admiration attaches itself to a new kind of object, _e.g._, works of art, virtuous actions, when these come to be perceived and reflected on in such a way as to disclose their admirable side.
In all such extensions the emotional reaction remains in its essential elements one and the same experience. We may say, if we like, that the expression has been “transferred” to a new situation or a new experience, through the working of a force which has been called “the analogy of feeling”.[124]
This process of extension by analogy of situation and attitude may be seen to be a constituent in the development of laughter. Taking its primitive form to be the expression of a sudden raising of the feeling-tone of consciousness to the level of gladness—which elevation may be supposed to {192} involve at least an appreciable sense of relief from a foregoing state of strain or oppressive dulness—we may readily see how the reaction is passed on, so to speak, to analogous mental attitudes which are developed later.
Let us take as an example a child who, having reached a dim apprehension of the customary behaviour of things begins to laugh at certain odd deviations from this. Here the transition appears clearly to be a kind of transference mediated by the identity of the mental attitude with that of the laughter of an earlier stage, say at the sight of the new and entertaining baubles. Similarly when, after the consciousness of rule is developed, a child roguishly “tries it on” by pretending to disobey, we may regard the new outburst of the spirit of fun as a natural transition from an earlier variety, the laughing pretence of running away from mother or nurse.
Nevertheless, we have to do here with more than a mere transference. Such extensions always involve some amount of complication and enrichment of the mirthful experience. These later forms of mental gaiety depend on the development of more complex psychoses, both on the intellectual and on the emotional side. The first amusement at the sight of the ill-matched, the inconsequent, implies the advance of an analytic reflection up to the point of a dim perception of relations. A large part of the extension of the field of the laughable depends on this intellectual advance, a finer and more precise apprehension of what is presented, in its parts and so as a whole, as also in its relations to other things. With respect to the other condition, expansion of the emotional life, it is enough to remark that certain forms of laughter which fall within the first years of life arise directly out of a deepening of the emotional consciousness as a whole, _e.g._, the awakening of the “self-feeling,” as seen {193} in the laughter of success or triumph; or, on the other hand, of tenderness and sympathy, as illustrated in the first rudiments of a kindly humour.
We see, then, that, as a feature in development, differentiation into a multiplicity of forms is inseparably connected with another feature, complication. The gradual appearance of a number of laughters variously toned, such as that of slightly malicious elation at collapse of dignity, of entertainment at an intellectual inconsequence, and of a kindly amusement at a petty disaster, means that the elemental feeling of joy is getting modified by accretions or absorptions of new psychical elements.
A final remark is needed to prevent misapprehension. Among the several processes of complication which underlie this differentiation of the laughing psychosis, some tend to arrest or tone down the reaction. It is thus that, when sympathy comes to be united with the laughing impulse, the gaiety of the latter is apt to become subdued into something between a smile and the gentlest of laughs. In addition to this inhibitory effect of heterogeneous emotional elements we have that of new conative attitudes. A child soon finds out that a good deal of his rollicking laughter is an offence, and the work of taming the too wild spirits begins.[125]
With these general considerations to help us, we may now look at the course of development of the laughing experience during the first three years.
It may be premised that the smile and the laugh only become gradually differentiated as signs of qualitatively dissimilar attitudes. In the case of Ruth the two expressions remained for a time interchangeable, and frequently {194} alternated in the same fit of joyous delight. But about the 129th day the smile, it is remarked, began to take on one of its specialised functions, the social one of greeting.
Coming now to laughter, we have found that it begins at an early date to pass from a general sign of sudden increase of pleasure or good spirits into something akin to mirthful play. This has been illustrated in the early responses to tickling, and, a little later, to simple forms of a laughing game (_e.g._, bo-peep).
By what process of change, one may ask, does the impulse to laugh when the heart suddenly grows glad pass into the laughter of play? Allowing, as seems certain, that the play-impulse is inherited, can we point out any psychological connection between the two?
The answer has already been given in substance in our general analysis of the causes of laughter. A sudden rise of pleasurable consciousness, when it possesses the mind and becomes gladness, say the infant’s flood of delight at the swinging coloured baubles, necessarily dissolves, for the time, the tense, serious attitude into a loose, play-like one. The child’s consciousness is now all gladness in face of his bauble; and play is just another way of effecting this dissolution of the serious attitude into a large gladness. Not only so, but the elemental mood of laughter resembles the play-mood, since it finds its satisfaction in pretence or make-believe. The gladdening object divested of all serious interest becomes a play-thing, a mere semblance of the thing of practical account which the child observed in the serious moments. Its greeting by the senses may be described, indeed, as a kind of play of these senses. Hence, the specialisation of the primal laughter of delight into that of fun would appear to be one of the simplest processes in the whole development of the emotion. {195}
We may now briefly trace out some of the phases of development of these two primal forms of laughter.
With regard to the laughter of delight and jollity, we find, to judge from the careful record of Ruth’s emotional utterances, that there is a rapid development during and after the fourth month.[126] In this month, we read, the child was thrown into a state of vivacious delight—which expressed itself in smiles, in movements, in cooing and crowing—by the faces and voices which may be said to have “played” to her as she sat at table. The advent of the meal was that of a new joyous world, and, if the child could have spoken, she would probably have exclaimed, “Oh, what fun!” The large change effected by the return of a familiar face and voice after an absence was only another way of transforming her world into a merry one.
Towards the end of the fifth month, the note-book speaks over and over again of “jollity” and “high spirits,” of the child’s “laughing with glee when any one smiled or spoke to her,” of “being exceedingly jolly, smiling, kicking and sputtering,” and so forth. This growing gleefulness seemed to be the outcome of new expansions of the pleasurable consciousness, of a pure “Lebenslust”. No doubt it had its obscure source in a pleasurable cœnaesthesis, the result of merrily working digestive and other processes of organic life. Yet it had its higher conditions, also, in the expansion of the life of the senses and in the growing range of the muscular activities. Laughter and shouts of joy would, we are told, accompany not merely the inrush of delightful sights and sounds, but the new use of bodily powers in exploring and experimenting. {196}
This gaiety in taking possession of her new world showed itself in the greeting of friendly faces. The new appearance of her grandfather after an absence excited her laughter on the 133rd day. By about the middle of the year, the child had, like Preyer’s boy, developed a jubilant greeting for her social belongings, nodding a friendly nod with all the signs of huge delight.
These outbursts of laughing joy may sometimes be seen to have been preceded by a distinctly disagreeable state of feeling. In the case of Ruth, we are told that the fit of jollity broke out, on one or two occasions, upon “instantaneous relief from great general discomfort”. Again, on the 222nd day, having awoke and felt timid, she laughed with joy and a sense of relief when her mother came into the room. I have other evidence to show that this laughter of overflowing gladness is often to some extent a relief from constraint. Thus, a boy of one and a half years who had a new nurse, and for some days behaved with great gravity when with her, was during the same period “extremely hilarious” when alone with his parents.
The gladness of the world grew larger to this happy girl when, towards the end of the seventh month, she was taken into the open air, and, shortly after, allowed to lie on a quilt and roll on the ground. The wooing of the passing freshness, the play of sun and shadow, the large stir of life in moving and sounding things, all this possessed her and made her “laugh and ejaculate with pleasure”. With this may be compared a note on a boy nine months old, who, lying in a clothes-basket in a garden one summer’s day, looked up at the leaves dancing in the sunshine and laughed with “a hearty noisy laugh”.
The development of bodily power in this same half-year brought our little maiden much gleeful laughter. {197} Any experience of movement, passive as well as active, filled her with noisy hilarity. To ride on anybody’s foot brought out, at the end of the fifth month, the unmistakable signs of hilarious rapture. A month later, the gleeful explosion was called out by the new frolicsome experience of being jumped and tossed. Similar expressions of mirth occurred when new active movements were accomplished. In the record of the middle of the ninth month, we are told of a medley of movements, tumbling on the floor or lawn, sitting up and lying down, raising herself on the feet and hands, etc., which brought her “singular joy”.
A part of the gleefulness of this widening experience of movement is due to its unexpected results. It seems probable that the first successful experiments in crawling, climbing and the rest may give rise to new complexes of muscular and other sensations which come as a joyful surprise. Such delightful surprises grow more varied and impressive when the arms and hands begin to experiment. For example, a little girl, aged two and a quarter years, happened when throwing a ball at random to jerk it over her head, and was seized with a spasm of hilarity. The gleeful outburst is apt to occur, too, later on when a child first achieves the feat—half-wonderful, half-amusing—of walking, of running and of jumping.[127]
In these expanding processes of jollity or gleefulness we may detect the beginnings of more specialised forms of laughing enjoyment. Thus, in the outburst of merriment which winds up a successful attempt to climb, we recognise the germ of that mode of reaction which is apt to follow at the moment of sudden relaxation of tension on the attainment of an end. We may be sure that a child {198} of nine months finds the effort to stand a very serious and exhausting strain; and may infer that the laughter which occurs in this case is largely due to momentary relaxations of this strain.
But again, these experiences clearly supply conditions favourable to the emergence of that “sudden glory” which enters into successful effort. The “shouting and laughing” of little Ruth (forty-five weeks) on completing the magnificent exploit of climbing the staircase had, as her aunt’s epithet “exultant” recognises, something of the free-breathing jubilation of the successful mountain-climber. We are told further that, in the tenth month, Ruth would break into the same exultant laugh after some successful mental effort, such as pointing out the right picture when this was asked for.
Here, then, we have the laughter of a joyous feeling-tone complicated by new elements. These include, not merely the delightful feeling of relief after prolonged effort, but some dim form of an agreeable consciousness of growing power and of an expanding self. In the glee on mastering a new movement, _e.g._, riding on somebody’s foot, we see traces of a more distinctly playful mood. We may now follow out the development of this large variety of gamesome mirth.
The overflow of the health-filled reservoirs of muscular activity begins at an early stage to wear an unmistakable aspect of playfulness. The first exercises in crawling, accompanied by various sounds of contentment and gladness, are indeed recognisable by all as a kind of play. As the forces of the organism establish themselves a more manifest bent to a romping kind of game appears. This, as a game in which co-operation enters, involves a development of the social consciousness, and its gleefulness comes {199} in part from the reverberations of mutual sympathy. A good example of the hilarity of a romping game is Ruth’s uproarious delight, in the seventh month, when dragged about on a carpet, an experience which involved, of course, much loss of equilibrium and some amount of awkward bumping. That the bumps were of the essence of the enjoyment is confirmed by the fact that, in the tenth month, she would like to stand, holding on to a chair, and then deliberately to let herself go so as to “come down sitting with a thud,” winding up the performance by “looking up laughing and triumphant”. Another game involving exciting jolts was liked in the middle of the twelfth month. The child was shot in her carriage, now from the aunt to the mother, and now back, each little ride ending up with a jolt, over which she grew very merry. Later on, (at the end of the twentieth month) she laughed heartily on being knocked down by her dog in a too pushful bit of play; and she enjoyed in like manner some pretty rough play at the hands of a nine-year-old boy companion.
This mirthful treatment of romps, which must have involved a palpable amount of discomfort, is interesting as showing how laughter plays about the confines of the serious. This little girl seems, up to the age of three, at least, to have been curiously indifferent to pain. Yet she was not wanting in the common childish timidity. It looks, then, as if the fun of these rather rough games turned on dissolutions of nascent attitudes of apprehension, and, consequently, the laughter expressed something of a joyous contempt of fear. Indeed, it seems likely that an element of this joyous rebound from a half-developed state of fear entered into much of this child’s laughter, already illustrated, on succeeding in a rather risky experiment, such as climbing the staircase. We read that, like other vigorous {200} children, she was a keen pursuer of new experiences, even in cases in which she knew that some pain was involved. The passion for trying new experiments seems to have urged her on, in spite of nascent fear; and the final shouting and laughing may well have announced, along with the joy of successful effort, a sense of triumph over the weaker timid self. The ability, illustrated in these hardy experiments, to turn situations suggestive of danger into “larkish” play, was a singular proof of the firm foundation on which this child’s prevalent mode of gaiety reposed.
In some cases Ruth’s play would take on a form which clearly involved a triumphing over fear. Thus, we are told that when, on the 429th day, she was asked to find “auntie” in the dark she at first stood still and silent. Then, when her head was touched by somebody’s hands, she broke into laughter and started off by herself to explore in the dark. Later on, with the growth of a bolder spirit, this laughing triumph over fear extended itself, so that in the twenty-ninth month she played at bear with her uncle, going into a dark room, with her hand in her aunt’s, and enjoying “the exhilaration of unreal alarm”; and when the uncle sprang out from his dark hiding-place, growling fearfully, she “laughed, shrieked and fled all in one”. If the uncle went a little too far in the use of the alarming she would check him by saying, “Don’t do that again”.
In these cases, it is evident, we have a complex psychosis with alternating phases. The awful delight which vents itself at once in a laugh and in a shriek and a flight is certainly of a mixed feeling-tone. The laughter is the note of a triumphant spirit, and yet of one in which, in the moment of triumph, the nascent fear leaves its trace.
In these laughing games we have clearly an element of {201} make-believe. A firm persuasion, low down in consciousness, of the harmlessness of the coming bump and of the human bear in the blackness keeps the little girl’s heart steady and turns the adventure into fun. At the same time, the play as “pretending” would seem to involve at least a half-formed expectation of something, and probably, too, a final taste of delicious surprise at the fully realised nothingness of the half-expected. In some forms of play-pretence this element of final annihilation of expectation becomes more conspicuous and the distinct source of the hilarious exultation. When, for example, in the eleventh month, Ruth sitting on the floor held out her arms to be taken up, and the mother, instead of doing this, stooped and kissed the child, there was a perfect peal of laughter again and again.
The increase of muscular activity shown in the laughing romps leads to the extension of mirthful enjoyment in another way. A vigorous child, even when a girl, grows aggressive and attempts various forms of playful attack. As we have seen, to tickle another is merely one variety of a large class of teasing operations, in which the teased as well as the teasing party is supposed to find his merriment. Regarding now the child as teaser, we see that he very early begins to exercise at once his own powers and others’ endurance. The pulling of whiskers is one of the earliest forms of practical jokes. Ruth took to this pastime in the first week of the fifth month. By the end of the sixth month the little tormentor had grown aware of her power, and “became most eager to pull, with laughter and exultant clamour, at the nose, ear, and especially the hair, of any one that held her”. The boy C., at the same age, delighted in pulling his sister’s hair, and was moved by her cries only to outbursts of laughter. As intelligence develops, these practical jokes grow more cunning. Another little {202} girl, of whom I have written elsewhere under the initial M., when seventeen months old, asked for her father’s “tick-tick,” looking very saucy; and as he stooped to give it, she tugged at his moustache, “and almost choked with laughter”.
With this teasing of human companions we have that of animals. When sixteen months old, Ruth would chase the cat with shouts of laughter. Another child, a boy, about the same age, went considerably further, and taking the toilet puff from its proper place went deliberately to “Moses,” the cat, who was sitting unsuspectingly before the fire, and proceeded to powder him, each new application of the puff being accompanied by a short chuckle.
There is no need of reading into this laughter the note of cruel exultation over suffering.[128] Ruth’s mischievous doings would take forms which had not even the semblance of cruelty. There was merely impish playfulness in the act of snatching off her grandmother’s spectacles and even her cap, with full accompaniment of laughter, in the twenty-second month when lifted to say good-night. In much the same spirit the other little girl, M., delighted, when two years old, in untying the maid’s apron strings and in other jocose forms of mischief.
The laughing mood in these cases is understandable as a rioting in newly realised powers, a growing exultation as the consciousness of ability to produce striking effects grows clearer. Ruth, in her eleventh month, blew a whistle violently and looked round laughing to her aunt and the others present. Here, surely, the laughter was that of {203} rejoicing in a new power. This sense of power implies a clearer form of “self-feeling”. A child may grow keenly conscious of the self in such moments of newly tried powers, as he grows in “the moments of intense pain”. This laughter, then, furnishes a good illustration of the sudden glory on which Hobbes lays emphasis.
I have assumed that in this laughing mischief we have to do with a form of (playful) teasing. The little assailant enjoys the fun of the attack and counts on your enjoying it also. The indulgence of others, even if they do not show an equal readiness for the pastime, removes all thought of disobedience, of lawlessness.
Yet things do not commonly remain at this point of perfectly innocent fun. The gathering energies of the child, encouraged by indulgence in games of romp, are pretty certain to develop distinctly rowdyish proceedings. Ruth, for example, when about twenty-one months old, scrambled defiantly on to the table at the close of a meal, seized on the salts, and scampered about laughing. About the same time this new spirit of rowdyism showed itself in flinging a plate across the room and other mutinous acts. Little boys, I suspect, are much given to experiments in a violent kind of fun which they know to be disorderly. One of them, aged two years eight and a half months, was fond of “trying it on” by pulling hair-pins out of his mother’s hair, splashing in the puddles in the road, and so forth, to her great perplexity and his plainly pronounced enjoyment.
In these outbursts of laughing rowdyism we see more than an escape of pent-up energies, more than a mere overflow of “high spirits”; they are complicated by a new factor, something of the defiant temper of the rebel. A child of two has had some experience of real disobedience, and may be said to have developed simple ideas of order {204} and law. We may reasonably infer, then, that in this turbulent fun there is some consciousness of setting law at defiance. The presence of this new psychical factor is seen in the alteration of the laughing sounds themselves. In Ruth’s case, we are told, they were “rough” and unlike the natural and joyous utterance. It is further seen in the method of the fun, for, as Miss Shinn observes, Ruth “tried repeatedly to see how far she could go safely in roguish naughtiness”.
I think we find in this behaviour a clear instance of laughter becoming an ingredient in the attitude of throwing off a customary restraint. It is the early analogue of the laughter of the rowdies bent on window-smashing, of the riotous enjoyment of the people at festal seasons when the lord of misrule holds sway.
The degree of conscious defiance of order may, no doubt, vary greatly. In much of what we view as the disorderly mirth of a child this ingredient of the laughing mood may be small and sub-conscious; yet at times it grows distinct and prominent. Thus, Ruth, in the eleventh month, developed a special expression for the attitude of defiance when disobeying, namely, a comical face with a wrinkling of the nose, together with laughter. The boy C., early in the third year, would give out a laugh of a short mocking ring on receiving a prohibition, _e.g._, not to slap his dog companion. He would remain silent and laugh in a half-contemptuous way. Sometimes in his moods of defiance he would go so far as to strike a member of his family and then laugh. His laugh was sometimes highly suggestive of the mood of derision.
In this note of warlike challenge we have a point of kinship with the “crowing” laughter of the victor. Yet it is doubtful whether a child at this early age reaches the {205} mental attitude of a mocking contempt. Preyer tells us that he has never observed scornful laughter within the first four years.[129]
When the consciousness of the unruly in these “high jinks” becomes distinct and begins to be oppressive, the laughter will be less boisterous and express more of playful pretence. The child learns to be satisfied with making a feint to rebel, with a make-believe unruliness. Ruth, on the 236th day, laughed when pretending to disobey by biting off the petals of flowers, and on the 455th day, by stuffing buttons into her mouth. The boy C., when about the same age, had his little way of turning disobedience into a game. In the seventeenth month, when he was bidden by his mother to give up a picture he had got possession of, he walked up to her and made a show of handing over his unlawful possession, and then drew his hands back with much laughing enjoyment.
A more complicated psychical attitude appears when such laughing pretence at disobedience takes on a “roguish” aspect. Here we have, not only an element of slight uneasiness, but one of self-consciousness, which together give a distinct complexion to the whole mental attitude and to its expression.
This ingredient of a timid self-consciousness or shyness under the scrutiny of others appears, as we know, some time after the simpler forms of fear. In Ruth’s case it seems to have showed itself on the 123rd day in a distinctly “roguish” attitude. When at dinner and spoken to by her grandfather, she turned her head as far as she could. On the 141st day, too, when held in her nurse’s arms, she {206} smiled at her grandfather and others and then ducked her head. This expression of roguish self-consciousness had more of the look of a nervous explosion in the eleventh month, when the girl laughed on being set on her feet in a corner where she was much noticed; and again, in the thirteenth month, as she tumbled about and showed herself off. This laughter, with something of the _gêne_ of self-consciousness in it, was, we are told, not to be confounded with the expression of a complacent self-consciousness.
The element of an awkward shyness comes into much of the early playful “trying it on”. In the case of the boy C., just mentioned, it was seen in the sly, upward look of the eyes and the short, half-nervous laugh, when he was face to face with authority and disposed to play at disobedience. The fuller roguish laugh occurs frequently along with a risky bit of play, as when a boy of one and a half year would point to himself when asked for a finger-recognition of somebody else. In such cases the laughter seems like an attempt to get rid of the element of risk. When the masking of the impulse of fun by timidity is greater, the expression reaching only to a tentative smile, the roguishness of a child may easily wear a look of kinship with our grown-up humour.[130]
A full account of the development of laughter during these first years, as an ingredient of the play-mood, would be of great value. It would, in particular, help us to see how the reaction comes to be definitely co-ordinated with the sense of make-believe, and the attitude of throwing off the burdensome restrictions of reality. The vocal mirth of children, as they give reins to their fancy, attests to {207} the weight of this burden and to the intense delight which comes from its momentary abandonment.
In seeking for the first traces of the laughter of play and of defiance, we are not greatly troubled by the interfering influence of others. No doubt this influence is at work even here. The nurse and the parents are pretty certain to laugh at much of the roguish “trying it on”; and this laughter will react upon the child’s own merriment. In play, too, in which others usually take some part, there is this action of older persons’ laughter. Still, in the main, the utterances are spontaneous, and at most are reinforced by way of some sympathetic rapport with another.
It is otherwise when we come to consider the first instances of laughing amusement at the presentation of “funny” objects. The lead of others now complicates the phenomenon to a much more serious extent. The recognition of an object as “funny” implies some detection of a quality which acts on others as well as on the self;[131] consequently, it presupposes a certain development of the social consciousness. Hence, some cautiousness is needed in noting the first clear examples of a perception of the quality. Before language comes and supplies a means of self-interpretation, we cannot safely say that because a child laughs in presence of an object there is a recognition of something objectively “funny”. As we have seen, such laughter may be fully accounted for by supposing that the object has an exhilarating or gladdening effect on the child’s feeling. On the other hand, when language is added we have to cope with the difficulty, already touched on, that a child’s pronouncements are apt to be controlled by what others laugh at and call funny. Nevertheless, here, too, the child’s spontaneity and his way of discovering his own {208} sources of amusement may enable us to overcome the difficulties.
Our study of the conditions of the perception suggests that a true enjoyment of presentations as oddities is not to be expected at a very early date. And this, first of all, for the reason that the new, especially if it is strange, even though fitted to draw forth a joyous laugh, may easily excite other and inhibitory attitudes. An infant, during the first year of life, if not later also, is apt to be disturbed and apparently alarmed at the approach of new objects, so as to be unaffected by its rejoicing aspect; or, if he feels this, the laughter may be accompanied by signs of fear. Ruth, on her 254th day, greeted a kitten which her father brought to show her with “all gradations from laughter and joy to fear”. In the second place—and this is of more importance—the recognition of an object as funny presupposes the work of experience in organising a rudimentary feeling for what is customary. This, again, involves a development of the social consciousness and of an idea of a common order of things.
Now all this requires a certain amount of time. It hardly seems reasonable to look for a true apprehension of the laughable till some time after the appearance of an imitation of others’ laughter and play-gestures, which was first observed, in the case of the boy C., in the ninth month. Nor could it well be expected until after a child had acquired some understanding of others’ language, so as to note how they agree in naming and describing certain objects as funny, which understanding only begins to be reached in the second half of the year. Hence, I should hesitate to speak of a clear recognition of a laughable object as such before the last quarter of the year. It seems to me, for example, a little rash to say that a boy of five months, who always laughed inordinately when a very jolly-looking physician, {209} the image of Santa Claus, paid him a visit, displayed a “sense of humour”.[132]
When once the idea of objects of common laughter begins to grow clear a child is, of course, able to develop perceptions of the funny along his own lines. This he certainly seems to do pretty briskly. The freshness of his world, the absence of the dulling effect of custom which is seen in the perceptions of older folk, renders him an excellent pioneer in the largely unknown territory of King Laughter.
Among the sense-presentations which awaken the infantile laugh are new and queer sounds of various sorts; and they may well be selected for a study of the transitions from mere joyous exclamation to a hilarious greeting of what is “funny”. Early in the second half of the first year, a child in good health will begin to surmount the alarms of the ear, and to turn what is new and strange into fun. About the 222nd day brave little Ruth was able to laugh, not only at such an odd sound as that produced when her aunt rattled a tin cup on her teeth, but at that of a piano. Preyer’s boy, later in the year, was given to laughing at various new and out-of-the-way sounds, such as that of the piano, of gurgling or clearing the throat, and even of thunder.
Odd sounding articulations appear to be especially provocative of laughter about this time. As early as the 149th day, Ruth laughed at new sounds invented by the aunt, such as “Pah! Pah!” Queer guttural sounds seem to have a specially tickling effect.
After words and their commoner forms have begun to grow familiar, new and odd-sounding words, especially names, are apt to be greeted with laughter. The child M., when one year nine months old, was much impressed by the {210} exclamation “good gracious!” made by her mother on discovering that the water was coming through the ceiling of a room; and the child would sometimes repeat it in pure fun “shaking with laughter”. When she was two years seven months old she laughed on first hearing the name “Periwinkle”.
In these and similar cases of the hilarious response to sounds we seem to have, well within the first nine months, a germ of a feeling for the odd or droll. The early development of this sense of the funny in sounds is aided by their aggressive force for the infant’s consciousness, and by the circumstance that for the young ear they have pronounced characteristics which are probably lost as development advances, and they are attended to, not for their own sake, but merely as signs of things which interest us.
The psychical process involved in the transition may be described as follows. Sounds, while by reason of their suddenness and unexpectedness they are apt to take the consciousness off its guard and to produce a kind of nervous shock, are of all sense-stimuli the most exhilarating. The sudden rousing of the consciousness to a large joyous commotion is the fundamental fact. Nor will the jar of the shock, when the sense-organ develops and becomes hardier, interfere with this. On the contrary, it will add something in the shape of an agreeable rebound from a nascent attitude of uneasiness.[133] The laughter of the child at the first sounds of the piano, which have frightened many a child and other young animal, is, in part, a shout of victory. There is here, too, an element of “sudden glory” in the rejoicing, as the new expanding self is dimly conscious of its superiority to the half-alarmed and shrinking self of the moment before. {211}
In this case, it is evident, we have to do with a greeting of the laughable which will vary greatly according to the psycho-physical condition of the child. The same child that laughs at a new sound to-day will to-morrow, when in another mood, be disturbed by a quite similar surprise of the ear.
But more is involved in this laughter. The sudden and slightly disturbing attack of the ear by new sounds is apt to wear for the child’s consciousness a game-like aspect. We have only to think of the nursery rhymes, alluded to by Miss Shinn, in which the excitement of fun is secured by an explosive shock at the end, games closely analogous to the rides which terminated in a good bump. In these rhymes the fun lies in the shock, though only half-unexpected—a shock which has in it the very soul of frivolous play, since it comes at the end of a series of quiet orderly sounds. May not the new sounds, the guttural utterances and the rest, affect a child in a like manner as a kind of disorderly play? For a child’s ear, pitched for the intrinsic character of a sound, they may hold much which is expressive of the play-mood. This will apply not only to utterances like the “Pah! Pah!” which are clearly recognised as play, but to many others produced by a nurse or a mother who is given to entertaining. Perhaps the gurgling sounds which moved the mirth of Preyer’s boy appeared laughter-like.
This tendency to look on certain sounds as a kind of play seems to supply a psychical link in the development of a feeling for the odd and out-of-the-way as such. We have seen how the play-impulse “tries it on” when the restraints of rule grow too irksome. I suspect that the mirthful appreciation of the queer and out-of-the-way grows out of this inclination to a playful disorderliness or law-breaking. A child is apt to feel oppressed with the rules of propriety {212} imposed on him. By these rules quite a terrible multiplicity of noises is branded as “naughty,” and the prohibition tends to fix the playful impulse precisely in the direction of the forbidden sounds. Children have a way, moreover, of projecting their experiences and their inclinations into things which we call lifeless. What more natural, then, that they should feel these incursions of violent and quite improper-sounding noises to be a kind of playful throwing aside of order and rule?
In the domain of the visible world, suddenness of presentation rarely reaches, perhaps, the point of shock or joltiness. Yet there is ample scope, here, too, for the working of the unexpected on the child’s sensibilities. The first visual excitants of laughter, the sudden uncovering of the face in bo-peep, the unexpected return of the familiar face after an interval of absence, the instant transformation of the accustomed features when the mother “makes a face,” show how directly the surprisingly new may act on the young muscles of laughter.
Here, too, we may see how the hilarious enjoyment of the new and out-of-the-way emerges out of play-mirth. The distorted face of the mother produces a laugh when it has ceased to alarm and is taken as fun.[134] According to one observer, this making of faces grows into a standing pastime towards the end of the second year.[135] Is not the greeting of the baby-face in the mirror, which in Ruth’s case occurred on the 221st day (eighth month), and in that of Preyer’s boy at the end of the ninth month, a kind of accost of a newly discovered playmate? Perhaps the laughter of a little boy, of one and a half year, already referred to, at the jumping of a ping-pong ball and at a {213} spring-blind going up or coming down with a run, expressed a recognition of something play-like.
This co-operation of the play-inclination in the perception of the laughable in visual presentations is still more plainly illustrated in the effect of actions and postures. The quickness of the eye of mirth for expressions of the mood of romping play is seen in a child’s laughter, already referred to, at the gambols of a horse or other animal. Ruth was much entertained on her 441st day by the antics of a dog. Especially enlivening is the appearance of quick, play-like movements in grave elders addicted to decorous deportment. The girl M., at the age of eighteen months, broke into boisterous laughter on seeing her father as he ran to catch a train, with his handkerchief hanging out of his pocket. This sudden revelation of the playful temper may come to the child by way of postures and expressions. The awful laws of propriety soon tend to give the look of playful licence to certain bodily postures, especially that of lying down. The boy C., when twenty months old, laughed heartily on seeing his sister lying on the ground out of doors. Making faces, pouting lips and the rest become playful just because they are felt to be improper, the sort of thing one only does in a disorderly moment, playful or other. May not the drolleries—to the child’s consciousness—of animal form, for example the long neck of the giraffe, owe something to suggestions of improper jocose actions, such as trying to stretch oneself into Alice-like dimensions?
In this blithe recognition of the irregular in others’ behaviour we have the rudiment of an appreciation of the laughable, not only as a violation of rule but as a loss of dignity. This is apparent in such cases as the boy’s laughter at the prostrate form of his sister, illumined as {214} it was by the observation that, at the age of twenty-six months, he expressed great contempt at the spectacle of a Japanese gentleman stretched on the grass in the suburban Heath, which was the child’s daily resort, and which he seemed strongly disposed to subject to his own code of manners. Possibly, too, there was a touch of this appreciation of lowered dignity when the same boy, at the age of twenty-eight months, laughed greatly on seeing his father batter in an old hat. The laughter, complicated now by a new element of conscious superiority, probably took on a crowing note, though our dull ears may not be equal to a clear detection of the change. Not only so, it is possible that the laughter of children, common in the second year, at signs of disorderliness in the hair or dress of others, and especially superiors, implies a perception of something like lowered rank.
In this effect of the new in the visible world different tones of mirth are no doubt distinguishable. As the higher forms of perception begin to develop the primitive laughter of joy may persist and combine with later and more specialised kinds. Ruth’s voicing of merriment, in the thirteenth month, on having a new pair of mittens put on her, was largely an outburst of joy, though some dim sense of the oddity of the thing probably combined with this. On the other hand, the laughter called forth in the little girl M., at the age of twenty-one months, by the spectacle of a doll that had lost its arms presumably had in it, along with a sense of something weirdly absurd in the mutilated form, a pretty keen sub-consciousness of dollish proprieties set at defiance.
Other directions in the development of this early laughter at entertaining spectacles may be said to have their origin in the fun of play with its pretence or make-believe. Mrs. {215} Hogan’s boy, at the age of two years and two months, would laugh at his nurse’s pretended efforts to put on his shoes, which, instead of getting on, flew away wildly into freedom. This laughter was evoked at the fun of the thing, and probably involved an interpretation of the nurse’s action as play. Yet it had in it also, I think, the trace of an appreciation of the absurdity of the farcical collapse of effort. This is borne out by the fact that the boy, about the same time, would also laugh when the nurse, not in play, tried by jumping to hang a garment on a nail just too high for her. He may, of course, have regarded this, too, as but a continuation of the play. Yet it seems reasonable to suppose that the merry current had one of its sources in the perception of the amusing aspect of failure, of effort missing its mark and lapsing into nothingness.
I confess to have been surprised at what looks like the precocity of some children in the matter of honouring the proprieties of conduct. The little girl M., when only fourteen months old, is said to have laughed in an “absurdly conscious way” at a small boy who stood by her perambulator asking for a kiss. That kiss, we are told, was not forthcoming. Was the laugh merely an incident in a mood of nervous shyness, or did it signify a dim perception of “bad form” on the part of the proposer? Much care is needed in the interpretation of such expressive reactions. A small boy of eighteen months laughed when his pants slipped down. But this may only have resulted from a sense of the fun of the irregularity of the proceeding, aided perhaps by others’ amusement. A true feeling of shame is, of course, not developed at this age; yet a child may have caught from instruction a feeling of the shocking impropriety of an ill-timed casting aside of the clothes-trammels. {216}
We may find in the laughter of the child, within the period of the first three years, pretty clear indications of the development of a rude perception of amusing incongruities in dress and behaviour. The young eye has a keen outlook for the proprieties in the matter of clothes. Ruth, who was in the thirteenth month amused at seeing her new mittens put on, showed amusement about the same date when her pink bonnet was put on her aunt’s head. In this case, the play-significance of the action for the child’s consciousness is apparent. It seems fairly certain, indeed, that this higher form of a recognition of the laughable grows out of the play-interpretation. When at play children not only throw off rules of decorum and do improper things, they put aside ideas of appropriateness and launch out into bizarre discontinuities and contrarieties of action and speech. The play-attitude, as lawless and free, tends to inconsequence. Hence the readiness with which a child interprets such inconsequences as play.
It is the same when a child laughs at droll stories of the doings of animals and persons. He may take fables and other fancies seriously enough at times, but if his mind is pitched for merriment, he will greatly appreciate the extravagant unsuitabilities of behaviour of the heroes of his nursery books. The little girl M., when two years seven months old, laughed gaily at a passage in a story about kittens, in which they are made to say, “Waiter, this cat’s meat is tough;” asking in the midst of her merriment, “Did you ever saw such funny tits?”
Along with this rudiment of merry appreciation of the spectacle of the incongruous, we have the first crude manifestation of the closely related feeling of amusement at the absurd. Children are said to have no measure of the probable and possible, and to accept the wildest fancies in {217} unquestioning faith. Yet experience begins her educative work during these first three years, and one may detect sporadic traces of a feeling for what is gloriously incredible. A boy, already alluded to, aged about one and a half year, laughed as his aunt asked him what the waves, which he was gravely observing, were saying. The boy C., when twenty-two months old, grew quite hilarious over the idea of flying up into the air. Some one had suggested his flying like a bird, and he proceeded to cap the suggestion, adding, “Tit (sister) fy air,” “gee-gee (horse) fy air”. The last idea of a flying horse especially delighted one innocent, as yet, of Greek mythology.
Lastly, a bare allusion may be made to the early development of an appreciation of word-play and the lighter kind of wit. That this grows out of the play-element, the love of pretence, is at once evident. Verbal fun, “trying it on” with an incorrect use of words and so forth, is a common outlet of the rollicking spirits of childhood. Mrs. Hogan’s boy, at the age of one year eight months, developed a fancy for calling things by their wrong names, a knife a “fork,” for example. Ruth did the same towards the end of the third year. The fun derived from punning seems to be immense in the case of many children at the close of our period, as when a boy on hearing his mother say she had just called on Mrs. Fawkes asked, “Did you call on Mrs. knives too?” This easy childish mode of satisfying a jocose bent is seen also in the use of false statements, not seriously, but “in fun,” as the child has it. Ruth had a fit of such merry fibbing at the end of the third year. A child will often “try on” this kind of verbal game, when called up for a moral lesson.[136]
This same roguish impulse to “try it on” with the {218} authorities leads to something like a play of wit in repartee. The merry interchange of intellectual attack and defence, which relieves so many serious relations of adult life, grows naturally enough in the case of children out of their relation of subjection to the grown-ups. The playful experiment in the direction of disobedience is frequently accompanied by pretty exercises in verbal fencing, the joke of which the perpetrator himself, at any rate, greatly enjoys. Such sportive dialectic may arise, too, by way of meeting serious correction. A girl of two and a quarter years was told by a foolish nurse that if she put out her tongue she would get spots on her face. After listening gravely she turned on her instructress and, putting her finger on a little pimple on the latter’s chin, asked with “a most mirthful smile,” “How Lizzie (the nurse) det dat ’pot dere den?”
Enough has been said, perhaps, even in this slight examination of children’s laughter, to show that within the first three years all the main directions of the mirth of adults are foreshadowed. Humour itself, which is supposed only to come with maturity of feeling and reflection, begins to announce itself in a modest way during this period. The boy C., in his twenty-first month, had managed to twist his india-rubber horse, so that the head was caught between the tail and the legs. He laughed out loudly at first, then waxed tender, saying in a pitiful tone, “Poor Gee-gee,” and so swung from the one emotional attitude to the other.[137]
This appearance of the two feelings, distinct though contiguous, is, of course, a very different thing from the highly organised sentiment which we call humour. Miss Shinn {219} tells us that, in the case of Ruth, the period of infantile gaiety has been followed by one of serious practicality, into which humour does not enter. Perhaps it will come later. In any case we have to recognise in this laughter of the first years something far removed from the humour of the adult. It is a pure primitive gaiety, uncomplicated by reflection and sadness. It is enough for my purpose if it can be seen to disclose faint embryonic tracings of the main lines of differentiation in the development of human laughter.
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